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The Duplicitous U.S. Constitution: How An Autocratic Legal Document Became A Sacred and Incontestable Scroll

[Photo credit: MPI/Getty Image]

By Tim Scott


Republished from Dissident Voice.


Civil government, so far as it is instituted for the security of property, is in reality instituted for the defense of the rich against the poor, or of those who have some property against those who have none at all.

— Adam Smith, The Wealth of Nations


We live in a nation founded within a prevailing story line that characterizes the United States as being an exceptional, enlightened and charitable nation. A nation that is a “beacon of light…in every corner of the globe,” generated by the ethos of the American Dream, based on the values and ideals of liberty, justice, fairness, equality and democracy for all.

We also live in a nation that was established to be an empire, whereby imperialism and settler colonialism are endlessly justified and promulgated by an underlying cultural narrative which ascribes whiteness to morality, and by extension a nation bestowed with a divine right to lay claim—at will—to the lands, resources and bodies of Black, Brown and Indigenous people. A nation where private property rights are akin to natural rights, therefore framing capitalism, no matter how brutal, with benevolent intent and thus inviolable. These structural foundations, which are rooted within the barbarism of chattel slavery and the brutality of gender oppression, constructed an enduring national culture defined by genocide, dispossession, white supremacy, anti-blackness, heteropatriarchy, misogyny, social inequity and wealth inequality. Over three centuries later, despite significant efforts by resistance movements to transform it, this underlying national culture persists; entwined within an era where mass surveillance, mass incarceration, unprecedented wealth inequality and unending militarism are perversely justified as imperatives to preserve freedom, democracy and the mythical “American Dream.”

The contradictions between the nation’s mythologies and actual practices are inherent to—and effectively serve to preserve—the cultural, political and economic foundations of the United States. They are indicative of a nation that was founded by an opulent minority of white men who believed that they alone had a God-given right to freedom and prosperity and thus constructed the structural means to protect their wealth and power from a dispossessed demos and to justify the subjugation and exploitation of entire groups of people. Their design for the new nation was based on what economist Joseph Stiglitz refers to as the “interplay between ideologies and particular interests.” As such, the white supremacist and patriarchal ideologies of the wealthy, slave-owning Christian men who founded the nation were fused with free market ideology, the engine for the emerging interests of industrial capitalism. Within this design and from the outset, the founders intended for government to serve as the executor of these violent and undemocratic ideologies and interests.

As many political, legal, and history scholars have acknowledged, the U.S. Constitution was constructed to be an ideological and legal document intended to secure the interests of the virtuous and enlightened gentry who—like royalty—considered themselves to be ordained with a natural right to rule the nation in perpetuity. The founders’ declarations and ensuing constitution promoted an overriding myth or “origin story” that defined the new nation as a unified whole, engaging in a virtuous republican mission whereby, according to John Adams, “all men, rich and poor, magistrates and subjects, officers and people, masters and servants, the first citizen and the last, are equally subject to the laws.” Democracy was therefore (falsely) equated with the ideology of republicanism, whereby the nation’s citizenry was promised equal rights under the law and the inalienable rights to liberty. It is within this context that individual sovereignty and private property were intended to be protected, according to John Adams, from the “tyranny of the majority” (i.e., the “mob rule” of a direct democracy).

In effect, the founders constructed the intersecting cultural, political and economic instruments that would permanently advance the interests of a wealthy white minority through institutionalized and impervious methods of domination and extermination. Thus, the origin story generated by the Declaration of Independence that “all men are created equal” and have “inalienable rights” to “life, liberty and the pursuit of happiness” were never intended to be all inclusive. This also holds true to Preamble of the U.S. Constitution, which states:

We the People of the United States, in Order to form a more perfect Union, establish Justice, insure domestic Tranquility, provide for the common defence, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this Constitution for the United States of America.

Instead, the civil and political rights within the U.S. Constitution were restricted to focus exclusively on individual and property rights—for some. This design sought to undermine the possibility for the establishment of universal and equal participation in all spheres of life (participatory parity), not only between the ruling elite, their agents and those they subjugated, but more importantly amongst and between subjugated groups. Thus, complex interdependencies, chains of democratic equivalences, meaningful deliberative processes and solidarities that could threaten the power of the ruling elite were intentionally defused. The founders’ discourse and origin story myths were intended to serve as empty signifiers, having very different meanings and values with regard to who they apply to and how they were to be operationalized. Thus, the discourse of republicanism was ascribed with the interests of the nation’s white male Christian aristocracy and to a lesser degree to their citizen agents who occupied the white middle-class. However, the narrative of life, liberty and equality was never intended to pertain to everyone else.

During the nation’s infancy, when disorder and uncertainty were widespread, the founders’ myths served to define in totality a positive and fully sutured national identity, establishing a foundation for social practices and ideological representations that were instrumental in the social construction of reality and subjectivity for the nation’s white citizen subjects. This set forth a process whereby socialization and identity formation were based on the ideological shaping of a cultural imaginary, constituted through what political theorist Chantel Mouffe referred to as the logic of equivalence, which is “to create specific forms of unity among different interests by relating them to a common project and by establishing a frontier to define the forces to be opposed, the ‘enemy.’” Initially this “common enemy” was the tyranny of the British monarchy, and subsequently took many forms—the tyranny of majority rule, the threat of the “savage Indian,” the emancipation of slaves, Blackness, Mexicans, recognition rights for women and notions of equity and equality in general. Over time and as the empire expanded, the enemy would include any group—or any idea—that posed a threat to the nation’s prevailing power structures.

Despotic ideologies such as this reject the historical conditions by which social relations are constructed, instead representing them as outside of history, as inevitable and natural, while disguising their underlying belief systems as common sense facts. According to Anne Makus, presenting events and practices as ahistorical truths allows problematic events to be framed as unproblematic and a “natural” consequence of society. By losing their postulational status, beliefs are transformed into narrative truths that are immune to differing accounts of events.

Ultimately, the ideological function of the founders’ origin story myths, cultural imaginaries and their corresponding discourse or “narrative truths” resulted in a what Cultural theorist Raymond Williams describes as a “complex interlocking of political, social and cultural forces” known as hegemony.


A Revolution for “Great and Overgrown Rich Men”

Historian Gary B. Nash documented how, for over a century prior to the American Revolution, an elite class of white male landowners, slaveholders and large-scale merchants dominated the political, economic and cultural landscape of the thirteen British settler colonies. In 1770, Boston’s top 1% of the population owned 44% city’s wealth. In the late 17th century the wealthiest 10% of all colonists owned approximately 47% of all the wealth; and by 1775 the wealthiest 10% owned roughly 65% of all the wealth. During the 18th century approximately 30% of all British colonists were free white men, with about 50% of those men owning land, though most of them did not own enough land to be considered wealthy. Approximately 20% of all colonists were Black slaves, and 50% were poor white indentured servants.

At the outset, the privatization of land in the British settler colonies occurred through the genocidal project that is settler colonialism and later through the transfer or privatization of state (“public”) land. According to historian Meyer Weinberg and economists Engerman & Gallman, seized land was often awarded to individuals and families based on their location to power and influence within seats of government and became the basis for commercial pursuits and further accumulation of private wealth. Increasingly during the 18th century, land acquisition and allocation was sold for profit and speculation.

As documented by historian Howard Zinn, the leaders of the Sons of Liberty, the first and second Continental Congress and Continental Army Officers primarily came from the landed gentry of British settler colonial society. With high unemployment and hunger fueling class upheaval following the French and Indian War (1754-1763), aristocratic colonial leaders faced the prospect of waging war against Britain, while also “maintaining control over” the discontented “crowds at home.” During the delegates elections for a convention to frame a Pennsylvania constitution in 1776, a Committee of Privates (composed of white working class enlisted militiamen), “urged voters to oppose ‘great and overgrown rich men” for “they will be too apt to be framing distinctions in society.” According to historians Young, Raphael and Nash, these sentiments led the Committee of Privates to draw up a bill of rights for the convention stating, “an enormous proportion of property vested in a few individuals is dangerous to the rights, and destructive of the common happiness, of mankind; and therefore every free state hath a right by its laws to discourage the possession of such property.”

According to Zinn, the populist discourse of the Declaration of Independence, which declared the right to “popular control over governments, the right of rebellion and revolution, indignation at political tyranny, economic burdens, and military attacks,” proved to unite large enough numbers of white settler colonists to actively rebel against Britain. This propaganda-based document was highly effective in shaping popular opinion by appealing to the yearnings of disenfranchised white settler colonists as a means to unite against a common enemy. Of course, large populations were left out of the populist cause elicited by the Declaration of Independence; namely Black slaves, Native people and in many regards white women. This reality would only become further institutionalized following the War of Independence. It would also turn out that the aristocratic founders were indeed “apt to be framing [class] distinctions in society” as many white working class militiamen had feared.

As Historian Gordon S. Wood explained, in 1776, immediately after issuing the Declaration of Independence from Great Britain, a committee of the Second Continental Congress was charged with drafting the first U.S. Constitution known as the Articles of Confederation and Perpetual Union. It was signed by Congress in 1777 and ratified by representatives from all thirteen states in 1781. The Articles established the U.S. to be a confederation of sovereign states, with appointed representatives from the thirteen states making up a national government. Under the Articles the national government was composed of a legislature consisting of one house in which states had equal voting power. There was not an executive branch or a general judiciary. This new national government was charged with overseeing domestic relations with Native tribes, international diplomacy and conducting the war with Britain.

According to Charles A. Beard, at the end of the War of Independence in 1783, establishing a cohesive economy and infrastructure overseen by common laws proved to be difficult under the decentralized system of government outlined by the Articles of Confederation. This was especially challenging during a time of economic instability due to immense war debt. Congress lacked the authority to tax and collect debt directly, to stabilize legal tender and regulate commerce since state legislatures were often unresponsive to these demands, operating without legal restrictions or judicial oversight.

For many former colonial noblemen known as Federalists—who made up a majority in most state legislatures and the Continental Congress—the Articles of Confederation were failing to secure the protection and advancement of their personalty or personal property (movable assets). Many southern plantation owners were also Federalists since their wealth was also largely held in personal property (including slaves) and therefore tied to the same economic interests as northern merchants and financiers. According to Beard, this aristocratic class of large-scale farm owners, merchants, shippers, bankers, speculators, and private and public securities holders believed that a more powerful federal government was required to protect their economic interests.

A minority coalition within the Continental Congress whose economic interests were primarily tied to real (landed) property were known as Anti-federalists. This group of white wealthy male freeholders, small business owners and middle-class, tenant and debtor settler farmers equated concentrated federal power with British rule and therefore preferred a weak central government that would not “tread” on individual rights and state sovereignty.


A Constitution for “The Minority of the Opulent”

As Michael Cain and Keith Dougherty documented, the eruption of Shay’s Rebellion in 1786 only strengthened the Federalist cause. This indebted settler farmer rebellion against the state of Massachusetts was fueled by high taxes and farm foreclosures in western Massachusetts, a mounting crisis that was sweeping across the new republic. Noah Brooks chronicled how General Henry Knox, a major public securities holder, wrote to George Washington in response to this “desperate debtor” rebellion of farmers, laborers and Revolutionary War veterans:

The people who are the insurgents have never paid any, or but very little taxes – But they see the weakness of government; They feel at once their own poverty, compared with the opulent, and their own force, and they are determined to make use of the latter, in order to remedy the former. Their creed is ‘That the property of the United States has been protected from the confiscations of Britain by the joint exertions of all, and therefore ought to be the common property of all. And he that attempts opposition to this creed is an enemy to equity and for justice, and ought to be swept from off the face of the earth.’ In a word they are determined to annihilate all debts public and private and have agrarian Laws, which are easily effected by means of un-funded paper money which shall be a tender in all cases whatever.

As Beard explained “the southern planter was also as much concerned in maintaining order against slave revolts as the creditor in Massachusetts was concerned in putting down Shays’ ‘desperate debtors.’” This proved to be a precarious time for the new nation’s elite, which was exalting the virtues of freedom, liberty and democracy while simultaneously taking action to establish new and improved systems of domination. Insurrection was indeed a clear and present danger to the post-war aristocracy within this decentralized and tumultuous landscape.

In 1787 the Federalists in Congress called on state legislatures to send delegates to a Convention in Philadelphia for a single and stated purpose of revising the Articles of Confederation. Members of Congress quietly went to Philadelphia, with a majority of them intent on constructing a federal government powerful enough to protect their class interests. The first order of business, according to Gerald J. Fresia and Robert W. Hoffert, was for the convention delegates to agree to a secrecy clause concerning their decision-making deliberations. As reported by Beard, the delegates were not only acting to protect their personalty interests from foreign competitors, but as importantly, against the threat the domestic unpropertied masses posed to their wealth and power.

James Madison receives endless accolades for his enlightened roles in the founding of the United States, including the title of “Father of the Constitution.” Like most of the founding fathers, Madison was explicit in his undemocratic aims for the new nation. As documented by Steve Coffman, during the construction of the U.S. Constitution, when deliberating over two of the pillars of a substantive democracy—universal suffrage and the equal distribution of resources— Madison argued, “if elections were open to all classes of people, the property of the landed proprietors would be insecure,” and “agrarian law would soon take place,” one that distributes land to the landless. Therefore, according to Coffman, Madison argued, “our government ought to secure the permanent interests of the country” through the protection of property rights. More explicitly, Madison went on to pronounce, “Landholders ought to have a share in the government, to support these invaluable interests” thus making the charge of government “to protect the minority of the opulent against the majority.”

According to the Yale University political theorist Robert A. Dahl and author Daniel Lazare, under the terms of the Articles of Confederation, which was the law of the land during the Philadelphia Convention, the 1787 Constitution was, in fact, an illegal usurping. The Articles were clear in stipulating that there had to be unanimous approval of all thirteen states to approve constitutional change. Yet those who attended the Philadelphia convention unilaterally changed the ratification rule to nine states, which was by no coincidence the number of states that initially ratified the Constitution of 1787. This strategic and unconstitutional move on the part of the Federalists in Congress was an attempt to work around the significant opposition from Anti-federalists. Lazare went on to claim, “the assertion that ‘We the People do ordain and establish this Constitution for the United States of America’ implies a right not only to create new frames of government but to abrogate old ones when they are no longer serving their purposes.”

Dahl and Beard point out that when it came to choosing delegates for the Philadelphia Convention, a large body of aristocrats were selected by state legislatures that were elected according to suffrage laws requiring “high property qualifications” relating to taxpayer status aligned with the amount or worth of one’s real property and/or personalty holdings. According to Beard, when delegates for the Convention were chosen, “representatives of personalty in the legislature were able by the sheer weight of their combined intelligence and economic power to secure delegates from the urban centres or allied with their interests.” Beard went on to explain, “Thus the heated popular discussion usually incident to such momentous political undertakings was largely avoided, an orderly and temperate procedure in the selection of delegates was rendered possible.” In essence, the majority of the new nation’s inhabitants and citizens were intentionally excluded from participating in the construction of the United States Constitution.

According to Coffman, when voting rights for citizens of the new nation were being decided, James Madison expressed his concern that if they were extended “equally to all…the rights of property or the claims of justice may be overruled by a majority without property.” John Jay, a Federalist “founding father” and a member of Congress who went on to become the first Chief Justice of the Supreme Court, is famous for making the intent of the Constitution even more explicit by boldly stating, “The people who own the country ought to govern it.” During deliberations on voting rights, James Madison expressed his belief that “freeholders of the country would be the safest depositors of republican liberty.” Within this context, Madison went on to caution his peers to consider the imminent rise of the industrial working-class and the threat they would pose to the nation’s “opulent” minority:

In future times a great majority of the people will not only be without landed, but any other sort of, property. These will either combine under the influence of their common situation: in which case, the rights of property & the public liberty, will not be secure in their hands.

Madison also expressed his concerns that if given suffrage rights, the ominous industrial masses could be coerced or bribed into doing the bidding of divergent ruling class political ambitions. As Madison put it, the unpropertied, “will become the tools of opulence & ambition.” Clearly one of Madison’s primary concerns was how the expansion of suffrage could undermine his desires to create a republican fiefdom.

Gouverneur Morris was an influential “founding father” and close ally of Madison who is often called the “Penman of the Constitution.” According to legal scholar Jennifer Nedelsky, Morris’s vision of the new nation was similar to his peers in that “public liberty” should not involve “direct participation in government.” Instead, according to Nedelsky, in Morris’s plan “the people… were not, in effect, to govern… they would choose their representatives and have the influence over them that frequent elections brought… [and] ‘in the course of things’ people would elect the great and wealthy as their representatives.”

An enthusiastic student of political economy, Morris was known for tirelessly working to ensure that the interconnected pillars of economic and political power of the new nation would be impermeable. In doing so, Morris envisioned and aggressively advocated for a market economy, one with a federal government that was constituted with the legal framework to ensure its permanency. Nedelsky went on to document how Morris was known for his “unqualified positions” that:

illuminate some of the most important and contested issues in American political thought: the status our Constitution accords… to private property, the relation between the values of republicanism and those of capitalism, and the distribution of economic and political power our system fosters.

While the Constitutional Convention’s secrecy clause conveniently provided cover for its authors’ anti-republican and anti-democratic intentions, Madison’s unapologetic and forthright style reveals how the Constitution was, in its own words, “a republican remedy for the diseases most incident to republican government.” Accordingly, Gordon S. Wood, explained, “the source of their difficulties came from too much local democracy, and that the solution was to limit this local democracy by erecting a more aristocratic structure over it.” The designers did allow for a semi-popular lower house of congress, yet counterbalanced with the advent of the U.S. Senate, which was to be elected by state legislatures with rotating terms of six years. The Senate should then be composed of, as Madison put it, “a portion of enlightened citizens whose limited number and firmness might seasonably interpose against impetuous councils.” According to Parenti, the founders often referenced the virtuous qualifications of “enlightened citizens” and “men of substance,” which served as code for those with the right race, gender, aristocratic breeding, wealth, education, and experience that bestowed one with a God given right to rule.

In all, seventy-four delegates were appointed by states to attend the Constitutional Convention while only fifty-five showed up, with many anti-federalists refusing to attend and a number leaving as it progressed, with others refusing to sign in protest. Rhode Island declined to send a delegate. Anti-federalists accused the Federalists of working to reproduce an order similar to the British Crown. In the end, this small group of opulent white men proceeded to draft the U.S, Constitution, which according to historian Gordon S. Wood, “was intrinsically an aristocratic document designed to check the democratic tendencies of the period.”

As documented by Wood, a number of Anti-Federalists agreed to ratify the U.S. Constitution only on condition that a bill of rights was included as a means to put limits on federal power. Federalists in Congress begrudgingly agreed, despite their opposition to the idea. Federalists were concerned that by making certain rights explicit “the people” would expect protections for those rights alone, thus limiting future interpretations of the Constitution. James Madison in particular felt that a declaration of such rights would be “parchment barriers” (superficial protections) and wanted to rely on the sturdier measures already in place. According to professor of political science Michael P Federici, by parchment barriers, Madison meant:

…the relationship between the written and unwritten constitutions. There are paper boundaries and limits, what the Framers called “parchment barriers”, and there are unwritten boundaries and limits that are not so much legal as they are cultural, ethical, and religious. The preservation of a constitutional order depends, to a great extent, on the preservation of the unwritten boundaries and limits.

From Madison’s perspective, the great protectors of the private rights of the opulent against an organized majority included the “extent of territory” spelled out in the Constitution which separated people geographically; along with the “multiplicity of interest” between the classes. To Madison these classes included, “those who are without property…those who are creditors, and those who are debtors… [a] landed interest, a manufacturing interest, a mercantile interest, a moneyed interest…actuated by different sentiments and views.” According to Madison:

If a majority be united by a common interest, the rights of the minority will be insecure…the society itself will be broken into so many parts, interests, and classes of citizens, that the rights of individuals, or of the minority, will be in little danger from interested combinations of the majority.

Always the brilliant political operative, Madison took on the task of drafting a bill of rights with the belief that the disorderly demand for such rights was on the one hand a grave problem, yet also presented an opportunity for a strategic solution. His proposed amendments were jubilantly ratified in 1791, effectively thwarting Anti-Federalist efforts to alter the Constitution while successful garnering loyalty for the Constitution from “the great mass of the people.” According to the U.S. Constitutional scholar Robert A. Goldwin, by engendering a sturdy “national sentiment” in support of the Constitution, Madison:

…took the decisive step toward establishing an independent force in the society, a devotion to the Constitution powerful enough to restrain a malevolent majority. Madison saw that the proposed amendments could make the Constitution universally revered…he saw the Constitution itself, not the amendments, as the sturdy barrier to fend off majority oppression and defend private rights. A bill of rights added to the intact Constitution would bring to it the only thing it presently lacked – the support of the whole people.

Madison not only outwitted the Anti-Federalists, but more ominously, he constructed a highly effective hegemonic instrument whereby the Bill of Rights would be widely considered as a sacred and uncontestable scroll embodying the epic virtues of U.S. democracy.


A Government “Over the People”

According to Goldwin and Kaufman and Blau and Moncada at its core, the U.S. Constitution outlines all the things the federal government cannot do, known as negative rights. Paul Finkelman describes the difference between negative and positive rights as being “freedom from” versus “freedom to.” According to Charles Fried, “a negative right is a right that something not be done to one, that some particular imposition be withheld.”

Simply, the founders encoded negative rights into the U.S. Constitution to ensure that government would protect the property rights bestowed upon “the minority of the opulent” by divine authority. In doing so, according to Cass Sunstein, negative rights bolster the ideology and rule of law of free-market capitalism. In terms of the founders’ Constitution, Sunstein interprets the intent of negative rights in important ways:

Most of the so-called negative rights require governmental assistance, not governmental abstinence. Consider, for example, the right to private property. As Bentham wrote, “Property and law are born and must die together. Before the laws, there was no property: take away the laws, all property ceases.” As we know and live it, private property is both created and protected by law; it requires extensive governmental assistance. The same point holds for the other foundation of a market economy, the close sibling of private property: freedom of contract. For that form of freedom to exist, it is extremely important to have reliable enforcement mechanisms in the form of civil courts.

Cornell professor of law Laura Underkuffler also emphasized in 2003 that the “idea of the Constitution as a charter of negative rights – and of the right to the protection of property as simply one of those rights – is an entrenched feature of American political and legal discourse.” New Jersey Deputy Attorney General Gezim Bajrami confirmed in 2013, “Time and time again, the U.S. Supreme Court has ruled that the government has no affirmative constitutional obligations to the public.”

According to Finkleman, positive rights necessitate “affirmative obligations on the part of government to fulfill the right.” Therefore, positive rights enable a nation-state’s constitution to guarantee a political economy that prioritizes egalitarianism in the social, political, cultural, economic and environmental realms. Positive rights enable government to proactively intervene to ensure universal and equitable access to a living income, housing, holistic education, health care, nutritious food, clean water and a healthy and sustainable environment. Positive rights can empower (not hinder) government to forcefully protect individuals and groups of people from forms of domination and targeted violence. As CeÂcile Fabre emphasizes, a nation-state constituted by positive rights would need to guarantee “that a democratic majority should not be able to repeal these rights and that certain institutions, such as the judiciary, should be given the power to strike down laws passed by the legislature that are in breach of those rights.”

Instead, the founders constructed the U.S. Constitution to forever deter emancipatory strivings and collective interests that are inherent to egalitarian societies.

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The Bill of Rights only reinforced negative rights based prohibitions on Congress concerning intervention in the press, speech, religion, assembly, bearing of arms, etc. By doing so, these purported “civil liberties” fortify the Constitution’s undemocratic foundations and its primary function of harnessing the majoritarian menace to further buttress, both legally and ideologically, the primacy of property rights. As Judge Richard Posner of the United States Court of Appeals stressed in 1983, “the Constitution is a charter of negative rather than positive liberties… The men who wrote the Bill of Rights were not concerned that Government might do too little for the people but that it might do too much to them.”

