anti-colonialism

Walter Rodney’s Revolutionary Praxis: An Interview With Devyn Springer

By Derek Ford

Republished from Liberation School.

The following interview, facilitated by Derek Ford, took place via e-mail during June and July in preparation for Black August, when progressive organizers and activists deepen our study of and commitment to the Black struggle in the U.S. and the anti-colonial and anti-imperialist class struggles worldwide. During this time, we wanted to provide a unique and accessible resource on Walter Rodney, the revolutionary Guyanese organizer, theorist, pedagogue, political economist, and what many call a “guerrilla intellectual.” Liberation School recently republished Rodney’s essay on George Jackson here.

About Devyn Springer

Devyn Springer is a cultural worker and community organizer who works with the Walter Rodney Foundation and ASERE, an extension group of the Red Barrial Afrodescendiente. They’re a popular educator who doesn’t just study Rodney but practices his philosophies. Since 2018, they’ve hosted the Groundings podcast, which is named after Rodney’s revolutionary educational praxis. The podcast, which has addressed an impressive array of topics relevant to the struggle, is available on all major streaming platforms. They’ve written timely and important pieces on politics and education in academic and popular outlets, some of which can be found here. They’ve also produced the documentary Parchman Prison: Pain & Protest, and you can support their work and get access to exclusive content by supporting their Patreon.

Derek Ford: Thanks so much for agreeing to this interview, Devyn. I always look forward to working and learning with you and I appreciate your work on revolutionary movements and education. I know you’re involved with the Walter Rodney Foundation, which is not just about preserving his legacy but promoting the revolutionary theories, practices, and models he developed. Can you tell me a bit about the Foundation, your role, and why it’s important for the movement broadly in the U.S.?

Devyn Springer: The Walter Rodney Foundation was formed by the Rodney family in 2006, with the goal of sharing Walter Rodney’s life and works with students, scholars, activists, and communities around the world. Because of the example Walter Rodney left in his own personal life and the principles he established in his work, we see supporting grassroots movements, offering public education, and the praxis of advancing social justice in a number of ways as what it really means to share his life with the world; Walter Rodney was as much a fan of doing as he was speaking, after all. We have a number of annual programs, including many political education classes oriented around themes related to Rodney’s body of work—colonialism, underdevelopment, Pan-African struggle, scholar-activism, assassination, Black history, the Caribbean, etc. We also run ongoing projects like the Legacies Project, which is actively seeking and collecting stories and oral histories around the world about Walter Rodney.

I’ve volunteered with the WRF since around 2013. I currently help coordinate the Foundation’s social media, and offer other types of support as needed.

I feel the Foundation is crucial for the movement broadly for a number of reasons. First, the critical analysis of slavery, colonialism, imperialism, and underdevelopment Rodney gave in works like How Europe Underdeveloped Africa remains relevant, and we need organizations dedicated to distilling this knowledge. Second, because our movement must reckon with the lives, works, histories, struggles, and relevance of the elders past and present who we owe so much to, whether it’s the Claudia Jones School For Political Education, the Paul Robeson House & Museum, Habana’s Centro Martin Luther King Jr., or the Walter Rodney Foundation: there needs to be organizations and groups dedicated to maintaining these legacies and continuing their work.

More than just maintaining legacies, in other words, the WRF also makes sure that Walter Rodney’s critical analyses remain critical, and do not get co-opted. Finally, the foundation is important because it is run by the Rodney family, who themselves have extensive decades of organizing, advocacy, and knowledge which is always beneficial. (And I must clarify, whenever I speak of a ‘movement’ broadly as above, I am speaking about the global Black Liberation Movement foremost, in a Revolutionary Pan-Africanist sense).

Those are precisely the reasons we wanted to do this interview, particularly to expose readers (and ourselves) to the broader range and context of his work, and to learn more about the depth of his praxis and why it’s needed today. To start then, can you give our readers a bit of historical and biographical context for Walter Rodney’s life and work? What was happening at the time, who was he working with, agitating against, etc…?

I will try to be brief here and give some basic biographical information, because there’s so much one could say. Walter Rodney was an activist, intellectual, husband, and father, who lived and visited everywhere from Guyana, Jamaica, the USSR, Cuba, and Tanzania, to Kenya, Uganda, Ghana, London, Spain, Portugal, Italy, the U.S., and Canada. He was born in Georgetown, Guyana in March 1942, where he was raised and resided for much of his life. He graduated from the University of the West Indies (UWI) in Jamaica in 1963, then received his PhD with honors in African History from the School of Oriental and African Studies in London at the age of 24. His thesis, A History of the Upper Guinea Coast, 1545-1800, was completed in 1966 and then published in 1970, and I highly recommend it to readers [1].

Rodney was deeply influenced by a number of revolutionary movements and ideologies which had flourished during his lifetime: the multitude of armed African decolonial struggles across the continent, the Black Power Movement in the U.S., Third World revolutionaries like Che, Mao, and Cabral, and Pan-African/Marxist praxis generally. Walter Rodney taught in Jamaica, working to break the bourgeois academy from its ivory tower, where he delivered a number of groundings across the island to the working class, including the Rastafari and other marginalized communities at the time. While at the 1968 Black Writers’ Conference in Montreal, Canada, the Jamaican government banned him from re-entering on the grounds that his ‘associations’ with Cuban, Soviet, and other communist governments posed a threat to Jamaica’s national security. Massive outbursts now known as the “Rodney Riots” subsequently broke out across Kingston. Rodney spent many months writing in Cuba prior to traveling to the University of Dar es Salaam in revolutionary Tanzania in 1969. 

In 1974, Walter returned to Guyana to take up an appointment as Professor of History at the University of Guyana, but the government (under the dictates of President Forbes Burnham) rescinded the appointment. Rodney remained in Guyana and helped form the socialist political party, the Working People’s Alliance, alongside activist-intellectuals like Eusi Kwayana and Andaiye. Between 1974 and 1979 he emerged as the leading figure in the resistance movement against the increasingly repressive government led by the People’s National Congress, which can be summarized as publicly espousing Pan-African, anti-aparatheid, and socialist talking points while running a despotic, corrupt Western-backed state operation.

He gave public and private talks all over the country that served to engender a new political consciousness in the country, and he stated in his speeches and writing that he believed a people’s revolution was the only way towards true liberation for the Guyanese people. During this period he developed and advocated the WPA’s politics of “People’s Power” that called on the broad masses of people to take political control instead of a tiny clique, and “multiracial democracy” to address the steep obstacles presented by the racial disunity between Afro-Guyanese and Indo-Guyanese peoples (which is still present today).

On June 13, 1980, shortly after returning from independence celebrations in Zimbabwe, Rodney was assassinated in Georgetown, Guyana by an explosive device hidden in a walkie-talkie, given to him by Gregory Smith, former sergeant in the Guyana Defense Force. Smith was subsequently given new passports and secretly flown out of the country. Donald Rodney, Walter’s younger brother who was in the car with him when the bomb went off, was falsely accused and convicted of being in possession of explosives; he fought to clear his own name for decades until April of this year, when Guyana’s appellate court exonerated him. A few weeks later the Government of Guyana officially recognized Walter’s death as an assassination. This comes after years of struggle on behalf of the Rodney family, particularly Dr. Patricia Rodney and the WRF. Walter was just 38 years old at the time of his assassination, but his legacy is continued by his wife, three children, and the dozens of incredible speeches, essays, interviews, and books he gave and wrote.

Rodney’s best-known work is How Europe Underdeveloped Africa. Why do you think that is? What are his main arguments there, and are they still relevant to understanding Western imperialism and African resistance?

That’s a special type of book that, like few others, can completely change or deeply influence one’s politics. Rodney essentially put forth a historical-materialist argument showing that economically, politically, and socially, Europe was in a dialectical relationship with Africa, wherein the wealth of Europe was dependent upon the underdevelopment of Africa. In other words, Rodney shows with painstaking detail how European capitalism (and eventually the global capitalist system) could not have existed without the systematic precolonial exploitation of Africa, the massive amounts of capital generated through the Maafa, later the expansive economic, political, financial, and social domination under direct colonial rule, and the continuing—or perfecting—of these exploitative processes under the current neo-colonial world order. As Rodney puts it:

“Colonialism was not merely a system of exploitation, but one whose essential purpose was to repatriate the profits to the so-called mother country. From an African viewpoint, that amounted to consistent expatriation of surplus produced by African labor out of African resources. It meant the development of Europe as part of the same dialectical process in which Africa was underdeveloped” [2].

It remains his most recognized work because it remains incredibly relevant, both in the sense that the current world capitalist structure is built on this historical underdevelopment of the South, and because, under imperialism, the North must still exploit and perpetually underdevelop the South. Its publication marked a significant contribution to theories of underdevelopment and dependency. Alongside revolutionary intellectuals like Samir Amin and Osagyefo Kwame Nkrumah, it was groundbreaking in that it applied Marxism to the Third World with great precision and depth. Further, Rodney goes into detail about not just underdevelopment but the history of class society and feudalism in Africa, social violence, fascism, agrarian struggles, racism, enslavement, gender, economics, misleadership and African sellouts, and so much more. In some ways, I like to think of it as a foundational text for revolutionaries in the same way that many consider Marx’s Capital or Marx and Engels’ The Communist Manifesto to be.

One example of its relevancy is in thinking about labor and the workforce as it relates to slavery. Rodney uses data to explain that the social violence of the Maafa had a deep impact on African development because it removed millions of young Africans from the labor force, created technological regression, and directed whatever mass energy aimed at productive or technological innovation towards the trade in human captives.

He says, “The European slave trade was a direct block, in removing millions of youth and young adults who are the human agents from whom inventiveness springs. Those who remained in areas badly hit by slave capturing were preoccupied about their freedom rather than with improvements in production” [3]. I relate this to the crisis of incarceration in the U.S., wherein millions of Africans are removed from the labor force, removed from their families and communities, and in the same way, are removed even from the very opportunity of innovation and production to instead perform hyper-exploited, forced labor at the hands of the settler-capitalist state. Ruth Wilson Gilmore’s work has, to an extent, explained how the capitalist state necessitates this incarceration, and in the same way I’d suggest that European capitalism’s violently expansive nature necessitated the multitude of exploitative interactions with Africa, from slavery to neo-colonialism.

What about the influence it’s had, not just academically but in terms of revolutionary struggles?

I get letters, emails, and calls almost on a monthly basis from incarcerated people who are reading not only that book but also The Groundings With My Brothers, an underrated gem of Rodney’s. They’ve formed reading groups and created zines around his work; asked me to further explain concepts he mentions; and even drawn incredible illustrations of Rodney. I find this engagement with Rodney equally valuable (and often more rewarding) as that of academics. Patricia Rodney has told me that over the decades incarcerated people have consistently gravitated towards Rodney’s work and written to her, likely because of the accessible way he’s able to break down complex concepts. I’m actually currently working with the WRF on a project to donate many copies of Walter Rodney’s books to incarcerated people, and hopefully in the coming months we’ll have more info to share on this.

Beyond that, Rodney’s work has globally influenced the left in more ways than I could explain or speculate in this interview. His revolutionary African analysis has corrected Eurocentric views of history and allowed us to better understand the important role decolonization plays in our fight against imperialism. He also offers a great example for young writers, researchers, and organizers on how to write materialist history and analyses. For example, as one reads his work it’s impossible not to note the multitude of ways Rodney directly eviscerates bourgeois historians and apologists.

Please keep us updated on the WRF project, because we’ll definitely want to support it. It seems that Rodney was exemplary at achieving true “praxis,” the merging of theory and practice. One of the ways this shows up most is in his pedagogical work–his theories and practices–which he called “groundings.” It’s not just a pedagogy, but a practice of decolonizing knowledge and empowering oppressed people to organize, at least as I understand it. I know it’s influenced your own work and you’ve written about it, so how would you describe it to someone just joining the struggle, or just learning about imperialism, colonialism, and racism?

