Social Economics

Thomas Piketty and Karl Marx: Two Totally Different Visions of Capital

By Eric Toussaint

Republished from CADTM (Committee for the Abolition of Illegitimate Debt).

In his book Capital in the Twenty-First Century,(1) Thomas Piketty has gathered his data meticulously and provided a useful analysis of the unequal distribution of wealth and income, yet some of his definitions are somewhat confusing and even questionable. Consider, for instance, his definition of capital: “In all civilisations, capital has served two great economic functions: on the one hand to provide dwellings (that is to say, to produce “housing services,” the value of which is measured in terms of the rental value of the dwellings: this is the value of well-being of having a roof over one’s head as opposed to being outside); and, on the other hand, as a factor of production for producing other goods and services.” He continues: “Historically, the early forms of capitalistic accumulation seem to concern tools (from flint, etc.), agricultural infrastructure (fences, irrigation, draining, etc.), and rudimentary dwellings, before evolving into more sophisticated forms, such as industrial and professional capital and increasingly elaborate dwellings.(2) Piketty proposes a scenario that suggests capital has been present from the origins of humanity and that revenue from a savings account held by a limited-income retired person is the same as revenue derived from capital.

Capital according to Thomas Piketty

This major confusion is present in the heart of his analysis he develops in Capital in the Twenty-First Century. For Piketty, an apartment worth €80,000 or €2,000 on a savings account(3) may be defined as capital, in the same way as a factory or commercial premises worth €125 million. The ordinary citizen who owns an apartment, has some reserves in a savings account and a life insurance policy worth, say, €10,000 will readily agree with Piketty’s definition, which corresponds with those found in standard economic textbooks and repeated by their bank manager. However, they are wrong, because capital in our capitalist society is much more complex than these simple definitions. Capital is a social relationship that enables a minority (the richest 1%), to get richer by exploiting the labour of others (see below).

Yet when Piketty talks of a progressive tax on capital, he makes no distinction between the kind of “wealth” represented by a €1,000 savings account and the fortune of a Jeff Bezos, a Bill Gates or an Elon Musk.

The same confusion is to be found in his analysis of income: Piketty considers that the income from renting out an €80,000 apartment is a capital gain of the same kind as the income Mark Zuckerberg, the boss of Facebook, derives from his empire.

As far as wages are concerned, Piketty considers that all income declared as wages is wages, whether this means the €3 million salary package of the CEO of a banking group (an amount that is in fact revenue from capital and not a wage or salary(4)) or the €30,000 salary of a bank employee.

Capital according to Karl Marx

We should question the meaning Piketty gives to words like “capital” and define revenue from capital and revenue from labour differently. Piketty presents capital as something that exists in all civilisations and that has necessarily always existed. In this he is in tune with the political economy of the 18th and early 19th century, as found in the writings of Adam Smith in particular, before Karl Marx threw light on what Capital (and wages) really are and developed his critique of the political economy of his time.

Karl Marx has ironical comments on contemporary writers who, like Piketty does, considered the first silex tools to be the original form of capital or just capital: “By a wonderful feat of logical acumen, Colonel Torrens has discovered, in this stone of the savage the origin of capital. “In the first stone which he [the savage] flings at the wild animal he pursues, in the first stick that he seizes to strike down the fruit which hangs above his reach, we see the appropriation of one article for the purpose of aiding in the acquisition of another, and thus discover the origin of capital.” (R. Torrens: “An Essay on the Production of Wealth” &c., pp. 70-71.)»(5)

In his Capital, he states: “We know that the means of production and subsistence, while they remain the property of the immediate producer, are not capital. They become capital only under circumstances in which they serve at the same time as means of exploitation and subjection of the labourer.”(6) Marx explains that an artisan who owns his/her own tools and works for her/himself does not own capital and does not receive a wage. During the centuries that preceded the victory of the capitalist class over the old order, the overwhelming majority of producers worked for themselves, both in towns and in the country. Artisans organised into corporations and peasant families made up the majority of producers, who owned their tools of production, and in the countryside the majority of peasant families owned land, and in addition could make use of communal lands to feed their livestock or glean firewood. Between the end of the 15th century and the end of the 18th century in Western Europe, the developing capitalist class needed the support of the State to dispossess this mass of producers of their tools and/or their land(7) and force them to submit to becoming wage-workers in order to survive. The capitalist class needed to take organised action in order to impoverish and dispossess the working classes and thus force them to accept being wage-workers. That process did not take place all by itself. Karl Marx analyzes the methods that enabled the primitive accumulation of capital in a detailed and rigorous way. In Volume One of Capital, he reviews all the methods used to dispossess producers of the means of production, and thus of their means of subsistence.(8)

Marx draws an anecdote from a book by Edward Gibbon Wakefield (20 March 1796–16 May 1862) to illustrate the idea: “Mr. Peel, he moans, took with him from England to Swan River, West Australia, means of subsistence and of production to the amount of £50,000. Mr. Peel had the foresight to bring with him, besides, 300 persons of the working class, men, women, and children. Once arrived at his destination, ’Mr. Peel was left without a servant to make his bed or fetch him water from the river.’”(9) Marx comments ironically: “Unhappy Mr. Peel who provided for everything except the export of English modes of production to Swan River!” This is because in Australia at the time there was a profusion of land available and the workers were able to find a patch of land on which to set themselves up. Marx, through his comment regarding this fiasco experienced by the capitalist Peel, wants to show that as long as producers have access to the means of subsistence–in this case land—, they are not forced to submit to serving a capitalist.(10)

Marx concludes

So long, therefore, as the labourer can accumulate for himself–and this he can do so long as he remains possessor of his means of production–capitalist accumulation and the capitalistic mode of production are impossible. The class of wage labourers, essential to these, is wanting.“(…)”the expropriation of the mass of the people from the soil forms the basis of the capitalist mode of production.

He adds:

the capitalist mode of production and accumulation, and therefore capitalist private property, have for their fundamental condition the annihilation of self-earned private property; in other words, the expropriation of the labourer.

Karl Marx writes:

property in money, means of subsistence, machines, and other means of production, does not as yet stamp a man as a capitalist if there be wanting the correlative–the wage-worker, the other man who is compelled to sell himself of his own free will.

We should also point out that Marx, in the same section of Capital dedicated to primitive accumulation, vehemently denounced the extermination or forcible subjugation of the indigenous peoples of North America and the other regions that fell victim to colonial domination and the primitive accumulation of capital:

The discovery of gold and silver in America, the extirpation, enslavement and entombment in mines of the aboriginal population, the beginning of the conquest and looting of the East Indies, the turning of Africa into a warren for the commercial hunting of black-skins, signalized the rosy dawn of the era of capitalist production.

Consequences of Thomas Piketty’s definition of capital

To return to Piketty, the definition of capital he gives introduces complete confusion. Let’s look at his definition again:“In all civilisations, capital has served two great economic functions: on the one hand to provide dwellings (…) and, on the other hand, as a factor of production for producing other goods and services.”So, for Piketty, Capital has existed in all civilisations; he goes all the way back to prehistory when he writes:“Historically, the early forms of capitalistic accumulation(11)seem to concern tools (from flint, etc.) (…) and rudimentary dwellings, before evolving into more sophisticated forms, such as industrial and professional capital and increasingly elaborate dwellings.“For Piketty, a prehistoric flint tool, a cave, and a computer assembly plant are all capital. If we believe him, “capitalistic” [sic] accumulation goes back as far as the first assembly of a few pieces of flint that had been chipped and shaped. That definition throws no light on the historic specificity of capital, its genesis, how it is reproduced and accumulated, to which class it belongs, or the social and property relations to which it corresponds. The list of examples of capital Thomas Piketty gives resembles a supermarket catalogue; in a way it’s an inventory like the one in Jacques Prévert’s poem”Inventory“… with only the raccoons missing.(12)

Speaking of capitalist accumulation today, Piketty limits the discussion almost exclusively to the role of inheritance and fiscal policies that are favourable to capitalists; but in reality these factors, though they play a tangible role in transmitting and strengthening capital, are not what create it. Historically, for the capital held by the capitalist to begin a process of enormous accumulation, it was necessary to forcibly dispossess producers of their tools and their means of subsistence and exploit their labour power. The accumulation of capital as it continues today requires the continuing exploitation of working people and of Nature. Capital plays no useful role for society; on the contrary, continuing the accumulation of capital and the activities that generate it is literally deadly. Piketty’s failure to acknowledge that leads him to make a statement such as this:

If capital plays a useful role in the production process it is natural that it earns a return.(13)

Piketty’s confusion is undoubtedly the result of his fundamental convictions:

I am not interested in denouncing inequalities or capitalism as such (…) social inequalities are not a problem in themselves if they may be justified, that is to say for the common good. (…)(14)

My critique of Piketty’s definitions in no way minimises the interest of the monumental portrait his research has drawn of the wealth and income inequalities that have developed over the last two centuries. And, putting aside undeniable fundamental disagreements regarding the notion of capital, it is important, if anti-neoliberal fiscal reform is to be achieved, that we endeavour to bring together a broad spectrum of movements and individuals ranging from Thomas Piketty to movements of the anticapitalist Left. And if it is also possible to come together to demand cancellation of the public debts held by the European Central Bank (for a total amount of over 2,500 billion euros), it must be done. I do not regret having co-signed the call for the cancellation of sovereign debts held by the ECB(15) in February 2021 along with Thomas Piketty. But like the other members of the CADTM who signed that text, I consider that more must be done–beginning, for example, with levying a large Covid tax on wealthy individuals and major corporations. The CADTM feels that cancellation of public debts must be accompanied by a series of anticapitalist measures, and it is not certain that Thomas Piketty would support all of them.

Thanks to Anne-Sophie Bouvy, Christine Pagnoulle, Brigitte Ponet, Claude Quémar and Patrick Saurin for their readings.

Translated by Snake Arbusto

Footnotes

  1. Thomas Piketty, Capital in the Twenty-first Century, trans. Arthur Goldhammer, Cambridge (MA): Harvard University Press, 2013

  2. Thomas Piketty, Capital in the Twenty-first Century, p. 337.

  3. Note that according to Piketty, the amounts held in France in savings accounts, check-book accounts, etc. account for only 5% of (private) assets! p. .

  4. It’s very convenient for capitalists to include the very high revenues of a corporation’s executives, which also include dividends and stock options, in calculating total payroll.

  5. Source: Note 9 to Capital, Book One: The process of production of capital. Part VII, Part III: The Production of absolute surplus-value, Chapter 7: The Labour-Process and the Process of Producing Surplus-Value, available on the Internet: www.marxists.org. Also available in audiobook form, see next note. In the German original and the French translation, Marx jokingly adds a note of wild etymology, suggesting that stock as a reference to capital derives from the German word for stick.

  6. Karl Marx, Capital–Book One: The process of production of capital. Part VIII: Primitive accumulation. Chapter Thirty-Three: The Modern Theory of Colonisation. The text from which the excerpts quoted in this article is available on the Internet: www.marxists.org ; it is available in audiobook form at www.marxists.org

  7. Confiscation of land by capitalists began in England in the 15th century with what is known as the “Enclosure Movement,” which consisted in ending the traditional right of use of the land and the commons via the Enclosure Acts and turning them over as private property to wealthy aristocrats and bourgeois. Read Chapter 27 of Volume 1 of Marx’s Capital: Expropriation of the Agricultural Population From the Land: www.marxists.org, available as audio – www.archive.org

  8. The section of Capital in which Marx details the various sources of primitive accumulation of capital is Book One: The Process of Production of Capital –Part VIII: Primitive Accumulation (First English edition of 1887, translated: Samuel Moore and Edward Aveling, edited by Frederick Engels). There is an audiobook version of Part Eight (see link in earlier note).

  9. E. G. Wakefield: England and America, vol. Il, p. 33. Cited by Karl Marx.

  10. Writing of the specific situation of North American and Australia in the early 19th century, Marx explains that the possibility for colonists from Europe to become owners of land or begin working for themselves enables “The wage-worker of to-day [to become] to-morrow an independent peasant, or artisan, working for himself.” In North America, Australia and other regions colonised by Europe, the situation gradually changed over the course of the 19th century and the early 20th century, and the great mass of independent producers whose ancestors had emigrated from Europe were also dispossessed of their means of production.

  11. Author’s bold.

  12. Excerpt from the poem ”Inventaire“ (”Inventory”) by Jacques Prévert (published 1946):
    “A stone
    two houses
    three ruins
    four gravediggers
    a garden
    flowers
    a raccoon (…)”
    coonytanuki.tumblr.com

  13. Thomas Piketty, Capital in the Twenty-first Century, p. 674

  14. Idem, p. 62

  15. See the French version : www.cadtm.org The French version has been published by Le Monde, La Libre Belgique and RTBF

Class, Gender, Race & Colonialism: The ‘Intersectionality’ of Marx

By Kevin B. Anderson

Republished from Monthly Review.

Publisher’s Preface

Marx’s writings have sometimes been misrepresented. Many consider them to be no longer relevant for the 21st century on the mistaken assumption that he was obsessed only with class and had little appreciation of how issues of gender, racism and colonialism inter-related with class and the struggle for human emancipation. But as Kevin Anderson explains in this pamphlet:

It is important to see both [Marx’s] brilliant generalisations about capitalist society and the very concrete ways in which he examined not only class, but also gender, race, and colonialism, and what today would be called the intersectionality of all of these. His underlying revolutionary humanism was the enemy of all forms of abstraction that denied the variety and multiplicity of human experience, especially as his vision extended outward from Western Europe. For these reasons, no thinker speaks to us today with such force and clarity.