According to Daniel Lazare, the Constitution and its Bill of Rights assign responsibility for civil liberties to the Supreme Court, essentially relieving the semi-elected branches of government, chiefly Congress “institutionally irresponsible” and civil liberties “de-politicized.” Lazare went on to explain:

Thus was born the peculiar rhythm of American politics in which politicians or the people at large go on periodic rampages in which they lynch, terrorize, and generally trample democratic rights until they are finally brought up short by the courts. Then everyone involved congratulates themselves that the system has worked, that the abuse has been corrected, that the majority has been reined in— until some new eruption sets the cycle going again.

Furthermore, the rights of speech, press, assembly, etc., are the means by which the commercial and propertied class instills their ideological, political, economic and social agenda via a free-marketplace of ideas; whereby access is determined by one’s wealth, race, gender, religion and influence. Not coincidentally, the Bill of Rights only applies to federal and state government action, not to the actions of private business and its agents. All in all, “the commons” became the property of the opulent.

According to Michael Parenti, the U.S. Constitution created a form of government and a political system that prevented “the people” from finding horizontal cohesion and instead “was designed to dilute their vertical force, blunting its upward thrust upon government by interjecting indirect and staggered forms of representation.” To do so, according to historian Morton White, a system of checks was constructed to safeguard against Madison’s expressed fears of “agrarian attempts” and “symptoms of a leveling spirit” by “the proportion of those who will labor under all the hardships of life, and secretly sigh for a more equal distribution of its blessings.”


The Autocratic First Amendment

The First Amendment of the U.S. Constitution is widely heralded as the foundational gem of the Bill of Rights and the unambiguous signifier of “American Freedom and Democracy” It reads:

Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the right of the people peaceably to assemble, and to petition the government for a redress of grievances.

However, it can also be regarded as one of the most duplicitous instruments of U.S. hegemony.

In 1799, Supreme Court Chief Justice Oliver Ellsworth made it clear that based on English common law, “this country remains the same as it was before the Revolution.” Eight years earlier, with this understanding, the founders applied English common-law when drafting the First Amendment, specifically in terms of the doctrine of “no prior restraint.”

In 1769 William Blackstone, the celebrated “compiler of English law” and major influence on the founding fathers, explained the doctrine of no prior restraint:

The liberty of the press is indeed essential to the nature of a free state; but this consists in laying no previous restraints upon publications, and not in freedom from censure for criminal matter when published. Every free man has an undoubted right to lay what sentiments he pleases before the public; to forbid this, is to destroy the freedom of the press; but if he publishes what is improper, mischievous or illegal, he must take the consequences of his own temerity.

Thus, the First Amendment follows the directive of no prior restraint by prohibiting government from forbidding a “free man” from expressing the “sentiments he pleases before the public.” Yet, if the government determines such “sentiments” to be seditious libel after the fact, prosecution is permissible under the U.S. Constitution. As Howard Zinn put it, to this day the First Amendment under no prior restraint has an important caveat in that:

You can say whatever you want, print whatever you want. The government cannot stop you in advance. But once you speak or write it, if the government decides to make certain statements “illegal,” or to define them as “mischievous” or even just “improper,” you can be put in prison.

This little known yet significant twist on American freedom of expression not only criminalizes dissent after the fact, it also serves the purpose of having a powerful chilling effect in advance. Zinn goes on to explain how, “An ordinary person, unsophisticated in the law, might respond, ‘You say you won’t stop me from speaking my mind–no prior restraint. But if I know it will get me in trouble, and so remain silent, that is prior restraint.”

Yet, in the subsequent two centuries, the U.S. federal government (including the Supreme Court) has also successfully restricted freedom of expression in advance under the rationale of “national security,” most often relating to those who attempt to expose the nation’s nefarious covert and undemocratic activities around the globe. While the First Amendment is explicit in that “Congress shall make no law… abridging the freedom of speech,” just seven years after Congress passed the amendment, Congress turned around and did just that in 1798 with the Alien and Sedition Acts.

President John Adams and other Federalist leaders expedited the passage of the Alien and Sedition Acts under the rational that French and Irish revolutions would spark an egalitarian revolution at home, incited by French and Irish immigrant agitators and foreign spies. Feeding this narrative, a Federalist newspaper of the time claimed Jacobin (egalitarian) French tutors were attempting to corrupt America’s youth, “to make them imbibe, with their very milk, as it were, the poison of atheism and disaffection.” Long-time Massachusetts politician and Federalist Harrison Gray Otis declared in 1797 that he “did not wish to invite hordes of wild Irishmen, nor the turbulent and disorderly of all parts of the world, to come here with a view to disturb our tranquility, after having succeeded in the overthrow of their own governments” and landing in the U.S. “to cavil against the Government, and to pant after a more perfect state of society.”

The Alien Acts included “An Act Concerning Aliens” (enacted June 25, 1798, with a two-year expiration date) which authorized the president to deport any resident alien considered “dangerous to the peace and safety of the United States.” The Alien Acts also included “An Act Respecting Alien Enemies” (or Alien Enemies Act), which was enacted on July 6, 1798 (with no expiration date), authorizing the president to detain and deport resident aliens whose home countries were at war with the United States.

Enacted July 14, 1798, with an expiration date of March 3, 1801, the Sedition Act applied to U.S. citizens, authorizing the prosecution, imprisonment or large fine of any person who:

…shall write, print, utter or publish, or shall cause or procure to be written, printed, uttered or published, or shall knowingly and willingly assist or aid in writing, printing, uttering or publishing any false, scandalous and malicious writing or writings against the government of the United States, or either house of the Congress of the United States, or the President of the United States, with intent to defame the said government, or either house of the said Congress, or the said President, or to bring them, or either of them, into contempt or disrepute; or to excite against them, or either or any of them, the hatred of the good people of the United States, or to stir up sedition within the United States, or to excite any unlawful combinations therein, for opposing or resisting any law of the United States, or any act of the President of the United States, done in pursuance of any such law, or of the powers in him vested by the constitution of the United States, or to resist, oppose, or defeat any such law or act, or to aid, encourage or abet any hostile designs of any foreign nation against United States, their people or government.

As Zinn pointed out, “the Sedition Act was a direct violation of the Constitution. But here we get our first clue to the inadequacy of words on [“parchment”] paper in ensuring the rights of citizens.”

The Alien Enemies Act of 1798 was revised and further codified by Congress with the passing of the Espionage Act of 1917. This reaffirmation of the duplicitous nature of the founders’ Constitution and governing structures was intended to stifle growing resistance against social conditions domestically and the expansion of U.S. imperialism, particularly on the eve of the U.S. entry into World War I. The Espionage Act of 1917 in part read:

Whoever, when the United States is at war, shall wilfully make or convey false reports or false statements with intent to interfere with the operation or success of the military or naval forces of the United States or to promote the success of its enemies and whoever when the United States is at war, shall wilfully cause or attempt to cause insubordination, disloyalty, mutiny, refusal of duty, in the military or naval forces of the United States, or shall wilfully obstruct the recruiting or enlistment service of the United States, to the injury of the service or of the United States, shall be punished by a fine of not more than $10,000 or imprisonment for not more than twenty years, or both.

As a means to more effectively crush growing dissent domestically, in 1918 (after the U.S. entered WWI) the Sedition Act was passed as an amendment to the Espionage Act, further restricting free expression. It read in part:

Whoever, when the United States is at war… shall willfully make or convey false reports, or false statements… or incite insubordination, disloyalty, mutiny, or refusal of duty, in the military or naval forces of the United States, or shall willfully obstruct… the recruiting or enlistment service of the United States, or… shall willfully utter, print, write, or publish any disloyal, profane, scurrilous, or abusive language about the form of government of the United States, or the Constitution of the United States, or the military or naval forces of the United States… or shall willfully display the flag of any foreign enemy, or shall willfully… urge, incite, or advocate any curtailment of production… or advocate, teach, defend, or suggest the doing of any of the acts or things in this section enumerated and whoever shall by word or act support or favor the cause of any country with which the United States is at war or by word or act oppose the cause of the United States therein, shall be punished by a fine of not more than $10,000 or imprisonment for not more than 20 years, or both.

During World War I, federal prosecutors enacted the Espionage Act in over 2,000 cases. While no convictions resulted from charges of spying or sabotage, 1,055 convictions resulted from prohibitions on free speech under the Espionage and Sedition Acts, largely targeting labor leaders, civil rights activists, Black and leftist journalists and publishers, war critics, pacifists, anti-conscription activists, socialists, communists, anarchists and civil libertarians.

In 1919 the Supreme Court actively safeguarded the Espionage Act against constitutional challenges in Schenck v. United States. This case involved Charles T. Schenck, the secretary of the Socialist Party of America, who was convicted by a lower court under the Espionage Act after engaging in counter military recruitment activities by distributing leaflets that encouraged prospective military draftees to refuse military service. The first side of Schenck’s leaflet argued that the Conscription Act (the draft) violated the Thirteenth Amendment’s prohibition on involuntary servitude and was a “monstrous wrong against humanity in the interest of Wall Street’s chosen few.” It urged recipients to “petition for the repeal of the act” because the war was being spun by “cunning politicians and a mercenary capitalist press.” Schenck appealed his conviction to the Supreme Court, arguing that his First Amendment rights were violated. The Court ruled against Schenck, with Justice Oliver Wendell Holmes, Jr. stating:

The most stringent protection of free speech would not protect a man in falsely shouting fire in a theatre and causing a panic… The question in every case is whether the words used are used in such circumstances and are of such a nature as to create a clear and present danger that they will bring about the substantive evils that Congress has a right to prevent.

Thus, the well-known legal rationale against “falsely shouting fire in a theatre” became a metaphor for the limits of free speech in America, namely serving as code against dissent that disrupts U.S. hegemony. Schenck went on to serve six months in a federal prison.

During the same period, the U.S. Supreme Court also upheld the conviction of labor leader and Socialist Party of America presidential candidate Eugene Debs, who was charged under the Espionage Act for making an anti-war speech in 1918. Debs was sentenced to ten years in prison. This was not the first time Debs had been imprisoned for his “un-American” activities, yet the Espionage Act served its purpose in making it easier to silence Debs (and other dissidents), hopefully once and for all.

The Supreme Court case of Stokes v. United States (1920) involved the prosecution of reproductive rights and labor activist Rose Pastor Stokes, who was given a ten year prison sentence for simply writing in a local newspaper, “No government which is for the profiteers can also be for the people, and I am for the people, while the government is for the profiteers.”

In 1917 Chandler Owen and A. Philip Randolph, the publishers of the Black political and literary magazine The Messenger, were arrested under the Espionage Act when they wrote:

Our claim is to appeal to reason, to lift our pens above the cringing demagogy of the times… Patriotism has no appeal to us; justice has. Party has no weight with us; principle has. Loyalty meaningless; it depends on what one is loyal to. Prayer is not one of our remedies; it depends on what one is praying for. We consider prayer as nothing more than a fervent wish; consequently, the merit and worth of a prayer depend upon what the fervent wish is.

Some Supreme Court decisions that reinforced the Espionage and Sedition Acts did not target radicals or dissidents. One such case involved the United States v. Nagler in 1918, which led to the conviction of the Assistant Secretary of State for the State of Wisconsin, Louis B. Nagler. Nagler was prosecuted after simply telling a group of YMCA or the Red Cross canvassers for the war effort who showed up at his office door, “I am through contributing to your private grafts. There is too much graft in these subscriptions. No, I do not believe in the work of the YMCA or the Red Cross, for I believe they are nothing but a bunch of grafters.”

In the case of the United States v. The Spirit of ’76, Robert Goldstein, the producer of the patriotic Revolutionary War movie The Spirit of ’76, was charged under the Espionage Act in 1917 for his film’s graphically unfavorable portrayal of Great Britain, which was America’s primary World War I ally. Federal prosecutors charged that Goldstein had deliberately made a pro-German movie to impugn America’s ally, incite disloyalty and obstruct military conscription. Goldstein who was Jewish (Anti-Semitism was rife in the U.S.) and of German descent, claimed that his intent in making the film was to make money and boost the patriotic mood of the country. He was given a ten-year prison sentence and fined $5,000.

The Sedition Act was repealed in 1921 while the Alien Enemies Act of 1798 and the Espionage Act of 1917 have endured into the 21st century. According to Emily Peterson, “The Espionage Act is so vague and poorly defined in its terms, that it’s hard to say exactly what it does and does not cover.”


Diluting the Impact of Popular Sentiments

The Constitution dictates that an Electoral College, not the general electorate or a majority of citizen voters, will choose the U.S. president. Within this undemocratic scheme, voters are actually casting a vote for presidential “electors” tied to the major elite political parties of each state, the numbers of which are based on the number of state Congressional seats. These electors are collectively known as the Electoral College. According to Article II of the Constitution, “Each state shall appoint, such manner as the legislature thereof may direct, a number of electors equal to the whole number of Senators and Representatives to which the state may be entitled in the Congress.” Translation: state legislatures, not citizens within a state, decide which presidential candidate will receive the state’s electoral votes. These appointed electors, who make up the anonymous Electoral College, are in essence political establishment insiders, who are subject to lobbying efforts, and in many states can roguely decide who they vote for, or if they will even vote at all. According to FairVote, for a presidential candidate to win an election within this system, one must receive over half of the Electoral College votes (in the 21st century, that would be 270 electoral votes out of the 538 national electors). The result is that presidential elections are largely symbolic exercises intended to keep the masses tied to the established order, where the democratic principle of one-person one-vote is prohibited.

As Dahl and Lazare point out, the U.S. Supreme Court was established to exist outside of any form of democratic deliberation and public scrutiny. Instead, imperious and impervious Supreme Court justices are appointed for life by a president and confirmed by a semi-aristocratic Senate (to this day), of which was chosen by state legislatures until 1913. The more popularly elected (yet also largely wealthy) House of Representatives were excluded from these deliberations. This leaves the Supreme Court—the least democratic branch of government—responsible for deciding if and how the rights of the masses are recognized and dispersed, while “elected” representatives stand idle. Accordingly Lazare notes, “rallying behind the Supreme Court” means “rallying behind the Constitution in toto” and “ignoring the constitutional system’s many unsavory aspects.”

The founders’ crafty and abstruse power-sharing arrangement made it difficult to determine where true authority lay, be it in Congress, the Presidency, the Supreme Court or the citizenry at the municipal, state or federal level. As Lazare put it, instead of having a form of government that would serve as “an instrument that ‘We the People’ would create and shape to further our own rule” the Constitution solidified a system of government intended to “create and shape the people in order to further its own rule.” Instead of being a government “of the people” it would be a government “over the people.” Parenti goes on to explain that in keeping with their desire to disenfranchise the majority, the founders included these “auxiliary precautions” that were “designed to fragment power without democratizing it.” Parenti goes on to explain:

In separating the executive, legislative, and judiciary functions and then providing a system of checks and balances among the various branches, including staggered elections, executive veto, Senate confirmation of appointments and ratification of treaties, and a bicameral legislature, they hoped to dilute the impact of popular sentiments. They also contrived an elaborate and difficult process for amending the Constitution.

Article 5 of the U.S. Constitution plays a crucial role in the founders’ undemocratic design by requiring a process whereby a proposed Constitutional amendment has to first pass a two-thirds majority in both the House and the Senate, or through a convention called by Congress based on a request from two-thirds of the states. If a proposed amendment successfully traverses its way through either pathway, it then has to be ratified by three-quarters of state legislatures. As University of Chicago Law School professor Eric Posner describes it, “Any proposal to amend the Constitution is idle because it’s effectively impossible… an amendment requires a supermajority twice—the pig must pass through two pythons.” Two hundred years later, after 11,539 proposed amendments, only 27 have been ratified. The 13th, 14th, and 15th amendments which expanded status rights to former slaves, passed only because the defeated and occupied South was strong-armed into ratifying them, yet as examined later, were not compelled to enforce them. Between 1870 and today only 12 amendments have been enacted, with the last one taking 203 years to be ratified. Posner goes to point out how this labyrinth has led to a reliance on begging the Supreme Court to interpret the Constitution in new ways by hiring “lawyers to formulate their proposals as already reflected in the Constitution rather than argue that the Constitution got the position wrong and so should be changed.” According to Gordon Wood, the very concept of democracy was hijacked and appropriated by the U.S. Constitution in that:

By the end of the debate over the Constitution, it was possible for the Federalists to describe the new national government, even with its indirectly elected president and Senate, as “a perfectly democratical form of government.” The houses of representatives lost their exclusive connection with the people. Representation was now identified simply with election; thus, all elected officials, and, for some, even those not elected, such as judges, were considered somehow “representative” of the people. Democracy rapidly became a generic label for all American government.

In addition to the undemocratic federal government, all 50 states would, in time, establish state constitutions modeled after the federal constitution (to varying degrees), with legislative and executive branches that are semi-popularly elected to develop and administer policies and laws; with state Supreme Courts that preside over legal appeals. State constitutions also establish mechanisms for local governance at the county, municipal or township level where voters popularly elect some variation of town or city managers and/or councils to make and administer local policies and ordinances. It is at the municipal level that the more direct forms of democracy were possible, at least for white men. The town meeting model, where all eligible voters meet to make local governance decisions and elect officials to implement their decisions, was a common form of local governance during the 18th and 19th centuries. State and municipal governments also have a sordid history concerning suffrage rights, often disenfranchising groups of people based on race, ethnicity, religion, class and gender.

The original Constitution left complete discretion to individual states in determining voter qualifications, rules on absentee voting, polling hours and election funding. In most states there is a lot of leeway given to counties in crafting their own ballots, designing and implementing their own voter education programs, deciding how they will handle overseas ballots, the ability to hire and train poll workers, choosing polling locations and in how to maintain their voter registration lists.

Over time (between 1870 to 1972), with the enactment of the 14th, 15th, 19th 23rd, 24th and 26th Constitutional Amendments, various forms of legal discrimination were explicitly prohibited when establishing qualifications for suffrage. It is still legally permissible for states to deny the “right to vote” for other reasons and many have effectively done so as a means to continue to disenfranchise groups of people based on race, ethnicity and class. The 17th Amendment, which enabled U.S. Senators to be directly elected, did not result from popular democratic strivings. Instead, it resulted from pundit and legislator frustrations over corruption, instability, conflict and deadlock due to the indirect process hampering legislative efficiency. In her book Electoral Dysfunction: A Survival Manual for American Voters, Victoria Bassetti sums up suffrage rights this way:

The original document establishing our government acknowledges and weaves slavery deeply into our society. Women cannot vote. Two of the three major federal officers, President and Senator, are not voted on by the people. And there is not a right to vote in the Constitution. The word ‘vote’ appears in the Constitution as originally drafted only in relation to how representatives, senators, and presidential electors perform their duties. Representatives vote. But the people’s vote is not mentioned.

The Bill of Rights did not change this fact. Over two hundred years later the Supreme Court appointed George Bush to be president, and in the process reaffirmed this point in their decision by stating, “The individual citizen has no federal constitutional right to vote for electors for the President of the United States.” The double rub here is that the court was referring to a citizen’s rights to vote for Electoral College electors, not the right to vote directly for a presidential candidate.

While allowing citizens to feel as though they have a voice in the political system, the form of “democracy” outlined in the Constitution is clearly designed to impede the citizenry from determining both domestic and foreign policy. Ultimately, the founders crafted a system that allowed select groups of people to have the right to citizenship, privileging a smaller proportion of them to indirectly choose the best “men of substance,” filtered through narrowly prescribed partisan commitments as a means to preserve the wealth and power of the post-revolutionary ruling class. Within this constitutional framework, hegemonic cultural scripts tied to institutional authority perpetuate systemic inequities. In a constitutional republic without positive constitutional rights that mandate parity of political participation and economic redistribution, whilst remedying existing cultural prohibitions on recognition and representation rights; social equity and economic equality will persistently be denied, undermined and contested.


“Unfit to associate with the white race”

One can choose to believe the various cultural myths about how the freedom loving founders despised slavery, but did not work to end it based on a variety of factors, including: timing, not wanting to disrupt a widely accepted and profitable institution, and the need to accommodate the southern plantation system. No matter the rationale, the truth is that it was not in the founders’ political and economic interests to do so, nor is there evidence that they had the moral capacity to end one of the most horrific enterprises in human history. What is clear is that the U.S. Constitution was written to protect slavery while empowering slaveholders in numerous ways. This was demonstrated by General Charles Cotesworth Pinckney’s boastings in front of the South Carolina House of Representatives following the Constitutional Convention about how slavery was secured within the Constitution:

We have a security that the general government can never emancipate them [slaves], for no such authority is granted and it is admitted, on all hands, that the general government has no powers but what are expressly granted by the Constitution, and that all rights not expressed were reserved by the several states.

As documented by Barbara Fields, the Constitution’s three-fifths clause, states were allowed to count three-fifths of their slaves in apportioning representation in the U.S. House of Representatives and the Electoral College. This effectively increased the political power of southern states and thus granted greater protections for the institution of slavery. This disproportionate political power through the Electoral College led to Thomas Jefferson’s 1800 presidential win. The Constitution also had a provision (fugitive slave clause) that aided slaveholders in recovering fugitive slaves, particularly those who sought sanctuary in “free” states and territories. It protected slave-owners rights to human property and made the act of aiding a fugitive slave a constitutional offense. The Second Amendment is also considered to have been, in part, a means to protect slave-owners from slave insurrections.

Another Constitutional provision focused on the highly lucrative enterprise that was the Atlantic slave trade. It read in part, “[t]he migration or importation of such persons as any of the states now existing shall think proper to admit, shall not be prohibited by the Congress prior to the year 1808.” It also allowed for “a tax or duty” to be “imposed on such importation…” for as long as the trade remained legal. This did not mean that slavery was to be abolished in 1808, but only that the import of new slaves would be discontinued.

As with settler colonialism, America’s domestic slave trade is the story of the founding of the United States. As many scholars have documented, including Du Bois, McInnis and Finkelman, the slave trade was a major economic engine, which fueled the prosperity of the new nation, with profits from enslaved people flowing to many locations in the North and South. Traders and slave owners throughout the South profited by selling human property while others profited from the forced labor it provided in the cotton and sugar fields. So did intermediary suppliers along with carriers in the steamboat, railroad and shipping industries. Naturally, northern capitalists profited as investors in banks in the exchange of money for people as did the companies that provided insurance for the owners’ investments in enslaved labor. So did foreign investors in Southern securities, some of which were issued on mortgaged slaves. The hub of the nation’s cotton textile industry was based in New England, where “enlightened” gentry enriched themselves from the misery of southern slave labor.

Following its Constitutional mandate, the Act of 1807 was the legislation that officially ended U.S. participation in the international slave trade, but not the domestic slave trade. It levied heavy fines and possible imprisonment on those who attempted to import slaves to the United States. This piece of legislation was underfunded and often not enforced, and when it was enforced, it was another source of revenue with its stiff fines and valuable legal merchandise. These realities enabled a smaller yet profitable human smuggling industry to exist in the U.S. until the middle of the 19th century. When illegal smugglers were caught, their human merchandise was seized and sold to U.S. slave owners (Du Bois, Fehrenbacher and Finkelman). The Constitution would continuously be used until the Civil War to defend the institution of slavery from federal intervention and actions taken by an increasingly militant abolition movement.

In 1857 the Supreme Court ruled on the Dred Scott v. Sanford case, based on Scott’s lawsuit to gain his and his family’s freedom in the slave state of Missouri after they had previously lived in a free state and territory. In delivering the majority decision against Scott, Chief Justice Roger Taney held that under the terms of the U.S. Constitution, Black people “could never be citizens of the United States.” Taney explained that when the Constitution was ratified, Blacks were “regarded as beings of an inferior order, and altogether unfit to associate with the white race, either in social or political relations; and so far inferior, that they had no rights that the white man was bound to respect; and that the negro might justly and lawfully be reduced to slavery for his own benefit.”

The standing of free Black Americans under the Constitution remained vague for decades to come. The Bill of Rights did not defend free Black Americans from municipal and state laws intent on depriving them of (parchment barrier) Constitutional rights. This cultural and legal reality set the stage for Jim Crow laws in the South and its manifestations nationwide into the 21st century.