Yes, I co-wrote a piece titled “Groundings: A Revolutionary Pan-African Pedagogy for Guerilla Intellectuals” that’s available for free online, and which I plan to re-write/expand soon, and my podcast is named after this pedagogical model as well. Usually, when people refer to Rodney’s “groundings” they are referring to his period as a professor in Jamaica, where he quite literally broke away from the elitist academy and brought his lectures to the people: in the streets, the yards, the slums, wherever workers and others gathered. He gave public lectures on African and Caribbean history, political movements, capitalism, colonialism, Black Power, etc. These groundings were often based on what people expressed interest in learning about, and Rodney found ways to make various topics relevant and important to the lives of those listening. In many regards, Rodney should be placed next to popular educators like Paulo Freire for his contributions and his example of merging theory with practice. The book The Groundings With My Brothers is a collection of speeches, many given at or about these groundings [4].

More than just giving public lectures, groundings entailed democratizing knowledge and the tools of knowledge production, which are traditionally tied up with the capitalist academy. He empowered communities to tap into their own histories, oral and written, to generate knowledge and research amongst themselves based on their interests and needs, to place European history and Eurocentric frameworks as non-normative, and to hold African history as crucially important to the process of African revolution. He brilliantly lays out the importance of African history in Black liberation in “African History in the Service of Black Liberation,” a speech he gave in Montreal, ironically at the conference from which he would not be allowed to return to Jamaica [5].

In the most basic terms, I would explain groundings as the act of coming together in a group, explaining, discussing, and exploring topics relevant to the group’s lives; everyone in the group listens, engages, contributes, reasons, and grounds with one another, and all voices are valued. Groundings can take place inside of jail cells, within classrooms, in parks and workplaces, or anywhere the intentions of Afrocentric group dialogue and learning are maintained.

One of the interesting things about The Groundings With My Brothers is the way it moves from Black Power in the U.S. to Jamaica, to the West Indies, to Africa, and then to groundings. As a final set of questions, can you explain what he meant by Black Power and Blackness, and what they had to do with education?

Well, to understand that book you have to understand a bit about the context in which the book arose. In Groundings we see Rodney’s ability to take seemingly large concepts like neo-colonialism, Black Power, Blackness, etc., and break them down to a level that could engage people. It taught them how to make sense of the fact that the people oppressing them were the same color and nationality as them. In the midst of decolonization and independence movements sweeping the world, there was a crucial Cold War and neo-colonization taking place simultaneously. Facilitating this counter-revolution were several African leaders and activists employed to do the bidding of imperialist powers seeking to regain or retain their power. In Jamaica, this was no different: the Jamaican government in 1968 went so far as to ban any literature printed in the USSR and Cuba, as well as an extensive list of works about Black Power and Black revolution, including those of Black Power activists such as Trinidian-born Kwame Ture (Stokley Carmichael), Malcolm X, and Elijah Muhammad.

Placed in this context, we see that Rodney’s work explaining the U.S. Black Power movement’s importance and relevance for the Caribbean and Africans everywhere was quite important in raising the political consciousness of working-class Africans. A key part of this was educating on the role of “indigenous lackeys” or “local lackeys of imperialism” in maintaining the (neo)colonial status quo. In a speech initially published as a pamphlet titled, Yes to Marxism!, he says:

“When I was in Jamaica in 1960, I would say that already my consciousness of West Indian society was not that we needed to fight the British but that we needed to fight the British, the Americans, and their indigenous lackeys. That I see as an anti-neo-colonial consciousness as distinct from a purely anti-colonial consciousness” [6].

His distinct analysis of misleadership and its colonial implications was a searing threat, as Dr. Charisse Burden-Stelly wonderfully explains [7].

Rodney defines power as being kept ‘milky white’ through imperialist forces of violence, exploitation, and discrimination, and that Black Power in contrast may be seen as the antithesis to this imperialist, colonial, racial demarcation that structures capitalist society. The following quote is long, but I want to quote it in full because I find it useful. He says:

“The present Black Power movement in the United States is a rejection of hopelessness and the policy of doing nothing to halt the oppression of blacks by whites. It recognises the absence of Black Power, but is confident of the potential of Black Power on this globe. Marcus Garvey was one of the first advocates of Black Power and is still today the greatest spokesman ever to have been produced by the movement of black consciousness. ‘A race without power and authority is a race without respect,’ wrote Garvey. He spoke to all Africans on the earth, whether they lived in Africa, South America, the West Indies or North America, and he made blacks aware of their strength when united. The USA was his main field of operation, after he had been chased out of Jamaica by the sort of people who today pretend to have made him a hero. All of the black leaders who have advanced the cause in the USA since Garvey’s time have recognised the international nature of the struggle against white power. Malcolm X, our martyred brother, became the greatest threat to white power in the USA because he began to seek a broader basis for his efforts in Africa and Asia, and he was probably the first individual who was prepared to bring the race question in the US up before the UN as an issue of international importance. The Students Nonviolent Coordinating Committee (SNCC), the important Black Power organisation, developed along the same lines; and at about the same time that the slogan Black Power came into existence a few years ago, SNCC was setting up a foreign affairs department, headed by James Foreman, who afterwards travelled widely in Africa. [Kwame Ture] has held serious discussions in Vietnam, Cuba and the progressive African countries, such as Tanzania and Guinea. These are all steps to tap the vast potential of power among the hundreds of millions of oppressed black peoples” [8].

He defined Black Power in the U.S. context as “when decisions are taken in the normal day-to-day life of the USA, the interests of the blacks must be taken into account out of respect for their power – power that can be used destructively if it is not allowed to express itself constructively. This is what Black Power means in the particular conditions of the USA” [9].

Rodney finds there are three ways in which Black Power applies to the West Indies:

“(1) the break with imperialism which is historically white racist; (2) the assumption of power by the black masses in the islands; (3) the cultural reconstruction of the society in the image of the blacks” [10].

I’m sure this was a much longer answer than anticipated, but I find it incredibly important to understand that Walter Rodney’s conception of Black Power was revolutionary, and was also fundamentally inspired by his Marxist approach which sought to apply these revolutionary ideals to the specific context of the Caribbean and Africans globally. He also explains, in detail, his notion of ‘Blackness’ as being stretched differently to how we conceive of ‘Blackness’ today to include the entirety of the colonized world. He states, “The black people of whom I speak, therefore, are non-whites – the hundreds of millions of people whose homelands are in Asia and Africa, with another few millions in the Americas;” however he clarifies that “further subdivision can be made with reference to all people of African descent, whose position is clearly more acute than that of most nonwhite groups” [11].

He places Blackness as the most crucial element, stating “Black Power is a doctrine about black people, for black people, preached by black people,” and later adds that “once a person is said to be black by the white world, then that is usually the most important thing about him; fat or thin, intelligent or stupid, criminal or sportsman – these things pale into insignificance” [12]. This understanding stands in relevance to Frantz Fanon’s similar move, where he states: “In the colonies the economic infrastructure is also a superstructure. The cause is effect: You are rich because you are white, you are white because you are rich. This is why a Marxist analysis should always be slightly stretched when it comes to addressing the colonial issue” [13].

It wasn’t long but incredibly informative and the context you’ve given has helped me grasp his moves throughout that book. I’ve really appreciated your time and energy, and definitely recommend that our readers check out your podcast and other work. I’m looking forward to our next collaboration!

References

[1] Walter, Rodney A. (1966).A history of the Upper Guinea Coast, 1545-1800, PhD dissertation (University of London). Availablehere.
[2] Rodney, Walter. (1972/1982).How Europe underdeveloped Africa(Cambridge: Harvard University Press), 149.
[3] Ibid., 105.
[4] Rodney, Walter. (1969/2019).The groundings with my brothers, ed. J.J. Benjamin and A.T. Rodney (New York: Verso).
[5] Rodney, Walter. (1968). “African history in the service of Black liberation.” Speech delivered at the Congress of Black Writers, referenced fromHistory is a Weapon, undated, availablehere.
[6] Cited in Burden-Stelly, Charisse. (2019). “Between radicalism and repression: Walter Rodney’s revolutionary praxis,”Black Perspectives, 06 May. Availablehere.
[7] Ibid.
[8] Rodney,The groundings with my brothers, 14-15.
[9] Ibid., 18.
[10] Ibid., 24.
[11] Ibid., 10.
[12] Ibid., 9, 10.
[13] Fanon, Frantz. (1961/2005).The wretched of the earth, trans. R. Philcox (New York: Grove Press), 5.

Class, Gender, Race & Colonialism: The ‘Intersectionality’ of Marx

By Kevin B. Anderson

Republished from Monthly Review.

Publisher’s Preface

Marx’s writings have sometimes been misrepresented. Many consider them to be no longer relevant for the 21st century on the mistaken assumption that he was obsessed only with class and had little appreciation of how issues of gender, racism and colonialism inter-related with class and the struggle for human emancipation. But as Kevin Anderson explains in this pamphlet:

It is important to see both [Marx’s] brilliant generalisations about capitalist society and the very concrete ways in which he examined not only class, but also gender, race, and colonialism, and what today would be called the intersectionality of all of these. His underlying revolutionary humanism was the enemy of all forms of abstraction that denied the variety and multiplicity of human experience, especially as his vision extended outward from Western Europe. For these reasons, no thinker speaks to us today with such force and clarity.

The pamphlet is part of a series published by Daraja Press entitled Thinking Freedom. We will be publishing other short, pamphlet-sized publications that address key topics / issues related to current struggles for emancipation, justice, dignity and self-determination targeted at the growing generations of activists, members social movements, and unions. Our aim is to produce short, easy to read, jargon free, pamphlets as print, pdf, ebook and, in some cases, audiobook formats. The pamphlets will aim to stimulate reflection and debate. In some instances, the publications will be accompanied by webinars and podcasts. The  idea is to make popular materials that encourage deeper reflection on the meaning and possibilities for emancipatory politics that does not blindly follow established dogma, but reviews the ‘classics’ and international experiences critically.We have published a series of interviews / podcasts in relation to Organising in the time of Covid-19 that can be accessed at darajapress.com.

If you have suggestions about topics that you think should be included in this series, please get in touch at info [at] darajapress.com.

For a PDF version of this pamphlet, please visit Daraja Press.

—Firoze Manji
Publisher, Daraja Press

Class, Gender, Race & Colonialism: The ‘Intersectionality’ of Marx

It is clear today that the emancipation of labour from capitalist alienation and exploitation is a task that still confronts us. Marx’s concept of the worker is not limited to European white males, but includes Irish and Black super-exploited and therefore doubly revolutionary workers, as well as women of all races and nations. But, his research and his concept of revolution go further, incorporating a wide range of agrarian non-capitalist societies of his time, from India to Russia and from Algeria to the Indigenous peoples of the Americas, often emphasising their gender relations. In his last, still partially unpublished writings, he turns his gaze Eastward and Southward. In these regions outside Western Europe, he finds important revolutionary possibilities among peasants and their ancient communistic social structures, even as these are being undermined by their formal subsumption under the rule of capital. In his last published text, he envisions an alliance between these non-working-class strata and the Western European working class.

“Proletarians [Proletarier] of all countries, unite!” It is with these ringing words that Karl Marx and Friedrich Engels famously conclude their Communist Manifesto in 1848.[1] This suggests a broad class struggle involving millions of workers across national and regional boundaries against their collective enemies, capital and landed property. In that same Manifesto, Marx and Engels also write, in another well-known passage, that “the workers have no country,” and further that “national differences and antagonisms between peoples [Völker] are shrinking more and more” with the development of the capitalist world market.[2]

An Abstract, General Theory of Capital and Labour

In the Manifesto, we are presented with large social forces, the proletariat or working class and its opponents, contending with each other on an international scale, where differences of culture, nationality, and geography have been overturned, or are being overturned, as capital is coming to rule the world and the workers are organising their resistance to it. Marx and Engels are writing here at a very high level of generality, abstracting from the specificities of the life experience of Western European and North American workers, and predicting that their lot will soon become that of the world’s working people, at that time mainly peasants labouring in predominantly agrarian societies.