The pamphlet is part of a series published by Daraja Press entitled Thinking Freedom. We will be publishing other short, pamphlet-sized publications that address key topics / issues related to current struggles for emancipation, justice, dignity and self-determination targeted at the growing generations of activists, members social movements, and unions. Our aim is to produce short, easy to read, jargon free, pamphlets as print, pdf, ebook and, in some cases, audiobook formats. The pamphlets will aim to stimulate reflection and debate. In some instances, the publications will be accompanied by webinars and podcasts. The  idea is to make popular materials that encourage deeper reflection on the meaning and possibilities for emancipatory politics that does not blindly follow established dogma, but reviews the ‘classics’ and international experiences critically.We have published a series of interviews / podcasts in relation to Organising in the time of Covid-19 that can be accessed at darajapress.com.

If you have suggestions about topics that you think should be included in this series, please get in touch at info [at] darajapress.com.

For a PDF version of this pamphlet, please visit Daraja Press.

—Firoze Manji
Publisher, Daraja Press

Class, Gender, Race & Colonialism: The ‘Intersectionality’ of Marx

It is clear today that the emancipation of labour from capitalist alienation and exploitation is a task that still confronts us. Marx’s concept of the worker is not limited to European white males, but includes Irish and Black super-exploited and therefore doubly revolutionary workers, as well as women of all races and nations. But, his research and his concept of revolution go further, incorporating a wide range of agrarian non-capitalist societies of his time, from India to Russia and from Algeria to the Indigenous peoples of the Americas, often emphasising their gender relations. In his last, still partially unpublished writings, he turns his gaze Eastward and Southward. In these regions outside Western Europe, he finds important revolutionary possibilities among peasants and their ancient communistic social structures, even as these are being undermined by their formal subsumption under the rule of capital. In his last published text, he envisions an alliance between these non-working-class strata and the Western European working class.

“Proletarians [Proletarier] of all countries, unite!” It is with these ringing words that Karl Marx and Friedrich Engels famously conclude their Communist Manifesto in 1848.[1] This suggests a broad class struggle involving millions of workers across national and regional boundaries against their collective enemies, capital and landed property. In that same Manifesto, Marx and Engels also write, in another well-known passage, that “the workers have no country,” and further that “national differences and antagonisms between peoples [Völker] are shrinking more and more” with the development of the capitalist world market.[2]

An Abstract, General Theory of Capital and Labour

In the Manifesto, we are presented with large social forces, the proletariat or working class and its opponents, contending with each other on an international scale, where differences of culture, nationality, and geography have been overturned, or are being overturned, as capital is coming to rule the world and the workers are organising their resistance to it. Marx and Engels are writing here at a very high level of generality, abstracting from the specificities of the life experience of Western European and North American workers, and predicting that their lot will soon become that of the world’s working people, at that time mainly peasants labouring in predominantly agrarian societies.

It is in this sense that Marx and Engels also write that capitalism has “through its exploitation of the world market given a cosmopolitan character to production and consumption in every country.” They add: “National one-sidedness and narrow-mindedness become more and more impossible.”[3] Capital creates a world culture alongside its world market, forcing itself into every corner of the globe. They go so far as to applaud, in terms imbued with Eurocentric condescension, how capitalism “draws even the most barbarian nations into civilisation” as it “batters down all Chinese walls” and forces these “barbarians … to adopt the bourgeois mode of production.”[4]  While pain is produced as old societies are destroyed, capital is carrying out its historic mission, the creation of “more massive and more colossal productive forces than have all preceding generations put together.”[5]

Two decades later, in the 1867 preface to Capital, Marx writes, with a similar logic emphasising abstraction, that the “value form” that is at the core of capitalist production cannot be studied only empirically with regard to specific commodities produced. He adds: “Why? Because the complete body is easier to study than its cells.” Therefore, to analyse capitalism and its value form properly and fully, one must resort to “the power of abstraction” in order to examine commodity production as a whole.[6]

There is clearly a universalising pull under capitalism, a globalising system whose extension homogenises, regularises, and flattens the world, uprooting and changing it as needed to maximise value production, a quest that forms the soul of a soulless system. That same universalising pull creates a deep contradiction, the revolutionary opposition of the modern working class, “united and organised by the very mechanism of the capitalist process of production.”[7]

The experience of the working class is similarly homogenised. Shorn of its means of production (land, tools, etc) and reduced to a group of propertyless wage labourers, prototypically in giant factories, Marx’s working class is both alienated and exploited in ways specific to capitalism. As early as 1844 Manuscripts, he wrote of alienated labour, a concept deepened in Capital in the section of commodity fetishism. In the capitalist production process, human relations are fetishised because the products of labour come to dominate their producers, the workers, in a jarring subject–object reversal. These workers then experience that domination as the impersonal power of capital, which is itself produced by their labour. Capital lords it over them, turning human relations into “relations between things,” with the working class objectified to the extreme.[8]

Raya Dunayevskaya is among the few to emphasise Marx’s additional statement to the effect that these relations “appear [erscheinen] as what they are”.[9] The German verb erscheinen [like the word apparaissent he uses at this point in the French edition] is not a false or “mere” appearance and it differs from scheinen [French: paraissent], which means “appear” in the sense of semblance or even false appearance. Thus, we are not dealing with a false appearance that conceals “true” and humanistic human relations, but a new and unprecedented reality based upon “the necessity of that appearance because, that is, in truth, what relations among people are at the point of production” in a capitalist system.[10] In the long run, of course, such a thing-like human relationship is false in the sense that it will be rejected and uprooted by the working class, which seeks a society controlled not by capital but by free and associated labour. But, it remains utterly real while we are under the sway of the capitalist mode of production.

At the same time, the workers suffer harsh material exploitation, as the surplus value they create in the production process is appropriated by capital, in a system characterised by the greatest gulf in history between the material lot of the dominant classes and those of the working people. This exploitation grows in both absolute and relative terms as capital centralises and develops further technologically, in the process of the greatest quantitative increase in the development of the productive forces in human history.[11]

Marx pulls together these two concepts, exploitation and alienation, in his discussion of capital accumulation, wherein the “capitalist system” turns the labour of the workers into stultifying “torment,” serving to “alienate” from the workers “the intellectual potentialities of the labor process,” while at the same time, the rate of exploitation increases: “the situation of the worker, be his payment high or low, must grow worse” relative to the vertiginous accumulation of surplus value by capital.[12]

Marx’s Concrete Dialectic

The kind of analysis presented above shows Marx as our contemporary, not least his grasp of the limitless quest for surplus value by capital, and the concomitant deep alienation and exploitation that it visits upon the working people, from factories to modern call centres.

At the same time, these kinds of statements, especially when read out of context, have been used for decades by Marx’s critics, both conservative and left-wing, to portray him as a thinker whose abstract model of capital and labour occludes national differences, race, ethnicity, gender, and other crucially important aspects of human society and culture.

On the one hand, these critics are wrong because capitalism is in fact a unique social system that overturns and homogenises all previous social relations, tending towards the reduction of all human relations to that of capital versus labour. Thus, one cannot understand contemporary family and gender relations, ethno-racial and communal conflict, or ecological crisis fully without examining the underlying relationships described above. For the family, the ethnic tableau, and the natural environment are all conditioned by the underlying fact of a capitalist mode of production.

But, on the other hand, these critics pose questions that make us look more carefully at Marx’s theoretical categories. It is very important in this regard to realise, if one truly wants to appreciate Marx’s originality, that his concept of capital and labour was posed not only at a high level of abstraction, but that, at other levels, it encompasses a far wider variety of human experience and culture. As Bertell Ollman[13] has emphasised, Marx operated at varying levels of abstraction.

The present article centres on three related points.

  • First, Marx’s working class was not only Western European, white, and male, since from his earliest to his latest writings, he took up the working class in all its human variety.

  • Second, Marx was not an economic or class reductionist, for throughout his career, he considered deeply various forms of oppression and resistance to capital and the state that were not based entirely upon class, but also upon nationality, race and ethnicity, and gender.

  • Third, by the time of Marx’s later writings, long after the Communist Manifesto, the Western European pathway of industrial capitalist development out of feudalism was no longer a global universal. Alternate pathways of development were indeed possible, and these connected to types of revolutions that did not always fit the model of industrial labour overthrowing capital.

In terms of a concrete dialectic, Marx follows in the wake of Georg Wilhelm Friedrich Hegel. This is true from his earliest writings to Capital, where he writes of “the Hegelian ‘contradiction,’ which is the source of all dialectics.”[14] One striking feature of Hegel’s dialectical framework, despite its overall universalising thrust, is its rejection of abstract universals, while also avoiding a mere empiricism. No previous philosopher had drawn history and social existence into philosophy in this way, as seen especially in the Phenomenology of Spirit, a book so crucial to our understanding of the present moment that two new translations of it have appeared in 2018. Again and again in this work, Hegel rejects the abstract universal as “the night in which, as the saying goes, all cows are black.”[15] The concreteness of his universals is also seen in the ascending concrete forms of consciousness that develop along the universal pathway towards the freedom of the human spirit, from ancient Rome to the Reformation and the French Revolution of his own time, each of them limited by their historical, social, and cultural context. Of course, Marx also rejects aspects of Hegel’s idealism, especially his stress on the growth of human consciousness as the most important result of the dialectics of history, as opposed to the actuality of human freedom and healthy development in a society that has been revolutionised from below. In short, Hegel’s dialectic, while social and historical, remains somewhat dehumanised.

Such stress on the concrete universal in no way negates my earlier citation, where Marx writes that one needs the “power of abstraction” to get at what is really crucial about capitalism, its value form and the dehumanised, fetishised existence experienced by those who live under its domination. No, the solution has to be approached from both directions. The abstract rests upon the concrete, but at the same time, the abstract concept has to concretise itself, to become determinate. However, Marx equally rejects what Karel Kosík called the “pseudoconcrete,” a type of concrete that cannot think beyond the immediately given under capitalism. As against such false or distorted forms of consciousness, dialectics “dissolves fetishised artefacts both of the world of things and the world of ideas, in order to penetrate to their reality.”[16]

Thus, Marx is hostile to mere empiricism, embracing a dialectical form of totality. He at the same time castigates, as did Hegel, the abstract universals of traditional idealist philosophy and of modern liberalism, with its human and civil rights that are so often little more than formulaic to those at the bottom of society. Yet, at the same time, he embraces what he and Hegel called the concrete universal, a form of universality that was rooted in social life, and yet pointed beyond the given world of the “pseudoconcrete.”

One example of the concrete universal can be glimpsed in how Marx argues that we cannot adequately measure the world of capitalist exploitation and alienation either in its own terms (the “pseudoconcrete”) or by comparing it to past forms of domination like Western European feudalism, the ancient Greco–Roman world, or the “Asiatic” mode of production. Instead, he measures capitalist society against a different yardstick, the unrealised but potentially realisable horizon of a communist future of free and associated labour, as has been emphasised in two recent studies.[17] But, this is not merely an imagined republic, as Niccolò Machiavelli characterised the abstract and schematic models of the good society found in ancient Greco–Roman thinkers like Socrates. Marx’s vision of the future was based upon the aspirations and struggles of a really existing social class, the proletariat, to which his writings sought to give a more universal and concrete form.

The Working Class in All Its Human Variety

From the outset, Marx saw Britain as the country where the capitalist mode of production was most developed, far ahead of any other country. This can be seen especially in Capital, where British examples of both capital and labour predominate. But the British working class was by no means homogenous. As the industrial revolution surged in Manchester, the cutting-edge city of 19th-century capitalism, it did so by exploiting a working class with deep ethnic divisions between English and Irish workers. Engels discusses this issue at length in his 1845 book, The Condition of the Working Class in England published just after he and Marx began to collaborate. Marx regarded this book as one of Engels’s greatest contributions, citing it more than any other of his friend’s writings in Capital.

Marx himself took up the Irish potato famine of the 1840s as a tragedy rooted in the process of capital accumulation, especially in Capital. He wrote as well about Irish workers in Britain, especially in 1869–70, at a time when the First International was substantially engaged with supporting Irish revolutionaries. While he was able to convince the International to support the Irish, it was a difficult battle. At the same time, this was a battle that needed to be fought and won, because it got to the heart of why, despite its large-scale industrialisation and organised working class, Britain had not seen the level of class struggle predicted in texts written at an abstract level like the Communist Manifesto. He offered an explanation in a “Confidential Communication” of the International issued in early 1870:

[T]he English bourgeoisie has not only exploited Irish poverty to keep down the working class in England by forced immigration of poor Irishmen, but it has also divided the proletariat into two hostile camps … The common English worker hates the Irish worker as a competitor who lowers wages and the standard of life. He feels national and religious antipathies for him. He views him similarly to how the poor whites of the Southern states of North America viewed black slaves. This antagonism among the proletarians of England is artificially nourished and kept up by the bourgeoisie. It knows that this split is the true secret of the preservation of its power.[18]

Marx also saw this antagonism based upon the double oppression of the Irish workers, as both proletarians and as members of an oppressed minority in dialectical terms. He viewed the Irish as sources of revolutionary ferment that could help spark a British revolution. Thus, we have here the analysis of a really existing working class at a specific point in time, Britain in 1870, as opposed to the more general and abstract manner in which he and Engels conceptualised the working class in the Manifesto.

Marx viewed the racially divided working class of the United States (US) in similar terms. He strongly opposed slavery and advocated abolitionism within the working-class movement, attacking those like Pierre Joseph Proudhon who were more ambiguous on the subject of slavery.