In an 1852 Fourth of July speech, the formidable Fredrick Douglas called out the true nature of the institution of slavery in the United States:

What, to the American slave, is your Fourth of July? I answer: a day that reveals to him, more than all other days in the year, the gross injustice and cruelty to which he is the constant victim. To him, your celebration is a sham; your boasted liberty, an unholy license; your national greatness, swelling vanity; your sounds of rejoicing are empty and heartless; your denunciation of tyrants, brass-fronted impudence; your shouts of liberty and equality, hollow mockery; your prayers and hymns, your sermons and thanksgivings, with all your religious parade and solemnity, mere bombast, fraud, deception, impiety, and hypocrisy-a thin veil to cover up crimes which would disgrace a nation of savages.


Conclusion

While the Bill of Rights and a few subsequent amendments have provided some democratizing effects, they have strictly been limited to affirmative remedies for injustices (instead of transformative remedies associated with dismantling). These tend to be reformist in nature and as Nancy Fraser frames such measures, are “aimed at correcting inequitable outcomes of social arrangements without disturbing the underlying framework that generates them.” Affirmative “remedies” are thus akin to negative rights and often come from state and private powers making limited and ultimately temporary accommodations to justice-seeking collective struggles, frequently through the utilization of disruptive tactics and strategies. In contrast, the inherently violent cultural, political and economic structures that are protected by the U.S. Constitution prohibit transformative remedies intended (analogous to positive rights) to eliminate the root causes of social inequity and economic inequality. According to historian Howard Zinn the American Revolution and its resulting Constitution, “was a work of genius” in that it “created the most effective system of national control devised in modern times, and showed future generations of leaders the advantages of combining paternalism with command.”

At its core, the U.S. Constitution was designed to safeguard a settler colonial society overseen by the supreme laws of capitalism, Christianity, white supremacy and heteropatriarchy. By doing so, it entrenched deep structural disparities in participation that subvert collective strivings for social, economic and political justice. This denial of the basic means and opportunities for all inhabitants of a society to directly contest and deliberate as equals violates the very nature of public reason, the principle by which liberal democracies define themselves (as the U.S. defines itself). Moreover, for a society to be authentically democratic—as an essential determinant of justice—parity of participation is required to serve as the idiom of public contestation and deliberation whereby status equality and the equitable distribution of wealth can be attained. This would require a constitutional framework derived from the principles and practices of participatory parity, where positive rights as well as equality of opportunity and equality of outcome are indisputable.

With the advent of the U.S. Constitution and its consolidation of cultural, political, and economic power; slave owners and “captains of industry” alike were made to feel more secure knowing that a state or territorial governor could rely on a swift federal response when domestic disturbances was beyond the control of local police and state militia (Beard).

With the arrival of the 19th century, mercantilism and the smaller agrarian economy of the settler colonies of the U.S. were quickly being toppled, largely influenced by the 1776 publication of Scottish economist Adam Smith’s An Inquiry into the Nature and Causes of the Wealth of Nations. Smith’s magnum opus became the recipe for free-market capitalism, and is said to have been enthusiastically embraced by the founders of the new republic, and became the ideological and structural framework for the U.S. political economy. In Wealth of Nations Smith affirmed, over a decade prior to the drafting of the U.S. Constitution, that a, “Civil government, so far as it is instituted for the security of property, is in reality instituted for the defense of the rich against the poor, or of those who have some property against those who have none at all.”

Decades after the drafting of the Constitution, Thomas Jefferson wrote to John Adams proudly declaring, “from 15 to 20 legislatures of our own, in action for 30 years past, have proved that no fears of an equalization of property are to be apprehended from them.” Indeed, the U.S. Constitution was serving its purpose in guaranteeing that inequality would remain the supreme law of the land—at an increasing rate—far into the future. In the decades ahead, as industrial capitalism flourished and the settler colonial empire expanded, so would U.S. nationalism, constructing a base and superstructure Jefferson and his peers could have only dreamed of; one that would perfectly buttress the despotic structures they deeply embedded within their beloved Constitution.

Ideology and Hypocrisy Amid Slavery and Democracy - Strange Bedfellows from Time Immemorial

By Stephen Joseph Scott


 

The history of the existence of slavery as an institution in antiquity and beyond is one of the most common; and, at the same time, one of the most complex tales to be told. Virtually every society, touching almost all the continents of the world, has had its own form of enslavement. The implication being that, nearly, every group of humankind whether racially, ethnically, or culturally categorized as diverse, unattached, or essentially separate, has been marked by the legacy and tradition of human bondage geographically and/or ancestrally. This work will be focusing on the origins and culturally supportive underpinnings of ancient Greek identity, its philosophy, law, ideology, and ethnicity; and, those extant essentialist elements, such as class, that not only made slavery in the ancient Greek world possible but normalized its place within a societal hierarchy that helped define who and what an ancient Athenian was - pitched against a broader Mediterranean ethos. Beyond that, this work will address how ancient Greek thought, as to what essentially constituted a slave versus a free person, later ignites a heated counterpoint which asserts hypocrisy lies at the core of ancient Greek thinking when it comes to the fundamental differences: physical, psychological, and emotional, that inexorably lie between free-persons and human-beings in captivity – made evident by how that debate rages to this day in contemporary historiography….

It is best that we start at the beginning with Homer: ancient Greek storyteller and legendary poet, who lived as early as the 8th century BCE; and, is still considered one of the most celebrated and influential writers of antiquity - for good reason. Homer is brought to the fore because his illustration as evidenced below reveals the essential deleterious effect of human bondage, which, poignantly foreshadows the debate mentioned above by millennia, ‘For Zeus who views the wide world takes away half the manhood of a man, that day he goes into captivity and slavery’ (Homer, Odyssey 17.367-9). Homer is explicitly defining the enslavement of a man as the diminishment, in a purely ontological sense, of one’s inherent human dignity. Aristotle, on the other hand (ancient aristocratic Greek philosopher and polymath extraordinaire), who penned his work in the latter 4th century BCE, some four hundred years after Homer, sets a foundational opposition and enduring precedent of his very own when it comes to the quality, status, value, and condition of enslaved persons.

Aristotle, as is broadly known, defined an enslaved person (doulos), that is, a human-being held in bondage, as ‘a live article of property’ (Aristotle, Pol. 1253b33). The great thinker himself, speaking on behalf of his class interests, goes on to define the value he derived from such persons defined as property, ‘Of property, the first and most indispensable kind is that which is … most amenable to Housecraft; and this is the human chattel.’ He then goes on, with a decisively imperialist tone, ‘Our first step therefore must be to procure good slaves (doulous)’ (Arist. Oec. 1344a23-26). Aristotle makes clear his essentialist views which not only defined a slave as property, but goes further, stating that the value, status, utility, and material condition of persons classified as slaves is not only a useful one, but a natural one:

These considerations therefore make clear the nature of the slave and his essential quality; one who is a human being (anthrôpos) belonging by nature not to himself but to another is by nature a slave, and a human being belongs to another if, although a human being, he is a piece of property (ktêma) (Arist. Pol. 1254a14-18).

Aristotle’s proposition is an important one given this work’s purpose which is to bring forth these precise notions, or conflicting theories, that have significantly undergirded, influenced and/or reinforced conceptions of class, personhood, value, and status interwoven within western thought throughout the ages.

Which brings us inevitably to the longstanding property versus domination argument spearheaded, in modern scholarship, by Orlando Patterson in his 1982 book entitled Slavery and Social Death. Patterson delivers a scathing rebuke to Aristotle’s customary formulation of slavery in terms of property. He unequivocally argues that slavery, from his learned vantagepoint, is, in fact, ‘the permanent, violent domination of natally alienated and generally dishonored persons’[i]. Which poignantly parallels Homer’s description that human beings, held in captivity against their will, are not only persons dominated physically, but are individuals essentially diminished morally, emotionally, and psychologically. The conventional view, as presented by Aristotle, is unsound, according to Patterson based on two distinct factors. Firstly, Patterson argues, ‘to define slavery … as property fails as a definition, since it does not really specify any distinct category of persons.’ Because everyone, whether ‘beggar or king, can be the object of a property relation.’ One can only construe that what Patterson is saying, when it comes specifically to slavery, is that the term ‘property’ obscures, diminishes or diverts one’s attention away from the overt and brutal nature of an enslaved person’s everyday lived experience. Secondly, Patterson contends that the term property is inconsistent in substance when it comes to diversity of culture - meaning many societies, however archaic, lacked the very concept of ownership. Denoting that slavery has accompanied mankind through time immemorial, from primitive village societies to ancient Mesopotamia and beyond, where, he argues, the laws and social mores of any given society didn’t precisely match that of Aristotle’s definition of property – therefore it generally fails as a classification of slavery [ii].

David M. Lewis counters Patterson’s argument on the ‘property point’ as stated above by proclaiming that during the Neo-Babylonian and Persian periods, the evidence clearly demonstrates in abundant detail, that the circumstance between slave and master, in legal terms, was ‘a relationship based on the fact that the slave was the property of his or her owner’-exhibiting all the elementary features necessary, per legal theory, to reach the standard of ‘property’ [iii]. Lewis challenges Patterson’s stance further by stating:

[The popular] view that esteems private property rights to be an advanced development of Roman legal theory ignores the findings of almost a century of legal anthropology, which has observed private property systems in a variety of tribal social systems that were far less advanced in terms of technological and social complexity than even the society imagined in Homer’s epics [iv].

While Lewis’ examination proves ‘slavery as a form of property’ in a legal context, there is still validity in Patterson’s position given the fact that persons in bondage (from a humanist perspective) reduced to the level of property in a solely ‘legal sense’ nullifies their individual agency and all that essentially makes them human.

In fact, slavery, and democracy, in ancient Athens and beyond is a multidimensional and multifaceted story of innate human capacity and agency, dignity, adaptability, fortitude, and resistance. Meaning, ‘…slaves were not passive objects, whose identity and existence was completely dominated by their masters.’[v]  As described by Xenophon (Greek military leader and philosopher), there were without a doubt slaves forced into strenuous domestic work: ‘baking, cooking, spinning’ and scrubbing under their owner’s will (Xen. Oec. 9.9). That said, we are also told of others that gained valuable skill-sets outside the home, coinciding with their inherent intelligence and creativity, from potters to builders to bankers and shoemakers (Hyperides, 3.1-9; and Aeschines, 1.97)[vi]. These slaves participated in communal undertakings (such as workshops and spiritual associations) together with other free and enslaved persons. Even Aristotle, who had little love (agape) for the underclasses, had to acknowledge, albeit cautiously, the inherent democratic nature (and/or threat thereof) made evident by the sheer numbers of this uniquely collective phenomenon - what the great theorist himself branded as koinônia, simply defined as fellowship of the masses. But the politikê koinônia (he warns) was specifically formed for the benefit of its members (Arist. Eth. Nic. 1160a4-6). Influenced by his celebrated teacher, renowned philosopher Plato, who argued that the limits of citizenship and its influence correlate with ‘the precise form of constitution and law’ in place (Plato, Laws 714c) - Aristotle’s well-known anti-democratic discourse on ‘mob-rule’ and the necessity for the ‘rule of law’ as fundamental to ‘the natural order of things’ thus becomes most evident. While in agreement with Pericles’ famed proclamation on the importance of the ‘rule of law’ in the ancient Greek city-state; when it came to what Pericles professed as the virtues of democracy defined, the two-men parted ways in dramatic fashion. In what is considered the ideal of a democratic philosophical vision, Pericles outlines demokratia (in his famed funeral speech of 431 BCE), as follows:

Its administration favors the many instead of the few…equal justice to all…class considerations not being allowed to interfere with merit; nor again does poverty bar the way. The freedom which we enjoy in our government…[teaches] us to obey the magistrates and the laws, particularly as regard [to] the protection of the injured (Thucydides, 2.37).

On the contrary, Aristotle’s depiction of a ‘democratic regime’ and/or constitution is one with an inherent propensity toward ‘license and lawlessness.’ He defines, ‘radical democracy,’ in that of Athens for example, as having two critical flaws: firstly, the influence of the demos can potentially supersede the law (Arist. Pol. 1292a4ff.); and secondly, the demos hold the power to impeach magistrates for wrongdoing (such as malfeasance) which Aristotle intimates are both a step too far (Arist. Pol. 1292a30, and cf.1298a29-35). That said, as threatening as he might have interpreted it, the concept of koinônia permits us to observe enslaved persons actively utilizing their intrinsic agency within a broader collective milieu.

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Returning to the question as stated at the outset of this work, Lewis’ focus on the laws of ancient societies, in lieu of the contention outlined above, is immensely valuable when it comes to understanding the conventions per Athenian slave society and their ramifications. Broadly viewed as a protection mechanism for slaves, given a singular example, the Greek law on ‘hybris,’ in ancient Athens, expressly defined as the negation of the deliberate implementation of violence to humiliate, demean, or degrade - is not as straightforward as it might appear. Yet again, hypocrisy abounds as evidenced: to presume that the Athenian law pertained to an owner’s mis-conduct toward his ‘property’ obliges us to disregard the ‘abundant proof’ of regular and generally habitual violence toward slaves by their masters.[vii] Beyond that, it is difficult to correlate the law as ‘protectionary’ given this evocative assertion by Plato, ‘[a slave] when wronged or insulted, is unable to protect himself or anyone else for whom he cares’ (Plato, Gorg. 483b). The following statement is as definitive as it gets when revealing the underlying deceit interwoven within Athenian law itself when it came to enslaved persons and their standing, ‘[the] law included slaves [simply] because the lawgiver wished to curtail the spread of hubristic [or anti-social] behaviour among the citizens tout court … the hubris law was designed to engender respect and orderly conduct among citizens not to protect slaves’ [viii] [ix]. Meaning, that the Athenian lawgivers were not overly concerned with the physical wellbeing of persons classified as slaves, but perhaps were more intent on curtailing their judicial workload.

The reality was that the right of masters to physically abuse their slaves in ancient Athens was, if not absolute, certainly extensive. Xenophon affirms the practical necessity on behalf of owners to punish their slaves, but simply asks for them not to do so in a state of rage (Xen. Hell. 5.3.7; cf. Hdt. 1.137). Demonstrating that, violence toward persons in bondage in ancient Athens was perfectly acceptable if it was executed in a manner of equanimity. According to Xenophon, however, slaves should never resist. He goes on to say, that masters could, or should, ‘clap fetters on them so that they can’t run away’ (Xen. Mem. 2.1.16). Hence, so it is argued, in summary, that what helps clarify, or defend, Aristotle’s assertion that ‘the slave [is] an article of property imbued with a soul’ (Arist. Pol. 1253b32), is justified due to the fact that ‘this view of the slave as an article of property’ was a generally held belief of society at large when it came to the status of enslaved persons within the ancient Greek ethos [x].

That said, when it comes to hypocrisy, the law and excessive abuse – domination, as defined by Patterson permeates the historical record.  A poignant example of the common acceptance in ancient Athens of emotional and physical abuse (or the threat thereof) cast upon slaves, and the like, is provided by Lysias, where he describes in detail the testimony of a plaintiff in an Athenian court recounting the brutal (and pervasive) threat of torture (and even death) that hung over the heads of enslaved mill workers - commonly known ‘as mill-roaches’ (Lysias 1. 18-22). In addition, owners of enslaved persons were generally granted legal leeway, under the authority of judges, to sexually abuse their slaves.[xi] Signifying that when a slave was purchased, they were in fact the owners’ possession to do with as they desired - which helps lend even more credence to Patterson’s analyses of domination as described.

A question of further importance is what defined, or signified, a slave and their station in ancient Athens? Was it one of ideology or innate difference that helped delineate the distinction between a Greek and a non-Greek? As understood in the broadest sense of the term, barbarian is the word used to describe not only a non-Greek speaking immigrant, but in fact, a definitional term which explicitly portrayed an enslaved person of foreign origin, as, ‘non-Greeks imported from foreign lands via the slave trade’[xii]. An Athenian essentialist view, as noted, between native slave and foreign slave, (that is, between natural born Greeks and outsiders) is underscored by Aristotle’s description of an enslaved Greek as ‘an accident contrary to nature’ (Arist. Pol. 1255a1). These Greek essentialist views, of one people’s ethnic superiority over another, are noteworthy because they significantly impact western thought and societal conditions throughout the ages – emphasizing race and class as inherent points of difference develop into a clear normative of class hierarchy.

Fast forwarding to the 18th century Anglo-world for example, Francis Hutcheson (elite 18th century British moral philosopher) proclaimed that permanent enslavement should be ‘the ordinary punishment of … idle vagrants.’ ‘Idle vagrants,’ being defined as most anyone with what Hutcheson considered, ‘slave like attributes,’ from the idle poor and indigent to confiscated and subjugated human cargo - principally Africans [xiii]. Conversely, in something of a confessional, Thomas Jefferson (slave owner, philosopher, and 18th century American statesman) recognized and voiced the odious elements of the dominion argument, as defined, some two hundred years prior to Orlando Patterson, ‘[the] commerce between master and slave is a perpetual exercise of … the most unremitting despotism on the one part, and degrading submissions on the other.’ He then goes on in a revelatory tone, to inform just how these elite classes, throughout the millennia, bequeathed attitudes of dominion from one generation to the next. Stating that, the children of the elite were thus ‘nursed, educated and exercised in the daily art of tyranny.’ Virginia’s slave plantations as he describes, were by their very nature, ‘schools of iniquity and domination’[xiv]. Consequently, Aristotle’s, early, and pervasive, theory of the ‘natural order of things,’ when it comes to class and ethnicity, is made brazenly evident (Arist. Pol. 1252a-1253b).

Finally, how common place was slave society in the ancient Greek world and what was its magnitude? It is said that the importation of slaves was a lasting one, being that Greek slave society lasted enduringly throughout both the archaic and classical periods until its absorption by Rome in 146 BCE. Although the Roman slave trade surpassed that of the Greek numerically, given Rome’s imperial might over the Mediterranean world, it is said that ‘the Greek slave system was both the elder and the longer-lived.’ The Greeks had helped set a historic precedent by perfecting their own imperial prowess through the conquering of their neighbors [xv]. But, where in fact were these subjugated and enslaved persons extracted from and how common were they in ancient Greece? Ancient Greek inscriptions help make evident that enslaved peoples, represented a wide breadth of humanity throughout the known world at the time. These people included men, women, and children in a variety of hues, from such far-off places as Thrace, Phrygia, Syria, Caria in southwest Anatolia, Illyria on the western Balkan Isthmus, Scythians from eastern Iran; and, Colchians from the eastern Black Sea [xvi] - depicted by Herodotus, in the 5th century BCE, as a ‘dark-skinned and woolly haired’ people (Hdt. 2.104.2). What Herodotus’ quote helps to highlight for us is an ancient Athenian social construct. That being, the prevalent belief (when it came to the stature of imported slaves), of a clear and innate delineation based on race (and/or phenotype), accentuating a natural taxonomic classification or difference between indigenous Greeks and all others – especially slaves.

When it comes to how common slaves were, Josiah Ober estimates the slave population of fourth-century BCE Athens to be around 35 per cent of the total population of roughly 227,000 [xvii]. Which made slavery quite pervasive throughout ancient Athens and helps to explain the essentialist Greek/Other dichotomy as such. As Vincent Rosivach makes evident, ‘[When] Athenians thought about slaves, they habitually thought about barbaroi, and when they thought about barbaroi they habitually thought about slaves’[xviii]. Suggesting that this was commonplace in classical Athens - legislatively undergirded by the proposed law of Pericles of 451 BCE which confined citizenship solely to persons of Athenian birthparents on both sides. Ultimately defining in ethnocentric terms, an essentialist difference (between Greeks and others), based on birth lineage and cultural origin (Arist. Const. Ath. 26.3). In paralleling slave societies throughout the epochs, ‘the slave system of the fourth-century Greek world was of roughly the same numerical magnitude as that of the United States ca. 1800.’ By the early 19th century, in the South, ‘30-40 percent of the population’ was made up of chattel slavery under the brutal control of concentrated wealth and political power, land, and resources… [xix]. Both societies (separated by millennia) became indulgently rich and hegemonically powerful in their respective spheres of influence – primarily based on the wealth created by their slave societies thus implemented. As mentioned, due to the commonality of the everyday interaction between slave and non-slave, and its oblique dangers in ancient Athens, elite class interests reinforced ‘the construction of local and wider Hellenic ethnicities, as well as of non-Greek ethnicities, must have been fundamentally imbricated with the ideological needs of the slave trade…’[xx] [xxi]. The main point being that the possibility of a unifying or coming together of freeborn citizens, of lower-class status, and slaves, posed a direct structural (and numerical) threat to the established order of things. Ideology, woven within Greek identity, plays a key role in the hegemonic control of social norms, but not an absolute one.

The understanding by the masses (and a small number of elites alike) that extreme concentrations of wealth played a destabilizing role in the Athenian political and social realms, when it came to privilege, power and class, is made obvious by the following quote from Demosthenes, ‘for the demos to have nothing and for those who oppose the demos to have a superabundance of wealth is an amazing and terrifying (thaumaston kai phoberon) state of affairs’ (Ober, 1990, 214; Dem. Ex. 2.3). Which helps make evident an ancient Athens as not only the well-known paradigm of direct democracy (or rule by the many), but also its intrinsic contradictions (or threats thereof) when it came to status, class, and wealth – which has echoed, as argued, throughout the centuries. As presented, Lewis and Canevaro, bring to the fore, a carefully crafted top-down societal prejudice designed to sow division amongst the masses using class distinctions and/or differences as its exclusionary tool of choice:

Since it was in fact slaves who were more naturally associated with manual labor—they were the prototypical manual laborers— elitist writers and reformers found in this proximity a productive avenue for attacking their suitability for political participation—for having a voice. For elite Greeks and Romans this was a productive strategy for denigrating and dehumanizing ‘the poor’ in political as well as daily life [xxii].

Paradoxically, these notions of disdain toward the poor (or the slavish), defined (mostly) by the ancient Greek elite as, ‘anyone who had to work for living’ (Arist. Pol. 1277b5-7; 1255b23-38), were not limited to the Athenian upper classes. In fact, as Lucia Cecchet suggests, due to the sheer force of elite ideological thought and its pervasive influence (in the 4th and 5th centuries), even within the jury courts of democratic Athens, the repulsion of poverty (including slaves) became commonly offered as a widely conventional view, ‘a communis opinio that the rich and poor shared alike’ [xxiii]; attitudes that permeate western societies to this day, making evident, the powerful effects of elite capture through hegemonic cultural influence in ancient Athens and beyond.

In conclusion, throughout western history, ancient Athens has been viewed as the ultimate model of democracy in a political, ideological, philosophical, and ethical sense – as presented in this work. At the same time, hypocrisy, pertaining to these epitomes of democracy (demokratia – or rule by the many – as outlined by Pericles), adversely permeated its upper classes and beyond with lasting ramifications. Thucydides, Plato, Aristotle and Xenophon, for example, were all critical of democracy, focusing their ire upon the populous; the possibility of its bad decision making; and (what they believed to be), as ‘the [intrinsic] ignorance … of the demos, demagoguery and civil strife’ [xxiv]. Again, these great theorists thought of democracy not as the rule of the many (which was the general Athenian ideal of demokratia), but they portrayed it in a more threatening or hostile sense, such as, ‘the rule of the poor or the mob,’ which helps taint Athenian demokratia within recorded history with a prejudicial top-down class perspective throughout the millennia [xxv]. The proximity between, slave and poor within the democratic confines of ancient Athens, made them susceptible, in both high-level institutional deliberation and, sometimes, in daily collaborations, to manipulative stratagems which ‘aimed to denigrate and even disenfranchise them by stressing the “slavish” nature of their occupations, as incompatible with the virtue required for political participation’ [xxvi]. Furthermore, enslavement, as implemented in ancient Athens and across time, populations and locations could differ enormously or, in fact, possess significant similarities. As is inferred, by ancient Greek scholars throughout this work, the characteristics which helped mold Greek slave culture and its expansion comprised, but were in no way limited to, the amount of prosperity slavery added to the fundamental aspects of that society’s supposed wellbeing, especially its economic growth and military strength. In most instances, throughout the ancient world and beyond, the capturing and subjugation of persons classified as salves was meant to possess, chastise, and/or diminish an economic rival. Thus, as noted, chattel slavery was quite widespread throughout the ancient world and beyond. That said, the agency and humanity, as offered by Orlando Patterson, of subjugated persons, and their relentless struggle for freedom, permeates the historical record (from Athens to Virginia) - which cannot and should not be ignored. Enslaved human beings left behind a powerful legacy of opposition and struggle to free themselves and the family members they so loved. Through the common bond (of unrelenting misery) they forged powerful alliances of resistance and revolt, despite the cultural forces arrayed against them – their historical age or geographical setting.