It is in this sense that Marx and Engels also write that capitalism has “through its exploitation of the world market given a cosmopolitan character to production and consumption in every country.” They add: “National one-sidedness and narrow-mindedness become more and more impossible.”[3] Capital creates a world culture alongside its world market, forcing itself into every corner of the globe. They go so far as to applaud, in terms imbued with Eurocentric condescension, how capitalism “draws even the most barbarian nations into civilisation” as it “batters down all Chinese walls” and forces these “barbarians … to adopt the bourgeois mode of production.”[4]  While pain is produced as old societies are destroyed, capital is carrying out its historic mission, the creation of “more massive and more colossal productive forces than have all preceding generations put together.”[5]

Two decades later, in the 1867 preface to Capital, Marx writes, with a similar logic emphasising abstraction, that the “value form” that is at the core of capitalist production cannot be studied only empirically with regard to specific commodities produced. He adds: “Why? Because the complete body is easier to study than its cells.” Therefore, to analyse capitalism and its value form properly and fully, one must resort to “the power of abstraction” in order to examine commodity production as a whole.[6]

There is clearly a universalising pull under capitalism, a globalising system whose extension homogenises, regularises, and flattens the world, uprooting and changing it as needed to maximise value production, a quest that forms the soul of a soulless system. That same universalising pull creates a deep contradiction, the revolutionary opposition of the modern working class, “united and organised by the very mechanism of the capitalist process of production.”[7]

The experience of the working class is similarly homogenised. Shorn of its means of production (land, tools, etc) and reduced to a group of propertyless wage labourers, prototypically in giant factories, Marx’s working class is both alienated and exploited in ways specific to capitalism. As early as 1844 Manuscripts, he wrote of alienated labour, a concept deepened in Capital in the section of commodity fetishism. In the capitalist production process, human relations are fetishised because the products of labour come to dominate their producers, the workers, in a jarring subject–object reversal. These workers then experience that domination as the impersonal power of capital, which is itself produced by their labour. Capital lords it over them, turning human relations into “relations between things,” with the working class objectified to the extreme.[8]

Raya Dunayevskaya is among the few to emphasise Marx’s additional statement to the effect that these relations “appear [erscheinen] as what they are”.[9] The German verb erscheinen [like the word apparaissent he uses at this point in the French edition] is not a false or “mere” appearance and it differs from scheinen [French: paraissent], which means “appear” in the sense of semblance or even false appearance. Thus, we are not dealing with a false appearance that conceals “true” and humanistic human relations, but a new and unprecedented reality based upon “the necessity of that appearance because, that is, in truth, what relations among people are at the point of production” in a capitalist system.[10] In the long run, of course, such a thing-like human relationship is false in the sense that it will be rejected and uprooted by the working class, which seeks a society controlled not by capital but by free and associated labour. But, it remains utterly real while we are under the sway of the capitalist mode of production.

At the same time, the workers suffer harsh material exploitation, as the surplus value they create in the production process is appropriated by capital, in a system characterised by the greatest gulf in history between the material lot of the dominant classes and those of the working people. This exploitation grows in both absolute and relative terms as capital centralises and develops further technologically, in the process of the greatest quantitative increase in the development of the productive forces in human history.[11]

Marx pulls together these two concepts, exploitation and alienation, in his discussion of capital accumulation, wherein the “capitalist system” turns the labour of the workers into stultifying “torment,” serving to “alienate” from the workers “the intellectual potentialities of the labor process,” while at the same time, the rate of exploitation increases: “the situation of the worker, be his payment high or low, must grow worse” relative to the vertiginous accumulation of surplus value by capital.[12]

Marx’s Concrete Dialectic

The kind of analysis presented above shows Marx as our contemporary, not least his grasp of the limitless quest for surplus value by capital, and the concomitant deep alienation and exploitation that it visits upon the working people, from factories to modern call centres.

At the same time, these kinds of statements, especially when read out of context, have been used for decades by Marx’s critics, both conservative and left-wing, to portray him as a thinker whose abstract model of capital and labour occludes national differences, race, ethnicity, gender, and other crucially important aspects of human society and culture.

On the one hand, these critics are wrong because capitalism is in fact a unique social system that overturns and homogenises all previous social relations, tending towards the reduction of all human relations to that of capital versus labour. Thus, one cannot understand contemporary family and gender relations, ethno-racial and communal conflict, or ecological crisis fully without examining the underlying relationships described above. For the family, the ethnic tableau, and the natural environment are all conditioned by the underlying fact of a capitalist mode of production.

But, on the other hand, these critics pose questions that make us look more carefully at Marx’s theoretical categories. It is very important in this regard to realise, if one truly wants to appreciate Marx’s originality, that his concept of capital and labour was posed not only at a high level of abstraction, but that, at other levels, it encompasses a far wider variety of human experience and culture. As Bertell Ollman[13] has emphasised, Marx operated at varying levels of abstraction.

The present article centres on three related points.

  • First, Marx’s working class was not only Western European, white, and male, since from his earliest to his latest writings, he took up the working class in all its human variety.

  • Second, Marx was not an economic or class reductionist, for throughout his career, he considered deeply various forms of oppression and resistance to capital and the state that were not based entirely upon class, but also upon nationality, race and ethnicity, and gender.

  • Third, by the time of Marx’s later writings, long after the Communist Manifesto, the Western European pathway of industrial capitalist development out of feudalism was no longer a global universal. Alternate pathways of development were indeed possible, and these connected to types of revolutions that did not always fit the model of industrial labour overthrowing capital.

In terms of a concrete dialectic, Marx follows in the wake of Georg Wilhelm Friedrich Hegel. This is true from his earliest writings to Capital, where he writes of “the Hegelian ‘contradiction,’ which is the source of all dialectics.”[14] One striking feature of Hegel’s dialectical framework, despite its overall universalising thrust, is its rejection of abstract universals, while also avoiding a mere empiricism. No previous philosopher had drawn history and social existence into philosophy in this way, as seen especially in the Phenomenology of Spirit, a book so crucial to our understanding of the present moment that two new translations of it have appeared in 2018. Again and again in this work, Hegel rejects the abstract universal as “the night in which, as the saying goes, all cows are black.”[15] The concreteness of his universals is also seen in the ascending concrete forms of consciousness that develop along the universal pathway towards the freedom of the human spirit, from ancient Rome to the Reformation and the French Revolution of his own time, each of them limited by their historical, social, and cultural context. Of course, Marx also rejects aspects of Hegel’s idealism, especially his stress on the growth of human consciousness as the most important result of the dialectics of history, as opposed to the actuality of human freedom and healthy development in a society that has been revolutionised from below. In short, Hegel’s dialectic, while social and historical, remains somewhat dehumanised.

Such stress on the concrete universal in no way negates my earlier citation, where Marx writes that one needs the “power of abstraction” to get at what is really crucial about capitalism, its value form and the dehumanised, fetishised existence experienced by those who live under its domination. No, the solution has to be approached from both directions. The abstract rests upon the concrete, but at the same time, the abstract concept has to concretise itself, to become determinate. However, Marx equally rejects what Karel Kosík called the “pseudoconcrete,” a type of concrete that cannot think beyond the immediately given under capitalism. As against such false or distorted forms of consciousness, dialectics “dissolves fetishised artefacts both of the world of things and the world of ideas, in order to penetrate to their reality.”[16]

Thus, Marx is hostile to mere empiricism, embracing a dialectical form of totality. He at the same time castigates, as did Hegel, the abstract universals of traditional idealist philosophy and of modern liberalism, with its human and civil rights that are so often little more than formulaic to those at the bottom of society. Yet, at the same time, he embraces what he and Hegel called the concrete universal, a form of universality that was rooted in social life, and yet pointed beyond the given world of the “pseudoconcrete.”

One example of the concrete universal can be glimpsed in how Marx argues that we cannot adequately measure the world of capitalist exploitation and alienation either in its own terms (the “pseudoconcrete”) or by comparing it to past forms of domination like Western European feudalism, the ancient Greco–Roman world, or the “Asiatic” mode of production. Instead, he measures capitalist society against a different yardstick, the unrealised but potentially realisable horizon of a communist future of free and associated labour, as has been emphasised in two recent studies.[17] But, this is not merely an imagined republic, as Niccolò Machiavelli characterised the abstract and schematic models of the good society found in ancient Greco–Roman thinkers like Socrates. Marx’s vision of the future was based upon the aspirations and struggles of a really existing social class, the proletariat, to which his writings sought to give a more universal and concrete form.

The Working Class in All Its Human Variety

From the outset, Marx saw Britain as the country where the capitalist mode of production was most developed, far ahead of any other country. This can be seen especially in Capital, where British examples of both capital and labour predominate. But the British working class was by no means homogenous. As the industrial revolution surged in Manchester, the cutting-edge city of 19th-century capitalism, it did so by exploiting a working class with deep ethnic divisions between English and Irish workers. Engels discusses this issue at length in his 1845 book, The Condition of the Working Class in England published just after he and Marx began to collaborate. Marx regarded this book as one of Engels’s greatest contributions, citing it more than any other of his friend’s writings in Capital.

Marx himself took up the Irish potato famine of the 1840s as a tragedy rooted in the process of capital accumulation, especially in Capital. He wrote as well about Irish workers in Britain, especially in 1869–70, at a time when the First International was substantially engaged with supporting Irish revolutionaries. While he was able to convince the International to support the Irish, it was a difficult battle. At the same time, this was a battle that needed to be fought and won, because it got to the heart of why, despite its large-scale industrialisation and organised working class, Britain had not seen the level of class struggle predicted in texts written at an abstract level like the Communist Manifesto. He offered an explanation in a “Confidential Communication” of the International issued in early 1870:

[T]he English bourgeoisie has not only exploited Irish poverty to keep down the working class in England by forced immigration of poor Irishmen, but it has also divided the proletariat into two hostile camps … The common English worker hates the Irish worker as a competitor who lowers wages and the standard of life. He feels national and religious antipathies for him. He views him similarly to how the poor whites of the Southern states of North America viewed black slaves. This antagonism among the proletarians of England is artificially nourished and kept up by the bourgeoisie. It knows that this split is the true secret of the preservation of its power.[18]

Marx also saw this antagonism based upon the double oppression of the Irish workers, as both proletarians and as members of an oppressed minority in dialectical terms. He viewed the Irish as sources of revolutionary ferment that could help spark a British revolution. Thus, we have here the analysis of a really existing working class at a specific point in time, Britain in 1870, as opposed to the more general and abstract manner in which he and Engels conceptualised the working class in the Manifesto.

Marx viewed the racially divided working class of the United States (US) in similar terms. He strongly opposed slavery and advocated abolitionism within the working-class movement, attacking those like Pierre Joseph Proudhon who were more ambiguous on the subject of slavery.

He conceptualised African slavery as central to capitalist development, writing as early as Poverty of Philosophy (1847):

Direct slavery is just as much the pivot of bourgeois industry as machinery, credits, etc. Without slavery you have no cotton; without cotton you have no modern industry. It is slavery that gave the colonies their value; it is the colonies that created world trade, and it is world trade that is the precondition of large-scale industry.[19]

During the 1861–65 Civil War in the US, Marx strongly, albeit critically, supported the North against the slave South. He regarded the war as a second American revolution that had created some real possibilities for the working class. He intoned in Capital:

In the US, every independent workers’ movement was paralysed as long as slavery disfigured a part of the republic. Labor in a white skin cannot emancipate itself where it is branded in a black skin. However, a new life immediately arose from the death of slavery. The first fruit of the American Civil War was the eight hours agitation, which ran from the Atlantic to the Pacific, from New England to California, with the seven-league boots of a locomotive.[20]

At this point, he noted that a large national labour congress took place in 1866, one year after the end of the Civil War, where the demand for the eight-hour day was put forward.

Here, the abolition of slavery is seen as the precondition for a real working-class movement in the racialised capitalism of the US.