He conceptualised African slavery as central to capitalist development, writing as early as Poverty of Philosophy (1847):

Direct slavery is just as much the pivot of bourgeois industry as machinery, credits, etc. Without slavery you have no cotton; without cotton you have no modern industry. It is slavery that gave the colonies their value; it is the colonies that created world trade, and it is world trade that is the precondition of large-scale industry.[19]

During the 1861–65 Civil War in the US, Marx strongly, albeit critically, supported the North against the slave South. He regarded the war as a second American revolution that had created some real possibilities for the working class. He intoned in Capital:

In the US, every independent workers’ movement was paralysed as long as slavery disfigured a part of the republic. Labor in a white skin cannot emancipate itself where it is branded in a black skin. However, a new life immediately arose from the death of slavery. The first fruit of the American Civil War was the eight hours agitation, which ran from the Atlantic to the Pacific, from New England to California, with the seven-league boots of a locomotive.[20]

At this point, he noted that a large national labour congress took place in 1866, one year after the end of the Civil War, where the demand for the eight-hour day was put forward.

Here, the abolition of slavery is seen as the precondition for a real working-class movement in the racialised capitalism of the US.

If Marx’s working class was not exclusively white, nor was it exclusively male. In her study of Marx and gender, Heather Brown concludes that in the parts of Capital devoted to the life experience of the workers, “Marx not only traces out the changing conditions of the male worker, but also gives significant emphasis to the role of women in this process.” While he sometimes lapsed into “echoing paternalistic or patriarchal assumptions” in his descriptions of female workers, it is hard to argue, as some have, that he ignored working women in his most important book.[21]

This can also be seen in his dialectical discussion of changes to the family and gender relations brought about by capitalist industrialisation, which has “dissolved the old family relationships” among the workers, as women and children were forced into horribly exploitative paid employment outside the home:

However terrible and disgusting the dissolution of the old family ties within the capitalist system may appear, large-scale industry, by assigning an important part in socially organised processes of production, outside the sphere of the domestic economy, to women, young persons, and children of both sexes, does nevertheless create a new economic foundation for a higher form of the family and of relations between the sexes.[22]

Marx returned to gender and the family as a research topic at the end of his life, as seen in his Ethnological Notebooks of 1880–82[23] and other notebooks from that period. In these notebooks, he explored gender relations across a number of societies, from preliterate Native Americans and Homeric Greeks, to precolonial Ireland and contemporary Australian aborigines. Some of these notes became the basis for Engels’s Origin of the Family. Although that work contains many important insights, it treats the rise of gender oppression in an economic and class reductionist manner that was far less subtle than the notes Marx left behind and which Engels used as source material.[24] These notebooks are also concerned deeply with colonialism, an issue discussed below with which Engels did not engage.

Revolutionary Subjectivity Outside the Working Class

It is important to note that Marx’s interest in gender issues was not limited to the study of working class women. From his earliest writings, he pointed to gender oppression as a crucial, foundational form of social hierarchy and domination. In the 1844 Manuscripts, he wrote:

The direct, natural, necessary relationship of human being [Mensch] to human being is the relationship of man [Mannto woman [Weib]. … Therefore, on the basis of this relationship, we can judge the whole stage of development of the human being. From the character of this relationship it follows to what degree the human being has become and recognised himself or herself as a species being; a human being; the relationship of man to woman is the most natural relationship of human being to human being. Therefore, in it is revealed the degree to which the natural behaviour of the human being has become human.[25]

Here, Marx is concerned not only with working-class women, as discussed above, but with other strata of women as well, and across the full trajectory of human society and culture, not just capitalism. He takes up the oppression of modern women outside the working class in his 1846 text, “Peuchet on Suicide,” where he focuses on middle- and upper-class French women driven to suicide by gender-based oppression from husbands or parents, writing at one point of “social conditions … which permit the jealous husband to fetter his wife in chains, like a miser with his hoard of gold, for she is but part of his inventory.”[26] These concerns did not end with Marx’s youth. In 1858, he wrote movingly in the New York Tribune about Lady Rosina Bulwer Lytton, who had been confined to a mental institution by her politician husband for having attempted to speak out on political issues.[27]

Nor did Marx focus on the industrial working class to the exclusion of the peasantry, which he saw as an oppressed and potentially revolutionary class. Considerable attention has been paid to his characterisation of the French peasantry as somewhat conservative in the Eighteenth Brumaire of Louis Bonaparte (1852). In other contexts, though, he discussed the revolutionary potential of peasants, for example, during the 16th-century Anabaptist uprising in Germany. Concerning his own time, in the Critique of the Gotha Programme (1875), he castigated Ferdinand Lassalle for labelling the “peasants” as inherently conservative, since Lassalle’s organisation had written off “all other classes” besides the working class as “one reactionary mass”.[28]

And, while condemning racist and imperialist forms of nationalism, Marx also strongly supported nationalist movements that exhibited a clear emancipatory content. Long before Vladimir Ilich Lenin articulated a concept of national liberation, in an 1848 speech on Poland, Marx drew a distinction between what he termed “narrowly national [étroitement national]” movements and national revolutions that were “reforming and democratic,” that is, ones that put forth issues like land reform even when it targeted the indigenous upper classes rather than just a foreign enemy or occupying power.[29]

Even in the Communist Manifesto, where, as discussed above, he and Engels had written that national differences were disappearing, this was at a general, abstract level. For, when it came down to concretising the principles in terms of a set of immediate goals and slogans in a final section, “Position of the Communists in Relation to the Existing Opposition Parties,” Polish national emancipation from under Russian, Austrian, and Prussian occupation was nonetheless singled out: “In Poland, they support the party that insists on an agrarian revolution as the prime condition for national emancipation, that party which fomented the insurrection of Cracow in 1846”.[30] Marx continued to support a Polish national revolution until the end of his life. He greeted the Polish uprising of 1863 with enthusiasm and in his writings celebrating the Paris Commune of 1871; he singled out the important contribution of Polish exiles in the military defence of revolutionary Paris. Fittingly, in Père Lachaise cemetery in Paris, the graves of the Communards include that of Polish General Walery Wróblewski, only steps away from those of Marx’s French descendants.

In the 1870 Confidential Communication on Ireland, the peasantry and the national movement were also intertwined as revolutionary elements. An equally prominent point in this text is Marx’s defence of the International’s public support of Irish national emancipation, including appeals to the Queen to stop the execution of Irish militants. On this issue, Marx and the International’s General Council in London had come under attack by the anarchist Mikhail Bakunin’s faction, which took a class-reductionist position, rejecting “any political action that does not have as its immediate and direct aim the triumph of the workers’ cause against capital”.[31] In response, Marx wrote in the Communication:

In the first place, Ireland is the bulwark of English landlordism. If it fell in Ireland, it would fall in England. In Ireland this is a hundred times easier because the economic struggle there is concentrated exclusively on landed property, because this struggle is at the same time national, and because the people there are more revolutionary and angrier than in England. Landlordism in Ireland is maintained solely by the English army. The moment the forced Union between the two countries ends, a social revolution will immediately break out in Ireland.[32]

Moreover, he hinted that such a process could also break the impasse in which British workers were stuck:

Although revolutionary initiative will probably come from France, England alone can serve as the lever for a serious economic Revolution … It is the only country where the vast majority of the population consists of wage laborers … The English have all the material conditions [matière nécessaire] for social revolution. What they lack is a sense of generalisation and revolutionary passion. It is only the General Council that can provide them with this, that can thus accelerate the truly revolutionary movement in this country, and consequently everywhere … If England is the bulwark of landlordism and European capitalism, the only point where official England can be struck a great blow is Ireland.[33]

He conceptualised more explicitly this notion of the Irish struggle for independence as a detonator for a wider British and European working-class revolution in a letter to Engels of 10 December 1869:

For a long time I believed that it would be possible to overthrow the Irish regime by English working-class ascendancy. I always expressed this point of view in the New York Tribune. Deeper study has now convinced me of the opposite. The English working class will never accomplish anything before it has got rid of Ireland. The lever must be applied in Ireland. That is why the Irish question is so important for the social movement in general.[34]

Here, Marx also acknowledges explicitly a change of position, from an earlier one, where he saw proletarian revolution spreading from the core industrial nations to the periphery. At this point, he is beginning to develop the notion of a transnational communist revolution beginning in the more agrarian, colonised peripheries of capitalism, and then spreading into the core nations. During the last years before his death in 1883, this was to become a major concern with respect to societies outside Western Europe and North America.

Late Marx: India, Russia, and Beyond

In The German Ideology of 1846, Marx and Engels conceptualised several successive stages of historical development in Eurocentric terms, later called modes of production: (i) clan or tribal, (ii) slave-based ancient Greco–Roman, (iii) serf-based feudal, (iv) formally free wage-labour-based bourgeois or capitalist, and, it was implied, (v) freely-associated-labour-based socialist. A decade later, in the Grundrisse of 1857–58, Marx discussed modes of production originating in Asia, especially India (the “Asiatic” mode of production) as a type of pre-capitalist system that did not fall easily under either (ii) or (iii). It represented something qualitatively different, without as much formal slavery, and with communal or collective property and social relations continuing in the villages for a very long time.

For Marx, this constituted a more global and multilinear theory of history, with premodern Asian societies on a somewhat different pathway of development than Western Europe, especially ancient Rome. In Capital, Vol I, he referred to “the ancient Asiatic, Classical-antique, and other such modes of production,” where commodity production “plays a subordinate role” as compared to the modern capitalist mode of production.[35] Marx’s distinction between Asian and European pre-capitalist societies was banned in Stalinist ideology, which clung to the slavery–feudal–bourgeois model of successive modes of production, something that required mental gymnastics to fit societies like Mughal India or Confucian China into the “feudal” or “slave” modes of production. Even as late as the 1970s, the noted anthropologist and Marx scholar Norair Ter-Akopian was dismissed from the Marx–Engels–Lenin Institute in Moscow for having published a book on the Asiatic mode of production.

In notes from his last years not published until after Stalin’s death, Marx summarised and commented upon his young anthropologist friend Maxim Kovalevsky’s Communal Property (1879), especially its treatment of precolonial India. Although appreciative of much of Kovalevsky’s analysis, Marx inveighed against his attempts to treat Mughal India, with its highly centralised state system, as feudal: “Kovalevsky here finds feudalism in the Western European sense. Kovalevsky forgets, among other things, serfdom, which is not in India, and which is an essential moment.” Marx concludes that concerning “feudalism,” “as little is found in India as in Rome”.[36]  These notes, available in English since 1975, did not find their way into the Collected Works of Marx and Engels. Nor can any of the notes on Kovalevsky or other late texts on India be found in the most recent collection of Marx’s India writings.[37] However, Irfan Habib’s comprehensive introduction to this volume does mention briefly the late Marx’s notebooks on India his “objection to any designation of the Indian communities as ‘feudal’.”[38]

All this would be only an academic topic had Marx not tied these issues to the contemporary issues of colonialism and world revolution. In the years 1848–53, Marx tended toward an implicit support of colonialism, whether in forcing a traditionalist China into the world market, as quoted above from the Communist Manifesto, or in his 1853 articles on India, which celebrated what he saw as modernising and progressive aspects of British rule. In 1853, he portrays India as backward in socio-economic terms, incapable of real change from within, and unable to mount serious resistance to foreign invasion due to its social divisions. Therefore, he could write that year in his Tribune article, “British Rule in India,” that British colonialism was carrying in its wake “the greatest, and to speak the truth, the only social revolution ever heard of in Asia.”[39]To be sure, Edward Said and others have caricatured his 1853 India articles as completely pro-colonialist, ignoring another major one a few weeks later, “The Future Results of British Rule in India,” which attacks the “barbarism” of British colonialism and applauds the possibility of India being able one day “to throw off the English yoke altogether”.[40] Nonetheless, some of Said’s criticisms are on target with regard to the Eurocentrism and ethnocentrism of the 1853 writings.

By the time of the Grundrisse of 1857–58, with its discussion of precolonial India being on a different historical trajectory than ancient Rome, Marx was also coming out publicly, again in the Tribune, in support of both the anti-British sepoy uprising in India and Chinese resistance to the British in the Second Opium War. But, his support for this anti-colonial resistance remained at a rather general level. Marx did not embrace the overall political aims or perspectives of the Chinese or Indians resisting imperialism, which seemed to be neither democratic nor communist.[41] This differs from his late writings on Russia, which saw emancipatory communist movements emerging from that country’s communal villages. Thus, Marx’s thinking on these issues seems to have evolved further after 1858.

Multilinear Pathways of Development and Revolution

During his last years, Marx never finished Volumes 2 and 3 of Capital, although he reworked Vol I painstakingly for the French edition of 1872–75, altering several passages that were seen to imply that societies outside the narrow band of industrialising capitalism would inevitably have to modernise in the Western industrial sense. In the original 1867 edition, he had written: “The country that is more developed industrially only shows, to the less developed, the image of its own future”.[42] Even the usually careful scholar Teodor Shanin viewed this passage as an example of “unilinear determinism”.[43] He, therefore, drew a sharp distinction between Capital (determinist) and Marx’s late writings on Russia (open-ended and multilinear). But, Shanin and other scholars who taxed Marx for this passage did not notice that in the subsequent 1872–75 French edition, the last version of the book he himself saw to publication, he recast this passage: “The country that is more developed industrially only shows, to those that follow it up the industrial ladder [le suivent sur l’échelle industrielle], the image of its own future.”[44] In this way, he removed any hint of unilinear determinism and, more importantly, suggested that the future of societies outside Western Europe might follow a different pathway.