Stephen Joseph Scott
is an essayist associated with The University of Edinburgh, School of History; a singer/songwriter, humanist/activist – a self-taught musician, and performer. As a musician, he uses American Roots Music to illustrate the current American social and political landscape.

 


Notes

[i] Orlando Patterson, Slavery and Social Death: A Comparative Study (Harvard University Press, 1982), 13.

[ii] Patterson, 20–21.

[iii] David M. Lewis, Greek Slave Systems in Their Eastern Mediterranean Context, c.800-146 BC, First edition. (Oxford, UK: Oxford University Press, 2018), 34.

[iv] Lewis, 39.

[v] Kostas Vlassopoulos, “Greek Slavery: From Domination to Property and Back Again,” The Journal of Hellenic Studies 131 (2011): 195.

[vi] Edward E. Cohen, Athenian Economy and Society: A Banking Perspective (Princeton University Press, 1992), 61–109.

[vii] Lewis, Greek Slave Systems in Their Eastern Mediterranean Context, c.800-146 BC, 43.

[viii] Mirko Canevaro, “The Public Charge for Hubris Against Slaves: The Honour of the Victim and the Honour of the Hubristēs,” The Journal of Hellenic Studies 138 (2018): 100–126.

[ix] Lewis, Greek Slave Systems in Their Eastern Mediterranean Context, c.800-146 BC, 42–43.

[x] Lewis, 54.

[xi] Lewis, 42.

[xii] David M. Lewis and Mirko Canevaro, “Poverty, Race, and Ethnicity,” in A Cultural History of Poverty in Antiquity (500 BCE – 800 AD), ed. Claire Taylor (Bloomsbury, 2022), 14.

[xiii] Edmund S. Morgan, American Slavery, American Freedom: The Ordeal of Colonial Virginia (New York: Norton, 1995), 324.

[xiv] Thomas Jefferson, Notes on the State of Virginia: An Annotated Edition, Notes on the State of Virginia (Yale University Press, 2022), 249.

[xv] Lewis and Canevaro, “Poverty, Race, and Ethnicity,” 7.

[xvi] Lewis and Canevaro, 4.

[xvii] Josiah Ober, “Inequality in Late-Classical Democratic Athens: Evidence and Models,” in Democracy and an Open-Economy World Order, ed. George C. Bitros and Nicholas C. Kyriazis (Cham: Springer International Publishing, 2017), 129–129.

[xviii] Vincent J. Rosivach, “Enslaving ‘Barbaroi’ and the Athenian Ideology of Slavery,” Historia: Zeitschrift Für Alte Geschichte 48, no. 2 (1999): 129.

[xix] Peter Kolchin, American Slavery, 1619-1877 (New York: Hill and Wang, 1993), 242.

[xx] Lewis and Canevaro, “Poverty, Race, and Ethnicity,” 15.

[xxi] Thomas Harrison, “Classical Greek Ethnography and the Slave Trade,” Classical Antiquity 38, no. 1 (2019): 36–57.

[xxii] Lewis and Canevaro, “Poverty, Race, and Ethnicity,” 29–30.

[xxiii] Lucia Cecchet, “Poverty as Argument in Athenian Forensic Speeches,” 2013, 61, https.

[xxiv] Ober quoted in Mirko Canevaro, “Democratic Deliberation in the Athenian Assembly: Procedures and Behaviours towards Legitimacy,” Annals HSS 73, 2019, 3.

[xxv] Mogens Herman Hansen, The Tradition of Ancient Greek Democracy and Its Importance for Modern Democracy, Historisk-Filosofiske Meddelelser 93 (Copenhagen: Det Kongelige Danske Videnskabernes Selskab, 2005), 8.

[xxvi] Lewis and Canevaro, “Poverty, Race, and Ethnicity,” 29–30.

 

Bibliography 

Canevaro, Mirko. “Democratic Deliberation in the Athenian Assembly: Procedures and Behaviours towards Legitimacy.” Annals HSS 73, 2019.

———. “The Public Charge for Hubris Against Slaves: The Honour of the Victim and the Honour of the Hubristēs.” The Journal of Hellenic Studies 138 (2018): 100–126.

Cecchet, Lucia. “Poverty as Argument in Athenian Forensic Speeches,” 2013.

Cohen, Edward E. Athenian Economy and Society: A Banking Perspective. Princeton University Press, 1992.

Hansen, Mogens Herman. The Tradition of Ancient Greek Democracy and Its Importance for Modern Democracy. Historisk-Filosofiske Meddelelser 93. Copenhagen: Det Kongelige Danske Videnskabernes Selskab, 2005.

Harrison, Thomas. “Classical Greek Ethnography and the Slave Trade.” Classical Antiquity 38, no. 1 (2019): 36–57.

Jefferson, Thomas. Notes on the State of Virginia: An Annotated Edition. Notes on the State of Virginia. Yale University Press, 2022.

Kolchin, Peter. American Slavery, 1619-1877. New York: Hill and Wang, 1993.

Lewis, David M. Greek Slave Systems in Their Eastern Mediterranean Context, c.800-146 BC. First edition. Oxford, United Kingdom: Oxford University Press, 2018.

Lewis, David M., and Mirko Canevaro. “Poverty, Race, and Ethnicity.” In A Cultural History of Poverty in Antiquity (500 BCE – 800 AD), edited by Claire Taylor. Bloomsbury, 2022.

Morgan, Edmund S. American Slavery, American Freedom: The Ordeal of Colonial Virginia. New York: Norton, 1995.

Ober, Josiah. “Inequality in Late-Classical Democratic Athens: Evidence and Models.” In Democracy and an Open-Economy World Order, edited by George C. Bitros and Nicholas C. Kyriazis, 125–46. Cham: Springer International Publishing, 2017.

———. Mass and Elite in Democratic Athens: Rhetoric, Ideology and the Power of the People. Second print., with Corrections. Princeton, N.J: Princeton University Press, 1990.

Patterson, Orlando. Slavery and Social Death: A Comparative Study. Harvard University Press, 1982.

Rosivach, Vincent J. “Enslaving ‘Barbaroi’ and the Athenian Ideology of Slavery.” Historia: Zeitschrift Für Alte Geschichte 48, no. 2 (1999): 129–57.

Vlassopoulos, Kostas. “Greek Slavery: From Domination to Property and Back Again.” The Journal of Hellenic Studies 131 (2011): 115–30.

 

Study, Fast, Train, Fight: The Roots of Black August

By Joe Tache


Republished from Liberation School.


In August 1619, enslaved Africans touched foot in the first permanent English settlement in what is now the United States. The centuries since witnessed the development of a racial system more violent, extractive, and deeply entrenched than any other in human history. Yet where there is oppression, there is resistance. Since 1619, Black radicals and revolutionaries have taken bold collective action in pursuit of their freedom, threatening the fragile foundations of exploitation upon which the United States is built. These heroic struggles have won tremendous victories, but they have also produced martyrs—heroes who have been imprisoned and killed because of their efforts to transform society.

“Black August” is honored every year to commemorate the fallen freedom fighters of the Black Liberation Movement, to call for the release of political prisoners in the United States, to condemn the oppressive conditions of U.S. prisons, and to emphasize the continued importance of the Black Liberation struggle. Observers of Black August commit to higher levels of discipline throughout the month. This can include fasting from food and drink, frequent physical exercise and political study, and engagement in political struggle. In short, the principles of Black August are: “study, fast, train, fight.”


George Jackson and the origins of Black August

George Jackson was a Field Marshal of the Black Panther Party while he was incarcerated in San Quentin Prison in California. Jackson was an influential revolutionary and his assassination at the hands of a San Quentin prison guard was one of the primary catalysts for the inception of Black August.

A 19-year-old convicted of armed robbery, in 1961 George Jackson was sentenced to a prison term of “1-to-life,” meaning prison administrators had complete and arbitrary control over the length of his sentence. He never lived outside of a prison again, spending the next 11 years locked up (seven and a half years of those in solitary confinement). In those 11 years—despite living in an environment of extreme racism, repression, and state control—George Jackson’s political fire was ignited, and he became an inspiration to the other revolutionaries of his generation.

Jackson was first exposed to radical politics by fellow inmate W.L. Nolen. With Nolen’s guidance, Jackson studied the works of many revolutionaries, including Karl Marx, V.I. Lenin, Mao Tse-Tung, and Frantz Fanon. Nolen, Jackson, and other  prisoners dedicated themselves to raising political consciousness among the prisoners and to organizing their peers in the California prison system. They led study sessions on radical philosophy and convened groups like the Third World Coalition and started the San Quentin Prison chapter of the Black Panther Party. Jackson even published two widely read books while incarcerated: Soledad Brother and Blood in My Eye.

Unfortunately, if predictably, these radical organizers soon found themselves in the cross-hairs of the California prison establishment. In 1970, W.L. Nolen—who had been transferred to Soledad prison and planned to file a lawsuit against its superintendent—was assassinated by a prison guard. Days later, George Jackson (also now in Soledad Prison) and fellow radical prisoners Fleeta Drumgo and John Clutchette were accused of killing a different prison guard in retaliation for Nolen’s death. The three were put on trial and became known as the Soledad Brothers.

That year, when it was clear that George Jackson would likely never be released from prison, his 17-year-old brother Jonathan Jackson staged an armed attack on the Marin County Courthouse to demand the Soledad Brothers’ immediate release. Jonathan Jackson enlisted the help of three additional prisoners—James McClain, William Christmas, and Ruchell Magee—during the offensive. Jonathan Jackson, McClain, and Christmas were all killed, while Magee was shot and re-arrested. Ruchell Magee, now 80 years old, is currently one of the longest held political prisoners in the world.

On August 21, 1971, just over a year after the courthouse incident, a prison guard assassinated George Jackson. The facts regarding his death are disputed. Prison authorities alleged that Jackson smuggled a gun into the prison and was killed while attempting to escape. On the other hand, literary giant James Baldwin wrote, “no Black person will ever believe that George Jackson died the way they tell us he did.”

While the particular circumstances of Jackson’s death will likely forever remain contested, two facts are clear: his death was ultimately a political assassination, and his revolutionary imprint can’t be extinguished. Through the efforts and sacrifice of George and Jonathan Jackson, Nolen, McClain, Christmas, Magee and countless other revolutionaries, the 1970s became a decade of widespread organizing and political struggle within prisons. Prisoners demanded an end to racist and violent treatment at the hands of prison guards, better living conditions, and increased access to education and adequate medical care. Tactics in these campaigns included lawsuits, strikes, and mass rebellions. The most notable example may be the Attica Prison rebellion, which occurred in New York State just weeks after George Jackson was murdered. In protest of the dehumanizing conditions they were subjected to, about 1,500 Attica Prison inmates released a manifesto with their demands and seized control of the prison for four days, beginning on September 9, 1971. Under orders from Governor Nelson Rockefeller, law enforcement authorities stormed Attica on September 12 and killed at least 29 incarcerated individuals. None of the prisoners had guns.

This is the context out of which Black August was born in 1979. It was first celebrated in California’s San Quentin prison, where George Jackson, W.L. Nolen, James McClain, Willam Christmas and Ruchell Magee were all once held. The first Black August commemorated the previous decade of courageous prison struggle, as well as the centuries of Black resistance that preceded and accompanied it.

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Political prisoners and the prison struggle

Observers of Black August call for the immediate release of all political prisoners in the United States. That the US government even holds political prisoners is a fact they attempt to obscure and deny. In reality, dozens of radicals from organizations such as the Black Panther Party, the Black Liberation Army, the American Indian Movement, and MOVE have been imprisoned for decades as a result of their political activity. As Angela Davis, who was at one time the most high profile political prisoner in the US, explains:

“There is a distinct and qualitative difference between one breaking a law for one’s own individual self-interest and violating it in the interests of a class of people whose oppression is expressed either directly or indirectly through that particular law. The former might be called criminal (though in many instances he is a victim), but the latter, as a reformist or revolutionary, is interested in universal social change. Captured, he or she is a political prisoner… In this country, however, where the special category of political prisoners is not officially acknowledged, the political prisoner inevitably stands trial for a specific criminal offense, not for a political act… In all instances, however, the political prisoner has violated the unwritten law which prohibits disturbances and upheavals in the status quo of exploitation and racism.”

Prisons in the United States are a form of social control which serve to maintain the status quo of oppression. Over the last few decades, prisons have become an increasingly important tool for the US ruling class. Prisons not only quarantine revolutionaries, but also those segments of the population who have become increasingly expendable to the capitalist system as globalized production, deindustrialization, and technological automation decrease the overall need for labor-power. These shifts, which began in earnest in the 1970s, have hit Black, Latino, and Indigenous communities the hardest, as exemplified by the sky high unemployment and incarceration rates those communities face. These groups are also historically the most prone to rebellion. Angela Davis noted in 1971 that as a result of these trends, “prisoners—especially Blacks, Chicanos and Puerto Ricans—are increasingly advancing the proposition that they are political prisoners. They contend that they are political prisoners in the sense that they are largely the victims of an oppressive politico-economic order.”

Though that definition of political prisoner is unorthodox, it illustrates the political and economic nature of criminalization. This is why observers of Black August connect the fight to free “revolutionary” political prisoners to the broader struggle against US prisons. Mass incarceration is a symptom of the same system that political prisoners have dedicated their lives towards fighting.

As increasing numbers of the US working class are “lumpenized,” or pushed out of the formal economy and stable employment, the potential significance of political struggle among the unemployed and incarcerated increases. George Jackson wrote in Blood in My Eye that “prisoners must be reached and made to understand that they are victims of social injustice. This is my task working from within. The sheer numbers of the prisoner class and the terms of their existence make them a mighty reservoir of revolutionary potential.”

George Jackson’s own journey is a perfect example of that revolutionary potential. Jackson didn’t arrive in prison a ready-made revolutionary. He had a history of petty crime and was apolitical during his first years in prison. He would have been dismissed by many people in our society as a “thug.” But comrades who knew that he held the potential inherent in every human being found him and took him in. They helped him understand his personal experiences within the context of capitalism and white supremacy. In turn, George Jackson dedicated his life to doing the same for others incarcerated individuals.


Black August today

August, more than any other month, has historically carried the weight of the Black Liberation struggle. Of course, enslaved Africans were first brought to British North America in August 1619. Just over 200 years later, in August 1831, Nat Turner led the most well-known rebellion of enslaved people in US history. This historical significance carried into the 20th century, when both the March on Washington for Jobs and Freedom and the Watts Rebellion—an explosive uprising against racist policing in Los Angeles—occurred in August during the 1960s.

Even today, the month remains significant in the struggle. John Crawford, Michael Brown, and Korryn Gaines were three Black Americans who were murdered in high-profile cases of police brutality; Crawford and Brown in August 2014, and Gaines in August 2016. Their deaths have been part of the impetus for a revived national movement against racist police brutality. Finally, on August 21, 2018, the 47 year anniversary of George Jackson’s death, thousands of U.S. prisoners launched a national prison strike. They engaged in work stoppages, hunger strikes, and other forms of protests. The strike lasted until September 9, 47 years after the Attica Prison Uprising began. Like the Attica prisoners, the 2018 prison strike organizers put forth a comprehensive list of demands that exposed the oppression inherent to the U.S. prison system, and laid out a framework to improve their conditions.

Each of these historical and contemporary events reveal a truth that the Black radical tradition has always recognized: there can be no freedom for the masses of Black people within the white supremacist capitalist system. The fight for liberation is just that: a fight. Since its inception in San Quentin, Black August has been an indispensable part of that fight.

In the current political moment, when some misleaders would have us bury the radical nature of Black resistance and instead prop up reformist politics that glorify celebrity, wealth, and assimilation into the capitalist system, Black August is as important as ever. It connects Black people to our history and serves as a reminder that our liberation doesn’t lie in the hands of Black billionaires, Black police officers, or Black Democratic Party officials. Those “Black faces in high places” simply place a friendly face on the system that oppresses the masses of Black people in the United States and around the world, often distorting symbols of Black resistance along the way. Black liberation lies, as it always has, in the hands of the conscious and organized masses. Study, train, fight, and in the words of George Jackson, “discover your humanity and your love of revolution.”

Of, By, and For the Elite: The Class Character of the U.S. Constitution

By Crystal Kim

Republished from Liberation School.

Contrary to the mythology we learn in school, the founding fathers feared and hated the concept of democracy—which they derisively referred to as “tyranny of the majority.” The constitution that they wrote reflects this, and seeks to restrict and prohibit involvement of the masses of people in key areas of decision making. The following article, originally written in 2008, reviews the true history of the constitution and its role in the political life of the country.

The ruling class of today—the political and social successors to the “founding fathers”—continues to have a fundamental disdain for popular participation in government. The right wing of the elite is engaged in an all-out offensive against basic democratic rights and democracy itself. This offensive relies heavily on the Supreme Court and the legal doctrine of constitutional “originalism”. Originalism means that the only rights and policies that are protected are ones that are explicitly laid out in the constitution, conforming with the “original” intentions of the founders. As the article explores, this was a thoroughly anti-democratic set up that sought to guarantee the power and wealth of the elite.

Introduction

In history and civics classrooms all over the United States, students are taught from an early age to revere the “Founding Fathers” for drafting a document that is the bulwark of democracy and freedom—the U.S. Constitution. We are taught that the Constitution is a work of genius that established a representative government, safeguarded by the system of “checks and balances,” and guarantees fundamental rights such as the freedom of speech, religion and assembly. According to this mythology, the Constitution embodies and promotes the spirit and power of the people.

Why, then, if the country’s founding document is so perfect, has the immense suffering of the majority of its people—as a result of exploitation and oppression—been a central feature of the U.S.? How could almost half of the population be designated poor or low income? Why would the U.S. have the world’s largest and most extensive prison system? If the Constitution, the supreme law of this country, was written to protect and promote the interests of the people, why didn’t it include any guarantees to the most basic necessities of life?

This contradiction between reality and rhetoric can be understood by examining the conditions under which the U.S. Constitution was drafted, including the class background of the drafters. Although it is touted today as a document enshrining “democratic values,” it was widely hated by the lower classes that had participated in the 1776-1783 Revolutionary War. Popular opposition was so great, in fact, that the drafting of the Constitution had to be done in secret in a closed-door conference.

The purpose of the Constitution was to reorganize the form of government so as to enhance the centralized power of the state. It allowed for national taxation that provided the funds for a national standing army. Local militias were considered inadequate to battle the various Native American nations whose lands were coveted by land speculators. A national army was explicitly created to suppress slave rebellions, insurgent small farmers and the newly emerging landless working class that was employed for wages.

The goal of the Constitution and the form of government was to defend the minority class of affluent property owners against the anticipated “tyranny of the majority.” As James Madison, a principal author of the Constitution, wrote: “But the most common and durable source of factions [dissenting groups] has been the various and unequal distribution of property” [1].

The newly centralized state set forth in the Constitution was also designed to regulate interstate trade. This was necessary since cutthroat competition between different regions and states was degenerating into trade wars, boycotts and outright military conflict.

The U.S. Congress was created as a forum where commercial and political conflicts between merchants, manufacturers and big farmers could be debated and resolved without resort to economic and military war.

Conditions leading to the U.S. Revolution

To understand the class interests reflected in the Constitution, it is necessary to examine the social and economic conditions of the time. In the decades leading up to the U.S. revolutionary period, colonial society was marked by extreme oppression and class disparities.

The economies of the colonies were originally organized in the interests of the British merchant capitalists who profited by trade with the colonies. These interests were guaranteed by the British monarchy headed by King George III. In the southern colonies like Virginia, Georgia and the Carolinas, a settler class of slave-owning big planters grew rich providing the cotton that fed Britain’s massive textile manufacturing industry.

In the northern colonies, merchant economies in the port cities and associated small manufacturing industries formed the basis for the division between rich and poor. In the countryside, huge landowners who owed their holdings to privilege in Europe squeezed the limited opportunities of small farmers.

In 1700, for example, 75 percent of land in colonial New York state belonged to fewer than 12 individuals. In Virginia, seven individuals owned over 1.7 million acres [2]. By 1767, the richest 10 percent of Boston taxpayers held about 66 percent of Boston’s taxable wealth, while the poorest 30 percent of taxpayers had no property at all [3]. Similar conditions could be found throughout the colonies. Clearly, there was an established ruling class within the colonies, although this grouping was ultimately subordinate to the British crown.

On the other hand, the majority of society—Black slaves, Native Americans, indentured servants and poor farmers—experienced super-exploitation and oppression. Women of all classes had, like their peers in Europe, no formal political rights.

With these growing class antagonisms, the 18th century was characterized by mass discontent, which led to frequent demonstrations and even uprisings by those on the bottom rung of colonial society.

Between 1676 and 1760, there were at least 18 uprisings aimed at overthrowing a colonial government. There were six slave rebellions as well as 40 riots like the numerous tenant uprisings in New Jersey and New York directed against landlords [4]. Many of these uprisings were directed at the local elite and not the British Empire.

This local elite in colonial society found itself squeezed between the wrath of the lower working classes, on one side, and the British Empire, on the other.

Following the 1763 British victory in the Seven Years’ War in Europe, which included the so-called French and Indian War in North America, the French position as a colonial power competing with Britain was seriously downgraded as a result of their defeat. The French did send troops and military aid to support the colonists in their war for independence from Britain a decade later.

Following the defeat of the French in 1763, George III attempted to stabilize relations with Native Americans, who had fought primarily alongside the defeated French, by issuing the Proclamation of 1763. This decree declared Indian lands beyond the Appalachians out of bounds for colonial settlers, thereby limiting vast amounts of wealth the settlers could steal from the indigenous people. Chauvinist expansionism thus became fuel for anti-British sentiment in the colonies.

Making matters worse for the colonists, the British Empire began demanding more resources from the colonies to pay for the war. In 1765, the British Parliament passed the fourth Stamp Act, basically increasing taxes on the colonists. The Stamp Act of 1765 incited anger across all class strata, including British merchants, and was ultimately repealed in 1766.

The struggle around the Stamp Act demonstrated a shift in power relations between the colonists and the British Empire. While the local American elites were in less and less need of Britain’s assistance, the British Empire was in ever growing need of the wealth and resources of the colonies.

In summary, there were at least four factors that would motivate the American “new rich” to seek independence from the British crown. First, the anger of the poor and oppressed against the rich could be deflected from the local elite and channeled into hatred of the British crown—developing a new sense of patriotism. Second, the wealth produced and extracted in the colonies would remain in the pockets of the local ruling class rather than being transferred to the British Empire. Third, the local ruling class would greatly increase its wealth through the confiscation of property of those loyal to Britain. And lastly, independence would nullify the Proclamation of 1763, opening up vast amounts of Native land.

Two points qualified the drive to independence, which ultimately manifested itself in the sizable “Loyalist” or pro-British population during the revolution. First, despite the conflict between the colonists and the British government over wealth, colonists and colonizers were united against the Native American population, whom both tried to massacre and loot. The revolutionary struggle was not against exploitation, but to determine who would do the exploiting.

Secondly, in spite of the disputes over who got how much of the wealth generated by the colonies, this wealth primarily depended on the integration of the economy with British merchant capitalism. While the revolutionists wanted political distance from the empire, they could not afford a complete break.

The leaders of the U.S. Revolution

Revolutionary sentiment among the lowest classes of colonial society was largely spontaneous and unorganized. Leadership of the anti-British rebellion, groups like the Sons of Liberty, originated from the middle and upper classes. Some poor workers and farmers did join their ranks, allowing their leadership to garner popular support.

These leaders were conscious of the fact that only one class would be really liberated through independence from Britain: the local ruling class. However, in order to carry this out, they would have to create a façade of liberating the masses.

This is why the 1776 Declaration of Independence—the document used to inspire colonists to fight against Britain—includes language that was so much more radical than that of the 1787 U.S. Constitution. In fact, Thomas Jefferson had originally drafted a paragraph in the Declaration of Independence condemning George III for transporting slaves from Africa to the colonies and “suppressing every legislative attempt to prohibit or to restrain this execrable commerce” [5]. Jefferson himself personally owned hundreds of slaves until the day he died, but he understood the appeal such a statement would have.