If Marx’s working class was not exclusively white, nor was it exclusively male. In her study of Marx and gender, Heather Brown concludes that in the parts of Capital devoted to the life experience of the workers, “Marx not only traces out the changing conditions of the male worker, but also gives significant emphasis to the role of women in this process.” While he sometimes lapsed into “echoing paternalistic or patriarchal assumptions” in his descriptions of female workers, it is hard to argue, as some have, that he ignored working women in his most important book.[21]

This can also be seen in his dialectical discussion of changes to the family and gender relations brought about by capitalist industrialisation, which has “dissolved the old family relationships” among the workers, as women and children were forced into horribly exploitative paid employment outside the home:

However terrible and disgusting the dissolution of the old family ties within the capitalist system may appear, large-scale industry, by assigning an important part in socially organised processes of production, outside the sphere of the domestic economy, to women, young persons, and children of both sexes, does nevertheless create a new economic foundation for a higher form of the family and of relations between the sexes.[22]

Marx returned to gender and the family as a research topic at the end of his life, as seen in his Ethnological Notebooks of 1880–82[23] and other notebooks from that period. In these notebooks, he explored gender relations across a number of societies, from preliterate Native Americans and Homeric Greeks, to precolonial Ireland and contemporary Australian aborigines. Some of these notes became the basis for Engels’s Origin of the Family. Although that work contains many important insights, it treats the rise of gender oppression in an economic and class reductionist manner that was far less subtle than the notes Marx left behind and which Engels used as source material.[24] These notebooks are also concerned deeply with colonialism, an issue discussed below with which Engels did not engage.

Revolutionary Subjectivity Outside the Working Class

It is important to note that Marx’s interest in gender issues was not limited to the study of working class women. From his earliest writings, he pointed to gender oppression as a crucial, foundational form of social hierarchy and domination. In the 1844 Manuscripts, he wrote:

The direct, natural, necessary relationship of human being [Mensch] to human being is the relationship of man [Mannto woman [Weib]. … Therefore, on the basis of this relationship, we can judge the whole stage of development of the human being. From the character of this relationship it follows to what degree the human being has become and recognised himself or herself as a species being; a human being; the relationship of man to woman is the most natural relationship of human being to human being. Therefore, in it is revealed the degree to which the natural behaviour of the human being has become human.[25]

Here, Marx is concerned not only with working-class women, as discussed above, but with other strata of women as well, and across the full trajectory of human society and culture, not just capitalism. He takes up the oppression of modern women outside the working class in his 1846 text, “Peuchet on Suicide,” where he focuses on middle- and upper-class French women driven to suicide by gender-based oppression from husbands or parents, writing at one point of “social conditions … which permit the jealous husband to fetter his wife in chains, like a miser with his hoard of gold, for she is but part of his inventory.”[26] These concerns did not end with Marx’s youth. In 1858, he wrote movingly in the New York Tribune about Lady Rosina Bulwer Lytton, who had been confined to a mental institution by her politician husband for having attempted to speak out on political issues.[27]

Nor did Marx focus on the industrial working class to the exclusion of the peasantry, which he saw as an oppressed and potentially revolutionary class. Considerable attention has been paid to his characterisation of the French peasantry as somewhat conservative in the Eighteenth Brumaire of Louis Bonaparte (1852). In other contexts, though, he discussed the revolutionary potential of peasants, for example, during the 16th-century Anabaptist uprising in Germany. Concerning his own time, in the Critique of the Gotha Programme (1875), he castigated Ferdinand Lassalle for labelling the “peasants” as inherently conservative, since Lassalle’s organisation had written off “all other classes” besides the working class as “one reactionary mass”.[28]

And, while condemning racist and imperialist forms of nationalism, Marx also strongly supported nationalist movements that exhibited a clear emancipatory content. Long before Vladimir Ilich Lenin articulated a concept of national liberation, in an 1848 speech on Poland, Marx drew a distinction between what he termed “narrowly national [étroitement national]” movements and national revolutions that were “reforming and democratic,” that is, ones that put forth issues like land reform even when it targeted the indigenous upper classes rather than just a foreign enemy or occupying power.[29]

Even in the Communist Manifesto, where, as discussed above, he and Engels had written that national differences were disappearing, this was at a general, abstract level. For, when it came down to concretising the principles in terms of a set of immediate goals and slogans in a final section, “Position of the Communists in Relation to the Existing Opposition Parties,” Polish national emancipation from under Russian, Austrian, and Prussian occupation was nonetheless singled out: “In Poland, they support the party that insists on an agrarian revolution as the prime condition for national emancipation, that party which fomented the insurrection of Cracow in 1846”.[30] Marx continued to support a Polish national revolution until the end of his life. He greeted the Polish uprising of 1863 with enthusiasm and in his writings celebrating the Paris Commune of 1871; he singled out the important contribution of Polish exiles in the military defence of revolutionary Paris. Fittingly, in Père Lachaise cemetery in Paris, the graves of the Communards include that of Polish General Walery Wróblewski, only steps away from those of Marx’s French descendants.

In the 1870 Confidential Communication on Ireland, the peasantry and the national movement were also intertwined as revolutionary elements. An equally prominent point in this text is Marx’s defence of the International’s public support of Irish national emancipation, including appeals to the Queen to stop the execution of Irish militants. On this issue, Marx and the International’s General Council in London had come under attack by the anarchist Mikhail Bakunin’s faction, which took a class-reductionist position, rejecting “any political action that does not have as its immediate and direct aim the triumph of the workers’ cause against capital”.[31] In response, Marx wrote in the Communication:

In the first place, Ireland is the bulwark of English landlordism. If it fell in Ireland, it would fall in England. In Ireland this is a hundred times easier because the economic struggle there is concentrated exclusively on landed property, because this struggle is at the same time national, and because the people there are more revolutionary and angrier than in England. Landlordism in Ireland is maintained solely by the English army. The moment the forced Union between the two countries ends, a social revolution will immediately break out in Ireland.[32]

Moreover, he hinted that such a process could also break the impasse in which British workers were stuck:

Although revolutionary initiative will probably come from France, England alone can serve as the lever for a serious economic Revolution … It is the only country where the vast majority of the population consists of wage laborers … The English have all the material conditions [matière nécessaire] for social revolution. What they lack is a sense of generalisation and revolutionary passion. It is only the General Council that can provide them with this, that can thus accelerate the truly revolutionary movement in this country, and consequently everywhere … If England is the bulwark of landlordism and European capitalism, the only point where official England can be struck a great blow is Ireland.[33]

He conceptualised more explicitly this notion of the Irish struggle for independence as a detonator for a wider British and European working-class revolution in a letter to Engels of 10 December 1869:

For a long time I believed that it would be possible to overthrow the Irish regime by English working-class ascendancy. I always expressed this point of view in the New York Tribune. Deeper study has now convinced me of the opposite. The English working class will never accomplish anything before it has got rid of Ireland. The lever must be applied in Ireland. That is why the Irish question is so important for the social movement in general.[34]

Here, Marx also acknowledges explicitly a change of position, from an earlier one, where he saw proletarian revolution spreading from the core industrial nations to the periphery. At this point, he is beginning to develop the notion of a transnational communist revolution beginning in the more agrarian, colonised peripheries of capitalism, and then spreading into the core nations. During the last years before his death in 1883, this was to become a major concern with respect to societies outside Western Europe and North America.

Late Marx: India, Russia, and Beyond

In The German Ideology of 1846, Marx and Engels conceptualised several successive stages of historical development in Eurocentric terms, later called modes of production: (i) clan or tribal, (ii) slave-based ancient Greco–Roman, (iii) serf-based feudal, (iv) formally free wage-labour-based bourgeois or capitalist, and, it was implied, (v) freely-associated-labour-based socialist. A decade later, in the Grundrisse of 1857–58, Marx discussed modes of production originating in Asia, especially India (the “Asiatic” mode of production) as a type of pre-capitalist system that did not fall easily under either (ii) or (iii). It represented something qualitatively different, without as much formal slavery, and with communal or collective property and social relations continuing in the villages for a very long time.

For Marx, this constituted a more global and multilinear theory of history, with premodern Asian societies on a somewhat different pathway of development than Western Europe, especially ancient Rome. In Capital, Vol I, he referred to “the ancient Asiatic, Classical-antique, and other such modes of production,” where commodity production “plays a subordinate role” as compared to the modern capitalist mode of production.[35] Marx’s distinction between Asian and European pre-capitalist societies was banned in Stalinist ideology, which clung to the slavery–feudal–bourgeois model of successive modes of production, something that required mental gymnastics to fit societies like Mughal India or Confucian China into the “feudal” or “slave” modes of production. Even as late as the 1970s, the noted anthropologist and Marx scholar Norair Ter-Akopian was dismissed from the Marx–Engels–Lenin Institute in Moscow for having published a book on the Asiatic mode of production.

In notes from his last years not published until after Stalin’s death, Marx summarised and commented upon his young anthropologist friend Maxim Kovalevsky’s Communal Property (1879), especially its treatment of precolonial India. Although appreciative of much of Kovalevsky’s analysis, Marx inveighed against his attempts to treat Mughal India, with its highly centralised state system, as feudal: “Kovalevsky here finds feudalism in the Western European sense. Kovalevsky forgets, among other things, serfdom, which is not in India, and which is an essential moment.” Marx concludes that concerning “feudalism,” “as little is found in India as in Rome”.[36]  These notes, available in English since 1975, did not find their way into the Collected Works of Marx and Engels. Nor can any of the notes on Kovalevsky or other late texts on India be found in the most recent collection of Marx’s India writings.[37] However, Irfan Habib’s comprehensive introduction to this volume does mention briefly the late Marx’s notebooks on India his “objection to any designation of the Indian communities as ‘feudal’.”[38]

All this would be only an academic topic had Marx not tied these issues to the contemporary issues of colonialism and world revolution. In the years 1848–53, Marx tended toward an implicit support of colonialism, whether in forcing a traditionalist China into the world market, as quoted above from the Communist Manifesto, or in his 1853 articles on India, which celebrated what he saw as modernising and progressive aspects of British rule. In 1853, he portrays India as backward in socio-economic terms, incapable of real change from within, and unable to mount serious resistance to foreign invasion due to its social divisions. Therefore, he could write that year in his Tribune article, “British Rule in India,” that British colonialism was carrying in its wake “the greatest, and to speak the truth, the only social revolution ever heard of in Asia.”[39]To be sure, Edward Said and others have caricatured his 1853 India articles as completely pro-colonialist, ignoring another major one a few weeks later, “The Future Results of British Rule in India,” which attacks the “barbarism” of British colonialism and applauds the possibility of India being able one day “to throw off the English yoke altogether”.[40] Nonetheless, some of Said’s criticisms are on target with regard to the Eurocentrism and ethnocentrism of the 1853 writings.

By the time of the Grundrisse of 1857–58, with its discussion of precolonial India being on a different historical trajectory than ancient Rome, Marx was also coming out publicly, again in the Tribune, in support of both the anti-British sepoy uprising in India and Chinese resistance to the British in the Second Opium War. But, his support for this anti-colonial resistance remained at a rather general level. Marx did not embrace the overall political aims or perspectives of the Chinese or Indians resisting imperialism, which seemed to be neither democratic nor communist.[41] This differs from his late writings on Russia, which saw emancipatory communist movements emerging from that country’s communal villages. Thus, Marx’s thinking on these issues seems to have evolved further after 1858.