Marx made a much more explicit statement concerning his multilinear approach to the historical possibilities of agrarian societies outside Western Europe in the draft of an 1877 letter, where he criticised strongly any idea of “transforming my historical sketch [in the “Primitive Accumulation” section of Capital—KA] of the genesis of capitalism in Western Europe into a historico-philosophical theory of the general course fatally imposed on all peoples, whatever the historical circumstances in which they find themselves placed,” a letter in which he also quoted the French edition of Capital.[45]

Marx also returned at length to the subject of India in his above-cited 1879 notes on Kovalevsky[46], his Notes on Indian History[47], and his 1880–82 Ethnological Notebooks.[48] During these last years, he wrote of Russian peasant “primitive communism” as a locus of resistance to capital and of possible linkages to the revolutionary working-class communist movement in the West. This is seen in a famous passage from his last published text, the 1882 preface he and Engels contributed to a new Russian edition of the Communist Manifesto:

If the Russian revolution becomes the signal for a proletarian revolution in the West, so that the two complement each other, then the present Russian common ownership [Gemeineigentum] may serve as the point of departure [Ausgungspunkt] for a communist development.[49]

In his late writings on Russia and notebooks on South Asia, North Africa, Latin America, and a number of other agrarian, pastoral, or hunter-gatherer societies, Marx is deeply concerned with the rise of gender and social hierarchy during the decline of communal social formations.[50] It is also very likely that he was interested in South Asian, North African, Latin American villages, like the Russian ones, as possible loci of resistance to capital and therefore potential allies of the working classes of Western Europe and North America.

For example, in Marx’s notes on Kovalevsky’s lengthy discussion of India, he traces in great detail the shift from kin-based communal village organisation to one grounded more in mere residency. At this stage, he has clearly rejected his earlier notion of an unchanging India until the arrival of capitalism via the British. However, as against his writings on Ireland, he never acknowledges this change explicitly, as in his 1869 letter to Engels on Ireland cited above. (Of course, we have less information on Marx’s thinking in his last years. By 1879, Engels, his most regular intellectual interlocutor, was no longer in faraway Manchester receiving Marx’s letters, but a neighbour who visited almost daily but without leaving much of paper trail of their conversations. Marx’s letters to Kovalevsky were also burned by his friends in Russia, who went to his house to do so, out of fear of them falling into the hands the police, which could have endangered the young anthropologist.)

As seen above, as early as the 1857 sepoy uprising, Marx seems to have moved away from his earlier notion of India as a passive civilisation that did not offer much resistance to foreign conquest. He recorded detailed data on Indian resistance in another set of notes taken around 1879, on British colonial official Robert Sewell’s Analytical History of India (1870), published in Moscow as Marx’s Notes on Indian History[51] without awareness that this volume consisted mainly of passages excerpted from Sewell’s book. In these notes, Marx records dozens of examples of Indian resistance to foreign invaders and domestic rulers, from the earliest historical records right up through the sepoy uprising. Moreover, Marx’s notes now view Mughal, British, and other conquests of India as contingent rather than the product of ineluctable social forces.

But, Marx’s main focus in these late notebooks on South Asia, North Africa, and Latin America is the structure and history of communal social relations and property in these regions, and on how colonialism uprooted these earlier social relations. At the same time, as a dialectical thinker, Marx also notes the persistence of remnants of these communal social forms even after they had been greatly undermined by colonialism. Did he come to believe that the Indian, Algerian, or Latin American village could become a locus of resistance to capital, as he had theorised in 1882 concerning the Russian village? That is what I have concluded after years of study of these notebooks.

To be sure, he never said such a thing explicitly. Moreover, in his late writings on Russia, in the drafts of his 1881 letter to Vera Zasulich, he even noted a key difference with India, that Russia had not “fallen prey, like the East Indies, to a conquering foreign power”. [52]

Still, I find it hard to believe that Marx engaged in such a deep and extended study of the communal social formations in precolonial and even colonial South Asia, North Africa, and Latin America without an aim beyond purely historical research. As the Italian Marx scholar Luca Basso notes, Marx was in his late writings on Russia and other non-Western societies, operating on “two planes,” that of “historical-theoretical interpretation” and that of “the feasibility or otherwise of a revolutionary movement” in the context of what he was studying.[53] The fact that he undertook this research in the years just before his clarion call in the 1882 preface to the Manifesto about an uprising in Russia’s communal villages that would link up with the Western proletariat as the “starting point for a communist revolution” suggests the connectedness of all of this research on primitive communism. As Dunayevskaya argued in the first work that linked these notebooks to modern concerns with revolution and women’s liberation: “Marx returns to probe the origin of humanity, not for purposes of discovering new origins, but for perceiving new revolutionary forces, their reason.”[54]

It is important to see both his brilliant generalisations about capitalist society and the very concrete ways in which he examined not only class, but also gender, race, and colonialism, and what today would be called the intersectionality of all of these. His underlying revolutionary humanism was the enemy of all forms of abstraction that denied the variety and multiplicity of human experience, especially as his vision extended outward from Western Europe. For these reasons, no thinker speaks to us today with such force and clarity.

Kevin B. Anderson’s authored books include Marx at the Margins: On Nationalism, Ethnicity, and Non-Western Societies and Lenin, Hegel, and Western Marxism. Among his edited books are The Power of Negativity by Raya Dunayevskaya (with Peter Hudis), Karl Marx (with Bertell Ollman), The Rosa Luxemburg Reader (with P. Hudis), and The Dunayevskaya-Marcuse-Fromm Correspondence (with Russell Rockwell).

Notes

See Bibliography below.

  1. MECW 6: 519; MEW 4: 493, sometimes my translation)

    1. MECW 6: 502–03; MEW 4: 479

    2. MECW 6: 488

    3. MECW 6: 488

    4. MECW 6: 489

    5. Marx 1976: 90

    6. Marx 1976: 929

    7. Marx 1976: 166

    8. Marx 1976: 166; MEW 23: 86; Marx 1994: 607

    9. (Dunayevskaya 1958: 100, emphasis in the original)

    10. Marx 1976: 929

    11. Marx 1976: 799

    12. Ollman 1993

    13. Marx 1976: 744

    14. Hegel 2018: 10

    15. Kosík 1976: 7

    16. Hudis 2012; Chattopadhyay 2016

    17. MECW 21: 120, emphasis in original

    18. MECW 6: 167

    19. Marx 1976: 414, emphasis added

    20. Brown 2012: 91

    21. Marx 1976: 620–21

    22. Krader 1974

    23. Dunayevskaya 1982; Anderson 2014; Brown 2012

    24. Quoted in Plaut and Anderson 1999: 6, emphasis in original; see also MECW 3: 295–96 for an earlier translation)

    25. Plaut and Anderson 1999: 58

    26. Dunayevskaya 1982; Brown 2012

    27. MECW 24: 88–89

    28. Marx 1994: 1001, my translation from the French original; see also MECW 6: 549

    29. MECW 6: 518

    30. Quoted in MECW 21: 208

    31. MECW 21: 119–120, translation slightly altered on basis of French original in Marx 1966: 358–59

    32. MECW 21: 118–19, translation slightly altered on basis of French original in Marx 1966: 356–57

    33. MECW 43: 398, emphasis in original

    34. Marx 1976: 172

    35. Krader 1975: 383

    36. Husain 2006

    37. Husain 2006: xxxv

    38. MECW 12: 132

    39. (MECW 12: 221).

    40. Benner 2018

    41. Marx 1976: 91

    42. Shanin 1983: 4

    43. Marx 1976: 91, my translation, see also Anderson 2014

    44. Shanin 1983: 136.

    45. Krader 1975

    46. Marx 1960

    47. Krader 1974

    48. Shanin 1983: 139, see also MECW 24: 426 and MEW 19: 296, translation slightly altered

    49. Some of these notebooks are still unpublished and will appear in the Marx–Engels Gesamtausgabe or MEGA, but their aspects have been discussed in Brown 2012; Pradella 2015 and Anderson 2016.

    50. Marx 1960

    51. Shanin 1983: 106

    52. Basso 2015: 90

    53. Dunayevskaya 1982: 187

Bibliography

  • Anderson, Kevin B (2014): Marx at the Margins: On Nationalism, Ethnicity, and Non-Western Societies, New Delhi: Pinnacle Learning.

  • — (2016): Marx at the Margins: On Nationalism, Ethnicity, and Non-Western Societies, Expanded edition, Chicago: University of Chicago Press.

  • Basso, Luca (2015): Marx and the Common: From Capital to the Late Writings, Trans David Broder, Leiden: Brill.

  • Benner, Erica (2018): Really Existing Nationalisms: A Post-Communist View from Marx and Engels, Reprint edition, New York: Oxford University Press.

  • Brown, Heather (2012): Marx on Gender and the Family, Leiden: Brill.

  • Chattopadhyay, Paresh (2016): Marx’s Associated Mode of Production, New York: Palgrave.

  • Dunayevskaya, Raya (1958): Marxism and Freedom, New York: Bookman Associates.

  • — (1982): Rosa Luxemburg, Women’s Liberation, and Marx’s Philosophy of Revolution, Sussex: Harvester Press.

  • Hegel, G W F (2018): Phenomenology of Spirit, Trans Michael Inwood, New York: Oxford University Press.

  • Hudis, Peter (2012): Marx’s Concept of the Alternative to Capitalism, Leiden: Brill.

  • Husain, Iqbal (ed) (2006): Karl Marx on India, New Delhi: Tulika Books.

  • Kosík, Karel (1976): Dialectics of the Concrete, Trans Karel Kovanda and James Schmidt, Boston: D Reidel.

  • Krader, Lawrence (ed) (1974): The Ethnological Notebooks of Karl Marx, Second Edition, Assen: Van Gorcum.

  • — (1975): The Asiatic Mode of Production, Assen: Van Gorcum.

  • Marx, Karl (1960): Notes on Indian History (664–1858), Moscow: Progress Publishers.

  • — (1966): “Le conseil générale au conseil fédérale de la Suisse romande,” General Council of the First International 1868–1870, Minutes, Moscow: Progress Publishers.

  • — (1976): Capital: A Critique of Political Economy, Vol 1, Trans Ben Fowkes, New York: Penguin.

  • — (1994): Oeuvres IV, Edited by Maximilien Rubel, Paris: Éditions Gallimard.

  • [MECW] Marx, Karl and Frederick Engels (1975–2004): Collected Works, Fifty Volumes, New York: International Publishers.

  • [MEW] Marx, Karl and Friedrich Engels (1968): Werke, Berlin: Dietz Verlag.

  • Ollman, Bertell (1993): Dialectical Investigations, New York: Routledge.

  • Plaut, Eric A and Kevin B Anderson (1999): Marx on Suicide, Evanston: Northwestern University Press.

  • Pradella, Lucia (2015): Globalisation and the Critique of Political Economy: New Insights from Marx’s Writings, Milton Park: Routledge.

  • Shanin, Teodor (1983): Late Marx and the Russian Road, New York: Monthly Review Press.

Ecosocialism Versus Degrowth: A False Dilemma

By Giacomo D’Alisa

Republished from Undisciplined Environments.

In a recent article Michael Lowy ponders if the ecological left has to embrace the ecosocialist or the degrowth ‘flag’; a concern that is not totally new. Lowy is a French-Brazilian Marxist scholar and a prominent ecosocialist. Together with Joel Kovel, an American social scientist and psychiatrist, in 2001 he wrote An ecosocialist manifesto, a foundational document for several political organizations worldwide. Thus, entering into a discussion with Lowy is not a simple academic whim, but a demand that many politically-engaged people of the ecological left are wondering about.

Recently, members of an ecosocialist group within Catalonia en Comù, part of Unida Podemos (itself part of the centre-left coalition governing Spain), invited me to debate about the end of the economic growth paradigm. This hints that ecosocialists are interested in degrowth vision and proposals. On the other hand, during talks, speeches and discussions I have participated in, I also have noted that ecosocialist projects intrigue and inspire many degrowthers. Indeed, people on both sides feel they are sister movements. The following reflection is a first and humble contribution to making the two come closer.

In the above-quoted article, Lowy supports an alliance between ecosocialists and degrowthers, and I cannot but agree with this conclusion. However, before justifying this strategic endeavour, he feels the necessity to argue why degrowth falls short as a political vision. He narrows down his critical assessment to three issues. First, Lowy maintains, degrowth as a concept is inadequate to express clearly an alternative programme. Second, degrowthers and their discourses are not explicitly anti-capitalist. Finally, for him, degrowthers are not able to distinguish between those activities that need to be reduced and those that can keep flourishing.

Concerning the first critique, Lowy maintains that the word: “degrowth” is not convincing; it does not convey the progressive and emancipatory project of societal transformation that it is needed; this remark echoes with an old and unsolved debate for many. A discussion that Lowy should know, as well as those that have followed the last decade of degrowth debate. Sophisticated criticism has mobilized the American cognitive linguist and philosopher George Lakoff’s study about framing. Kate Rowarth, for example, suggested to degrowthers to learn from Lakoff that no one can win a political struggle or election if they keep using their opponent’s frame; and degrowth has in itself its antagonic vision: growth. Ecological economists supported the same argument in a more articulated way, suggesting that for this reason, degrowth backfires.

On the contrary, my intellectual companion Giorgos Kallis, back in 2015, gave nine clear reasons why degrowth is a compelling word. I want to complement them with one more. Looking at the search trends in Google, after ten years, degrowth keeps drawing higher levels of attention worldwide than ecosocialism. Perhaps ecosocialism can result clearer at a glance. Nevertheless, this does not mean that the populace will be immediately convinced. Indeed, the ecosocialist concept also has similar and possibly worse problems of framing, given the post-Soviet aversion to “socialism”, but this cannot mean we should abandon the term. The recent upsurge of popularity in the U.S. of “democratic socialism” suggests that the negative association of a term can be overcome.

Ecosocialists, as degrowthers, must keep explaining the actual content of their political dream, the label is not sufficient to explain it all. Our mission is un-accomplished; granted, in some contexts, ecosocialism will result in a more straightforward message, but in other degrowth could result more convincing. For the ecological left, more frames could be more effective than just one; and, using the most appropriate in different contexts and geographies is very probably the best strategy.