Instead, the final draft of the Declaration accused the British monarchy of inciting slave rebellions and supporting Indian land claims against the settlers. “He [the king] has incited domestic insurrection amongst us,” the final version read, “and has endeavored to bring on the inhabitants of our frontiers, the merciless Indian Savages.”

Sixty-nine percent of the signers of the Declaration of Independence held colonial office under England. When the document was read in Boston, the Boston Committee of Correspondence ordered the townsmen to show up for a draft to fight the British. The rich avoided the draft by paying for substitutes, while the poor had no choice but to fight.

Slavery existed in all 13 British colonies, but it was the anchor for the economic system in the mid-Atlantic and southern states.

Thousands of slaves fought on both sides of the War of Independence. The British governor of Virginia had issued a proclamation promising freedom to any slave who could make it to the British lines—as long as their owner was not loyal to the British Crown. Tens of thousands of enslaved Africans did just that. Thousands managed to leave with the British when they were defeated, but tens of thousands more were returned to enslavement after the colonies won their “freedom” in 1783.

Following the 1783 Treaty of Paris, which established the independence of the colonies, vast amounts of wealth and land were confiscated from Loyalists. Some of this land was parceled out to small farmers to draw support for the new government.

While most Loyalists left the United States, some were protected. For instance, Lord Fairfax of Virginia, who owned over 5 million acres of land across 21 counties, was protected because he was a friend of George Washington—at that time, among the richest men in America [6].

The drafting of the Constitution

In May 1787, 55 men—now known as the “Founding Fathers”—gathered in Philadelphia at the Constitutional Convention to draft the new country’s legal principles and establish the new government. Alexander Hamilton—a delegate of New York, George Washington’s closest advisor and the first secretary of the treasury—summed up their task: “All communities divide themselves into the few and the many. The first are the rich and well-born, the other the mass of the people… Give therefore to the first class a distinct permanent share in the government” [7]. Indeed, the task of the 55 men was to draft a document that would guarantee the power and privileges of the new ruling class while making just enough concessions to deflect dissent from other classes in society.

Who were the Founding Fathers? It goes without saying that all the delegates were white, property-owning men. Citing the work of Charles Beard, Howard Zinn wrote, “A majority of them were lawyers by profession, most of them were men of wealth, in land, slaves, manufacturing or shipping, half of them had money loaned out at interest, and 40 of the 55 held government bonds” [8].

The vast majority of the population was not represented at the Constitutional Convention: There were no women, African Americans, Native Americans or poor whites. The U.S. Constitution was written by property-owning white men to give political power, including voting rights, exclusively to property-owning white men, who made up about 10 percent of the population.

Alexander Hamilton advocated for monarchical-style government with a president and senate chosen for life. The Constitutional Convention opted, rather, for a “popularly” elected House of Representatives, a Senate chosen by state legislators, a president elected by electors chosen by state legislators, and Supreme Court justices appointed by the president.

Democracy was intended as a cover. In the 10th article of the “Federalist Papers”—85 newspaper articles written by James Madison, Alexander Hamilton and John Jay advocating ratification of the U.S. Constitution—Madison wrote that the establishment of the government set forth by the Constitution would control “domestic faction and insurrection” deriving from “a rage for paper money, for an abolition of debts, for an equal distribution of property, or for any other improper or wicked project.” During the convention, Alexander Hamilton delivered a speech advocating a strong centralized state power to “check the imprudence of democracy.”

It is quite telling that the Constitution took the famous phrase of the Declaration of Independence “life, liberty and the pursuit of happiness” and changed it to “life, liberty and property.” The debates of the Constitutional Convention were largely over competing economic interests of the wealthy, not a debate between haves and have-nots.

The new Constitution legalized slavery. Article 4, Section 2 required that escaped slaves be delivered back to their masters. Slaves would count as three-fifths of a human being for purposes of deciding representation in Congress. The “three-fifths compromise” was between southern slave-holding delegates who wanted to count slaves in the population to increase their representation, while delegates from the northern states wanted to limit their influence and so not count slaves as people at all.

Furthermore, some of the most important constitutional rights, such as the right to free speech, the right to bear arms and the right to assembly were not intended to be included in the Constitution at all. The Bill of Rights was amended to the Constitution four years after the Constitutional Convention had adjourned so that the document could get enough support for ratification.

As a counter to the Bill of Rights, the Constitution gave Congress the power to limit these rights to varying degrees. For example, seven years after the Constitution was amended to provide the right to free speech, Congress passed the Sedition Act of 1798, which made it a crime to say or write anything “false, scandalous or malicious” against the government, Congress or president with the intent to defame or build popular hatred of these entities.

Today, many people look to the Constitution—and especially to the Bill of Rights—as the only guarantor of basic political rights. And while the Constitution has never protected striking workers from being beaten over the heads by police clubs while exercising their right to assemble outside plant gates, or protected revolutionaries’ right to freedom of speech as they are jailed or gunned down, the legal gains for those without property do need to be defended.

But defending those rights has to be done with the knowledge that the founding document of the United States has allowed the scourge of unemployment, poverty and exploitation to carry on unabated because it was a document meant to enshrine class oppression. A constitution for a socialist United States would begin with the rights of working and oppressed people.

During the period leading to the second U.S. Revolution, commonly known as the Civil War, militant opponents of slavery traveled the country to expose the criminal institution that was a bedrock of U.S. society. On July 4, 1854, abolitionist William Lloyd Garrison burned a copy of the Constitution before thousands of supporters of the New England Anti-Slavery Society. He called it a “covenant with death and an agreement with hell,” referring to its enshrining of slavery.

The crowd shouted back, “Amen” [9].

Although slavery has been abolished, the property that is central to the Constitution—private property, the right to exploit the majority for the benefit of the tiny minority—remains. In that sense, Garrison’s words still ring true.

References

[1] James Madison, Federalist Papers, No. 10. Availablehere.
[2] Michael Parenti,Democracy for the Few, 9th ed. (Boston: Wadsworth, 1974/2011), 5.
[3] Howard Zinn,A People’s History of the United States(New York: Longman, 1980), 65.
[4] Ibid., 59.
[5] Ibid., 72.
[6] Ibid., 84.
[7] Cited in Howard Zinn,Declarations of Independence: Cross-Examining American Ideology(New York: Harper Collins, 1990), 152.
[8] Zinn,A People’s History of the United States, 89.
[9] Zinn,Declarations of Independence, 231.

Blood in the Bank: Hidden Profits of American Slavery and the Call for Reparations

By Youhanna Haddad

During the 2020 Democratic presidential primaries, Senator Bernie Sanders declined to support reparations. He instead proposed instituting programs to help “distressed communities” in general, believing this indirect approach to compensation to be superior. “There are better ways to [repay blacks] than just writing… a check,” Sanders insisted.

But the patchwork of social-democratic reforms that comprised the Senator’s presidential platform are wholly insufficient to this task. To see why, we must scientifically analyze the role chattel slavery played in the construction of the United States. Doing this leads us to an obvious and inescapable conclusion. As Karl Marx himself observed, “Cause slavery to disappear and you will have wiped America off the map of nations.”

Origins of Bondage

In what is now the United States, chattel slavery developed primarily to produce agricultural commodities. Europeans constructed race to justify the creation of a class in permanent bondage, forced to work the vast estates they’d amassed through genocide of the indigenous population. Millions of slaves kidnapped and transported to the New World harvested cash crops like cotton, coffee, sugarcane, and tobacco. They did so, of course, under unimaginably toilsome and oppressive conditions. Sugarcane production, for example, entailed such dangerous conditions that deaths among slaves outnumbered births. Slaves were forced to produce sugar until their health crumbled, necessitating constant importation of additional slaves to keep plantations profitable. 

The need for labor pervaded the colonial economy. Even large portions of white immigrants came to address this demand through the system of indentured servitude. Nearly half of European immigrants arriving in the colonies came in this manner. Upon arrival, they began a stint of hard and often degrading labor for paltry wages. However, within several years of starting their contracts, these servants would become free citizens. They were then entitled to “freedom dues” from their masters, which typically included land or money. Despite the unsavory terms of the contract, servitude was largely an opportunity for Europeans seeking access to land and wealth unavailable in their homelands. Their contracts allowed them to become settlers without needing capital as a prerequisite.

Despite the exploitative character of indentured servitude, it is utterly incomparable to chattel slavery. Only the former included an element of voluntariness, and the chance to improve one’s economic situation. Indentured servants typically chose to sign their rights away. Of course, this was often done under coercive conditions. Nevertheless, indentured servants had opportunities that slaves were never granted. And the option to leave for the New World is one servants would have only chosen if they believed their life would improve in the colonies. Marxist historian Christopher Hill alludes to this in his 1967 book Reformation to Industrial Revolution:

“For many of the early settlers servitude was a temporary phase through which one worked one’s way from freedom to land-ownership.”

Indeed, many emancipated servants would go on to join the ranks of the rich and powerful. In 1629, for example, nearly 17% of members in “Virginia’s House of Burgesses [were] former indentured servant[s].” This mobility led Marx to remark that classes in early America “continually change[d] and interchange[d] their elements in constant flux.”

The ability to ascend economically, however, was enjoyed almost exclusively by whites. Conversely, Africans in the New World faced maximal exploitation, generation after generation. Aside from limited exceptions, until 1865, they could not escape enslavement and subsequently died in shackles. Europeans benefiting from this racial caste system were well aware of its titanic productive capacity. As British merchant Malachy Postlethwayt noted in 1745…

Is it not notorious to the whole World, that the Business of Planting in our British colonies, as well as in the French, is carried on by the Labour of Negroes, imported thither from Africa? Are we not indebted to those valuable People, the Africans for our Sugars, Tobaccoes, Rice, Rum, and all other Plantation Produce?”

Calculating the Theft

Scholars have spilled a lot of ink trying to estimate the dollar value of labor stolen from black slaves. Considering the breadth of industries involved, and the interconnected nature of markets, such a figure is exceedingly difficult to calculate. However, by summing the hours of labor performed by American slaves, policy scholar Thomas Craemer produced an estimate. He concluded that “the present value of U.S. slave labor… ranges from $5.9 to $14.2 trillion.” in 2009 dollars. Adjusted for 13 years of inflation, the range is $8.2 to $19.6 trillion in today’s money. The upper limit of Craemer’s estimate is therefore roughly equivalent to America’s entire gross domestic product!

If we utilize Craemer’s upper limit and think that black Americans today should be compensated for the value of their ancestors’ labor, they’re each owed a whopping $467,000. Even the lower limit still comes in at around $195,000. And this by no means covers all of the profits derived from the institution of slavery.

Banks, for example, lent vast sums of money to productive plantations and profited off the interest. The shipping industry got rich from building and selling slave ships. Insurance corporations grew wealthy from insuring the shipments of slaves and the products of slave labor. Furthermore, the explosion of the textile industry was facilitated by the abundant supply of cotton picked by slaves. Great Britain was considered the titan of textiles in the early industrial period with over half of British cotton imports produced from American slave labor.

We must recognize the variety of ways in which capitalist development benefited from chattel slavery. Ignoring them suppresses proper academic investigation of questions pertinent to racial justice. The colonial project as we know it would’ve been impossible without the forced labor of millions of African slaves. And that has strategic implications for how society should try to rectify the historical and ongoing oppression of black people.

 

Ramifications of Ignorance

Particularly since the deaths of Malcom X and Martin Luther King Jr., the American political establishment has tried to co-opt the black liberation struggle. Every February, school children are taught that black leaders look down from heaven with approval at a nation that never went beyond piecemeal reforms to address gross historical injustices. This mischaracterization of the black liberation struggle and its leaders is only possible due to misunderstanding the function of slavery. From Bernie Sanders to Mitch McConnell, American politicians do not wish to see the reappropriation of stolen wealth to black people. To do so would acknowledge the incredible economic benefit slavery provided to the nation and, more importantly, force the beneficiaries to pay compensation.

In essence, the effort to downplay the role of slavery in American development is a matter of legitimacy to the United States regime. Obscuring the role of slavery in American development allows liberals to falsely assert that “liberal-democratic values” are the root of American exceptionalism. This erroneously whitewashes history with the self-congratulatory implication that European ideologies, rather than African labor and Native land, built the world’s most successful empire. In order to eradicate capitalist pseudo-history from the realm of fact, we need to tirelessly examine how exploitation is the real engine of growth in capitalist development.

While reparations alone would not end global capitalism, it is always necessary and beneficial to explore the economic contributions of every exploited group. The unrecognized domestic labor of women, the wage slavery in factories of the Global South, the historical theft of trillions of dollars in assets from the Global South — this is the hidden life force of capitalist states. Without recognizing these contributions, it is impossible to materially analyze history to the benefit of the masses.

In our mission to end capitalism, the vast majority of our allies are the highly exploited masses of Africa and Asia. Their exploitation is still financed through the reinvested wealth created by African slaves. Connecting these struggles is an essential prerequisite to building the durable, international, class solidarity of the colored masses needed to end capitalism once and for all.

Who Are "The People"?

[Pictured: Waiting several hours to vote has become commonplace in the United States]

By Nathaniel Ibrahim

Republished in modified form from The Specter.

If democracy is government by the people, then perhaps the first and most important question to ask is: Who are the people? When the United States was founded, the answer was brutally simple: white men of property. This class, of course, comprised only a minority of colonial America. But confining rights and representation to an elite subset was hardly unique in the history of “democratic” governance. Women were excluded from republics as far back as Athens in 500 BC. Similarly, in the early United States, slavery and “democracy” coexisted.

Of course, the United States is different now. It formally abolished chattel slavery and many women, as well as people of color, can now vote and hold office. Yet the American electoral system still blocks, by law, countless marginalized people from having a say in government.

Over 5 million Americans, for example, are legally disenfranchised due to felony convictions. That’s almost 2% of the voting-age population. And the majority of these disenfranchised people have already finished their sentences.

There are also millions of Americans who are disenfranchised by virtue of where they live. Residents of Puerto Rico, Guam, American Samoa, the Northern Mariana Islands, and the Virgin Islands have no representation in Congress and cannot vote in presidential elections. Those living in Washington DC also have no congressional representation. Hence why their license plates read “Taxation without representation.” Under the most general definition of “democracy” — citizens governing themselves through elected leaders — America isn’t fully democratic.

But even those officially granted the right to vote may lack the ability to exercise it. After the 15th Amendment granted black men voting rights, various methods of suppression arose to limit expansion of the franchise. Decades of political struggle combating this culminated in the Voting Rights Act of 1965. Among other things, it required nine states with especially discriminatory pasts to obtain federal approval before altering their election laws.

In 2013, however, the Supreme Court nullified this key part of the Voting Rights Act. Shortly thereafter, huge purges of voter rolls commenced and are still ongoing. Election officials purge millions each election cycle, a deeply disturbing trend even absent any particular political motivations.

It’s hard not to see this as yet another example of white supremacy in the political system. Felony disenfranchisement affects blacks at more than four times the rate of whites. In potentially decisive swing states like Florida and Virginia, more than 20% of black adults are disenfranchised

Disenfranchisement also cuts along class lines. The five aforementioned territories, for example, all have average incomes below that of the poorest state. And their lack of representation worsens existing material deprivation.

Take Guam, for instance. Its people disproportionately fight and die in American wars. Meanwhile, they receive far less money per capita from the Department of Veterans Affairs than any state. American Samoa finds itself similarly deprived. The federal government does virtually nothing for Samoans. In fact, they aren’t even granted full citizenship. Incredibly, though, American Samoans still legally owe “allegiance to the United States.”

That American Samoans aren’t citizens may strike some as sufficient reason for their disenfranchisement. But this is misguided. More people are currently living outside their country of origin, mostly by necessity, than ever before. In the United States alone, there are roughly 22 million non-citizens of voting age. These people live under the American government, fund it with their taxes, and participate in its capitalist economy and culture. It makes little sense to say that they do not deserve a say in how those systems run.

Enfranchising non-citizens is both moral and feasible. Until the 1920s, non-citizens in the United States enjoyed voting rights. They could participate in state, local, and even federal elections. Even today, a number of cities allow non-citizens to vote in municipal races. And countries other than the United States let non-citizens cast ballots in certain elections.

Of course, expanding the franchise is far from a panacea. If all Americans were instantly granted full voting rights, that might change a lot. But the United States would still be a bourgeois republic. And so long as capital runs the show, the rest of us will be left subject to its insatiable lust for profits. That means systematic disempowerment of the majority, both politically and economically.

In this key sense, the dictatorship of capital under which we live is fundamentally undemocratic. Fully realizing the promise of democracy therefore requires moving away from capitalism and toward collective ownership of society’s productive resources. In a word, socialism.

Nevertheless, the facts of disenfranchisement in America are quite illustrative. More specifically, they reveal a key insight regarding political disengagement. It’s no surprise that many Americans don’t feel represented by the political system. Millions of them literally aren’t. They are systematically denied a say in huge decisions that affect their daily lives. And this, of course, disproportionately impacts low-income people and folks of color. Clearly, the United States still privileges the rights of the white and wealthy at the expense of those who aren’t. Racism remains as American as apple pie.

Toward a Third Reconstruction: Lessons From the Past for a Socialist Future

By Eugene Puryear

“The price…of slavery and civil war was the necessity of quickly assimilating into American democracy a mass of laborers…in whose hands alone for the moment lay the power of preserving the ideals of popular government…and establishing upon it an industry primarily for the profit of the workers. It was this price which in the end America refused to pay and today suffers for that refusal” [1].

– W.E.B. Du Bois, Black Reconstruction in America

Karl Marx wrote to Lincoln in 1864 that he was sure that the “American anti-slavery war” would initiate a “new era of ascendancy” for the working classes for the “rescue…and reconstruction of a social world” [2]. The Black historian Lerone Bennett, writing 100 years later, called Reconstruction, “the most improbable social revolution in American history” [3].

Clothed in the rhetoric and incubated within the structure of “American Democracy,” it was nonetheless crushed, drowned in blood, for being far too radical for the actual “American democracy.” While allowing for profit to be made, Reconstruction governments made a claim on the proceeds of commerce for the general welfare. While not shunning wage labor, they demanded fairness in compensation and contracts. Reconstruction demanded the posse and the lynch mob be replaced with juries and the rule of law. This all occurred during a time when the newly minted “great fortunes” brooked no social contract, sought only to degrade labor, and were determined to meet popular discontent with the rope and the gun where the courts or the stuffed ballot box wouldn’t suffice.

The defeat of Reconstruction was the precondition for the ascension of U.S. imperialism. The relevant democratic Reconstruction legislation was seen by elites as “class legislation” and as antithetical to the elites’ needs. The proletarian base of Reconstruction made it into a dangerous potential base for communism, especially as ruling-class fears flared in the wake of the Paris Commune, where the workers of Paris briefly seized power in 1871. The distinguished service of Blacks at all levels of government undermined the gradations of bigotry essential to class construction in the United States.

Reconstruction thus lays bare the relationship between Black freedom and revolution. It helps us situate the particular relationship between national oppression and class struggle that is the key to any real revolutionary strategy for change today.

The new world

Like the Paris Commune, the People’s Republic of China, the Soviet Union, Vietnam and Mozambique, the Reconstruction governments were confronted by the scars of brutal war and long-standing legacies of underdevelopment. They faced tremendous hostility from the local ruling elites and the remnants of their formerly total rule, and were without powerful or terribly well-organized allies outside of the South.

With the status quo shattered, Reconstruction could only proceed in a dramatically altered social environment. Plantation rule had been parochial, with power concentrated in the localized despotisms of the forced labor camps, with generalized low taxes, poor schools, and primitive social provisions.

Reconstruction answered:

“Public schools, hospitals, penitentiaries, and asylum for orphans and the insane were established for the first time or received increased funding. South Carolina funded medical care for poor citizens, and Alabama provided free legal counsel for indigent defendants. The law altered relations within the family, widening the grounds for divorce, expanding the property rights for married women, protecting minors from parental abuse… Nashville expanded its medical facilities and provided bread, soup, and firewood to the poor. Petersburg created a thriving school system, regulated hack rates, repaved the streets, and established a Board of Health that provided free medical care in the smallpox epidemic of 1873” [4].

And further:

“Throughout Reconstruction, planters complained it was impossible to obtain convictions in cases of theft and that in contract disputes, ‘justice is generally administered solely in the interest of the laborer…’ Equally significant was the regularity with which lawmakers turned down proposals to reinforce labor discipline” [5].

South Carolina disallowed garnishing wages to settle debts, Florida regulated the payment of farm hands, and the Mississippi legislature instructed local officials to construe the law “for the protection and encouragement of labor.” All across the South, former slaves assessed the taxable property of their former owners; state after state protected the upcountry farmer from debt, exempting his tools, personal property, and horse and plow from the usurers. In Alabama, personal property tools and livestock were exempt and a Republican newspaper declared that “a man who has nothing should pay no tax” [6].

The school-building push resulted in a serious expansion of public education:

“A Northern correspondent in 1873 found adults as well as children crowding Vicksburg schools and reported that “female negro servants make it a condition before accepting a situation, that they should have permission to attend the night-schools.” Whites, too, increasingly took advantage of the new educational opportunities. Texas had 1,500 schools by 1872 with a majority of the state’s children attending classes. In Mississippi, Florida, and South Carolina, enrollment grew steadily until by 1875 it accounted for about half the children of both races” [7].

Georgia, which had no public school system at all before the war, had 1,735 schools by 1874. The first public school law in Georgia was passed on the 100-year anniversary, to the day, of Georgia’s slave-era law making it a crime to teach Blacks to read and write [8]. In South Carolina, in 1868, 30,000 students attended four hundred schools. By 1876, 123,035 were attending 2,776 schools, one-third of all teachers were Black [9].

The source of this social vision was the most solid base of Reconstruction: the Black workers, farmers, and farmhands. Within the Black population there grew a few men of wealth and the pre-war “free” population provided notable and standout leaders. However, at the end of the day, Black was essentially synonymous with “proletarian.”

Black political power made itself felt all over the South in perhaps the most profound cultural turnaround in U.S. history. Blacks—who just a few years previously had, in the words of the Supreme Court, “no rights” that a white man “was bound to respect”—now not only had rights, but exercised power, literally and metaphorically, over their former masters.

The loss of a monopoly on the positions of power vested in either local government or local appointments to state and federal positions was deeply intolerable to elite opinion, alarming them “even more than their loss of statewide control” [11]. In 1900, looking back, a North Carolina Congressman, highlighted Black participation in local government as the “worst feature” of Reconstruction, because Blacks “filled the offices which the best men of the state had filled. He was sheriff, deputy sheriff, justice of the peace…constable, county commissioner” [12]. One Charlestonian admirer of the old regime expressed horror in a letter: “Surely our humiliation has been great when a Black Postmaster is established here at Headquarters and our Gentlemen’s Sons to work under his bidding” [13].

This power was exercised over land sales, foreclosures, tax rates, and all civil and minor criminal cases all across the Black Belt. In Mississippi, former slaves had taken control of the Board of Supervisors across the Black Belt and one-third of the Black population lived under the rule of a Black sheriff.

In Beaufort, South Carolina, a center of the Plantation aristocracy, the mayor, police force, and magistrates were all Black by 1873. Bolivar County Mississippi and St. John the Baptist Parish in Louisiana were under total Black control, and Little Rock’s City Council had an on and off Black majority [14].

Vicksburg and New Orleans gave Black officers command of white policemen while Tallahassee and Little Rock had Black police chiefs. Sixty Blacks across the South served as militia officers as well. Integrated juries also appeared across the South; one white lawyer said it was the “severest blow” he had ever felt to have to address Blacks as “gentlemen of the jury” [15].

In South Carolina, Blacks had a majority of the House of Representatives and controlled its key committees. There was a Black majority in the Senate, the Lt. Governor and Secretary of State were Black throughout Reconstruction, and Blacks served as Land Commissioner, on the Supreme Court, and as Treasurer and Speaker of the House [16]. Scottish journalist Robert Somers said the South Carolina statehouse was “a Proletarian Parliament the like of which could not be produced under the widest suffrage in any part of the world” [17].