Multilinear Pathways of Development and Revolution

During his last years, Marx never finished Volumes 2 and 3 of Capital, although he reworked Vol I painstakingly for the French edition of 1872–75, altering several passages that were seen to imply that societies outside the narrow band of industrialising capitalism would inevitably have to modernise in the Western industrial sense. In the original 1867 edition, he had written: “The country that is more developed industrially only shows, to the less developed, the image of its own future”.[42] Even the usually careful scholar Teodor Shanin viewed this passage as an example of “unilinear determinism”.[43] He, therefore, drew a sharp distinction between Capital (determinist) and Marx’s late writings on Russia (open-ended and multilinear). But, Shanin and other scholars who taxed Marx for this passage did not notice that in the subsequent 1872–75 French edition, the last version of the book he himself saw to publication, he recast this passage: “The country that is more developed industrially only shows, to those that follow it up the industrial ladder [le suivent sur l’échelle industrielle], the image of its own future.”[44] In this way, he removed any hint of unilinear determinism and, more importantly, suggested that the future of societies outside Western Europe might follow a different pathway.

Marx made a much more explicit statement concerning his multilinear approach to the historical possibilities of agrarian societies outside Western Europe in the draft of an 1877 letter, where he criticised strongly any idea of “transforming my historical sketch [in the “Primitive Accumulation” section of Capital—KA] of the genesis of capitalism in Western Europe into a historico-philosophical theory of the general course fatally imposed on all peoples, whatever the historical circumstances in which they find themselves placed,” a letter in which he also quoted the French edition of Capital.[45]

Marx also returned at length to the subject of India in his above-cited 1879 notes on Kovalevsky[46], his Notes on Indian History[47], and his 1880–82 Ethnological Notebooks.[48] During these last years, he wrote of Russian peasant “primitive communism” as a locus of resistance to capital and of possible linkages to the revolutionary working-class communist movement in the West. This is seen in a famous passage from his last published text, the 1882 preface he and Engels contributed to a new Russian edition of the Communist Manifesto:

If the Russian revolution becomes the signal for a proletarian revolution in the West, so that the two complement each other, then the present Russian common ownership [Gemeineigentum] may serve as the point of departure [Ausgungspunkt] for a communist development.[49]

In his late writings on Russia and notebooks on South Asia, North Africa, Latin America, and a number of other agrarian, pastoral, or hunter-gatherer societies, Marx is deeply concerned with the rise of gender and social hierarchy during the decline of communal social formations.[50] It is also very likely that he was interested in South Asian, North African, Latin American villages, like the Russian ones, as possible loci of resistance to capital and therefore potential allies of the working classes of Western Europe and North America.

For example, in Marx’s notes on Kovalevsky’s lengthy discussion of India, he traces in great detail the shift from kin-based communal village organisation to one grounded more in mere residency. At this stage, he has clearly rejected his earlier notion of an unchanging India until the arrival of capitalism via the British. However, as against his writings on Ireland, he never acknowledges this change explicitly, as in his 1869 letter to Engels on Ireland cited above. (Of course, we have less information on Marx’s thinking in his last years. By 1879, Engels, his most regular intellectual interlocutor, was no longer in faraway Manchester receiving Marx’s letters, but a neighbour who visited almost daily but without leaving much of paper trail of their conversations. Marx’s letters to Kovalevsky were also burned by his friends in Russia, who went to his house to do so, out of fear of them falling into the hands the police, which could have endangered the young anthropologist.)

As seen above, as early as the 1857 sepoy uprising, Marx seems to have moved away from his earlier notion of India as a passive civilisation that did not offer much resistance to foreign conquest. He recorded detailed data on Indian resistance in another set of notes taken around 1879, on British colonial official Robert Sewell’s Analytical History of India (1870), published in Moscow as Marx’s Notes on Indian History[51] without awareness that this volume consisted mainly of passages excerpted from Sewell’s book. In these notes, Marx records dozens of examples of Indian resistance to foreign invaders and domestic rulers, from the earliest historical records right up through the sepoy uprising. Moreover, Marx’s notes now view Mughal, British, and other conquests of India as contingent rather than the product of ineluctable social forces.

But, Marx’s main focus in these late notebooks on South Asia, North Africa, and Latin America is the structure and history of communal social relations and property in these regions, and on how colonialism uprooted these earlier social relations. At the same time, as a dialectical thinker, Marx also notes the persistence of remnants of these communal social forms even after they had been greatly undermined by colonialism. Did he come to believe that the Indian, Algerian, or Latin American village could become a locus of resistance to capital, as he had theorised in 1882 concerning the Russian village? That is what I have concluded after years of study of these notebooks.

To be sure, he never said such a thing explicitly. Moreover, in his late writings on Russia, in the drafts of his 1881 letter to Vera Zasulich, he even noted a key difference with India, that Russia had not “fallen prey, like the East Indies, to a conquering foreign power”. [52]

Still, I find it hard to believe that Marx engaged in such a deep and extended study of the communal social formations in precolonial and even colonial South Asia, North Africa, and Latin America without an aim beyond purely historical research. As the Italian Marx scholar Luca Basso notes, Marx was in his late writings on Russia and other non-Western societies, operating on “two planes,” that of “historical-theoretical interpretation” and that of “the feasibility or otherwise of a revolutionary movement” in the context of what he was studying.[53] The fact that he undertook this research in the years just before his clarion call in the 1882 preface to the Manifesto about an uprising in Russia’s communal villages that would link up with the Western proletariat as the “starting point for a communist revolution” suggests the connectedness of all of this research on primitive communism. As Dunayevskaya argued in the first work that linked these notebooks to modern concerns with revolution and women’s liberation: “Marx returns to probe the origin of humanity, not for purposes of discovering new origins, but for perceiving new revolutionary forces, their reason.”[54]

It is important to see both his brilliant generalisations about capitalist society and the very concrete ways in which he examined not only class, but also gender, race, and colonialism, and what today would be called the intersectionality of all of these. His underlying revolutionary humanism was the enemy of all forms of abstraction that denied the variety and multiplicity of human experience, especially as his vision extended outward from Western Europe. For these reasons, no thinker speaks to us today with such force and clarity.

Kevin B. Anderson’s authored books include Marx at the Margins: On Nationalism, Ethnicity, and Non-Western Societies and Lenin, Hegel, and Western Marxism. Among his edited books are The Power of Negativity by Raya Dunayevskaya (with Peter Hudis), Karl Marx (with Bertell Ollman), The Rosa Luxemburg Reader (with P. Hudis), and The Dunayevskaya-Marcuse-Fromm Correspondence (with Russell Rockwell).

Notes

See Bibliography below.

  1. MECW 6: 519; MEW 4: 493, sometimes my translation)

    1. MECW 6: 502–03; MEW 4: 479

    2. MECW 6: 488

    3. MECW 6: 488

    4. MECW 6: 489

    5. Marx 1976: 90

    6. Marx 1976: 929

    7. Marx 1976: 166

    8. Marx 1976: 166; MEW 23: 86; Marx 1994: 607

    9. (Dunayevskaya 1958: 100, emphasis in the original)

    10. Marx 1976: 929

    11. Marx 1976: 799

    12. Ollman 1993

    13. Marx 1976: 744

    14. Hegel 2018: 10

    15. Kosík 1976: 7

    16. Hudis 2012; Chattopadhyay 2016

    17. MECW 21: 120, emphasis in original

    18. MECW 6: 167

    19. Marx 1976: 414, emphasis added

    20. Brown 2012: 91

    21. Marx 1976: 620–21

    22. Krader 1974

    23. Dunayevskaya 1982; Anderson 2014; Brown 2012

    24. Quoted in Plaut and Anderson 1999: 6, emphasis in original; see also MECW 3: 295–96 for an earlier translation)

    25. Plaut and Anderson 1999: 58

    26. Dunayevskaya 1982; Brown 2012

    27. MECW 24: 88–89

    28. Marx 1994: 1001, my translation from the French original; see also MECW 6: 549

    29. MECW 6: 518

    30. Quoted in MECW 21: 208

    31. MECW 21: 119–120, translation slightly altered on basis of French original in Marx 1966: 358–59

    32. MECW 21: 118–19, translation slightly altered on basis of French original in Marx 1966: 356–57

    33. MECW 43: 398, emphasis in original

    34. Marx 1976: 172

    35. Krader 1975: 383

    36. Husain 2006

    37. Husain 2006: xxxv

    38. MECW 12: 132

    39. (MECW 12: 221).

    40. Benner 2018

    41. Marx 1976: 91

    42. Shanin 1983: 4

    43. Marx 1976: 91, my translation, see also Anderson 2014

    44. Shanin 1983: 136.

    45. Krader 1975

    46. Marx 1960

    47. Krader 1974

    48. Shanin 1983: 139, see also MECW 24: 426 and MEW 19: 296, translation slightly altered

    49. Some of these notebooks are still unpublished and will appear in the Marx–Engels Gesamtausgabe or MEGA, but their aspects have been discussed in Brown 2012; Pradella 2015 and Anderson 2016.

    50. Marx 1960

    51. Shanin 1983: 106

    52. Basso 2015: 90

    53. Dunayevskaya 1982: 187

Bibliography

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  • — (2016): Marx at the Margins: On Nationalism, Ethnicity, and Non-Western Societies, Expanded edition, Chicago: University of Chicago Press.

  • Basso, Luca (2015): Marx and the Common: From Capital to the Late Writings, Trans David Broder, Leiden: Brill.

  • Benner, Erica (2018): Really Existing Nationalisms: A Post-Communist View from Marx and Engels, Reprint edition, New York: Oxford University Press.

  • Brown, Heather (2012): Marx on Gender and the Family, Leiden: Brill.

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  • Dunayevskaya, Raya (1958): Marxism and Freedom, New York: Bookman Associates.

  • — (1982): Rosa Luxemburg, Women’s Liberation, and Marx’s Philosophy of Revolution, Sussex: Harvester Press.

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  • Krader, Lawrence (ed) (1974): The Ethnological Notebooks of Karl Marx, Second Edition, Assen: Van Gorcum.

  • — (1975): The Asiatic Mode of Production, Assen: Van Gorcum.

  • Marx, Karl (1960): Notes on Indian History (664–1858), Moscow: Progress Publishers.

  • — (1966): “Le conseil générale au conseil fédérale de la Suisse romande,” General Council of the First International 1868–1870, Minutes, Moscow: Progress Publishers.

  • — (1976): Capital: A Critique of Political Economy, Vol 1, Trans Ben Fowkes, New York: Penguin.

  • — (1994): Oeuvres IV, Edited by Maximilien Rubel, Paris: Éditions Gallimard.

  • [MECW] Marx, Karl and Frederick Engels (1975–2004): Collected Works, Fifty Volumes, New York: International Publishers.

  • [MEW] Marx, Karl and Friedrich Engels (1968): Werke, Berlin: Dietz Verlag.

  • Ollman, Bertell (1993): Dialectical Investigations, New York: Routledge.

  • Plaut, Eric A and Kevin B Anderson (1999): Marx on Suicide, Evanston: Northwestern University Press.

  • Pradella, Lucia (2015): Globalisation and the Critique of Political Economy: New Insights from Marx’s Writings, Milton Park: Routledge.

  • Shanin, Teodor (1983): Late Marx and the Russian Road, New York: Monthly Review Press.

The Internationalist Lenin: Self-Determination and Anti-Colonialism

By Vijay Prashad

Republished from Monthly Review.

In 1913, Lenin published an article in Pravda with a curious title, ‘Backward Europe and Advanced Asia’.(1) The opening of the article accepts the paradoxical nature of the title, for it is Europe–after all–that has advanced it forces of production and it is Asia that has had its forces of production stifled. The character of advancement and backwardness for Lenin does not only rest on the question of technological and economic development; it rests, essentially, on the nature of the mass struggle.

In Europe, Lenin wrote, the bourgeoisie was exhausted. It no longer had any of the revolutionary capacity with which it once fought off the feudal order; although even here, the bourgeoisie was pushed along reluctantly by the rising of the masses–as in the French Revolution of 1789–and it was the bourgeoisie that betrayed the mass struggle and opted for the return of authoritarian power as long as its class interests were upheld. By 1913, the European bourgeoisie had been corrupted by the gains of imperialism; the rule of the European bourgeoisie had to be overthrown by the workers.