Noteworthy is that these different frames share core arguments and strategies. So let me move to Lowy’s second criticism, the supposed discrepancy between ecosocialists and degrowthers about capitalism. According to Lowy, degrowthers are not sufficiently or explicitly anti-capitalist. I cannot deny that not all degrowthers self-define as anti-capitalists and that for some of them stating it is not a priority. However, as Kallis already clarified, degrowth scholars are increasingly grounding their research and policies in a critique of capital forces and relations. Furthermore, Dennis and Schmelzer have shown that degrowthers widely share the belief that a degrowth society is incompatible with capitalism. And Stefania Barca has delineated how articulating ‘degrowth and labour politics toward an ecological class consciousness’ is the way forward for an ecosocialist degrowth society.

To these arguments, I want to add an observation. In their 2001 ecosocialist manifesto, Lowy and Kovel affirmed that in order to solve the ecological problem, it is necessary to set limits upon accumulation. They go on clarifying that this is not possible while capitalism keeps ruling the world. Indeed, as they and other prominent ecosocialists affirm, capitalism needs to grow or die. This effective slogan is probably the most explicit anti-capitalist sentence written in the ecosocialist manifesto, and I can maintain that most of the degrowthers would undersign this statement without hesitation –even more in pandemic times, when the existing capitalist system seems to be predicated upon the slogan: we (the capitalists) grow and you die! Indeed, it is ever-more evident that inequality is increasing dramatically during this period. If these observations are accurate, then degrowthers and ecosocialists agree more than disagree, and together with many others in the ecological left camp, share the same common sense: a healthy ecological and social system beyond the pandemic is not compatible with capitalism.

Lowy’s last criticism is that degrowthers cannot differentiate between the quantitative and the qualitative characteristics of growth. At first sight, it seems a step back to the lively discussion in the 1980s about the difference between growth and development. However, I am sure that Lowy and other ecosocialists are well aware of the critical assessment many Latin America thinkers have done of development and its colonial legacy (see here and here, for example). So, I will interpret this criticism in a more general term: it is essential to be selective about growth, and clarify what sectors need to grow and which need to degrow or even disappear. Nothing new under the sun, I could say. Peter Victor in 2012, when he was developing no-growth scenarios for facing the threat of climate change, discussed the selective growth scenario showing its modest and short-term effects for mitigating climate change. Serge Latouche, in his 2009 book Farewell to growth, argued that the decision about selective degrowth cannot be left to market forces. And Kallis explained that growth is a complex and integrated process, and thus it is mistaken to think in terms of what has to increase and what has to decrease.

It is an error to use degrowth as synonymous of decrease (as Timothée Parrique discussed extensively), and to think that what is considered ‘good’ things (hospitals, renewable energy, bicycles, etc.) need to increase without limits as the growth imaginary commands. Those that perpetuate this logic, as Lowy seems to do, stay in the growth camp. Doing so, Lowy did not follow his suggestion of paying more attention to a qualitative transformation.

In an ecosocialist society, orienting production towards more hospitals and public transport, as Lowy suggests, does not imply overcoming the growth logic and its predicaments. A degrowth society, with a healthier lifestyle and more ecological care, probably would not need so many more hospitals. Indeed, as Luzzati and colleagues found, the increase in per-capita income correlates significantly with the increase in cancer morbidity and mortality. In a degrowth society, people would fly very much less, and this could help to diminish the speed of pandemic contagions. Agro-ecological systems will encroach fewer habitats; both these qualitative changes in societal arrangement could imply less necessity to increase the number of intensive care units.

On the other hand, increasing more and more of a ‘good thing’ such as bikes in a city is not entirely positive: as in the case of Amsterdam, where walkers felt lack of space because of the enormous number of bikes in public spaces; or China , where tens of thousands of bike have been dumped because the growth-led prospect of the shared bike in cities resulted socially and ecologically problematic, the city counsellor decided to cap bike growth and regulate the share sectors. In sum, the idea of selective (de)growth does not help to unlearn the growth logic that still persists amongst many in the ecological left camp. What is needed is, indeed, a qualitative change in our mind, in our logic and our performative acts.

Ecosocialists and degrowthers are less far apart than Lowy’s article hints. Both visions are moving forward along the same path, learning from each other in the process. Discussing some thesis or policies that one or the other is proposing will help to improve and clarify their visions, and make them less questionable at the eyes of the sceptics and indifferent people. A meaningful dialogue will help us to make our arguments and practices widely commonsensical. Ecological leftists have not to decide which is the best and the most comprehensive discourse between ecosocialism and degrowth. These visions, I tried to argue above, indeed share core arguments, and both contribute to building persuasive discourse and performative actions.

On the contrary, creating a false dilemma is not very useful for our everyday struggles. In 2015, with some colleagues, we suggested exploring the redundancy of six different frameworks (Degrowth, Sustainable Community Movement Organizations, Territorialism, Commons, Social Resilience and Direct Social Actions) for relaunching more robust and comprehensive initiatives against the continuous expansion of capitalism and environmental injustices. We concluded that fostering redundancy more than nuance should motivate the promoters of these approaches if the general aim is to effectively relaunch robust and less aleatory alternatives to capitalism. In other words, we call for focusing on the consolidation of what all these approaches have in common, not just what they diverge on. This suggestion is also valid for ecosocialists and degrowthers.

It is undoubtedly crucial that both ecosocialists and degrowthers continue refining their discourses, practices and policies for advancing toward an ecologically-sound and socially-fair world free from patriarchal, racial and colonial legacy. Nevertheless, it is equally important that they map the redundancies of their views to improve the effectiveness of their shared struggle at various scales.

Giacomo D’Alisa is a FCT postdoctoral researcher at the Centre for Social Studies of the University of Coimbra, Portugal, where is part of the Ecology and Society Working Group. D’Alisa is founding member of the Research & Degrowth collective in Barcelona, Spain.

Notes on Revolutionary Hope

By Yanis Iqbal

Humanity stands at a dangerous crossroads: a conflict between making profits and saving human life is clearly emerging, with the latter being sacrificed by the ruling class for the former. Even during a pandemic, the cogs of capitalism have not stopped working in their ruthless rhythm; hunger, wretched poverty, wealth concentration and vaccine imperialism have all moved in a frighteningly unified way, ripping apart the remaining semblances of a dignified existence. While earlier the political architecture carved by capitalists functioned as a democratic fig-leaf, it has become completely unresponsive today. The exigencies of an extremely monopolistic form of capitalism have corresponded to a centralized mode of authoritarian control aimed at containing class struggle. The political structures we currently have are aimed at invisibilizing the empty bellies of countless children and repressing the turmoil in the tin-shack settlements of the global poor.

Capitalism’s progressive putrefaction into a nakedly brutal system of pure oppression demands the discovery of new theoretical tools. Theory can’t maintain a sense of immunity from the cadences of changing conjunctures; it needs to be firmly tied to the specific concreteness of the existing period. Today’s situation calls for a powerful resurrection of revolutionary hope. One of the many functions of the bourgeoisie’s established order is to douse the dialectical fire of hope. Revolutionary hope threatens the fatalism and deterministic thinking so prevalent today. It foregrounds the inherent ability of the working class to vehemently destroy the zones of sheer exploitation built by capitalism. By showing to the subjugated subalterns the possibilities available to them, revolutionary hope binds them to the slogan raised by the Italian socialist weekly The New Order: “Educate yourselves because we will need all your intelligence. Rouse yourselves because we will need all your enthusiasm. Organize yourselves because we will need all your strength”.

Discarding Determinism

For revolutionary hope to come into being, we need to discard determinism. Instead of dialectically locating an individual in the interconnected economic, political and cultural systems, institutions and structures, determinism considers him/her to be unilaterally influenced by it. A determinist conception is based on the dichotomous division of existence into an “external world” and “human consciousness”. In this conception, the external world and consciousness are two different components of human existence. They come in contact with each other only through causal and mechanical means. Both of them are individually isolated from one another, having been transformed into object in the technical sense G.W.F Hegel depicted as “rounded in itself as a formal totality and indifferent to determination by another.”

In response to the parcelized and static interpretation of existence offered by determinism, historical materialism offers us a framework where neither consciousness, nor the “exterior” world, has priority; we have no way of describing either of them prior to the moment of their encounter. The world is not “external” and distinct from human beings; the individual understood as “being-there” (to use Martin Heidegger’s terminology) belongs in the world by the very nature of its existence. Insofar as the world is integral to human existence, human beings can’t be understood apart from as a “being-in-the-world”. They are ensembles of social relations, closely intermeshed in their environment. Antonio Gramsci puts the point in the following way: “all hitherto existing philosophies [before Marxism]…conceive of man as an individual…It is on this point that it is necessary to reform the concept of man. It means that one must conceive of man as a series of active relationships (a process) in which individuality…is not…the only element to be taken into account. The humanity which is reflected in each individual is composed of…1. the individual; 2. other men; 3. the natural world.”

The composite constitution of an individual implies the interiorization of social determinations: interiorization of the relations of production, family background, the historical past, and the contemporary institutions. All these internalizations are then exteriorized in acts and options which necessarily refer us back to them. This means that economic structures do not cause human actions but become interiorized by humans as they act. Social relations are both the medium and the outcome of human interaction. Humans produce and reproduce social structures through their actions and these structures condition, enable and constrain human behavior and social action in society. Thus, abstract societal relations are instantiated, lived, enacted, reproduced and potentially challenged through processes of communication in everyday life.

The dynamic of interiorization-exteriorization highlights the fundamental fact that although human beings are affected by their circumstances, they are also the propelling force of history. As Jean Paul Sartre said, “Men make their history on the basis of real, prior conditions (among which we would include acquired characteristics, distortions imposed by the mode of work and of life, alienation, etc.), but it is the men who make it and not the prior conditions. Otherwise men would be merely the vehicles of inhuman forces which through them would govern the social world.” Since history has a subject (human beings), there always exists the possibility of breaking free from the shackles of contradictory forces. While structures do exist, EP Thompson states that their impact upon us can’t be understood “as pre-determined programming or the implantation of necessity, but as the ‘setting of limits’ and the 'exerting of pressures.’”

The tangible manifestations of the complex interaction between structure and agency are reflected in the base-superstructure metaphor deployed by Karl Marx in his book “A Contribution to the Critique of Political Economy”. Widely misinterpreted as an instance of deterministic thinking, it is in fact a sophisticated conception of history, sensitive to the manifold movements of a societal totality. In a nuanced analysis of Marx’s topographical metaphor, Alasdair MacIntyre writes that the economic base of a society provides “a framework within which superstructures arise, a set of relations around which the human relations can entwine themselves, a kernel of human relationships from which all else grows…[in]creating the basis, you create the superstructure. These are not two activities but one.” In Marx’s view “the crucial character of the transition to socialism is not that it is a change in the economic base but that it is a revolutionary change in the relation of base to superstructure”.

A New Aim

Sartre defined a human being as “the totality of that he does not yet have, of all that he could have.” This definition emphasizes the centrality of the goal-directed life-activity of living individuals. A human being exists in the future, in the sense that it relates to itself in terms of the possibilities that it projects for itself. Sartre understands this to mean that human reality is limited by the aim it sets itself. It is by freely projecting the possibilities of one's existence that one determines how one sees things, what function they have, and their place in the world. This means that consciousness towards objects is made possible by consciousness’ transcendence, its power to see objects in the light of its own possibilities that it projects into the future. In other words, consciousness sees things in a particular light because of its project which surpasses current reality and, in so doing, approaches it through negation. I see the world in terms of what it could be because I see it not in terms of what I am but in terms of what I could be.

 In the current conjuncture, Marxism needs to intensively engage with the human being’s ability to engage in a conscious alteration (negation) and projection of that which is not yet real. Neoliberal capitalism has seeped into these spaces of an individual’s future-orientedness, ossifying it with its logic of fatalistic thinking. However, this does not signify a permanent closure of a radical future - in the words of Gramsci, “fatalism is nothing other than the clothing worn by real and active will when in a weak position.” Socialism needs to remove every iota of fatalism from the spaces of future so that a new aim can be constructed. This can happen only if the reality of revolutionary hope is fully recognized.

 

The Secular Prosperity Gospel of the Texas Energy Crisis

By Peter Fousek

The situation currently facing millions of people across the South Central United States is surreal. Caught in an unexpected onslaught of vehemently wintery weather, many have found themselves without power, and as a result without heat, while temperatures continue to plummet. Even more shocking than these circumstances themselves is the fact that a significant number of the power outages were caused not by the storm, but were instead implemented by utility managers in response to fluctuating natural gas prices. In Texas, when power was restored, it was accompanied by exorbitant surge pricing. This situation represents the latest in a long and devastating history of the free market failing to protect working class people from the effects of disaster while at the same time allowing those with financial means to turn a profit off of catastrophic circumstance. Both of those outcomes are necessary products of our socioeconomic system, the suffering of the many demanded to ensure the satisfaction of the few.

The basic premise of market fundamentalism, as a system of belief, is that greed is good. The official, normative morality of market-based society exists to rationalize that singularly hypocritical notion. In the same way that Joel Osteen and his fellow grifters preach that their ill-begotten wealth is a reward for their righteousness, that official morality strives to justify excessive affluence.  It works to convince us that both the billionaire and the homeless person have somehow earned their lot in life; that they deserve their respective state of decadence or deprivation. If not for a moral system that considers gluttony a virtue, the two could not coexist. How could we endure a social structure in which the wealthiest 1% of our nation hoards 30.4% ($34.2 trillion) of all private wealth ($10,426,829 per person, on average) while the bottom 50% collectively have only 1.9% ($2.1 trillion, or $12,805 per person)? How could we sleep at night knowing that nearly 1 in 4 households have experienced food insecurity this year, that 40 million face potential eviction, that unemployment and poverty rates have skyrocketed, all while the wealth of U.S. billionaires has increased more than 40% ($1.1 trillion) since March? In short, how could we manage to utterly debase the very essence of human life while viewing wealth itself as sacred, with the power to sanctify its possessors? Examples of opulence juxtaposed against a backdrop of despair are all too common in the United States today, and provide copious evidence of the tragically influential power possessed by the secular prosperity gospel.