In Mississippi, throughout Reconstruction about 20% of the State Senate was Black as were 35% of the State House of Representatives [18]. Two Black men served as Speaker of the House, including Isaac Shadd, a militant abolitionist who helped plan John Brown’s raid on Harpers Ferry. Mississippi sent two men to the U.S. Senate, the only Blacks to serve during Reconstruction in that body. Sixteen Blacks from the South served in the U.S. Congress.

In Louisiana, a Black man was the governor for a brief period and the treasurer and the secretary of education for a much longer time. Florida’s superintendent of education was also Black, along with the Secretary of State.

One Northern observer touring South Carolina summed up the general upending of the social order noting there was “an air of mastery among the colored people.” They further noted that whites were “wholly reserved and reticent” [19].

The source of Black power in the South was not simply the passive presence of large Black populations, but their active political organization and mobilization. This took place in a variety of overlapping venues such as the grassroots Republican “Union Leagues,” churches, and masonic networks. Newspapers often served as points of political education and influence as well.

“By the end of 1867, it seemed, virtually every black voter in the South had enrolled in the Union League or some equivalent local political organization…informal self-defense organizations sprang up around the leagues, and reports of blacks drilling with weapons, sometimes under men with self-appointed ‘military titles.’ The local leagues’ multifaceted activities, however, far transcended electoral politics. Often growing out of the institutions blacks had created in 1865 and 1866, they promoted the building of schools and churches and collected funds ‘to see to the sick.’ League members drafted petitions protesting the exclusion of blacks from local juries” [20].

In St. Landry Parish in Louisiana, hundreds of former slaves gathered once a week to hear the newspaper read aloud to get informed on the various political issues of the day. In Georgia, it was said that every American Methodist Episcopal (a predominantly Black denomination) Minister was active in Republican organizing (Hiram Revels, Black Senator from Mississippi was an AME minister). Holland Thompson, a Black power-broker in Montgomery, Alabama, used a political base in the Baptist church as a route to the City Council, where he shepherded into being that city’s first public school system [21].

All across the South, it was common during Reconstruction for politics to disrupt labor flows. One August in Richmond, Virginia, all of the city’s tobacco factories were closed because so many people in the majority-Black workforce were attending a Republican state convention [22].

Blanche K. Bruce’s political career, which would lead to the U.S. Senate, started when he became actively engaged in local Republican political meetings in Mississippi. Ditto for John Lynch, one of the most powerful Black politicians of the Reconstruction era. The New Orleans Tribune was at the center of a radical political movement within the Republican Party that nearly took the governor’s office with a program of radical land reform in 1868.

Alabama, Georgia, and South Carolina all had “labor conventions”—in 1870 and 1871—where farm workers and artisans came together to press for regulating rents and raising minimum wages, among other issues. Union Leagues were often sites of the organization of strikes and other labor activity.

One white Alabamian noted that, “It is the hardest thing in the world to keep a negro away from the polls…that is the one thing he will do, to vote.” A Mississippi plantation manager related that in his part of the state Blacks were “all crazy on politics again…Every tenth negro a candidate for some office.” A report from the 1868 elections in Alabama noted the huge Black turnout: “In defiance of fatigue, hardship, hunger, and threats of employers.” They stood in the midst of a raging storm, most without shoes, for hours to vote [23].

Republican politics in the South were viable only due to these Black power bases. The composition of these politics required the rudiments of a popular program and a clear commitment to Black political power, and thus a degree of civil equality and a clear expansion of social equality as well. Reconstruction politics disrupted the ability of the ruling classes to exercise social control over the broad mass of poor laborers and farmers.

Republican politics was a living and fighting refutation of white supremacy, in addition to allowing the working classes access to positions of formal power. However outwardly accommodating to capital, the Reconstruction governments represented an impediment to capital’s unfettered rule in the South and North.

The political economy of Reconstruction

In addition to economic devastation, Reconstruction governments faced the same challenges as any new revolutionary regime in that they were beset on all sides by enemies. First and foremost, the Old Southern aristocratic elite semi-boycotted politics, organized a campaign of vicious terrorism, and used their economic influence in the most malign of ways. Secondly, the ravages of war and political turmoil caused Wall Street, the city of London, and Paris Bourse to turn sour on democracy in the South. On top of that, increasingly influential factions of the Republican Party came to agree that reconstructing the South was shackling the party with a corrupt, radical agenda hostile to prosperity.

The Republican coalition rested on a very thin base. While they had the ironclad support of Black voters, only in South Carolina, Louisiana, and Mississippi did Blacks constitute a majority, and even there, Republicans needed some white support to firmly grasp electoral power.

Most of the white Republican leaders were Northerners, with an overrepresentation of Union army veterans seeking economic opportunity after the war. Most entered politics to aid their own economic interests. These would-be capitalists, lacking the economic resources and social connections, sought a political tie and the patronage that came with it, which could become the basis for fortunes. This created a pull towards moderation on a number of economic and social issues that seeded the ground for Reconstruction’s ultimate defeat.

The Reconstruction governments had one major problem: revenue. Republican leader John Lynch stated as much about the finances of the state of Mississippi: “money was required. There was none in the treasury. There was no cash available even to pay the ordinary expenses of the State government” [24]. Reconstruction governments sought to address this issue with taxes, bonds, and capitalist boosterism.

Early Reconstruction governments all operated under the belief that, with the right accommodation, they could revive and expand commerce. In particular, the railroad could open the upcountry to the market and encourage the expansion of various forms of manufacture and mineral extraction. A rising tide would lift all boats, and private capital would provide the investment and employment necessary for the South to prosper. And as such, they showered favors on the railroads in particular:

“Every Southern state extended munificent aid to railroad corporations… either in… direct payments… or in the form of general laws authorizing the states endorsement of railroads bonds… County and local governments subscribed directly to railroad stock… from Mobile, which spent $1 million, to tiny Spartanburg, South Carolina, which appropriated $50,000. Republican legislators also chartered scores of banks and manufacturing companies” [25].

In 1871, Mississippi gave away 2 million acres of land to one railway company [26]. The year before, Florida chartered the Great Southern Railway Co., using $10 million in public money to get it off the ground [27]. State incorporation laws appeared in Southern legal codes for the first time, and governments freely used eminent domain. Their behavior, in the words of one historian, “recapitulated the way Northern law had earlier been transformed to facilitate capitalist development” [28].

Many states also passed a range of laws designed to exempt various business enterprises from taxation to further encourage investment. That investment never showed up, to the degree required at least. Diarist George Templeton Strong noted that the South was “the last place” a “Northern or European capitalist would invest a dollar” due to “social discord” [29].

As investments went, the South seemed less sure than other American opportunities. There were lucrative investment opportunities in the North and West as the Civil War had sparked a massive industrial boom, creating the careers of robber barons like Andrew Carnegie and John D. Rockefeller.

The South was scarred by war, generally underdeveloped, and politically unstable from the fierce resistance of white supremacy to the rise of Black power. Major financiers were willing to fund cotton production—which was more of a sure thing—and a handful of new industries, but generally felt the South wasn’t much worth the risk. Southern state bonds thus traded at lower values than Northern or Western states, and given the South’s dire economic straits, their supply far outstripped demand for them on the market.

This meant that these investments attracted those “trained in shady finance in Wall St.” whose “business was cheating and manipulation,” and who were “in some cases already discredited in the centers of finance and driven out…of the North and West” [30].

The old ruling classes grafted themselves onto the new enterprises, using their history and connections to become the board members and agents of many of the companies. Among other things, this meant the new enterprises were controlled by Democrats, who, while happy to exploit the Reconstruction governments, were doing all they could to undermine them and restore themselves to political power.

The old plantation owners were joined in the new ruling class matrix by the merchants and bankers who arose alongside the expansion of the railroad and of the commercial farming economy outside of the Black Belt.

This new “Bourbon” aristocracy quickly emerged as the main interlocutor with whatever outside investment there was. Economic uncertainty only increased after the Panic of 1873 sent the country into a depression. This made the South an even less attractive investment to outsiders and increased the power and leverage of the Democratic elite, who desired a quick return to total white supremacy and Black subordination.

Republican governments, then, had a choice: they could either turn towards this business class and try to strike an understanding around a vision of the “Gospel of Prosperity,” with some limited Black suffrage, and thus, expanded social rights for the laboring class, or they could base themselves more thoroughly on those same laboring classes, particularly in the Black Belt.

The political power of the elite still rested primarily on their monopoly of landownership and thus effective control over the most profitable industries. Land reform, breaking up the big plantations, and granting the freedman access to tracts of land would fatally undermine that control. It was a shift that would have curtailed the ability of planters to exercise economic coercion over their former slaves in the political realm and would have inserted the freedman more directly into the global economy, thereby marginalizing former planters’ roles as intermediaries with the banks, merchants, and traders. Among other things, this would strengthen Republican rule, crippling the economic and social power most behind their opposition.

Land, was, of course, the key demand of those emerging from slavery. Aaron Bradley, an important Black leader in Savannah, Georgia became known for holding “massive…public meetings” that were described by one scholar as “frequent gatherings of armed rural laborers,” where the issue of land ownership was front and center [31]. “Deafening cheers” were heard at a mass meeting in Edgefield County, South Carolina, when a Republican orator laid out a vision where every attendee would acquire a parcel of land [32]. In the words of Du Bois, “this land hunger…was continually pushed by all emancipated Negroes and their representatives in every southern state” [33].

Despite that, only in South Carolina was land reform taken up in any substantial way. There, under the able leadership of Secretary of State Francis Cardozo, 14,000 Black families, or one-seventh of the Black population, were able to acquire land in just the four years between 1872 and 1876 [34].

Elsewhere, states eschewed direct financial aid to the freedman in acquiring land and mostly turned to taxation as an indirect method of finance. Cash-strapped planters, unable to make tax payments, would be forced to forfeit their land that would be sold at tax sales where they could be bought by Blacks. Of course, without state aid, most freed people had little access to the necessary capital. In Mississippi, one-fifth of the land in the state was forfeited through tax sales, but ultimately, 95% of that land would end up back with its previous owners [35].

Through hard struggle, individuals and small groups of Blacks did make limited footholds into land ownership. In Virginia, Blacks acquired 81-100 thousand acres of land in the 1860s and 70s. In Arkansas in 1875 there were 2,000 Black landowners. By that same year, Blacks in Georgia had obtained 396,658 plots of land worth the equivalent of over $30 million today [36]. Ultimately, however, most Blacks were consigned to roles as tenant farmers, farm laborers, or town and city workers. This placed the main base of the Reconstruction governments in a precarious position in which they were susceptible to economic coercion on top of extra-legal terrorism by their political enemies.

The chief advocates of the showering of state aid and the eschewing of land reform was the “moderate” faction of Republicans who tended to gain the upper-hand in the higher and more powerful offices. The fruits of these policies, however, sparked significant struggle over the direction of the Republican cause.

In Louisiana, in the lead-up to the 1868 elections, the Pure Radicals, a grouping centered on the New Orleans Tribune—the first Black daily newspaper—nearly seized the nomination for the governor’s chair on a platform laden with radical content. Their program was for an agriculture composed of large cooperatives; “the planters are no longer needed,” said the Tribune. The paper also editorialized that “we cannot expect complete and perfect freedom for the working men, as long as they remain the tools of capital and are deprived of the legitimate product of the sweat of their brow” [37].

As mentioned, several states had “labor conventions.” The South Carolina convention passed resolutions endorsing a nine-hour day and proportional representation for workers on juries, among other things. The Alabama and Georgia conventions established labor unions, which embraced union league organizers across both states, and engaged in a sporadic series of agricultural labor strikes. Ultimately, most of these resolutions would never pass the state legislature.

Nonetheless, they certainly give a sense of the radicalism in the Republican base. This is further indicated by Aaron Logan, a member of the South Carolina House, and a former slave, who in 1871 introduced a bill that would regulate profits and allow workers to vote on what wages their bosses would pay them. The bill was too controversial to even make it to a vote. But, again, it’s deeply indicative of the mood among Black voters since Logan represented the commercial center of Charleston. Logan, it should also be noted, came on the scene politically when he led a mass demonstration of 1,000 Black workers, demanding the right to take time off from work to vote, without a deduction in wages, and he ended up briefly imprisoned at this action after arguing for Black gun ownership [38].

On the one hand, this resulted in even the more moderate factions of the Republican coalition broadly to support Black officeholding. Additionally, the unlimited largess being showered on corporations was curtailed by 1871.

On the other hand, the Reconstruction governments were now something of a halfway house, with their leaders more politically conservative and conciliationist than their base. They pledged to expand state services and to protect many profitable industries from taxes. They were vigilant in protecting the farmer’s axe and sow while letting the usurer establish debt claims on his whole crop. They catered to—but didn’t really represent—the basic, and antagonistic, interests in Southern society. And it was on this basis that the propertied classes would launch their counter-offensive.

Counter-revolution and property

The Civil War had introduced powerful new forces into the land:

“After the war, industry in the North found itself with a vast organization for production, new supplies of raw material, a growing transportation system on land and water, and a new technical knowledge of processes. All this…tremendously stimulated the production of good and available services…an almost unprecedented scramble for this new power, new wealth, and new income ensued…It threatened the orderly processes of production as well as government and morals…governments…paid…the cost of the railroads and handed them over to…corporations for their own profit. An empire of rich land…had been…given to investors and land speculators. All of the…coal, oil, copper, gold and iron had been given away…made the monopolized basis of private fortunes with perpetual power to tax labor for the right to live and work” [39].

One major result was the creation of vast political machines that ran into the thousands of employees through patronage posts that had grown in size as the range of government responsibilities and regulations grew along with the economy. It created a large grey area between corruption and extortion. The buying of services, contracts, and so on was routine, as was the exploitation of government offices to compel the wealthy to come forth with bribes.

This started to create something of a backlash among the more well-to-do in the Republican coalition. Many of the significantly larger new “middle classes” operating in the “professions” began to feel that the government was ignoring the new “financial sciences” that prescribed free trade, the gold standard, and limited government. They argued that the country was being poorly run because of the political baronies created through patronage, which caused politicians to cater to the whims of the propertyless. These “liberals,” as they became known in Republican circles, increasingly favored legislation that would limit the franchise to those of “property and education” and that would limit the role of government in the affairs of businesses or the rights of workers.

This, of course, was in line with the influence of the rising manufacturing capitalists in the Republican Party, and became a point of convergence between “moderate” Republicans and Democrats. That the Democratic Party was part of this convergence was ironic as it postured as the party of white workers, although in reality they were just as controlled by the wealthy interests, particularly on Wall Street, as their opponents.

Reconstruction in general, and in South Carolina in particular, became central to the propaganda of all three elements. The base of Reconstruction was clearly the Black poor and laboring masses of the South, who voted overwhelmingly for Grant and whose governments were caricatured as hopelessly corrupt. On top of all that, they were willing to raise taxes on the wealthy to pay for public goods for everyone else.

It made the Reconstruction governments the perfect scapegoats for those looking to restrict the ballot of the popular classes in the service of the rights of property. Taxes, corruption, and racism were intertwined in a powerful campaign by the wealthy—in the clothing of the Democratic Party—to dislodge Republican rule.

Increases in taxation were as practical as they were ideological. The Reconstruction states had only debts and no cash. In order to attract more investment, early Republican governments didn’t dare repudiate the debt racked up by the rebels. The failure to ignite an economic boom and the lackluster demand for Southern bonds left increasing taxes as the only realistic means to increase revenue to cover an expanded role for public services.

The antebellum tax system had been very easy on the planters. Republicans relied on general property taxes that were increased more or less across the board. In particular, the wealthiest found their wealth—in land, stocks, and bonds—taxed, often for the first time. Their wealth was certainly taxed for the first time at their real value, since planters lost the power to assess their own property.

The planters, the bankers, and the merchants, or the “men of wealth, virtue and intelligence” in their own minds, organized a vicious propaganda war against higher taxes. They went so far as to organize conventions in the mid-1870s to plead their weak case. South Carolina’s convention, which included 11 Confederate Generals, put the blame for the tax “burden” squarely on the fact that “nine-tenths of the members of the legislature own no property” [40].

Their critique wasn’t just over tax rates, but what they were being spent on. They depicted the Reconstruction governments as corrupt and spendthrift. These were governments run foolishly by inferior races, which were, in their world, dangerous because they legislated for the common man.

They also linked Reconstruction to communism. In the wake of the war, working-class organization intensified. Only three national unions existed at the end of the war, while five years later there were 21. Strikes became a regular feature of life [41]. Their regularity was such that the influential magazine Scribner’s Monthly lamented that labor had come under the sway of the “senseless cry against the despotism of capital” [42]. In New Orleans, the white elite feared Louisiana’s Constitutional Convention in 1867 was likely to be dominated by a policy of “pure agrarianism,” that is, attacks on property [43].

The unease of the leading classes with the radical agitation among the newly organized laborers and the radical wing of the Reconstruction coalitions was only heightened by the Paris Commune in 1871. For a brief moment, the working people of Paris grasped the future and established their own rule, displacing the propertied classes. It was an act that scandalized ruling classes around the world and, in the U.S., raised fears of the downtrodden seizing power.

The Great Chicago Fire was held out to be a plot by workers to burn down cities. The Philadelphia Inquirer warned its readers to fear the communist First International, which was planning a war on America’s landed aristocracy. Horace White, editor of the Chicago Tribune, who’d traveled with Lincoln during his infamous debates with Douglas, denounced labor organizations as waging a “communistic war upon vested rights and property.” The Nation explicitly linked the northern labor radicals with the Southern freedman representing a dangerous new “proletariat” [44].

August Belmont, Chairman of the Democratic National Convention, and agent for the Rothschild banking empire, remarked in a letter that Republicans were making political hay out of Democratic appeals to workers, accusing them of harboring “revolutionary intentions” [45].

The liberal Republicans opened up a particular front against the Reconstruction governments, with a massively disorienting effect on Republican politics nationwide. Among the ranks of the liberals were many who had been made famous by their anti-slavery zeal, including Horace Greeley and his southern correspondent, former radical Republican James Pike. The duo turned the New York Tribune from a center of radicalism into a sewer of elitist racism. They derided Blacks as lazy, ignorant, and corrupt, describing South Carolina as being victimized by “disaffected workers, who believed in class conflict” [46]. Reporting on the South Carolina taxpayer convention, Greeley told his audience that the planters were menaced by taxes “by the ignorant class, which only yesterday hoed the fields and served in the kitchen” [47].

Greeley also served as a cipher for Confederate Secretary of State Robert Toombs, who observed that “reading and writing did not fit a man for voting. The Paris mob were intelligent, but they were the most dangerous class in the world.” He stated further that the real possibility of poor whites and Blacks uniting was his real fear in that they would “attack the interests of the landed proprietors” [48].

The liberal Republicans were unable to capture the zeitgeist in the 1872 election. Former Union General and incumbent President Ulysses S. Grant and his campaign managers positioned their campaign as the true campaign of the working man. Nominating Henry Wilson, “The Shoemaker of Natick,” former indentured servant, and “friend of labor and the Negro,” as Vice-President. They famously waved the “bloody shirt,” reminding Northern workers and farmers what they had fought for and linking their opponents to a return of the Slave Power.

However, their challenge scrambled Republican politics and Grant quickly sought to conciliate his opponents by backing away from enforcing the rights of the freedman with force and doling out patronage and pardons to all manner of rebels, traitors, and terrorists. In 1874, Democrats swept the midterm elections, further entrenching the consolidation of the political power of capital. So emboldened, the 1875 elections devolved into an orgy of violence and fraud. Black Republican leader John Lynch noted that “Nearly all Democratic clubs in the State were converted into armed military companies” [49].

In Yazoo County, Mississippi, a Republican meeting was broken up by armed whites who killed a state legislator. In Clinton, Mississippi, 30 Black people were murdered when bands of white vigilantes roamed the countryside [50]. As one historian details:

“What we have to deal with here is not a local or episodic movement but a South-wide revolution against duly constitute state governments…the old planters as well as the rising class of bankers, merchants, and lawyers…decided to use any and every means…they drew up coordinated plans and designated targets and objectives. Funds for guns and cannons were solicited from leading planters” [51].

That same historian estimates that “thousands” were killed in this brutal campaign [52].

John Lynch, the Black Republican leader from Mississippi, related that, when he asked President Grant in the winter of 1875 why he had not sent more assistance to loyal Republicans besieged by terrorists in Mississippi, Grant replied that to have done so would have guaranteed a Republican loss in Ohio. This is as clear a sign as any of the shifting sands of Republican politics.

Black Power in the South had become an obstacle to the elites in both parties. It was the only area of the country where the “free ballot” was bound to lead workers holding some of the levers of power. Black suffrage meant a bloc in Congress in favor of placing social obligations on capital, a curtailment of white supremacy, and bitter opposition to property qualifications in voting. The very fact that opposition to Reconstruction was cast in “class” terms, against the political program of the freedman as much as the freedman themselves, speaks to these fears.

A solid (or even not so solid) Republican South was an ally to political forces aggrieved by the “despotism of capital” around the country. A solid white supremacist South was (and is) a bastion for the most reactionary policies and allies of policies of untrammeled profit making, which is, as we have shown, the direction in which the ruling classes were traveling. Thus, Reconstruction had to die.

The final charge

“It was not until after…that white labor in the South began to realize that they had lost a great opportunity, that when they united to disenfranchise the Black laborer they had cut the voting power of the laboring class in two. White labor in the populist movement…tried to realign economic warfare in the South and bring workers of all colors into united opposition to the employer. But they found that the power which they had put in the hands of the employers in 1876 so dominated political life that free and honest expression of public will at the ballot-box was impossible in the South, even for white men. They realized it was not simply the Negro who had been disenfranchised…it was the white laborer as well. The South had since become one of the greatest centers for labor exploitation in the world” [53].

-W.E.B. Du Bois, Black Reconstruction in America

While Reconstruction was destroyed in the service of the ruling classes, its defeat could not have taken place without the acquiescence and assistance of the popular classes among the white population as well. In the South, in particular, the role of the “upcountry small farmer” was essential.

During the war, these yeomen farmers had coined the phrase “rich man’s war, poor man’s fight.” At first, there was some fear, and some electoral evidence, that poor whites and the newly freed slaves might make an alliance of sorts. Instead, the rift between them widened. The hierarchy constructed of white supremacy relied on inculcating racial superiority in many ways, one of them being the idea of “independence” that made white small farmers “superior” to slaves. They were poor, but at least they were masters of their own patch of land.

The coming of the railroad changed all of this drastically. The railroad opened up the upcountry to the world economy. While it initially seemed like an opportunity, it was, in fact, a curse. Many small farmers dove into cotton production, the one thing financiers were eager to fund. They quickly found, however, that the cost of transporting and marketing their goods, in addition to the costs of inputs from merchants, made success very difficult, and made it almost certain they would have to resort to credit. The rates of usury were, however, allowed to go high enough that a majority of these small farmers became trapped in webs of debt.

The only way to keep going was to offer one’s crop as security for loans, ahead of time—the so-called “crop-lien.” From masters of their own realm, these farmers had now become slaves to debt, losing all real control of their destiny and farming to avoid eviction rather than to make any money.

This reality increased resentment at Reconstruction governments, and, given their dire financial situation, created another base of support for those trying to make an issue out of higher taxes. This ultimately helped solidify white opposition to Republican rule behind the planters and their Democratic Party.

As the 1870s turned into the 1880s, this consensus started to crack. The depression unleashed in the Panic of 1873 led to a breakdown of the two-party system as the two parties consolidated their views on how to move the country forward at the expense of workers and farmers. A variety of movements started to emerge, particularly strong in the West, opposing various aspects of the new consensus.

In the 1880s, the movement started to strengthen itself through a series of “Farmers Alliances” that spread like wildfire across the country. The alliances not only advocated and agitated for things like railroad regulation and more equitable farming arrangements, but also organized their own cooperatives and attempts to break free of the unjust state of affairs to which they were subject. The alliances were also major sites of political education where newspapers and meetings helped define and disseminate the economic realities of capitalism and exactly why these farmers were facing so much exploitation.