In Asia, meanwhile, Lenin identified the dynamism of the national liberation movements. ‘Everywhere in Asia’, he wrote, ‘a mighty democratic movement is growing, spreading, and gaining in strength…Hundreds of millions of people are awakening to life, light, and freedom’. Until this period, Lenin had focused his attention on the revolutionary developments in Russia, with a detailed study of agrarian conditions and capitalism in his country and with debates over the nature of organisation in the revolutionary camp. The breakthroughs in 1911 that took place in China, Iran, and Mexico with their variegated and complex revolutionary processes, nonetheless struck him. In 1912, Lenin would write on numerous occasions of the peoples of Asia–such as Persia and Mongolia–who ‘are waging a revolutionary struggle for freedom’, and he would push his party to condemn Tsarist imperialist attacks on Persia and the ‘revolutionary struggle of the Chinese people, which is bringing emancipation to Asia and is undermining the rule of the European bourgeoisie’.(2)

Lenin had tracked developed in eastern Asia ever since the Tsarist empire opened hostilities against China by invading Manchuria in 1900 and then against Japan in 1904-05 in Manchuria and Korea. In 1900, Lenin took a strong anti-war position, arguing that even though the Tsar had not declared war in 1900, ‘war is being waged nonetheless’.(3) ‘The autocratic tsarist government’, Lenin wrote, ‘has proved itself to be a government of irresponsible bureaucrats serviley cringing before the capitalist magnates and nobles’; meanwhile, the war resulted in ‘thousands of ruined families, whose breadwinners have been sent to war; an enormous increase in the national debt and the national expenditure; mounting taxation; greater power for the capitalists, the exploiters of the workers; worse conditions for the workers; still greater mortality among the peasantry; famine in Siberia’. ‘The Chinese people suffer from the same evils as those from which the Russian people suffer’, argued Lenin in an early demonstration of his internationalism.

The Tsarist empire, along with the European imperialists, had developed a ‘counterrevolutionary coalition’, Lenin wrote in 1908 in his reflection on the Balkans, Turkey, and Persia. How should the socialists react to this policy of imperialism? ‘The very essence of proletarian policy at this stage’, he wrote in Proletary, ‘should be to tear the mask from these bourgeois hypocrites and to reveal to the broadest masses of the people the reactionary character of the European governments who, out of fear of the proletarian struggle at home, are playing, and helping others play, the part of gendarme in relation to the revolution in Asia’.(4)
Within Europe, the oppressed nationalities–such as the Polish and the Irish–demonstrated the important spirit of democracy that Lenin had detected from Mexico to China. Unlike many other Marxists–such as Karl Radek and Leon Trotsky–Lenin fully supported the Easter Rising in English-occupied Ireland in 1916. It was in this context that Lenin wrote in July 1916, ‘The dialectics of history are such that small nations, powerless as an independent factor in the struggle against imperialism, play a part as one of the ferments, one of the bacilli, which help the real anti-imperialist force, the socialist proletariat, to make its appearance on the scene.’(5) As he studied these movements with more care, the national liberation struggles no longer were seen as mere ‘bacilli’ and not ‘real’, but these movements were themselves partners in a global struggle. Lenin began to conceptualise a strategic unity between the nationalism of the oppressed and the proletariat in the imperialist states. ‘The social revolution’, he wrote in October 1916, ‘can come only in the form of an epoch in which are combined civil war by the proletariat against the bourgeoisie in the advanced countries and a whole series of democratic and revolutionary movements, including the national liberation movements in the underdeveloped, backward, oppressed nations’.(6)

Lenin’s great advance over Second International Marxism is clarified by the centrality he placed of anti-colonial national liberation, of the struggles of oppressed nationalities by the jackboot of imperialism. For Lenin, the democratic struggles of anti-colonialism were lifted to parity with the proletariat struggles inside the advanced industrial states; it was the international cognate of his theory of the worker-peasant alliance.(7)

In 1914, Lenin published a long series of articles on the theme of ‘national self-determination’ in the journal Prosveshcheniye (Enlightenment).(8) These were his longest statements on the topic, even though Lenin was to return to the idea over the next decade. Like much of Lenin’s work, this essay was not written to elaborate on the idea of national self-determination in itself; Lenin wrote the article to answer a position initially taken by the Rosa Luxemburg in 1908-09. In that article, ‘The National Question and Autonomy’, published in Przeglad Sozialdemokratyczny (Panorama Social Democracy), Luxemburg argued against the right of self-determination for the Polish people.(9) Initially, Stalin responded to Luxemburg (in Prosveshcheniye, March-May 1913), but Stalin’s essay did not directly confront Luxemburg’s theses (he was more content to take on Karl Renner and Otto Bauer).(10) It was left to Lenin, the following year, to offer a full critique of Luxemburg.

Lenin argued that an oppressed nation must be allowed its freedom to secede from an oppressor state. Tsarism and colonialism not only crushed the ability of the people of its peripheral states and its colonial dominions to live full lives, but it also contorted the lives of those who seemed to benefit from colonial rule (including workers at the core of the empire). Secession, for Lenin, was a democratic right. If later, because of economic pressures, the proletariat of an independent state would like to freely unite with the proletariat of their previous colonial state that would be acceptable; their unity would now be premised upon freedom not oppression. Over the course of the next decade, Lenin would develop this argument in a series of short essays. Most of the essays, written in German, were translated into Russian in the 1920s by N. K. Krupskaya and published in the Lenin Miscellany volumes, later in the Collected Works. In 1967, Moscow’s Progress Publishers put these essays into a small book under the title, The Right of Nations to Self-Determination (it is available in volume 20 of Lenin’s Collected Works). Their appearance in a book, then, was not intentional since Lenin had never written a book on the subject. This was a collection of interventions and articles that had the gist of his analysis on the question.(11) It is these interventions, however, that allow us to see the richness of Lenin’s argument about anti-colonialism and self-determination.(12)

Bourgeois Nationalism

The question of self-determination came to the fore because of the social forces unleashed by the 1905 Russian Revolution and because of Tsarist expansion into Manchuria and Korea. Different social groups within the Tsarist Empire began to make their own claims for freedom, which had to be represented in the new political parties that emerged on the partly freed up civil arena. The Russian Social Democratic Labor Party (RSDLP) had to, therefore, address the question of national self-determination frontally: how should the various people within the Tsarist empire struggle for their freedom? Must they remain under the yoke of the State, even as this State would be at some point be free from Tsarism? Luxemburg was specially involved in this debate because of her roots in the Polish Social Democratic movement, which had since the 19th century been involved in questions of freedom for Poland from the tentacles of Tsarist power. In the world of international socialism, it was often the Polish parties that made the strongest application of the idea of the right to self-determination. That was the case in 1896, when it was the Polish Socialist Party that called for the independence of Poland at the International Socialist Congress in London. At that Congress, the delegates passed a resolution in favor of ‘the complete right of all nations to self-determination and expresses its sympathy for the workers of every country now suffering under the yoke of military, national, or other despotism’.(13)

Polish social democrats at their own Congress (1903) and at the Congress of the RSDLP (1906) agitated to sharpen Social Democracy’s view on self-determination. Little seemed to divide the position of Luxemburg from Lenin at this time, except that in the hallways of the meetings the Poles did express their reservations against the idea of a right to self-determination. It was the working-class that had rights, Luxemburg wrote in her 1908 pamphlet, not nations. The nub of Luxemburg’s unease with the theory of the ‘right to self-determination’ is captured in a long quotation from her 1908 pamphlet,

The formula of the ‘right of nations’ is inadequate to justify the position of socialists on the nationality question, not only because it fails to take into account the wide range of historical conditions (place and time) existing in each given case and does not reckon with the general current of the development of global conditions, but also because it ignores completely the fundamental theory of modern socialists – the theory of social classes.

When we speak of the ‘right of nations to self-determination,’ we are using the concept of the ‘nation’ as a homogeneous social and political entity. But actually, such a concept of the ‘nation’ is one of those categories of bourgeois ideology which Marxist theory submitted to a radical re-vision, showing how that misty veil, like the concepts of the ‘freedom of citizens,’ ‘equality before the law,’ etc., conceals in every case a definite historical content.

In a class society, ‘the nation’ as a homogeneous socio-political entity does not exist. Rather, there exist within each nation, classes with antagonistic interests and ‘rights.’ There literally is not one social area, from the coarsest material relationships to the most subtle moral ones, in which the possessing class and the class-conscious proletariat hold the same attitude, and in which they appear as a consolidated ‘national’ entity. In the sphere of economic relations, the bourgeois classes represent the interests of exploitation–the proletariat the interests of work. In the sphere of legal relations, the cornerstone of bourgeois society is private property; the interest of the proletariat demands the emancipation of the propertyless man from the domination of property. In the area of the judiciary, bourgeois society represents class ‘justice,’ the justice of the well fed and the rulers; the proletariat defends the principle of taking into account social influences on the individual, of humaneness. In international relations, the bourgeoisie represent the politics of war and partition, and at the present stage, a system of trade war; the proletariat demands a politics of universal peace and free trade. In the sphere of the social sciences and philosophy, bourgeois schools of thought and the school representing the proletariat stand in diametric opposition to each other.

The possessing classes have their worldview; it is represented by idealism, metaphysics, mysticism, eclecticism; the modern proletariat has its theory–dialectic materialism. Even in the sphere of so-called ‘universal’ conditions–in ethics, views on art, on behavior–the interests, world view, and ideals of the bourgeoisie and those of the enlightened proletariat represent two camps, separated from each other by an abyss. And whenever the formal strivings and the interests of the proletariat and those of the bourgeoisie (as a whole or in its most progressive part) seem identical–for example, in the field of democratic aspirations – there, under the identity of forms and slogans, is hidden the most complete divergence of contents and essential politics.

There can be no talk of a collective and uniform will, of the self-determination of the ‘nation’ in a society formed in such a manner. If we find in the history of modern societies ‘national’ movements, and struggles for ‘national interests,’ these are usually class movements of the ruling strata of the bourgeoisie, which can in any given case represent the interest of the other strata of the population only insofar as under the form of ‘national interests’ it defends progressive forms of historical development, and insofar as the working class has not yet distinguished itself from the mass of the ‘nation’ (led by the bourgeoisie) into an independent, enlightened political class.(14)

For Luxemburg, the idea of the nation is an ideological smokescreen utilised by the bourgeoisie to create horizontal linkages against the vertical hierarchies of social life. It is a useful mechanism to build national economies and national polities that benefit the class rule of the bourgeoisie. That is the reason why the idea of the right to national self-determination had to be defeated.

Lenin did not disagree with the spirit of Luxemburg’s analysis. He agreed with her that the bourgeoisie’s own class power is most efficiently wielded through the national container. ‘The economic basis of [nationalist] movements’, he wrote in his 1914 reply, ‘is the fact that in order to achieve complete victory for commodity production the bourgeoisie must capture the home market, must have politically united territories with a population speaking the same language, and all obstacles to the development of this language and to its consolidation in literature must be removed’.(15) Therefore, Lenin notes, ‘the tendency of every national movement is towards the formation of national states, under which these requirements of modern capitalism are best satisfied. The profoundest economic factors drive towards this goal, and therefore, for the whole of Western Europe, nay, for the entire civilised world, the typical, normal state for the capitalist period is the national state’. Here there is no difference between Lenin and Luxemburg, with both in agreement that national movements are along the grain of capitalist development, and that the advantages of nationalism in the European experience are first garnered by the bourgeoisie.

Equal Rights of Nations and International Solidarity of Workers

If this analysis is all that there is to it, and if it is correct, then Luxemburg’s antipathy to nationalism seems more coherent than Lenin’s ambivalence. But this is not all there is to it, at least as far as Lenin is concerned. Luxemburg’s approach to the idea of nationalism, Lenin suggested, reduced the national question to economics and to economic independence. It was not interested in the political question, in the hunger for freedom among people who had been colonised. Capitalism’s tendency to expansion out of the national container contained the seeds of imperialism; at a certain stage of its economic development, the national bourgeoisie sought the advantages of the nation-state; but as its dynamism pushed outwards, this bourgeoisie’s ambitions mimicked the imperial exertions of its aristocratic ancestors. It is to this end that Lenin made a distinction between the nationalism of the oppressors (the Great Russians and the English) and the nationalism of the oppressed (the Poles and the Irish). This distinction, Lenin wrote in 1915, ‘is the essence of imperialism’.(16) The nationalism of the oppressor, of the Great Russians and the English for example, is always to be fought against. There is nothing in the character of its nationalism that is worthy of support. Its chauvinism leads it to world conquest, a dynamic that not only shatters the well being of the oppressed but also corrupts its own citizenry.