Two articles published in the past week illustrate the consequences inflicted by that corrupt morality. On the 11th, CNBC contributor Sam Dogen wrote a piece entitled “Millionaire who bought a home at 26 regrets paying off his mortgage early”. This article recounts, with a shocking lack of self-awareness, the author’s experience of life as a young freelance consultant with a multi-million-dollar net worth, six-figure passive income, and fully paid-off home. Most strikingly out of touch in this humble brag of an editorial is the author’s assertion that, in retrospect, he deeply regrets not only having paid off his mortgage, but also his subsequent trip to Yosemite and Angkor Wat with his wife. His regret has absolutely nothing to do with the fact that he spent his “hard-earned” wealth on self-serving pursuits instead of using it to assist the countless people suffering around the world—people, for instance, with entirely curable diseases that will nonetheless kill them since they cannot afford treatment. No, our friend Mr. Dogen is unwilling to engage in such humanitarian remorse, incapable of repenting for actions that he does not perceive as wrong. Rather, he regrets only the fact that his spending was not self-serving enough!

The author laments the fact that, by securing the freedom of home ownership, he lost the motivation to continue improving his finances as aggressively as before. He started working 20-hour weeks rather than 60, thereby “loosing out on $20,000 of monthly income”. That he considers it a loss to spend time with his wife while they can still enjoy their youth; that the experience of culture and natural beauty is, to him, something wasteful and burdensome, is emblematic of the secular prosperity gospel’s most insidious effects. In the author’s psychology we witness the conceptual commodification of human life itself. In his view, people, not the least of them himself, are no more than instruments of production. By his logic, that is good which compels the individual to a greater degree of productivity. In producing more, the individual benefits by elevating her moral standing, understood to correlate directly with her productive output. Her moral standing is elevated because her increased productive output is seen as beneficial to society, in a conceptual framework where social good is defined as capital accumulation. Moreover, the capitalist market system provides a quantitative measure of the individual’s productivity (and thus, of her moral worth). That metric, of course, is the dollar.

In this manner, injustice and inequity find excuse and validation. Fear of the suffering that accompanies poverty under a capitalist mode of production provides an important social “good” in the same way that fear of eternal hellfire did in eras past: it coerces the individual to embrace their role within an unjust social order, that they might tread its exploitative waters and keep their head above its deadly waves. However, capitalism and divine right are fundamentally different ideologies; the former evolved to hold a far more tangible grasp over its subjects than the latter ever did. The power of the “divinely endowed” ruling order stemmed from its subjects’ belief in the official morality and the otherworldly consequences thereof, and so the subjects had to be cajoled into that belief to imbue the ruling order with authority. Under the rule of capital, material conditions force the individual to subscribe to the official morality under threat of homelessness and starvation, whether they believe in its righteousness or not. Viewed as nothing more than a productive commodity, the individual must produce for the sake of the “social good”. If she does so with sufficient vigor and skill, her moral righteousness will be rewarded with wealth and correspondingly with freedom. Conversely, if she lacks the freedom to enjoy even the basic necessities of life, her failure to produce enough is at fault.

This leads us to the second illustrative headline: “Record cold brings a windfall for small U.S. natural gas producers”. This article, published on the 14th, describes how natural gas prices “have surged more than 4,000% in two days,” a trend which has provided suppliers “$600,000 to $700,000 a day” in revenue, “up from just a few thousand dollars a day normally”. The author, Rachel Adams-Heard, describes this surge as a positive, a well-deserved return on investment for the industrious businesspeople who, having taken the risk of acquiring an asset, secured both legal and moral right to reap its gains. She makes no mention of the appalling extortion required to make those profits possible. But we understand that the firms in question make their money, whether $5,000 or $500,000 per day, by providing a commodity (natural gas) to their customers in exchange for a fee. The most significant of these customers are the utility companies, who pay for the privilege to make use of that commodity and internalize its cost into the price at which they sell their utility (electricity, heat) to customers of their own. Due to the extraordinary weather currently gripping the nation, the initial commodity and corresponding utilities have become crucial to the health and safety of those second-degree customers, who are presented with the cruel choice between paying exorbitant rates or being left to face the cold. But that choice is only available to those with both the means to pay the surge prices, and homes in areas where service has not been cut. Many do not even have those scant prerequisites: millions are without power, thousands are sleeping in their cars, others have died from exposure.

All this because the market, despite the near-perfect efficiency alleged by its staunch supporters, is unable to allocate for and address this unexpected disaster. Rather, the market is unwilling to allocate appropriately, since doing so would require the natural gas suppliers to take a loss. This is clearly the case in Texas: utility companies cut massive swaths of customers off from the grid expressly to avoid paying the inflated gas prices driven up by demand in response to the storm. Under normal circumstances, the fees that these firms charge their customers are capped to limit the degree of their exploitation—electricity is a public utility, after all.  Given those price caps and the increased cost of gas, the utility firms would have had to pay more for the gas required to run their powerplants than they would be able to make up by charging their customers for power usage. In response to this dilemma, the Electric Reliability Council of Texas (ERCOT, a nonprofit tasked by the Public Utility Commission with managing “90% of the state’s electric load”) issued an emergency order allowing electricity suppliers to charge consumers enough to internalize their elevated costs, price cap be damned, forcing the public to bear the entire burden imposed by increased market demand. This is blatant extortion: the people are made to pay obscene amounts for a public utility under threat of the bitter cold. It is only via this shakedown, this racket, this criminal abuse, that those diligent oilmen celebrated by Ms. Adams-Heard are able to make their sudden gains.

The examples illustrated in these articles are just a few recent symptoms of a longstanding, institutional, ideologically mediated system of injustice. We have seen countless others over the past year. The U.S. has left its pandemic response in the hands of the market, a practice which has resulted in the wealthiest nation in the world facing the highest death count of any country. The Lancet Commission reports that about 40% of those U.S. COVID deaths could have been avoided, if not for the right-wing conspiratorial politicization of the virus and the implementation of policies foregrounding the protection of the economy (read: stock market) at the direct expense of public health. The rich have become astronomically richer thanks to trillion-dollar tax-cuts and deadly re-openings, the former funded by the liquidation of social welfare programs and the latter funded by the liquidation of working-class lives. Already limited social safety nets have been cut despite the unprecedented difficulties now facing us, for the benefit of those who possess more than they could ever dream of spending, their fortunes built over years of exploitation.

This social order, which pursues the ends of a small minority at the expense of the working majority, could not possibly maintain its existence through force alone. It requires the power of official morality, of the secular prosperity gospel which preaches that wealth, as productivity incarnate, is the manifestation of social value. That logic, which implicitly declares that the poor are worthy of their disenfranchisement and destitution, is responsible for the terrible repercussions that we now see. Such despicable “morality,” and the consequences that follow, are inevitable in a system that considers the individual not as a person, but as a totality of needs. Under such a system, the other is not a fellow member of the community to be treated with compassion, not a neighbor to be loved, but rather a commodity, a tool to be used in the satisfaction of one’s own selfish desire. As long as human life is treated as an object to be bought and sold, the principle of the “sacredness of human life” remains a hypocritical lie, intended only to trick the oppressed into consenting to their subjugation.

Miguel Cardona: More of the Same Neoliberal Education?

Picture © Devin Leith-Yessian

By Brandon Edwards-Schuth and Brad J. Porfilio

A collective sigh of relief and hope has been commonplace on Facebook from fellow educators and P-20 school leaders recently who have, rightly so, been disgusted with the Trump administration and then education secretary, Betsy DeVos. It has been a tumultuous four years filled with white supremacy, a neglected pandemic which the wealthy got richer from, multiple supreme court nominations of conservative judges who will impact generations to come, and so much else. On top of that, DeVos dedicated her tenure to “advance God’s Kingdom” through school reforms in favor of school choice vouchers for “greater Kingdom gain,” largely doing more to destroy public education with an intensifying of neoliberalism, i.e. privatize everything because ‘the free market’ is better than the state at providing social entitlements, such as education, to its citizens.

While a new administration and education secretary (especially someone that’s actually a teacher) is far better than Trump and DeVos, it’s actually a really low bar that’s been set. In doing so, we fear that many are too easy to welcome in Cardona without really considering his educational policies and who is involved, which we feel is largely a continuation of the neoliberal capitalist status quo in the U.S educational system that predates (though continued through) DeVos. To really understand the very likely trajectory of a future Cardona tenure as Secretary of Education under President Biden, we have to briefly go back and see the historical context building up to today.

The Obama Administration under the leadership of the 9th and 10th Secretary of  Education, Arnie Duncan (2009-2016) and John B. King (2016-2017), changed the direction of educational policy formation in the United States, as the Obama Administration “for the first time pressured states in a sustained way to undertake systemic change in their education systems and held them accountable for the academic performance of their students” (1). To the dismay of some teachers, parents, school administrators, and scholars, the Obama Administration’s agenda for education was designed to promote the corporate ascendancy over the United States educational system, instead of providing the vision and resources necessary to eliminate social inequalities and institutional forms of oppression, such as racism, ableism, classism, and cis-heteronormativity, which are truly responsible for educational disparities in the United States. For instance, in securing Arnie Duncan for the position of Secretary of Education, Obama secured a corporate cheerleader who supported market-based educational policies during his over seven-year tenure as CEO of Chicago Public Schools, such as increasing standardized testing, opening for-profit charter schools, and eliminating an elected school board in favor of Chicago Board of Education, which consisted of Chicago’s wealthy and powerful. One of the Obama Administration’s quintessential mandates that ceded corporate control over the US education system was Race to the Top (RTTP) a $4.35 billion dollar “competitive incentive program” launched in June of  2009. With many U.S. states grappling from a lack of resources for schools from the so-called “Great Recession,” 46 state governments applied for needed resources in exchange for supporting corporate-driven educational mandates, “including charter schools, college and career-ready standards and evaluations of teachers using student test scores.” Numerous CEOs and philanthropists used RTTP to increase revenue, to gain notoriety for allegedly providing additional opportunities for the most vulnerable students, and to control teaching and learning within K-12 educational institutions. For instance, The Eli and Edythe Broad Foundation became involved in educating leaders to support the charter school industry across the county, the Walton Foundation spent millions of dollars to expand charter schools; and Pearson incorporated created textbooks, test-prep materials and high-stakes tests to reap an economic windfall for arbitrating whether teachers and school officials are effectively educating children.

The Obama Administration also increased the likelihood that specific states would receive support under RTTP if they adopted a “common set of K-12 standards,” which were internationally benchmarked and that prepared students for colleges and careers. The Common Core State Standards (CCSS) became situated within the high-stakes testing climate, as specific assessments that were linked to CCSS became the chief barometer of whether teachers, schools, and districts were effectively educating children. CCSS in a test-polluted educational context had a debilitating impact on schools. They were responsible for teachers and leaders losing jobs, narrowing the curriculum to merely content on examinations, and educators losing the autonomy to create learning experiences designed to spark students’ creativity and intellectual curiosity. During Obama’s last year in office, John B. King Jr., did little to squelch market-driven educational approach to improving teaching and learning in the U.S. educational system. Instead, he just followed the same neoliberal path when he was New York State’s education commissioner from 2011-2014, King continued to support testing and accountability policies as a panacea for improving education as well as dismissing parents, students, schools and community organizers who believed opting-out of taking high-stakes test was vital to supporting their children’s intellectual and social development and to support teachers’ professional judgement to evaluate student learning and development. Near the end of Obama’s end in the Whitehouse, King attempted to appease those who criticized Obama’s top-down, corporate agenda for education by offering states grants to offer students “a well-rounded education and to provide additional social support to support mental care for students.” In the end, however, market-driven educational policy formations based on the ideals of accountability, competition, profit-motive and rugged individualism came to dominate how schools function in the United States.

Under the Trump Administration, Education Secretary, Betsy DeVos, had rolled back the federal government from playing a dominant role in the US educational system. However, she utilized an already strong corporate-base within educational agencies at the state and local levels to strongly pushed her libertarian “school choice” agenda through hundreds of millions of financial aid to various charter schools (including organizations aimed at opening new ones) and unaccredited for-profit schools, while at the same time attempting to cut $17.6 million in federal funding for the Special Olympics. DeVos has also capitalized on the COVID-19 pandemic to hasten the privatization of public education; even ending her tenure with giving more than a million dollars to a soccer club with no prior educational experience to startup a charter school. DeVos’s tenure was largely dominated by diverting enormous quantities of financial aid away from public schools and into private hands, which although not new, was done with such explicit intensity and excess that it was seen as repulsive.

This brings us to today, where Joe Biden’s candidate for Education Secretary, Miguel Cardona, is set to be heard by the Senate Health, Education, Labor and Pensions Committee on February 3rd, 2021. Son of parents who moved from Puerto Rico and whose father, Cardona Sr., was a police officer, Cardona is a former teacher, the youngest principal in the state’s history, and assistant superintendent for teaching and learning (2015-2019), and commissioner of education since 2019 in Meriden, Connecticut. While his teaching experience gives important merit, Cardona’s positions on educational policies have been largely a mystery to those in Washington D.C., though that is part of why he was chosen.