A Black alliance, the Colored Farmers Alliance, also grew rapidly, ultimately embracing millions of Black farmers. Black farmers, likewise, were getting the short-end of the stick in terms of the results of Reconstruction-era land policies. Despite being shut out of land ownership, Black farmers were highly resistant to returning to the plantations as farm laborers. This led to a rise in tenancy where Black farmers rented the land and took on the production of the crops for a share of the crop that they could sell, or what is called “sharecropping.”

Similar to white farmers in the upcountry, however, this system turned viciously against them. The costs of credit to carry out various farming activities or to cover the cost of goods in the offseason meant that they too, quickly and easily became ensnared by debt. This started to create intriguing political opportunities in the South. Disaffected white farmers started to become interested in the third-party movements representing popular discontent, particularly the Greenback-Labor Party.

The Greenbackers embraced much of the agrarian reform ideas favored by farmers, and added in support for an income tax, the free ballot, and the eight-hour day for workers. In Mississippi, Texas, and Alabama, the Greenback movement found some shallow roots with white farmers who, recognizing the political situation, understood their only possible ally could be Blacks.

Black politics, while in retreat, had not disappeared. The Colored Farmers Alliance was rooted in the same networks of religion, fraternal organization, and grassroots Republican political mobilization that had formed during Reconstruction. It was thus more politically inclined than the Southern Farmers Alliance of whites, which remained tied to the Democratic Party and its white supremacist policies.

Nonetheless, a growing number of Blacks seeking political opportunity sought to embrace the Greenback movement through a process known as “fusion.” This meant Republicans running joint candidates or slates with third parties in order to maximize their voting power and take down the Democrats. This led to somewhat of a “second act” of Reconstruction. The Colored Farmers Alliance played a key role in the early 1890s in pushing the alliances to launch the Populist Party, turning the incipient potential of the Greenback Party into a serious political insurgency, but one which couldn’t be truly national without a Southern component. Populism united the agrarian unrest of the West and South against the “money power” of the Wall Street banks.

Populists championed public ownership of the largest corporations of the time—the railroads—as well as the communications apparatus of the country. In addition, they advocated an agricultural plan known as the “sub-treasury system” to replace the big banks in providing credit to the farmers as well as empowering cooperatives rather than private corporations to store and market goods. All of these were ingredients to break small farmers out of a cycle of debt.

They also advocated for a shorter working day and a graduated income tax and sought to link together the demands of urban workers and those living in rural areas, saying in their preamble: “Wealth belongs to him who creates it, and every dollar taken from industry without an equivalent is robbery. ”If any will not work, neither shall he eat.” The interests of rural and civil labor are the same; their enemies are identical” [54]. This turned the People’s Party into a real challenge to the ruling class on a national scale, one particularly potent in Georgia, North Carolina, and Alabama on the Southern front:

“The People’s (Populist) Party presidential candidate James B. Weaver received over one million votes in 1892 (approximately nine percent of the vote), winning 22 electoral votes (albeit, mostly in the West); in North Carolina, a Populist-Republican alliance took over the state legislature in 1894; Populists and their allies sat in Congress, governor’s offices, and held dozens of local offices over the next two years; and scores of Black and white People’s Party chapters had been established across the region” [55].

This success would evoke a wave of terrorist violence against Populists and the Black community writ large that rivaled Reconstruction times and that, in terms of outright election fraud, exceeded it, which can be viewed clearly through the example of North Carolina, and Wilmington, in particular.

The 1892 election, the first time out for the Populists, opened up a new lane of cooperation. White Populists openly appealed for Black votes. “In addition to voting the ticket, blacks sometimes…took roles in county organizations and in mobilizing black voters. Some counties [even] placed blacks on ballots, and blacks were present at Populist rallies and in local Populist nominating conventions” [56]. In Raleigh, Blacks campaigned on horseback and on mule with the Presidential candidate James Weaver as well [57]. The results reflected the campaign: “African Americans voted “en masse” for the People’s Party in 1892 in the first and second districts of the eastern part of the state, where the majority of black counties were. Black voters in both Hyde and Wilson counties, for instance, gave near unanimous support to the third party ticket” [58].

Over the next two years Populists, Black and white, worked with Republicans, Black and white, to hammer out a fusion agreement for the 1894 state elections. This was despite fairly significant differences, such as the rise of Black populism, for instance, which heralded a rise in class differences within the Black community. Nonetheless, they found common ground and swept the elections:

“Among other changes, the elected Republican-Populist majority revised and simplified election laws, making it easier for African Americans to vote; they restored the popular election of state and county officials, dismantling the appointive system used by Democrats to keep black candidates out of office; and the fusion coalition also reversed discriminatory “stock laws” (that required fencing off land) that made it harder for small farmers to compete against large landowners. The reform of election and county government laws, in particular, undermined planter authority and limited their control of the predominantly black eastern counties” [59].

The Fusion coalition also championed issues like “public funding for education, legislation banning the convict-lease system, the criminalization of lynching” [60]. The Fusion government also restricted interest rates to address the massive debts being incurred by farmers and sharecroppers. Most notably, the Fusion governments stood up to the powerful railroad interests and their Northern backers like JP Morgan.

The port city of Wilmington was an important Republican stronghold and had to be neutralized for Democrats to break through the Fusion hold on the state. In 1897, Democrats started a vicious campaign of white supremacy, forming clubs and militias that would become known as “Red Shirts,” along with a media offensive.

As the Charlotte Observer would later state, it was the “bank men, the mill men, and businessmen in general,” who were behind this campaign [61]. One major theme of the campaign was a particular focus on Black men supposedly “preying” on white women and girls. Physical violence and armed intimidation were used to discourage Blacks or Republicans and Populists of any color from voting.

As the election drew closer, Democrats made tens of thousands of copies of an editorial by Alex Manley, the Black editor of the Daily Record newspaper. Manley, an important civic leader in Wilmington had written the editorial in response to calls for increased lynchings against Blacks to stop interracial relationships. Manley argued that white women who sought out relations with Black men often used rape allegations to cover their tracks or end a dalliance.

While undoubtedly true, it raised the ire of white supremacists to the highest of pitches. On election day, most Blacks and Republicans chose not to vote as Red Shirt mobs were roaming the streets and had established checkpoints all over the city. Unsurprisingly, the Democrats won.

Unwilling to wait until their term of office began, some of the newly elected white officials and businesspeople decided to mount a coup and force out Black lawmakers right then and there. Hundreds, perhaps thousands of whites, marauded through the streets, attacking Black businesses and property and killing more than 300 Black people in the process. They forced the Republican mayor, along with all city commissioners, to resign at gunpoint. They banished them from the city, leading them in front of a mob that assaulted them before putting them on a train out of town. At least 2,000 Black residents fled, leaving most of what they owned behind.

The Wilmington massacre destroyed the Fusion coalition. All over the state, fraud and violence had been used against the Fusionists to no avail, but, as evidenced by the example of Wilmington, there was little chance of rebuilding ties of solidarity.

The same can be said for the populist period more generally. While Populists certainly have a mixed record, at best, when it came to racism in the general sense, it’s undeniable that the Populist upsurge opened up new political space for Blacks that had been shut-off by the two major parties. Further, it did so in a manner that was ideological much more commensurate with the unrealized desires of Republican rule.

So, in North Carolina and all across the South, Populists were crushed in an orgy of violence and fraud. Racism was a powerful motivating factor in Southern politics across this entire period. This racism, however, did not stop large numbers of whites from entering into a political alliance with Blacks. The anti-Populist violence has to be seen in this context as a counterweight against the pull of self-interest in the economic field.

Toward a third Reconstruction

Reconstruction looms large in our current landscape because so much of its promise remains unrealized. The Second Reconstruction, better known as “the sixties,” took the country some of the way there, particularly concerning civil equality. It reaffirmed an agenda of placing social claims on capital. It also, however, revealed the limits of the capitalist system, showing how easily the most basic reforms can be rolled back. This was a lesson also taught by the first Reconstruction.

The history of Reconstruction also helps us to understand the centrality of Black Liberation to social revolution. The dispossession of Blacks from social and civic life was not just ideologically but politically foundational to capitalism in the U.S. The Solid South, dependent on racism, has played and continues to play a crucial role as a conservative influence bloc in favor of capital.

Reconstruction also gives us insight into the related issue of why Black political mobilization, even in fairly mundane forms, is met with such hostility. The very nature of Black oppression has created what is essentially a proletarian nation which denounces racism not in the abstract, but in relation to its actual effects. Unsurprisingly, then, Black Liberation politics has always brought forward a broad social vision to correct policies, not attitudes, which is precisely the danger since these policies are not incidental, but intrinsic, to capitalism.

In sum, Reconstruction points us towards an understanding that “freedom” and “liberation” are bound up with addressing the limitations that profit over people puts on any definition of those concepts. It helps us understand the central role of “white solidarity” in promoting capitalist class power. Neither racism nor capitalism can be overcome without a revolutionary struggle that presents a socialist framework.

References

[1] Du Bois, W.E.B. (1935/1999).Black Reconstruction in America 1860-1880(New York: Simon & Schuster), 325.
[2] Marx, Karl. (1865). “Address of the International Working Men’s Association to Abraham Lincoln, President of the United States of America,” Marxists.org, January 28. Available
here.
[3] Bennett, Jr Lerone. (1969). Black Power U.S.A.: The human side of Reconstruction 1867-1877(New York: Pelican), 148.
[4] Foner, Eric. (1988/2011).Reconstruction: America’s unfinished revolution, 1863-1877(New York: Perennial), 364-365.
[5] Ibid., 363, 372.
[6] Ibid., 372-375.
[7] Foner,Reconstruction, 366.
[8] Du Bois,Black Reconstruction in America, 651.
[9] Bennett,Black Power U.S.A., 179.
[10] Magnunsson, Martin. (2007). “No rights which the white man is bound to respect”: The Dred Scott decision. American Constitution Society Blogs, March 19. Available
here.
[11] Foner,Reconstruction, 355.
[12] Rabinowitz, Howard N. (Ed.) (1982).Southern Black leaders of the Reconstruction era(Urbana: University of Illinois Press), 106-107.
[13] Bennett,Black Power U.S.A., 150.
[14] Foner,Reconstruction, 356-357.
[15] Ibid., 362-363.
[16] Facing History and Ourselves. (2022). “The Reconstruction era and the fragility of democracy.” Available
here.
[17] Bennett,Black Power U.S.A., 183-184.
[18] Du Bois,Black Reconstruction in America, 441.
[19] Bennett,Black Power U.S.A., 160.
[20] Foner,Reconstruction, 283-285.
[21] Ibid., 282-283.
[22] Ibid., 282.
[23] Ibid., 291.
[24] Lynch, John R. (1919).The facts of Reconstruction(New York: The Neale Publishing Company), ch. 4. Available
here.
[25] Foner,Reconstruction, 380.
[26] Ibid., 382.
[27] Rabinowitz,Southern Black leaders of the Reconstruction Era, 73.
[28] Foner,Reconstruction, 381.
[29] Ibid., 391.
[30] Du Bois,Black Reconstruction in America, 407-408.
[31] Rabinowitz,Southern Black leaders of the Reconstruction era, 291-294.
[32] Foner,Reconstruction, 374.
[33] Du Bois,Black Reconstruction in America, 601.
[34] Foner,Reconstruction, 375.
[35] Ibid., 376.
[36] Du Bois,Black Reconstruction in America, 603.
[37] Bennett,Black Power U.S.A., 247.
[38] Foner,Reconstruction, 377-378.
[39] Du Bois,Black Reconstruction in America, 581.
[40] Foner,Reconstruction, 415-416.
[41] Ibid., 478.
[42] Cox Richardson, Heather. (2001).The death of Reconstruction: Race, labor, and politics in the post-Civil War North, 1865-1901(Cambridge: Harvard University Press), 85.
[43] Foner,Reconstruction, 328.
[44] Cox Richardson,The death of Reconstruction, 86-88; Foner,Reconstruction, 518-519.
[45] Cox Richardson,The death of Reconstruction, 88.
[46] Ibid., 94.
[47] Ibid., 96.
[48] Ibid., 97.
[49] Lynch,The facts of Reconstruction, ch. 8. Available
here.
[50] Foner,Reconstruction, 558-560.
[51] Bennett,Black Power U.S.A., 330-331.
[52] Ibid.
[53] Du Bois,Black Reconstruction in America, 353.
[54] Populist Party Platform. (1892). Available
here.
[55] Ali, Omar. (2005). “Independent Black voices from the late 19th century: Black Populists and the struggle against the southern Democracy,”Souls7, no. 2: 4-18.
[56] Ali, Omar. (2010).In the lion’s mouth: Black Populism in the new South, 1886-1900(Jackson: University Press of Mississippi), 136.
[57] Ibid.
[58] Ibid.
[59] Ibid., 140.
[60] Ibid., 141.
[61]The Charlotte Observer.(1898). “Editorial,” November 17.

American Slavery and Global Capitalism

Pictured: Weighing cotton in Virginia, circa 1905 (Detroit Publishing Co. via Library of Congress)

By Edward Liger Smith

Edward Baptiste’s The Half Has Never Been Told: Slavery and the Making of American Capitalism attempts to provide a material analysis of the development of Slavery in the United States leading up to the Civil War. In doing so he reveals the origin of capitalism, and Western Economic Supremacy, to be the Southern Slave Plantations, who provided Northern and English Capitalists with an endless supply of cheap cotton, picked by the hands of slaves. As Eric Foner of the New York Times said in his review of the text in 2014 “American historians have produced remarkably few studies of capitalism in the United States” (Foner). Given the lack of analysis that has been done on the development of Capitalism in the United States, The Half Has Never Been Told, serves as an incredibly useful tool for American socialists who seek to understand the historical development of Western Capitalism, so that we may destroy it, and reconstruct a superior system.

Let us first quickly review Marx’s concept of Surplus Value, and his critique of Political Economy, in a manner that hopefully avoids putting the reader to sleep.

A common attack often levied at modern day economists, is that their field of study seems to have no place for historical analysis. To most Western Economists, capitalism’s laws are viewed as “natural.” The field has given very little thought to the historical development of capitalism, or the systems which predated it. In the 1800s, Karl Marx found this to be a major flaw in the works of Classical Economist David Ricardo. Marx argued in Capital Vol 1 “Ricardo never concerns himself with the origin of surplus-value. He treats it as an entity inherent in the capitalist mode of production, and in his eyes the latter is the natural form of social production” (Marx 651). Marx makes this critique of Ricardo, after he himself first laid out a lengthy history of the development of capitalism in Europe, which took place over hundreds of years. Marx’s analysis of production shows us that surplus value, or excess value beyond what society needs for survival, is not present in all modes of human production historically, nor is it exclusive to the capitalist mode of production. Marx draws our attention to the Egyptians, who’s advanced agricultural infrastructure allowed their society to produce what was needed to survive, while using their leftover time to construct giant pyramids in honor of the Egyptian monarchs. The pyramids themselves would be considered “surplus value”, however, they do NOT constitute the specifically capitalist form of surplus value. This is because the Pyramids were produced to show the power of monarchical rulers, and not to make money for a capitalist through their sale on a market. The domination of Private Property owners and giant global commodity markets would take years of development before coming about. Only after years of struggle between classes would capitalists finally wrench the means of production from the hands of monarchical rulers. These specific historical developments led to a change in how Surplus Value is produced. Now, rather than producing what is needed to maintain society, before using any extra time to construct surplus commodities for the monarchy, Surplus Value is produced through capitalists hiring workers, who then add value to a commodity, before selling that commodity on a market, at a price above it’s actual value. Under this capitalist mode of production, the creations of the working class, beyond what is needed for the survival of society, becomes the property of the capitalist class. This excess property appropriated by Capital is Surplus Value within a capitalist mode of production.

In his studies, Marx also found that the capitalist mode of production develops uniquely to every country and geographic location. In Capital, he often jumps around the world to look at the development of capitalism globally, but primarily narrows his analysis to the development of capitalist production in Europe. Here, Marx observed the rapid development of privately owned textile factories. An analysis of the productive output of these factories showed they had been producing commodities at an ever-increasing rate. This output of commodities was maintained and constantly increased by throwing young girls into the factories en masse. If girls died of overwork or succumbed to diseases contracted in the horrid factory conditions, capitalists looked to the newly created mass of unemployed workers to hire a replacement. Additionally, the machinery of production was constantly being improved. Factory owners were now competing with one another to sell the maximum number of products possible. The winners of this newly emergent capitalist competition were those who could produce the most while paying their workers the least. Capitalism becomes a race to produce surplus value, with no regard for the effects it has on the class of workers.

During the time of capitalism's original development, the textile capitalist’s most important raw material was cotton. Thankfully for these European capitalists, they would find an abundant source of cotton at ever affordable prices directly across the Atlantic Ocean.

Edward Baptiste’s The half has Never Been Told may as well be a contribution to Marxist theory for those of us living here in the US, the world’s capitalist stronghold. Upon its release, Baptiste’s book was lambasted by those who Marx would have referred to as ‘bourgeois economists.’ One article from The Economist was removed after the Publication received backlash over their critique that “Almost all the blacks in his book are victims, almost all the white’s villains” (The Economist). Perhaps economists in the United States have not yet been made aware that the capitalist mode of production they claim to study so closely developed slowly out of a system of chattel slavery, which specifically targeted those with black skin. However, someone should make these folks aware that throughout the 19th-century, capitalists in the Northern United States, Europe, and anywhere else the capitalist mode of production had taken hold, were profiting greatly from cotton picked by black slaves in the southern United States. Despite what our modern-day economists would have you believe, black people were in fact victimized by white owners of capital. These white landowners did all they could to commodify the black body in order to create for themselves an endless source of labour power. This labour could theoretically provide capital with an endless source of surplus value, so long as that labor could be combined with land, which of course was quickly being acquired through the genocide and forced removal of native populations.

Painstakingly conducted research from Baptiste and others reveals Southern Slavery to be its own specific mode of production. So, while Southern Slavery had unique elements which made it distinguishable from Capitalism, they also shared many of the same features. Therefore, the class of Southern slave owners did not have the same motivations as the previously mentioned ruling class of Egypt, who also produced goods under relations of slavery. Instead, plantation owners in the south were subjected to the same market forces as their capitalist counterparts in Europe. Slave owners produced incredible amounts of surplus value through selling their cotton on a world market which provided endless demand for their commodity. Unlike Egyptian enslavers, the surplus value of southern plantation owners did not come in the form of giant stone creations, or sculptures to the gods. The surplus value appropriated by enslavers instead came in the form of money. Much of which was then reinvested in expanding production through purchasing more slaves, plantations, and land. This money used to make more money is what Marx labeled as ‘Capital.’

The endeavors of these Southern enslaver capitalists were heavily financed by banks in Europe and the Northern United States. These financial institutions simultaneously bank rolled massive campaigns of forced removal or genocide of Native peoples, aimed at divorcing them from the land and allowing market-based production to expand. The Native people’s own unique Mode of production had to be destroyed in order to make room for the production of capitalist’s surplus value. The enslavers of the United States essentially functioned as capitalists, subject to the same market forces as the factory owners who Marx studied in Europe. However, plantation owners held a unique economic power that would come to be enforced by the state. This power was the legal ‘right’ not just to commodify human labour power, but the source of that labour power. Human Beings. Through the legal commodification of human beings with black skin, Southern Enslavers used the labor of black bodies to produce obscene quantities of cotton. The sale of these commodities on the Global Market allowed plantation owners to accumulate massive hoards of wealth, and continue their expansion by endlessly investing capital. The brutality of these enslavers was either ignored or justified by capitalists around the globe who saw the South as an endless source of cheap cotton.

Black slaves existed under relations of slavery, while also being subjected to market forces that are usually associated with capitalism. These specific economic conditions incentivized white plantation owners to subject those who toiled in their fields to some of the most horrific crimes in human history. Similar to European capitalists who were consistently working children to death in order to maximize output, Southern slave owners sought any methods possible to increase the quantity of cotton they could produce. Because slave owners had legally enforced ownership of the physical bodies in their labor force, torture became the primary method used to force slaves into increasing the speed of cotton production. Baptiste draws on an analogy from former Politician, and fierce ideological advocate of slavery Henry Clay, who describes a “whipping machine” used to torture enslaved people and make them work faster. Baptiste explains it is unlikely the whipping machine was a real device that existed in the Southern United States.  He instead argues that the machine is a metaphor for the use of torture which was the primary technology used by enslavers to increase their production of cotton. While technological innovations such as the cotton gin allowed for an increase in the amount of cotton which could be separated and worked into commodities, far less technology was developed to aid in the process of actually picking the cotton. Therefore, in order for slave owning capitalists to increase the speed of cotton picking on their plantations, the use of torture was systematized and ramped up to an unimaginable degree. Torture was to the slave owner, what developments in machine production were to the factory owner: a tactic for continually increasing the Rate of Exploitation, or the quantity of commodities produced by a given number of workers, in order to produce an increased number of goods for sale on a market, which brings the capitalist his surplus value.

There are many ways in which capitalists can increase their rate of exploitation. The specific function of the whipping machine was to increase what Marx called the ‘intensity of labour,’ i.e., an increase in the expenditure of labour and quantity of commodities created by the workers within a given time period. For example, a slave owner hitting a field worker with a whip until the worker picks double the cotton. This would be an increase in the intensity of labour. There are many ways for capitalists to increase the rate of exploitation without increasing intensity of labour. Two common techniques used by non-slave owning capitalists at the time were increasing the productivity of their machinery and increasing the length of the working day. As was discussed previously, very few technological innovations were created in the realm of cotton harvesting during the time of Southern Slavery. Additionally, the Slave Owners already had free reign to work their labour as long as they pleased, and an extension of the working day would serve them no purpose. Slave owning capitalists had a choice to either give up their pursuit of surplus value or use torture on a mass scale to increase the speed at which their workers produced. Of course, the capitalists chose torture, and the market rewarded those capitalists who refined their torture techniques the furthest. Market competition compelled most all Southern capitalists to adopt torture as an incentive of production or be pushed out of business by those who did. The innovation of the market at work!

Slavery would only die in the United States after a long and protracted struggle between opposing classes culminating in the Civil War. Baptiste details this struggle in his book and in the process refutes the utopian historical myth that the labor of slaves was simply less efficient than wage-laborers, which is what led to the implementation of capitalism. Baptiste instead shows how Northern Capitalists came into a political conflict with the Southern Enslavers. Northerners began challenging the southern capitalist’s unique ‘right’ to own human beings. By the Civil War plantation owners had long been expanding into Mexico while continuing to steal land from Native Americans. Now running low on conquerable land, the enslavers sought to expand their control to various US colonies, or even extend slavery into the Northern US. This brought Southern Slave Capital into a direct conflict with Northern Capital.

By 1860 The North had developed a diversified industrial economy, albeit with the help of cotton picked by slaves. The South on the other hand had seen moderate industrial development, but mostly served as a giant cotton colony for the rest of the world’s capitalists. This limited diversification in the cotton dependent Southern economy and left them slightly less prepared for war. This, among other factors, allowed the Union to win the Civil War replacing slave relations with capitalist ones. Additionally, the Slaves and many workers who hated the Southern Plantation Oligarchy would take up arms and join the Union Army. We see in the civil war the intensification of struggles between classes, which reached its climax in armed conflict between the warring classes.  Whether he’s done so intentionally or not, Edward Baptiste’s history of slavery has provided great evidence for Karl Marx’s theory that struggles between classes are what drive history through various modes of production.

For those of us living in the United States who wish to wage a struggle against our current mode of production, the history of Southern slavery is necessary to understand. Marx conducted his historical analysis of the development of Capitalism in England with the explicit goal of helping workers to understand their current situation and how to change it. Similarly to Marx, American socialists have the imperative to understand the historical development of our own capitalist mode of production. A history that shows without question that the propertied class in this country has consistently used race as a tool for maximizing their own surplus value. The commodification of a specific race being the ultimate form of this. Today, capital seeks to sow racial divisions among the diverse mass of working people. This is done to distract the labourers of society from the forces of markets, our relations of production, and designed to maximize our exploitation for the enrichment of a small number of people who do not work, the capitalists. The union army destroyed the uniquely evil mutation of capitalist production that was southern slavery. Let us continue this struggle today by attacking capitalist production at its roots, and take power from the class who exploits us, and the markets which throw our lives into anarchy.