On December 10, 1869, Marx wrote to Engels on the Irish question. ‘The English working class will never accomplish anything before it has got rid of Ireland. The lever must be applied in Ireland’, he wrote. ‘English reaction in England has its roots in the subjugation of Ireland’ (Lenin quotes part of this in his 1914 pamphlet).(17) Drawing from Marx, Lenin wrote in his 1915 essay on self-determination, ‘The freedom of [the English] was cramped and mutilated by the fact that it oppressed another nation. The internationalism of the English proletariat would have remained a hypothetical phrase were it not to demand the separation of Ireland’.(18) Much the same kind of logic applied to Russia, whose Social Democrats were urged by Lenin to demand freedom for its oppressed nations. ‘Carried away by the struggle against nationalism in Poland’, Lenin wrote, ‘Rosa Luxemburg has forgotten the nationalism of the Great Russians, although this nationalism is the most formidable at the present time, it is the nationalism that is less bourgeois and more feudal, and it is the principle obstacle to democracy and to the proletarian struggle’.(19) It had to be confronted. Neither Lenin nor Luxemburg thought otherwise.

Their difference was sharp in the second half of Lenin’s distinction. The Great powers not only annex the economies of their subjects, but they also drain their political power. National self-determination of the oppressed contains both the oppressed bourgeoisie’s plans to suborn the economic to their own ends, but also that of the oppressed proletariat’s hope to fight their bourgeoisie over how to organize their nation. ‘The bourgeois nationalism of every oppressed nation’, Lenin argued, ‘has a general democratic content which is directed against oppression, and it is this content that we support unconditionally, while strictly distinguishing it from the tendency towards national exceptionalism, while fighting against the tendency of the Polish bourgeoisie to oppress the Jews, etc., etc’. Lenin carefully worked out the formula for this unconditional support. If the bourgeoisie of the oppressed nation ‘fights against the oppressing one’, then the Social Democrats would support them wholeheartedly. If, however, ‘the bourgeoisie of the oppressed nation stands for its own bourgeois nationalism’, then the Social Democrats stand opposed to them. ‘We fight against the privileges and violence of the oppressing nation, but we do not condone the strivings for the privileges on the part of the oppressed nation’.(20)

To ‘not condone the strivings’ of the bourgeoisie of the oppressed nations sets the Social Democrats and their class allies the crucial task that separates them from the liberals and their class allies. The Social Democrats both stand against the nationalism of the oppressed nation and against the strivings of the bourgeoisie of the oppressor nation to supplant that of the oppressor nation. Workers in the oppressed nation are not to submit to the rule of the bourgeoisie of the oppressed nation, but to confront it with as much determination as they would fight against the imperial bourgeoisie. The fight for national self-determination must not divide workers in the imperial core and in the imperial periphery. Those in the core must fight against imperial nationalism, and those in the periphery must fight against both imperial nationalism and the nationalism of their bourgeoisie. The latter have a double task, formidable for the complexity of strategy and tactics demanded of them. They are to fight both for ‘the absolutely direct, unequivocal recognition of the full right of all nations to self-determination’, and for ‘the equally unambiguous appeal to the workers for international unity in their class struggle’.(21) In other words, Social Democrats are not invested in nationalism as an end in itself. The final goal is internationalism of the proletariat, but it must go through the nationalism of the oppressed. The twin tasks of Social Democracy are then to fight for ‘the equal rights of nations and international solidarity of the workers’.(22)

A Free Union

What are the practical means by which this nationalism of the oppressed manifests itself? Lenin argued that the oppressed regions should secede from the oppressor nations, or, in other words, they need to win their independence. If Social Democracy does not call for the right to secession, its politics would ‘empty phrase-mongering, sheer hypocrisy’.(23) Plainly, the ‘self-determination of nations means the political separation of these nations from alien national bodies, the formation of an independent national state’. But an independent national state is not the end of the process. It is here that Lenin carved out new terrain in the Marxist theory of nationalities and self-determination (although once more drawing from insights in Marx’s letters to Engels on the Irish question). Marxists and Social Democracy recognize the economic and political advantages of bigger geographical entities: they are both able to command more resources and larger markets, and they are less vulnerable to military conquest. The end goal is to form vibrant and genuine unions of large, non-homogenous areas,

We demand freedom of self-determination, i.e., independence, i.e., freedom of secession for the oppressed nations, not because we have dreamt of splitting up the country economically, or of the ideal of small states, but, on the contrary, because we want large states and the closer unity and even fusion of nations, only on a truly democratic, truly internationalist basis, which is inconceivable without the freedom to secede.(24)

In his March 1916, Nine Theses on Self-Determination, Lenin wrote, ‘a free union is a false phrase without right to secession’.(25) Drawing from Marx on Ireland, Lenin wrote, ‘the demand for the right of secession for the sake of splitting and isolated countries’ is not an end in itself; it is towards a process ‘to create more durable and democratic ties’.(26) Further, Lenin wrote, ‘only in this way could Marx maintain—in contradiction to the apologists of capital who shout that the freedom of small nations to secede is utopian and impracticable and that not only economic but also political concentration is progressive—that this concentration is progressive when it is non-imperialist, and that nations should not be brought together by force, but by a free union of the proletarians of all countries.’(27)

To defend this right to secession, Lenin wrote in August 1915, ‘does in no way mean to encourage the formation of small states, but on the contrary it leads to a freer, more fearless and therefore wider and more universal formation of larger governments and unions of governments–a phenomenon more advantageous for the masses and more in accord with economic development’.(28) Capitalism dynamically grew to encompass the planet, and it sought out larger and larger areas of operation. This is the tendency not only for firms to agglomerate toward monopoly control over markets, but also for states to enlarge through imperial or colonial policies (this is the general dynamic identified by Lenin in his 1916 pamphlet Imperialism). ‘Imperialism means that capital has outgrown the framework of national states’, Lenin wrote in 1915; ‘it means that national oppression has been extended and heightened on a new historical foundation’.(29) Monopoly capital flourished in large, imperial states. Imperialism was rooted in the political economy of the time. It had to be confronted not by morality but by the growth of political movements that undermined its power, in other words, by a combination of proletarian movements and movements of the oppressed nationalities. ‘It follows from this’, Lenin argued, ‘that we must connect the revolutionary struggle for socialism with a revolutionary program on the national question’.

Luxemburg fought for the ‘freedom from national oppression’ and not for ‘the right of self-determination of nations’. For her, national oppression was just another form of oppression, and it should be confronted as just another oppressive force. For Lenin, national oppression played a specific role in the operation of imperialism, and it had to be confronted in a specific way, by encouragement of secession of the oppressed nationalities in order not to petrify their national culture as separate from that of other cultures, but to work toward a proletarian internationalist unity of the future. Lenin’s approach was not a moral approach, therefore, but one that emerged out of his analysis of imperialism and the national movements that had emerged in opposition to it. His endorsement of nationalism was not premised on the assumption that the small states would somehow undermine imperialism; it was understood that democratic states, with the proletariat in each making links with each other, would be able to take advantage of the new economic scale to forge a genuine unity.

Nationalism would not, as Luxemburg acidly put it, mean ‘the right to eat off gold plates’.(30) But it would mean, as Lenin noted, part of a three-point agenda:

  • Complete equality for all nations.

  • The right of nations to self-determination.

  • The amalgamation of the workers of all nations.

This is ‘the national program that Marxism…teaches the workers’.

Karl Radek, the Austrian Marxist, waded into the debate in 1915 to argue that the struggle for national self-determination is ‘illusionary’ (‘Annexations and Social Democracy’, Berner Tagwacht, October 28-29).(31) One of Radek’s objections that rankled Lenin was that a truly class project would abjure democratic political demands that do not threaten capitalism. There are some democratic demands that can be won in the era of capitalism and there are others that must be struggled with even in a socialist society, Lenin argued. ‘We must combine the revolutionary struggle against capitalism with a revolutionary program and revolutionary tactics relative to all democratic demands: a republic, a militia, official elected by the people, equal rights for women, self-determination of nations, etc. While capitalism exists, all these demands are realizable only as an exception, and in an incomplete, distorted form’.(32) Social Democracy has to ‘formulate in a consistently revolutionary manner every one of our democratic demands’ because the proletariat must be ‘educated in the spirit of the most consistent and determined revolutionary democracy’. To contest the right of national self-determination for oppressed nations is to deny them their democratic rights and to undermined revolutionary democracy.

In the USSR and in the Comintern

Lenin’s formulation from 1914-1916 enabled a clear position in practice after the Soviet revolution (1917). Two tasks presented themselves along the grain of national self-determination.

  • How should the new Soviet state deal with the question of its own nationalities?

  • How should the newly created Communist International (1919) confront the nationalist movements in the colonies?

On January 3, 1918, Lenin, as part of the All-Russia Central Executive Committee drafted the Declaration of Rights of the Working and Exploited People. It was subsequently adopted by the Third All-Russia Congress of Soviets as the 1918 Constitution (the essence remained in the 1924 Constitution). The second article establishes that the Soviet Republic is based ‘on the principle of a free union of free nations, as a federation of Soviet national republics’. The Council of People’s Commissars had already proclaimed the independence of Finland, removed Russian troops from Persia and committed itself to self-determination for Armenia. On paper, this was unassailable. The problem is that counter-revolutionary forces in its border states, the very states that had been promised the right to secession, attacked the new Soviet state. The Soviets hastily sought alliances with these states (Armenia, Azerbaijan and Georgia for instance), in which pro-Bolshevik forces were supported by the Soviets and counterrevolutionaries were defeated. Self-determination of the nation was a formula by which the states were afforded nominal independence if they were not hostile to the Soviets. When Bolsheviks (such as Georgy Pyatakov) in these states did argue for full dissolution into Russia, Lenin called them Great Russians and opposed them. The principle of self-determination was sacrosanct, even when the counter-revolution threatened the new Soviet state (Luxemburg, in her essay on the Russian Revolution identified this weakness, ‘While Lenin and his comrades clearly expected that, as champions of national freedom even to the extent of ‘separation’, they would turn Finland, the Ukraine, Poland, Lithuania, the Baltic countries, the Caucasus, etc., into so many faithful allies of the Russian revolution, we have witnessed the opposite spectacle. One after another, these ‘nations’ used their freshly granted freedom to ally themselves with German imperialism against the Russian revolution as its mortal enemy, and under German protection, to carry the banner of counter-revolution into Russia itself’).(33) In 1922, Stalin wished to curtail the rights of the new border-states through a policy called ‘autonomisation’, namely that these states would dissolve themselves into the USSR by gaining nominal autonomy. Lenin was adamantly opposed to this policy. ‘We consider ourselves, the Ukrainian SSR and others, equal, and enter with them, on an equal basis, into a new union, a new federation’.(34) This federation was the Union of Soviet Socialist Republics, the USSR. This principle was already there in the 1918 draft, and in the first Soviet Constitution,

At the same time, endeavoring to create a really free and voluntary, and therefore all the more firm and stable, union of the working classes of all the nations of Russia, the Constituent Assembly confines its own task to setting up the fundamental principles of a federation of Soviet Republics of Russia, while leaving it to the workers and peasants of each nation to decide independently at their own authoritative Congress of Soviets whether they wish to participate in the federal government and in the other federal Soviet institutions, and on what terms.(35)