Historian of education and educational policy analyst, Diane Ravitch, in a Democracy Now! interview suggested that he was chosen by the Biden Administration for particularly “being non-controversial,” a particularly strategic move. Unlike Biden’s runner up choice, Leslie Fenwick, who has been a vocal opponent of charter schools and more, Cardona is seen as a non-controversial, safe pick who also hasn’t been clear on being for or against charter schools. This puts Cardona in a space where he can more fluidly appeal to most people across the political spectrum, so long as he does not support initiatives that challenge the hegemony of corporate practices, policies, and  social imaginary over the United States’ educational system. We see this when, during his educational administrative positions in Connecticut, Cardona “renewed every charter that was due and has not approved any additional schools for the legislature to consider opening.”  Furthermore, as an educator and Assistant Superintendent for Teaching and Learning, Cardona supported educational initiatives afforded minoritized learners additional access to educational opportunities, such as the ability to attend advanced-level courses, to attend “full-day kindergarten and offer more vulnerable children access to high-quality preschool,” without challenging the common-state standards and standardized tests, let alone unjust social formations, including racism and poverty, which are inhibiting the educational performance of BIPOC and other minoritized learners. It’s not hard to imagine the Biden Administration guide by Cordona’s leadership might not further the DeVos agenda, but at the same time probably won’t reverse course on the privatization of public education.

Cardona also gave a recent interview on Connecticut Public Radio’s Where We Live Podcast where he was open about some of his stances on education policies. Cardona’s comments make it clear he believes providing access to education is the chief lever for improving the quality of life of minoritized groups in U.S. society. For instance, he feels providing students additional opportunities to attend college and provide them “other career pathways'' will allow students to attain the “American Dream.” Clearly, Cordona is correct providing additional access to educational opportunities for BIPOC and other minoritized students may allow some to transcend their class status; yet, his belief in education access as a societal equalizer is misguided as it does not acknowledge how structures impediments, including unemployment, the dominance of low-paid service jobs, poverty, and lack of affordable housing, leave most citizens, even those who hold advanced degrees, from achieving the “American Dream.” Cardona also holds a similar perspective related to reopening schools in the midst of the global pandemic. He believes reopening schools is vital for the academic success of Black, Latino, and low-income children; but he overlooks larger structural conditions that inhibit students from low-income and racialized communities to succeed in schools, irrespective if they are physically open, including having to bear the brunt of more of their family members die and suffer from COVID. Another important consideration for reopening schools in the midst of the pandemic is if the schools that are reopened will continue to put the health and safety of children and communities at risk only to ensure the United States’ educational system will continue to support the interest of the political and economic elite over the well-being of working-class people. Perhaps, schools should only reopen if they are firmly committed to support the goals of border dissent movements, such as Black Lives Matter and Indigenous and environmental rights movements, which are committed to overturning systems of knowledge, structures, and institutions responsible for human suffering and environmental degradation. We also echo what Associate Professor of Urban and Multicultural Education in the Educational Studies Department at Macalester College in St. Paul, Minnesota, Brian Lozenski had said: “Otherwise, the reward of ‘safety’ is not worth the risk of perpetuating injustice.”

As educators ourselves, we hope that Cardona surprises us all by foregoing the neoliberal status quo and instead genuinely enact critical and progressive educational policies and emancipator pedagogies. Cardona ought to lift the mandate on standardized testing at least during this pandemic, but ideally indefinitely to combat the dominance of corporatism over the US educational system. Things like canceling student debt/free education at the very least, is long overdue in the fight for equity. Even further, implementing critical education rooted in decolonizing, abolitionist, anti-racist, anti-capitalist, and defunding the police (just to name a few) are some of the necessary components of an education aimed at genuine social justice that we ought to be demanding. For all the educators, scholars and leaders out there who are quick to accept Cardona as a beacon of hope and change, we urge skepticism and honesty. Cardona is certainly far more preferable to DeVos, but he was strategically chosen by the Biden Administration to not shake up the corporate ascendency over education and society too much. 

 

Notes

1. McGuinn, P. (2016). From no child left behind to the every student succeeds act: Federalism and the education legacy of the Obama administration. Publius: The Journal of Federalism, 46(3), 392-415.

 

Brandon Edwards-Schuth (He/They) is an educator, activist, and doctoral candidate in the Cultural Studies and Social Thought in Education program at Washington State University. b.edwards-schuth@wsu.edu

Brad J. Porfilio (He/Him) is the Director of the Ed.D. Leadership Program and Professor at San Jose State University. Porfilio16@aol.com

How the Media Legitimizes Gentrification

By Noah Streng

Republished from Michigan Specter.

If you’ve ever seen an episode of HGTV’s Good Bones or any other “house-flipping” show, you’ll know that like all reality TV shows they depict dramatized situations as a way of increasing the stakes and encouraging viewers to keep watching. However, when watching these types of shows, it is important to recognize what narratives they are promoting. Whose voices and stories do they center? What underlying assumptions are left unchallenged?

In the strange world of reality TV, there’s an entire genre dedicated to “home improvement” where wealthy individuals will buy homes in “rundown neighborhoods’’ and “make them beautiful again” (all while making a significant profit for themselves, of course). These shows like to promote the idea that the house-flippers are courageous underdogs venturing into an uncharted and dangerous land to save target homes from the scary, filthy people who live in them. Euphemisms like “up and coming” and “transitional” are often used to describe low-income, minority neighborhoods starved for investment.

In a dramatic scene from an episode of HGTV’s Good Bones, the gentrifiers are seen “scouting” a house that they bought and breaking through a window because the doors of the house are locked — a sign that people have been staying there. The scene depicts the gentrifiers as being frightened by the possibility of encountering a squatter and being disgusted by the house’s “filth.” However, what’s never asked or included in these shows is questioning why the person living in that house needed to squat in the first place.

Did the state fail to provide them affordable housing? Are they suffering from a mental health issue and lack insurance? Did they get evicted from their former home? Instead of analyzing the root causes of this person’s housing insecurity and seeking to address it, the squatter is demonized as singularly responsible for their failures. Not only that, but the content of these characterizations is highly racialized, contributing to the white supremacist and colonial themes of the show.

These shows almost never consider the perspective of the tenants evicted by gentrifiers who rip their apartments out from under them. In some cases, there will be depictions of scary, drugged-up squatters who are illegally occupying the gentrifiers’ new passion project. In an article titled ‘We Bought a Crack House,’ house-flippers Catherine Jheon and Julian Humphreys detail their “brave” story of buying a house for $560,000 and encountering the tenants — whose home had just been sold by their landlord without consent — still living in the house when they arrive. Some of the home’s residents are experiencing problems with drug addiction, and are even caught by the gentrifiers using crack in an upstairs room.

What’s not mentioned here is how poverty, and these people’s recent condemnation to homelessness by their landlord, may have influenced their decision to use drugs to cope with the immense hardships they face. When Jheon and Humphreys ask the former tenants to leave the home so that they can start renovating, the tenants refuse, citing that they have nowhere else to go and that this is their rightful home. Jheon writes about her frustration with this, as every day she can’t renovate the home is money lost. In the end, she and Humphreys bribe one of the tenants to leave the house and call the police to forcibly remove the rest of them.

This is a classic example of how law and the media intersect to legitimize the violence of colonization and gentrification which continues in our cities today. The poor are demonized and gentrifiers are portrayed as innocent white saviors who are just trying to make a living — but they are doing so by displacing poor, housing insecure black and brown people. The police advance these projects of colonization by using their monopoly on violence to aid gentrifiers in their mission of displacing community residents so that their house can be fixed up and eventually sold to a rich white family.

While seeming innocent on their face, these shows can have devastating effects on the lives of the millions of people in the United States who experience housing insecurity. Not only do these television networks make money off of stories of tragic displacement of poor people, but they frame these stories in a way that valorizes gentrifiers and legitimizes a landlord’s right to hoard property and force destitute people into homelessness. Oftentimes, the excuse that gentrifiers will use when evicting tenants is “it’s our house now.” However, this statement is highly ideological and reinforces the social dynamic between property owners and the property-less in our capitalist society.

Who controls housing is not something that is natural or written in the stars. It is a power arrangement forged by the deliberate decisions of actors within an economic system that prioritizes profit over human life. House-flipping shows are just one part of the larger media trend of legitimizing societal oppression.

TV companies make political decisions when they choose to only highlight the voices of landlords, realtors, and house-flippers over tenants and the housing insecure. The depiction of low-income, predominately black people as filthy, dangerous, and lazy — rather than victims of a violent, exploitative, and racist economic system — feeds into the narrative that gentrification is good for society at large. How the media depicts people’s interactions with the law and frames which laws are just has real consequences. When the media chooses to center the story of the colonizer over the colonized, it legitimizes the displacement, land theft, and systemic impoverishment that millions of people face every day.

No, We Are Not Going to Beat Capitalism on the Stock Market

By Nathaniel Flakin

Republished from Left Voice.

Given the news over the past week, you would be forgiven for thinking that Occupy Wall Street had come back with a vengeance. Back in 2011, activists occupied a small park in front of a Lower Manhattan bank — now they seem to be “occupying the stock market” itself. Ten years ago, the bankers and brokers could just get their cops to arrest the pesky occupiers — but now, with the loss of billions of dollars at stake, armed thugs in blue are not going to do the trick.

The stock surge for GameStop has rattled financial markets. A motley horde of Internet users have been giving hedge fund managers a run for their money. Those who bet that shares of the retail chain GameStop would lose value (short sellers) have been thrashed as the stock price surged higher and higher, thanks to the targeted actions of thousands of small investors.

The bankers, who for more than a generation have been praising deregulation and the “invisible hand of the market,” are now calling on the government to protect them from losses. So have “little guys” taken over the stock market? Will the revolution be organized on Reddit?

Of course not. This was never going to take down the hedge fund system. At best, its greatest “hope” was to do some short-term mischief and maybe kill one small fund. Melvin Capital Investment is losing billions and might collapse — but Reuters has reported that Blackrock, the biggest asset management in the world, stands to earn $2.4 billion from the rising stock price. As Derek Thompson has explained in The Atlantic, Melvin Capital Investment was betting on GameStop’s stock to fall — and that was always a risky bet:

[GameStop’s] stock had already fallen from $56 a share in 2013 to about $5 in 2019. GameStop’s short sellers were essentially betting that a company publicly valued as “horrendous” should really be valued at a level commensurate with the notion of “truly horrendous.” They risked billions of dollars on the financial equivalent of a qualifying adverb. It’s really risky to aggressively short a company whose stock, having fallen 95 percent, is floating around $5; there just aren’t a lot of numbers under five.

A Rigged System

The discussion around GameStop has shown that the system is hopelessly rigged: even when small investors manage to exploit the rules to their advantage, those rules are simply changed to prop up the big capitalists.

But that’s only the beginning of how it is rigged. Virtually all stocks are controlled by a tiny minority of capitalists. How are all the working people in the world, even if they invested all their savings into the stock market, supposed to compete with the gargantuan sums owned by the likes of Elon Musk, Jeff Bezos, and their wealthy corporate cronies?

The rumblings have led Democratic Party “progressives” such as Elizabeth Warren to call for new regulations. She wants action to “ensure that markets reflect real value, rather than the highly leveraged bets of wealthy traders or those who seek to inflict financial damage on those traders.” Those “highly leveraged” traders,” by the way, are the hedge funds. Warren is worried about someone inflicting damage on them

How Capitalism Works

The entire episode is making lots of people wonder: Is this any way to organize an economic system? After all, as the back-and-forth trading has unfolded through these rather absurd machinations, who has been thinking about the effect on the livelihoods of tens of thousands of GameStop employees?

But this casino is how all decisions are made in the capitalist system. Where is housing built, and who gets to live in it? Which medical breakthroughs get funding? Which wars are waged? The same rules deciding the future of GameStop decide all these questions as well.

The stock market and its fictitious capital which condenses all the absurdities of the capitalist system into one small space. So much of the market is about “fictitious capital” — money lacking any material basis in actual commodities or productive activity. As the Marxist economist Rudolf Hilferding explained:

On the stock exchange, capitalist property appears in its pure form, as a title to the yield, and the relation of exploitation, the appropriation of surplus labour, upon which it rests, becomes conceptually lost. Property ceases to express any specific relation of production and becomes a claim to the yield, apparently unconnected with any particular activity. Property is divorced from any connection with production, with use value. The value of any property seems to be determined by its yield, a purely quantitative relationship. Number is everything; the thing itself is nothing! The number alone is real, and since what is real is not a number, the relationship is more mystical than the doctrine of the Pythagoreans.

A Way Forward

Within this absurd system, thousands of working-class people, investing their stimulus checks, might be able to steal a little something back from Wall Street — with the help of an app cynically named Robinhood. 

Yes, the ruling class is pissed that normal people are disrupting their casino. But the market remains their casino. The experience of this kind of “activism” will lead people to draw the wrong conclusions. We’re already seeing calls for more “democratic” and “fair” rules for the stock market, rather than for toppling the stock market itself.

And what happens if small investors are successful? Then some of them might become big investors. So, this kind of activism may create some new capitalists — but it’s no way to beat the capitalist class. In a fight over stocks, the rulers will always have an advantage.

But you’re in luck: Marxism is a 150-year-old science of how to eliminate the bourgeoisie and its exploitation and oppression. If we pool our money, we shouldn’t invest it in stocks; — we should use it to build up organizations that will fight for our interests —, not by trading stocks, but by organizing our strength in terms of material force.

A Problematic Ally

If you’re not convinced, consider one troubling figure who has been cheering on the small investors against the short sellers: pandemic profiteer and Internet troll Elon Musk. He understands the giant casino that passes for a global economy. After all, he has leveraged a small, almost completely unprofitable car company into a personal fortune of $180 billion. Musk is obviously not trying to bring down the system that is rewarding him with such vast wealth, nor does he have some personal vendetta against short sellers. Instead, Musk understands that this is capitalism at work.

Musk might have several hundreds of billions of dollars, but he’s a small part of the global capitalist system. We don’t need to buy him out, or beat his ilk at the stock market game. We can use our strength to take power and expropriate them. A workers’ government can put all those riches at the service of all humanity. Now that’s a project worth “investing” in.