Edward Liger Smith is an American Political Scientist and specialist in anti-imperialist and socialist projects, especially Venezuela and China. He also has research interests in the role southern slavery played in the development of American and European capitalism. He is a co-founder and editor of Midwestern Marx and the Journal of American Socialist Studies. He is currently a graduate student, assistant, and wrestling coach at the University of Wisconsin-Platteville.

Bibliography

The Economist. “Our withdrawn review "Blood Cotton."” The Economist, 5 September 2014, https://www.economist.com/books-and-arts/2014/09/05/our-withdrawn-review-blood-cotton. Accessed 29 06 2021.

Foner, Eric. A Brutal Process. New York Times, 2014. https://www.nytimes.com/, https://www.nytimes.com/2014/10/05/books/review/the-half-has-never-been-told-by-edward-e-baptist.html. Accessed 02 07 2021.

Marx, Karl. Capital Volume I. Penguin Classics, 1976. 3 vols.

Juneteenth: A Marxist Perspective

By Scott Cooper

Republished from Left Voice.

The United States, like all of the Americas, was built on the backs of enslaved labor, by the labor of people ripped from their homelands and brought to stolen lands. On Juneteenth, we celebrate the emancipation of the last of the enslaved Black people in the United States, as well as remember and commit to fight against the legacy of slavery. In the midst of the current uprising, this is more important than ever.

Socialists have a long history of fighting against slavery. Karl Marx, who wrote extensively about the Civil War and slavery in the United States, made it abundantly clear that enslaved Black people in North America had to be free before all the wage slaves of the working class could be free of exploitation.

Marx and the Abolition of Slavery

The materialist conception of history developed by Marx explains that human society progresses through different stages that are characterized by the material conditions of production. The Union states represented a more progressive stage in which capitalism was developing the productive forces and in which Black people were not held in bondage. The Confederacy remained in a backward stage, with vestiges of property relations that had long been overturned in Europe. The capitalists waging a war to free slaves from their bondage, with the support of the Northern working class, was to Marx, therefore, progressive.

In a letter from London dated December 10, 1861, Marx made clear that the “slavery question” was “the question underlying the whole Civil War.” Marx was a staunch supporter of a Union victory in the Civil War, and not because he supported the Northern capitalists. He argued against those who advocated simply letting the South’s secession stand and letting the Confederacy constitute itself as a new country. Marx vehemently opposed the Southern slavocracy, which profited from the hyper-exploitation of Black people and worsened conditions for workers and oppressed people as a whole. Slavery’s place was the dustbin of history. To Marx, there could be no emancipation for the proletariat while slavery continued to exist. 

Marx also made clear that the fight to free enslaved Black people in America was inextricably linked to the fight to free the entire working class from what he called wage slavery — working people having to sell their labor for 8, 10, 12 hours a day in order to survive. The fight to crush the Confederacy, for Marx, was not about the “dissolution of the Union,” but against what he saw as the true objective of the slavocracy: 

[R]eorganization on the basis of slavery, under the recognized control of the slaveholding oligarchy … The slave system would infect the whole Union. In the Northern states, where Negro slavery is in practice unworkable, the white working class would gradually be forced down to the level of helotry. This would fully accord with the loudly proclaimed principle that only certain races are capable of freedom, and as the actual labor is the lot of the Negro in the South, so in the North it is the lot of the German and the Irishman, or their direct descendants.

Revolutionary socialists view Juneteenth through the prism of Marx’s analysis. Abolishing slavery was a revolutionary act to free Black people from the most brutal bondage. It was also a victory for the working class as a whole. Marx said it directly:

The present struggle between the South and North is, therefore, nothing but a struggle between two social systems, the system of slavery and the system of free labor. The struggle has broken out because the two systems can no longer live peacefully side-by-side on the North American continent. It can only be ended by the victory of one system or the other.

Marx saw the defeat of the slave system as a prerequisite for building a revolutionary struggle to overturn capitalism. If humanity was to advance, a social and economic order based on slavery had to be destroyed everywhere.

The Road to Juneteenth

Before the Civil War broke out, there had already been numerous slave rebellions and insurrections in the United States. Documentary evidence suggests at least 250 uprisings or attempted uprisings involving 10 or more slaves, beginning in the 16th century. In 1800, an enslaved man by the name of Gabriel (now known as Gabriel Prosser) planned a large slave rebellion in the area of Richmond, Virginia — but news got out and he and 25 of his followers were hanged. Prosser had learned to read, and the Virginia legislature henceforth prohibited educating slaves who might, like Gabriel, be inclined to use their skills for similar purposes. Another enslaved man in Charleston, South Carolina named Denmark Vesey was executed in 1822 for planning a slave revolt in that city. In 1831, a rebellion of fugitive slaves led by Nat Turner in Southampton, Virginia, killed more than 50 white people but was put down after a few days; Turner went into hiding but was discovered more than two months later. Some 21 of the rebels were hanged and another 16 were sold away from the region.

Such slave insurrections were a prelude to the Civil War. The war itself was full of Black soldiers and sailors. In fact, by war’s end, roughly 179,000 Black men had served as soldiers in the U.S. Army — accounting for about 10 percent of the total forces — and another 19,000 served in the Navy. The Civil War took the lives of nearly 40,000 soldiers, three-fourths of whom died not in combat but from infections or disease.

These combatants served bravely and were clearly a vital component of the Union war effort. Among them were the enlisted members of the famous 54th Regiment Massachusetts Volunteer Infantry. Many enslaved Black people who ran away from Southern plantations to Union encampments enlisted in the Army to fight against their former owners — with weapons supplied to them by the U.S. government. These actions by Black slaves forced President Abraham Lincoln’s hand. Originally, Lincoln insisted the war was not about slavery — despite every document of the Confederacy making clear the exact opposite — but an effort to save the Union. But as former slaves rose up against their masters and joined the war effort, Lincoln could either embrace them as allies in the war or continue to risk both a bloody war and a more widespread slave rebellion. Due to the actions of runaway slaves, Lincoln chose the former. 

Over a year into the war, on September 22, 1862, Lincoln issued the Emancipation Proclamation, which would go into effect on the following January 1. It declared that enslaved Black peoples in the Confederate states were free. If they escaped across Union lines or were liberated by the advancing Union Army, they were permanently free. Of course, the Union went on to defeat the Confederacy — at the cost of between 620,000 and 750,000 lives. 

The proclamation wasn’t a full emancipation, even formally. It applied only to the 3.5 million slaves in the 10 states of the Confederacy and to all segments of the executive branch of the U.S. government, including the Army and Navy. It excluded the border slave states. It left a half-million enslaved people in bondage. But the fact that the proclamation was issued encouraged all those in slavery to rise up and fight, as well as to join the Union forces. This depleted the Confederacy’s labor force, which hurt the production of arms for the South’s rebellion.

The Emancipation Proclamation also brought to a halt the Confederacy’s campaign to win recognition from European countries, particularly England and France — both countries that were officially anti-slavery. But English textile mills needed Southern cotton; consequently capitalist pressure to recognize the Confederate States of America and open full trade was strong. Lincoln’s proclamation made it impossible for anyone to pretend that the war was about anything other than slavery, and the mill owners were forced to back down.

Put simply, the Emancipation Proclamation was a public commitment by the United States to end slavery. It killed the Fugitive Slave Laws and outlawed the return of escaped slaves to the South. It was a manifestation of the slave revolt, with Northern support, the South had always feared.

Of course, enforcement depended in large part on Union advances through the Confederate states — which brings us to Juneteenth.

June 19, 1865

Texas was the westernmost part of the Confederacy, having been stolen from Mexico just 20 years before. Its geographic isolation largely shielded it from the battles of the Civil War, and over the course of the war Texas filled with slaveholders who moved to escape the fighting across the Deep South. They brought their human property with them — some to work on newly acquired or established farms, but others to be domestic servants in cities such as Houston and Galveston. There were about 250,000 people in enslavement in Texas by 1865.

It took many weeks for news of the April 9, 1865 surrender by Robert E. Lee to reach Texas, and even longer — until June 2 — for the Confederate Army of the Trans-Mississippi to surrender. On June 18, 2,000 U.S. troops arrived at Galveston Island to occupy Texas for the federal government, under the command of Union Army General Gordon Granger. The next day, he stood on the balcony of the Ashton Villa and read aloud General Order No. 3:

The people of Texas are informed that, in accordance with a proclamation from the Executive of the United States, all slaves are free. This involves an absolute equality of personal rights and rights of property between former masters and slaves, and the connection heretofore existing between them becomes that between employer and hired labor. The freedmen are advised to remain quietly at their present homes and work for wages. They are informed that they will not be allowed to collect at military posts and that they will not be supported in idleness either there or elsewhere.

This was the first news of the Emancipation Proclamation that those enslaved in Galveston had heard. Likely, few if any Texas slaves had heard that they had been officially freed more than two years earlier. A celebration broke out, and the next year, in 1866, the freedmen of Texas held on June 19 what became an annual celebration — Jubilee Day. These early celebrations became political rallies centered on registering newly freed slaves as voters. They helped spark the advances of the Reconstruction Era.

The Civil War had not, obviously, destroyed racism. White Texans, for instance, did everything they could to keep these June 19 celebrations from happening. Landowners would interrupt with demands that their laborers return to work. Cities and towns would bar Black people from using public parks, for instance, which were segregated. So, freed slaves across Texas began to pool their resources and purchase land where they could celebrate Juneteenth. Emancipation Park, 10 acres of land in Houston purchased in 1872 by a group of Black ministers and business owners, is one such location still in use today. It was established expressly for the city’s annual Juneteenth celebration.

Black people taking control of a part of their lives that the racists could not take from them — including just celebrating Juneteenth — so upset the white power structure that they created whatever obstacles they could devise. Eventually, between 1890 and 1908, every one of the former Confederate states, Texas included, passed new laws or revised their constitutions to disenfranchise Black voters, exclude them from public facilities, and enshrine the racist Jim Crow system as a new form of the old plantation.

Since then, Juneteenth has been associated with many of the struggles of Black people against racist and economic oppression. And it has taken up broader social issues as well. In 1968, for instance, the Poor People’s Campaign — organized by Martin Luther King, Jr. and then carried out under the leadership of Ralph Abernathy after King’s assassination, raised demands for economic and human rights for all poor Americans. As part of that campaign, Juneteenth was designated Solidarity Day, and 100,000 people — including many whites — marched in Washington. That day, Coretta Scott King spoke out against the Vietnam War.

Today, with the urgency of the fight against racism as strong as ever, Juneteenth stands as a reminder of the emancipation of slaves and the destruction of the South’s backward socioeconomic system. It is also a reminder of how much more work there is to do. While U.S. military bases are named for Confederate officers and statues to “heroes of the Confederacy” dot the Southern landscape, efforts to make Juneteenth a national holiday in the United States have been thwarted every time. 

Racism Cannot Be Eradicated without Eradicating Capitalism

This year, Juneteenth comes just as the fight against racism in the United States and around the world has taken a new turn. The murder of George Floyd by Minneapolis cops has sparked an uprising against the structural racism that was begun in 1619, when the first Africans were brought as slaves to Virginia. This structural racism was not resolved with the Civil War.

For weeks, in the midst of a global pandemic, the streets of cities across the country have been filled with people of all races, ages, genders, and socioeconomic statuses, demanding change. These protests, by calling the police as an institution into question, are questioning a key component of capitalism  — since the police are the armed force of the capitalist state and serve to uphold capitalist property relations.

Capitalism is inherently racist. In the United States, structural racism is the direct legacy of slavery. Once slaves were freed, the Southerners who were no longer able to enslave people legally, as well as the Northern industrial capitalists, began a systematic recreation of Black oppression to guarantee their profits throughout the United States. Black people became the bottom rung of a growing working class. They were unable to unionize, paid the lowest wages, and kept out of key jobs. Attempts at Black capitalism were systematically crushed, like the Tulsa white supremacist uprising that burned Black small businesses.

After the Thirteenth Amendment to the U.S. Constitution was enacted in 1865, formally abolishing slavery and involuntary servitude in the entire United States (and thus going further than the Emancipation Proclamation), Black Codes, state-sanctioned white supremacist violence, and the growth of the Ku Klux Klan all began. Black people were subjected to involuntary labor throughout the South as states and their cops refused to enforce statutes meant to prevent such circumstances. And then there are prisons.

The United States incarcerates more people than any other country, and more than one-third of the prison population is Black people — who are incarcerated at more than five times the rate of whites. Capitalism uses this imprisoned population as slave labor, doing all sorts of work at pennies on the dollar or for no pay at all to feed the capitalist profit-making machine.

Racism is a tool the capitalists wield with great skill; they enforce it with laws and the police. As long as capitalism exists, the capitalists will seek to elevate some people and denigrate others, sowing divisions to deflect attention away from a common enemy.

Thus, the fight to eradicate capitalism is inextricably linked with the fight against racism, and vice versa: the anti-racist struggle is the struggle for socialism. 

Lenin saw the Civil War as a revolutionary war. In a “Letter to American Workers” in 1918, he wrote words that resonate with as much relevance today as they did less than a year after the Russian Revolution. He began by celebrating the “revolutionary tradition” of the American proletariat, and pointed to “the immense, world-historic, progressive and revolutionary significance of the American Civil War of 1863-65!” And like Marx before him, he explained that the fight against the enslavement of Black people in the United States is linked to the fight against wage slavery.

The representatives of the bourgeoisie understand that for the sake of overthrowing Negro slavery, of overthrowing the rule of the slaveowners, it was worth letting the country go through long years of civil war … But now, when we are confronted with the vastly greater task of overthrowing capitalist wage-slavery, of overthrowing the rule of the bourgeoisie — now, the representatives and defenders of the bourgeoisie, and also the reformist socialists who have been frightened by the bourgeoisie and are shunning the revolution, cannot and do not want to understand that civil war is necessary and legitimate.

The American workers will not follow the bourgeoisie. They will be with us, for civil war against the bourgeoisie. The whole history of the world and of the American labor movement strengthens my conviction that this is so. 

We can honor Juneteenth in 2020 by taking deliberate steps to liberate humanity from capitalism and the institutional racism that feeds its profits.

Rock-A-Bye Baby: On the State's Legitimation of Juneteenth and Liberal Concessions as Political Anesthetization In Slavery's Afterlives

(AP Photo/J. Scott Applewhite)

By Joshua Briond

“Everything has changed on the surface and nothing else has been touched[...] In a way, the state is more powerful than ever, because it has given us so many tokens.”

—James Baldwin

On Thursday, June 17th, President Joe Biden signed a bill establishing June 19 as Juneteenth National Independence Day, a US federal holiday commemorating the end of slavery in the United States. According to CNN, the holiday will become the first federal law holiday established since Martin Luther King Jr. Day was signed into law in 1983. Ultimately, the bill will allow a fragment of the nations’ surplus populations —excluding much of the largely racialized lumpenproletariat and underclass— a day ‘free’ from the capitalist exploitation and alienation that comes with the traditional day-to-day of the laboring class. The timing of the implementation of the national holiday—amidst rebellions, particularly in Minneapolis, in the aftermath of Winston Smith’s clearly politically-motivated, state-sanctioned assassination—cannot be understood as anything other than yet another attempt at anesthetizing the captive Black colonies in sentimentality and symbolic gestures. 

"this is the afterlife of slavery—skewed life chances, limited access to health and education, premature death, incarceration, and impoverishment. i, too, am the afterlife of slavery."

—saidiya hartman, lose your mother: a journey along the atlantic slave route (2006)

The institution of Black slavery, that rendered Black captives as chattel, capital, productive property, was economically, culturally, and politically ubiquitous. Yet, despite its legacies and afterlives, there has been no material reckoning, or atonement for its anti-Black psychosexual and physical terror and violence. In fact, the ghosts of what is largely understood as slavery’s past, have continued to manifest in the economic polity, modern policing and prisons, and social, cultural, and ideological underpinnings, etc. Descendants of Black captives whom, in many ways, remain hyper-surveilled, overpoliced, hyper-exploited, underpaid, alienated, and often succumbed to occupation of our communities and premature death, have little-to-nothing to show for being major instruments in assembling and maintaining the global capitalist economy since we were trafficked to the Euro-Americas. But you are damn sure we have one month per year, and now an extra day, to learn about and hashtag-celebrate the most whitewashed and bleak articulations of Black historical events—events that have largely only taken place because of Black resistance to white terror, violence, and domination. 

“A critical genealogy of White Reconstruction requires close examination of the non-normative—nonwhite, queer, non-Christian, and so on—iterations of white supremacy within contemporary institutionalizations of diversity, inclusion, and multiculturalism. Such non-normativities are constitutive of (rather than incidental or exceptional to) the protocols, planning, and statecraft of contemporary counterinsurgency/domestic war, extending and complicating rather than disrupting or abolishing the historical ensembles of anti-Black and racial-colonial state violence.” 

—Dylan Rodriguez, White Reconstruction 

Since 1776 and the founding of the United States of America, the white power structure has been in a constant state of attempting to—arguably, at times, successfully—ideologically and politically sedate the most wretched, particularly the Black colonies, through incremental concessions and symbolic gestures while ultimately supplementing white rule. As Gerald Horne has taught us, this founding itself was brought into being after a successful power struggle against the British rulers to preserve the institution of Black slavery. As noted by Dylan Rodriguez in the epigraph above, and throughout his book White Reconstruction, the white settler-colonial state has had to “undergo substantive reform to remain politically and institutionally viable.” This includes, but is not limited to, incremental (neo)liberal reform as sedation and the multicultural diversification of settler-colonial, surveillance-capitalist, and imperialist apparatuses.

If we are to understand the American project itself as a consequence of intra-European counterrevolution to preserve the institution of slavery. The civil war as described by Frederick Douglass, “[starting] in the interest of slavery on both sides[...]both despising the Negro, both insulting the Negro.” The Reconstruction era as an attempt to establish a workers-democracy—in the aftermath of the countless slave revolts across North America and the Civil War ultimately ending chattel slavery—only to be defeated by ruling class forces. Jim Crow as an inevitability of the settler state and its individual deputized upholders’ idiosyncratic anxieties surrounding the collapsing synonymity of Blackness and the slave positionality. The Civil Rights Movement as an understandably decentralized reformist effort toward Black freedom, through attempts to expand the civil liberties of Black people within the American colony, co-existence with whites within the white power structure that became co-opted by the state ordained Black bourgeoisie and US intelligence leading to mild concessions. Then, we—as Black people—have to understand that we have been in an outright war of attrition with the white power structure for nearly half a millennium.

It is important to recontextualize major historical events — from the Civil War, to the crushing of the Reconstruction era, to Jim Crow, to the Civil Rights Movement, to the rise of neoliberalism and the expansion of the carceral regimes posited as the solution to Black rebellion in the 1980s, to modern policing and prisons, etc. — are all distinct types of “reforms” to politically sedate Black surplus populations and sustain white settler-capitalist hegemony. 

In an interview at Howard University, Gerald Horne discusses the weakening and marginalization of Black radical independent institutions, publications, and leaders, such as Shirley Graham, W. E. B. Du Bois, Paul Robeson, as a trade-off to disintegrate Jim Crow in return for the Civil Rights Act of 1964, Voting Rights Act of 1965, and “other examples of legislation meant to chip away at Jim Crow.” Horne goes on to question whether the price for political “freedom,” in the electoral arena (which many Black radicals would argue, in the age of neocolonialism and pseudo-independence was never actually freedom) was substantial enough to warrant celebration as a form of Black progress without the economic infrastructure and self-determination needed for true liberation and justice. Just like in the 60s, as Horne notes, we are still performing uneven trade-offs with white power. We demand an end to police terror with Defunding the Police at the outset; they give us painted Black Lives Matter streets, while celebritizing, commodifying, and cannibalizing the names and faces of Black martyrs like George Floyd and Breonna Taylor. We demand healthcare, living wages, and erased student loans; they give us a federal holiday. In the post-Civil Rights era, and the state’s crushing of Black Power, there has been a depoliticization, if not outright assassination, of Black politics: all symbolism, uneven trade-offs, bare-minimum concessions, and identity reductionist representation as a substitute for actual Black power and self-determination. In the era of neo-colonialism, with the expansion and symbolic inclusion into the plantation economy through our coerced [lumpen]proletarization, we have been anesthetized to our continued exploitation, alienation, destruction, and genocide. Liberal multiculturalism, reform, or as I would call it, political anesthetization, at the very least, temporarily, has been able to halt the “problem” of black resistance.

“The understanding that modern policing has emerged out of the dreadful history of Black enslavement brings with it an urgent need to acknowledge what is not yet behind us. The plantation isn’t, as so many of us, Black and otherwise, think or at least wish to believe, a thing of the past; rather, the plantation persists as a largely unseen superstructure shaping modern, everyday life and many of its practices, attitudes, and assumptions, even if some of these have been, over time, transformed.”

- Rinaldo Walcott, “On Property” 

Though there has been a virtual erasing of our chains and the physical plantation (at least for those of us who are not “legally” incarcerated), the plantation economy has expanded and the mere logics and ideological production have remained the same: keep the slave(s) in check. The white power structure has always been concerned with keeping its thumb on the pulse of its slave population. There has been a non-stop, coordinated counterinsurgent effort by the white power apparatus to divert energy away from the inevitable radical potentialities of the slave, colonized, dispossessed, and superexploited classes—especially as capitalism’s contradictions become far too blatant to disguise. The marking of Juneteenth National Independence Day is just a continuation of the settler society’s legacy of empty promises and symbolic gestures to supplant material gains and maintain their hegemony. 

The United States is incapable of bringing about true justice or accountability for the crimes of its psychosexual and political economy beyond these hauntingly insulting and psychopathic attempts at state recognition of its own historical aberrations through moral symbolism. True justice and accountability must be avoided at all costs by this power structure, as this would inevitably expand the political imaginations of people, leading to the incrimination of every cop, soldier, politician, wall street hack, ceo, etc., and exposing itself for what it is: illegitimate and obsolete. Once you realize that all of the violence being exported everyday in and around the US are not individual aberrations that could be changed with a shift in political leadership, but an inevitable and continual outcome of superstructures built on and sustained through anti-Black slavery, capitalism, colonialism, and imperialism, everything begins to make sense. It is liberatory. Heartbreaking. Infuriating, even. Because the solution becomes clear. It is the solution that everyone—whether subconsciously or not—is doing everything in their power to avoid coming to. It is the solution the United States and its propaganda networks spend billions of dollars every year to shield from the psyches of its captives. It is what Black captives in Haiti realized circa 1791, and are still being punished for ‘till this day. 

There is a special, psychopathic irony in the legitimation of Juneteenth through the colonial-capitalist state’s immortalizing of the liberation of the slaves through the very structural foundations in which said slaves were rendered productive property as captives, in which the legacies of slavery remain pervasive across social, cultural, political, and economic lineages. Not to mention the colonial and imperialist technologies inspired largely by the events of (anti-)Black slavery and colonialism, exported across the imperialized world for the purposes of land, capital, and resources—under the guise of (white) freedom and democracy. To paraphrase Frederick Douglass, what is the state’s recognition of Juneteenth to its Black captives? To the Afro-Palestinians living under the world’s largest open-air prison on the United States’ dime? Or the slave-labor of mineral miners in the Congo supplying the U.S. resources? How can visualizations of Nancy Pelosi and Black lawmakers singing Lift Every Voice and Sing in ceremony for the bill making Juneteenth a federal holiday—while actively rejecting Black organizers’ rallying cries that could improve Black people’s material conditions and save lives, such as Defunding the Police— signal anything other than yet another colonial lullaby to anaesthetize our dreams and efforts toward Black liberation and self-determination? While openly and unapologetically pledging their allegiance to multiculturalist white supremacy in the age of neocolonialism? 

“Let me put it this way, that from a very literal point of view, the harbors and the ports, and the railroads of the country, the economy, especially of the southern states, could not conceivably be what it has become, if they had not had and do not still have, indeed, for so long and for so many generations, cheap labor. I am stating very seriously, and this is not an overstatement: I picked the cotton, and I carried it to the market, and I built the railroads under someone else’s whip for nothing[...] This, in the land of the free, and the home of the brave. And no one can challenge that statement, it is a matter of a historical record. In another way, this dream is at the expense of the American Negro.”

—James Baldwin, 1965