The logic of the federation within the USSR applied similarly to the colonial question. In the 1918 declaration, Lenin had written that the new state must have a ‘complete break with the barbarous policy of bourgeois civilization, which has built the prosperity of the exploiters belonging to a few chosen nations on the enslavement of hundreds of millions of working people in Asia, in the colonies in general, and in the small countries’.(36)

When the Communist International (Comintern) met for its first meeting in 1919, the jubilation of the Soviet experience combined with the potential revolution in Europe (particularly Germany) and the emergence of working-class and peasant movements in Asia defined its outcome. The Comintern addressed the ‘proletariat of the entire world’, telling them,

‘The emancipation of the colonies is possible only in conjunction with the emancipation of the metropolitan working class. The workers and peasants not only of Annam, Algiers and Bengal, but also of Persia and Armenia, will gain their opportunity of independent existence only when the workers of England and France have overthrown Lloyd George and Clemenceau and taken state power into their own hands’.(37) Nationalism of the oppressed nations barely earned a mention. The defeat of the German revolution and the setbacks in the colonies provoked a more sober tone at the second Comintern meeting (1920). Lenin’s views on the colonial (Eastern) question drew from his more capacious attitude toward nationalisms of the oppressed. It was the presence of the Indian Marxist M. N. Roy that stayed Lenin’s hand and curtailed his more ebullient support for anti-colonial nationalism. The second thesis of the Comintern emerged out of a compromise formulation between Lenin’s own draft and Roy’s emendations (with the Dutch Marxist Henk Sneevliet holding their hands to the same pen),

As the conscious express of the proletarian class struggle to throw off the yoke of the bourgeoisie, and in accordance with its main task, which is the fight against bourgeois democracy and the unmasking of its lies and hypocrisy, the Communist Party should not place the main emphasis in the national question on abstract and formal principles, but in the first place on an exact evaluation of the historically given and above all economic milieu. Secondly it should emphasize the explicit separation of the interests of the oppressed classes, of the toilers, of the exploited, from the general concept of the national interest, which means the interests of the ruling class. Thirdly it must emphasize the equally clear division of the oppressed, dependent nations which do not enjoy equal rights from the oppressing, privileged nations, as a counter to the bourgeois democratic lie which covers over the colonial and financial enslavement of the vast majority of the world’s total population, by a tiny minority of the richest and most advanced capitalist countries, that is characteristic of the epoch of finance capital and imperialism.(38)

Nothing in this thesis contradictions the spirit of Lenin’s own view on self-determination, expect in so far as this makes explicit Lenin’s hesitancy over the character of the bourgeoisie of the oppressed nations. The 9th thesis said that the Comintern ‘must directly support the revolutionary movement among the nations that are dependent and do not have equal rights (for example Ireland, the Blacks in America, and so forth) and in the colonies’.(39) At the same time, the Comintern, in the 11th Thesis noted that it must engaged in a ‘resolute struggle’ against the attempt to ‘portray as communist the revolutionary liberation movements in the backward countries that are not truly communist’.(40) The Comintern supports the revolutionary movements in the colonies ‘only on condition that the components are gathered in all backward countries for future proletarian parties–communist in fact and not only in name–and that they are educated to be conscious of their particular tasks, that is, the tasks of struggling against the bourgeois-democratic movement in their own nation’. What the Comintern ‘must unconditionally maintain the independent character of the proletarian movement, be it only in embryo’.(41) Lenin’s general principles articulated in his essays from 1914 onwards were enshrined in the Soviet Constitution and in the Comintern, with some alterations to fit the new situations and the new class configurations.

No surprise that radicals from the colonised world–such as Ho Chi Minh and José Carlos Mariategui–found Leninism to be the heart and soul of their political outlook. It was this anti-colonial Marxism that drew radical nationalists from the Dutch colonies of Indonesia to the French colonies of West Africa, and it was this strong theory of anti-colonial national self-determination that forged ties for the Marxist left across these worlds.(42) Little wonder then that the tradition of ‘Western Marxism’ tends to ignore Lenin, to jump from Marx to Lukacs and Gramsci, evading the fact that Lukacs wrote a book on Lenin and that Gramsci developed his own thought with Lenin in mind; the leap over Lenin is a leap not only over the experience of the October Revolution but it is a leap past the Marxism that then develops in the Third World, a leap into abstract philosophy with little engagement with praxis and with the socialism that develops–not in the advanced industrial states–but in the realm of necessity, in the former colonised world from China to Cuba. In those outer reaches, where revolutions have been successful, it is the anti-colonial Lenin that guides the way.

Vijay Prashad is an Indian historian, editor and journalist. He is a writing fellow and chief correspondent at Globetrotter, a project of the Independent Media Institute. He is the chief editor of LeftWord Books and the director of Tricontinental: Institute for Social Research. He has written more than twenty books, including The Darker Nations: A People’s History of the Third World (The New Press, 2007), The Poorer Nations: A Possible History of the Global South (Verso, 2013), The Death of the Nation and the Future of the Arab Revolution (University of California Press, 2016) and Red Star Over the Third World (LeftWord, 2017). He writes regularly for Frontline, the Hindu, Newsclick, AlterNet and BirGün.

Notes

  1. Lenin, ‘Backward Europe and Advanced Asia’, Pravda, 18 May 1913, Collected Works, vol. 19, pp. 99-100.

  2. Lenin, ‘Draft Resolution of the Tasks of the Party in the Present Situation’, January 1912, Collected Works, vol. 17, p. 456 and ‘Resolutions of the Conference. The Russian Organising Commission for Convening the Conference’, January 1912, Collected Works, vol. 17, p. 485.

  3. Lenin, ‘The War on China’, Iskra, no. 1, December 1900, Collected Works, vol. 4, pp. 372-77.

  4. Lenin, ‘Events in the Balkans and in Persia’, Proletary, no. 37, 16 October 1908, Collected Works, vol. 15, p. 221.

  5. Lenin, ‘The Discussion of Self-Determination Summed Up’, July 1916, Collected Works, vol. 22, p. 357.

  6. Lenin, ‘A Caricature of Marxism and Imperialist Economism’, Zvezda, October 1916, Collected Works, vol. 23, p. 60.

  7. Vijay Prashad, ‘For Comrade Lenin on his 150th Birth Anniversary’, Lenin 150, New Delhi: LeftWord Books, 2020.

  8. All these articles are in Lenin, Collected Works, vol. 20.

  9. Horace B. Davis collected the five articles by Luxemburg from her Kraków journal Przeglad Sozialdemokratyczny in The National Question. Selected Writings, New York: Monthly Review Press, 1976.

  10. J. V. Stalin, ‘Marxism and the National Question’, Collected Works, vol. 2, Moscow: Foreign Language Publishing House, 1953.

  11. V. I. Lenin, The Right of Nations to Self-Determination, Moscow: Progress Publishers, 1967.

  12. Vijay Prashad, ‘Vladimir Ílyiç Lenin/Uluslarin Kaderlerini Tayin Hakki’, Marksist Klasikleri Okuma Kilavuzu, Istanbul: Yordam Kitap, 2013.

  13. Luxemburg, The National Question, p. 107. For a critical appraisal of Polish Social Democracy, see Eric Blanc, ‘The Rosa Luxemburg Myth: A Critique of Luxemburg’s Politics in Poland (1893–1919)’, Historical Materialism, vol. 25, issue 4, 2017.

  14. Luxemburg, The National Question, pp. 133-135.

  15. Lenin, ‘The Right of Nations to Self-Determination’, Collected Works, vol. 20, p. 396.

  16. Lenin, ‘The Revolutionary Proletariat and the Right of Nations to Self-Determination’, Collected Works, vol. 21, p. 409.

  17. On 24 October 1869, Engels wrote to Marx, ‘Irish history shows what a misfortune it is for one nation to subjugate another. All English abominations have their origin in the Irish pale. I still have to bone up on the Cromwellian period, but it appears clear to me that things in England would have taken another turn but for the necessity of military rule in Ireland and creating a new aristocracy’. Marx/Engels, Collected Works, vol. 43, p. 362.

  18. Lenin, ‘The Revolutionary Proletariat and the Right of Nations to Self-Determination’, Collected Works, vol. 21, p. 410.

  19. Lenin, ‘The Right of Nations to Self-Determination’, Collected Works, vol. 20, p. 412.

  20. Lenin, ‘The Right of Nations to Self-Determination’, Collected Works, vol. 20, p. 412.

  21. Lenin, ‘The Right of Nations to Self-Determination’, Collected Works, vol. 20, p. 432.

  22. In an early formulation, Lenin argued not for the ‘self-determination of nations’ but for the ‘self-determination of the proletariat’. ‘We on our part concern ourselves with the self-determination of the proletariat in each nationality rather than with the self-determination of peoples or nations’. (‘On the Manifesto of the Armenian Social Democrats’, Iskra, 1 February 1903, Collected Works, vol. 6, p. 327). It appears that this position is close to that of Luxemburg, that nationalism of the bourgeoisie had to be opposed in all respects, and that the Social Democrats must take a class view over a national view. Over the course of the decade, Lenin changed his position–no longer was there the emphasis on the ‘self-determination of the proletariat in each nationality’. Lenin now saw the difference between the oppressor nationality and the oppressed nationality, which nuanced his stand a great deal.

  23. Lenin, ‘The Revolutionary Proletariat and the Right of Nations to Self-Determination’, Collected Works, vol. 21, p. 409.

  24. Lenin, ‘The Revolutionary Proletariat and the Right of Nations to Self-Determination’, Collected Works, vol. 21, pp. 412-413.

  25. Lenin, ‘The Socialist Revolution and the Right of Nations to Self-Determination: Theses’, Collected Works, January-February 1916, vol. 22, p. 143.

  26. Lenin, ‘The Socialist Revolution and the Right of Nations to Self-Determination: Theses’, Collected Works, January-February 1916, vol. 22, p. 165.

  27. Lenin, ‘The Socialist Revolution and the Right of Nations to Self-Determination: Theses’, Collected Works, January-February 1916, vol. 22, p. 150.

  28. Lenin, ‘Socialism and War. The Attitude of the RSDLP Towards the War’, Sotsial-Demokrat, 1 November 1914, Collected Works, vol. 21, p. 316.

  29. Lenin, ‘The Revolutionary Proletariat and the Right of Nations to Self-Determination’, Collected Works, vol. 21, p. 408.

  30. Luxemburg, The National Question, p. 123.

  31. Warren Lerner, Karl Radek, the last internationalist, Palo Alto: Stanford University Press, 1970.

  32. Lenin, ‘The Revolutionary Proletariat and the Right of Nations to Self-Determination’, Collected Works, vol. 21, p. 408.

  33. Rosa Luxemburg, The Russian Revolution, and Leninism or Marxism?, Ann Arbor: University of Michigan Press, 1961, pp. 49-50.

  34. Lenin, ‘On the Establishment of the USSR’, 26 September 1922, Collected Works, vol. 42, pp. 421-422.

  35. Lenin, ‘Declaration of Rights of the Working and Exploited People’, 3 January 1918, Collected Works, vol. 26, p. 425.

  36. Lenin, ‘Declaration of Rights of the Working and Exploited People’, 3 January 1918, Collected Works, vol. 26, p. 424.

  37. ‘Manifesto of the Communist International to the Workers of the World’, 6 March 1919, Liberate the Colonies. Communism and Colonial Freedom, 1917-1924, ed. John Riddell, Vijay Prashad, and Nazeef Mollah, New Delhi: LeftWord Books, 2019, p. 33.

  38. ‘Theses on the National and Colonial Question’, 1920, Liberate the Colonies, p. 94.

  39. ‘Theses on the National and Colonial Question’, 1920, Liberate the Colonies, p. 97.

  40. ‘Theses on the National and Colonial Question’, 1920, Liberate the Colonies, p. 98.

  41. ‘Theses on the National and Colonial Question’, 1920, Liberate the Colonies, p. 98.

  42. Vijay Prashad, Red Star Over the Third World, New Delhi: LeftWord Books, 2017.