GameStop and Revolution

By Peter Fousek

It seems that nearly everyone, from major media outlets and economic analysts to folks hopping on Twitter while bored at home or work, has something to say about the recent market activity surrounding a surprising selection of stocks. The securities in question, namely GameStop ($GME), AMC Theatres ($AMC), and BlackBerry ($BB), are unlikely candidates for financial news headlines at a point in time where their respective products and markets have been all but outmoded. Nonetheless, and in fact on account of their perceived antiquation, these companies (and other similarly “obsolete” brands) have become the focus of widespread popular attention.

And yet, only a marginal few of the countless commentaries currently filling up our newsfeeds make note of the most remarkable conclusions to be drawn from these events. This is not to say that the present analyses and examinations are anything short of illuminating: he reaction of regulatory leaders and financial institutions, while largely predictable, are very important for the public to see and process. As in 1987, 2002, 2008, 2020, and any number of other instances of financial distress, we see the powers that be scrambling for means of self-protection while the system that they have constructed for their own benefit temporarily runs the risk of transforming them into its victims.

Of course, market volatility and the resultant risk of financial devastation is an inherent attribute of capitalist economics. But, when the fundamentalist free market works as it is designed, the brunt of that necessary burden is borne almost entirely by the working masses. Whether through exploitative, unjust labor practices during even the best of times, or through the funneling of massive federal funding in the form of bailouts and subsidies to the wealthy while the already minimal safety nets for the workers are further cut during periods of turmoil, we are not hard pressed to find examples of the inequity of capitalism. For proof of the intentional, systemic nature of this injustice, we need only to notice which class it is that takes the risks resulting in frequent crises: the beneficiaries of the system are simultaneously its guarantors, and from their position of power they are able to keep themselves all but invincible to their own carelessness and greed.

While that inherent impenetrability of the capitalist class has not come close to being displaced by the recent events in the market, it has certainly been shaken. Stock market speculators, betting on the failure of a business and doing everything in their power to see it to that end (without concern for the 50,000+ employees who would resultantly lose their jobs) were forced, if only for a moment, to face financial consequences for their profit-seeking irresponsibility. And they were forced to do so not by competitors, peers among the elite, but by members of the working class.

The sad but almost certain outcome of this moment of resistance to the norms of market trends will be the propping up of the hedge funds at risk, and perhaps increased regulation preventing such unprecedented collective action from readily occurring again. We’ve already seen the popular trading platform (ironically named Robinhood) prohibit its users from buying any more of the securities in question—an effort intended to pressure them into selling before the hedge funder’s short positions expire and the elite are forced to pay their dues. And while there is talk of a class action lawsuit against the platform, with reports that Citadel reloaded their short position before instructing Robinhood to block the relevant trades, we cannot expect real justice from a system designed to protect and perpetuate the existing order.

Despite these obstacles, despite these odds, and despite the unfortunate likelihood of an unsatisfactory short-term outcome, these events that we are currently witnessing should be a major cause for hope. One prevalent stance on social media right now is the position that the working-class day traders should sell. On one hand, doing so would benefit the hedge funds that shorted the stocks, as they would be given the chance to buy back at a lower price than when their contract fulfilment deadlines expire. On another, many of the people who have taken part in this mass movement run the risk of losing their money in a world that has refused them any safety net. The greatest cause for optimism comes from a common response to this stance, paraphrased here has it has been stated by many of the working-class day traders in question: we will not sell, because we have nothing to lose.

Many of us who have bought into this moment of collective action against the status quo have done so with the full knowledge that we might not win. Nonetheless, we have taken our position and chosen to hold it, to demonstrate our dissatisfaction with a system designed to subjugate us while empowering and enriching its elite. Because the system is designed as such, we are not afraid to make sacrifices to challenge the present order. The possibility of change is easily worth the risk of losing what we have, because what we have now is worth very little. But the power of our collective action is valuable beyond belief.

The calamity of the COVID crisis has made it blatantly clear that the capitalist class is more than happy to grow its wealth at the direct expense of our most basic rights and safety. The recognition of this flawed reality is reflected, in its early stages, in the collective action taken against those hedge funds who got too sloppy for their own good. This day trader rebellion is not some singular event, and it will certainly not break the current system. What makes it such an incredible historical moment is that it demonstrates the initial awakening of working-class consciousness. The willingness to sacrifice for the sake of a greater good requires us to recognize the injustice of the present order; the events of the past few days have demonstrated that we are beginning to adopt a mindset of that recognition.

To effectively challenge the status quo in a substantial way (such as that achieved by a general strike) the people cannot act out of short-term self-interest. Therefore, successful collective action and resultant progressive change is only possible once our reality under the status quo is so blatantly insufferable that we become willing to sacrifice it for the sake of disrupting the extant order. This is only possible once we realize that the existing system is exploiting us unequivocally, and therefore that we have essentially no chance of “making it” within said system. That realization then compels us to take the only other option: of trying to make it without. The popular resistance demonstrated by the GameStop situation should inspire us to action because in it, we’re witnessing the working-class organically arrive at a trade-unionist consciousness. This indicates that the historical conditions of the present moment are becoming ripe for the working class to achieve class consciousness, from which systemic change can come.

Reclaiming Hope in a Neoliberal Age

[Photo credit: Joe Brusky]

By Yanis Iqbal

In the second declaration of Havana - delivered on February 4, 1962 - Fidel Castro said, “It is the duty of every revolutionary to make the revolution.” Piercingly clear and searingly sharp - this statement demystifies our coldly scholastic and meek attitude toward socialism. In a world where leftists submissively mold themselves to the contingencies of history, Castro invites us to collectively dare for a firmly definite objective: overthrowing the bourgeoisie state. Such lucidity and precision - apart from organically integrating the ultimate goal of socialism into the planning of concrete action - foregrounds the little explored territory of hope - hope that love and solidarity will survive in the face of barefaced barbarism; hope that the masses will indignantly demand what is theirs; hope that the spirit of revolution will seep through the cracks of hunger and poverty.

Hope

The globalization of capital, the move toward post-Fordist economic arrangements of flexible specialization, and the consolidation of hyper-individualized culture has resulted in a shift from a politics of hope to one of despair. The drastic weakening of the Left has heralded a new age of defeatist literature, absolutely incapable of battling with shifting conjunctural equations. In sum, a historically informed understanding of capitalism and the immense power possessed by the wretched of the earth has given way to theoretical abstractions devoid of any sense of class struggle. What is urgently needed, therefore, is a re-affirmation of the potentialities for liberation and the crystallization of hope as an important element in the entire panorama of endless efforts.

In his book Pedagogy of Freedom, the great Brazilian educator Paulo Freire noted, “our being in the world is far more than just “being.” It is a “presence”…that can reflect upon itself, that knows itself as presence, that can intervene, can transform, can speak of what it does, but that can also take stock of, compare, evaluate, give value to, decide, break with, and dream.” Insofar that we constitute a living “presence”, we are capable of understanding structural conditionedness in depth, in its essence, detaching it from its contingent factuality, from its sheer concrete “being there”.

As human beings, we are conditioned by social relations, not determined by them; the past influences us and our actions, but does not determine those actions or what the future will bring. As soon as we grasp this fact and emerge out of our submersion in reality, we start to treat obstacles as problems rather than as givens and thus, gain the ability to act to change them as well as reflect on the consequences of that action. When we reclaim human agency, our day-to-day interaction with the existential universe acquires an element of hope: since the future is open-ended rather than closed, what we want to create always exists as a true possibility within the womb of our present society. The tomorrow which we want to see has yet to be fashioned by the transformation of today, the present reality. It is something not yet here but a potential, something beyond the barriers we face now, which must be created by us beyond the limits we discover.

Hope acts as the bond between the utopia we desire and the obscenely harsh reality we live in. It is a response to an existential reality that pushes a person forward in anger, indignation and just rage, forcing him/her to negate the ugliness of everyday life. Without hope, there is no possibility for resistance, dissent, and dialogue. It is the prerequisite for all forms of critical agency which aim to radically reconstitute our society. Hope expands the space of the possible, and becomes a way of recognizing and naming the incomplete nature of the present while providing the foundation for informed action. While despair is passive - we are the objects, closed in on by time in a way that we see as inevitable, hope is active - we exercise agency, piercing through time by seeing the alternatives, the possibilities available to us in moving beyond a particular obstruction.  

In Pedagogy of Hope, Freire says, “We need critical hope the way a fish needs unpolluted water… After all, without hope there is little we can do. It will be hard to struggle on, and when we fight as hopeless or despairing persons, our struggle will be suicidal. We shall be beside ourselves, drop our weapons, and throw ourselves into sheer hand-to-hand, purely vindictive, combat.”

Hope can never be divorced from practice and action. It is effective only when undergirded by struggle. Freire writes: “Hope, as an ontological need, demands an anchoring in practice. As an ontological need, hope needs practice in order to become historical concreteness. That is why there is no hope in sheer hopefulness. The hoped-for is not attained by dint of raw hoping. Just to hope is to hope in vain.” Thus, hope, rigorous and intellectual, requires struggle and action. It is not naïve optimism; it is critical and reflective action.

Hope must be concrete, a spark that not only reaches out beyond the surrounding emptiness of capitalist relations, anticipating a better world in the future, but a spark that also speaks to us in the world we live in by presenting tasks based on the challenges of the present time. In The Utopian Function of Art and Literature, the German philosopher Ernst Bloch argues that hope cannot be removed from the world. Hope is not “something like nonsense or absolute fancy; rather it is not yet in the sense of a possibility; that it could be there if we could only do something for it.”

The inseparability of hope from concrete struggle necessitates that it always be social in nature, rather than individual. Hope is not about individual aims, desires, or ambitions; it is beyond simply dreaming of a better day and into consciously thinking about how to work toward a collective vision. Hoping is not tied to having hope-for something, a state of mind that is closer to desire. Hope is concerned with a collective act of hope-in something, rather than with an individual future. It must be capable of producing people willing and able to expand and deepen their sense of themselves, to think of their socio-economic environment critically, to imagine something beyond their own self interest and well-being, to serve the public good, and struggle for an egalitarian future.

Utopia

Without hope, humans would despair in the face of their unfinishedness and would become immobilized. It is hope that helps in leading the incessant pursuit of the oppressed towards humanization. It is hope, in other words, that drives us ever onwards as travelers, wayfarers, seekers, in pursuit of completeness. In this pursuit of completeness, in this hope-driven search for fully realized humanity, education is extremely important. For Bloch, hope left to itself is undisciplined and “easily led astray”, taking the form of wishful, magical “meaningless hope” or, when manipulated by the bourgeoisie, a domesticated, privatized and “fraudulent hope”.

Hope may also manifest itself as passive patience while on the other it may take the form of an unfocused rebelliousness. Since such impatient hope is at risk of turning into defeatism, it needs to be bolstered by careful attention to and analysis of material data. A reckless false hope, an over-zealous hope fails to consider counter-acting forces and ends up in a welter of immobilizing frustration.

Education is, therefore, required in order to provide “contact with the real forward tendency into what is better”. By means of utopian images, hope can be educated, taught, “trained unerringly, usefully, on what is right”. Freire, too, argued that undisciplined, naïve, spontaneous hope needed education in order to connect it tightly to the project of humanization - to sharpen, clarify and illuminate its objective. The need for utopian, humanizing education is rendered all the more important because of the continual operation of dehumanizing forces. As the dominators “have nothing to announce but the preservation of the status quo”, they invariably try to cage the future and make of it “a repetition of the present”. In this context, “the struggle for the restoration of utopia [is] all the more necessary. Educational practice itself, as an experience in humanization, must be impregnated with this ideal”.

In The Politics of Education, Freire outlined what such a utopia can look like: “Revolutionary utopia tends to be dynamic rather than static; tends to life rather than death; to the future as a challenge to man's creativity rather than as a repetition of the present; to love as liberation of subjects rather than as pathological possessiveness; to the emotion of life rather than as cold abstractions; to living together in harmony rather than mere gregariousness; to dialogue rather than silence; to praxis rather than ‘law and order’; to men who organize themselves reflectively for action rather than men who are organized for passivity; to creative and communicative language rather than empty verbosity; to reflective challenges rather than enslaving slogans; and values which can be lived rather than to myths which are imposed.”

Informed by utopia, the language of hope becomes a medium of struggle of those who refuse to lose their grip on reality. This is the language of sound and sober hope, an educated hope grounded in a careful study of material conditions. Educated hope demands that the fact in which it believes be abandoned the moment concrete experience is against it. This method requires continual alertness to indicators that call hope into question and entail a change in praxis.

Faith in Class Struggle

In his book Beyond US Hegemony: Assessing the Prospects for a Multipolar World, Samir Amin states: “There are no ‘laws of capitalist expansion’ that assert themselves as a quasi-supernatural force. There is no historical determinism prior to history itself. Tendencies inherent in the logic of capital encounter the resistance of forces that do not accept its effects. Real history is therefore the outcome of this conflict between the logic of capitalist expansion and other logics stemming from the resistance of social forces that suffer the effects of such expansion.”

As is evident from the quotation, capitalism is not an essentially closed and immutable phase of history, standing above the vagaries of class struggle. Rather, it is a hegemonic arena of constant push-and-pull, open to the possibility of hope. When that hope is recognized by socialists, there emerges a “weak teleological force of open possibilities” - the belief that the collective struggle of the masses will steer the undecidedness of the world process toward a better future. Today, we need to reclaim hope so that we can navigate through the indeterminacy of history and prepare the working class for a revolutionary upheaval.

Yanis Iqbal is an independent researcher and freelance writer based in Aligarh, India and can be contacted at yanisiqbal@gmail.com