All Black Feminisms Ain't Created Equal

[Pictured: At an event in late April, 1979, Barbara Smith, with megaphone, protests nine murders of black women that took place in the first months of the year. Photograph by Ellen Shub / Courtesy the Estate of Ellen Shub]

By Erica Caines

Republished from Hood Communist.

My initial introduction to radical feminist politics was through convoluted, often antagonistic online discourses, where past works of radical feminists are engaged, discussed, and ultimately flattened. Audre Lorde has always been among the most popularly referenced Black feminists cited online, for example, but always for her gender critical analysis (which could be used as fodder in heated discourse) and never for her anti-imperialist analysis. It’s much easier for one to gain attention and retweets through cherrypicking her words on gender and sexuality, but much less popular to dive into her works on the imperialist U.S. invasion of her homeland Grenada whose revolution emphasized the role of women in society, for example. Only through study and organizing did I begin to distinguish between the social media driven “cannon” of  Black feminism, and the realized concept of revolutionary feminisms.

Revolutionary African feminism (oftentimes used interchangeably with radical Black feminism) is understood as a feminist ideology that seeks to fundamentally transform and decolonize societal structures, and eliminate all forms of patriarchy and gender-based oppression. Through a material structural analysis, consciousness-raising, and collective action, it emphasizes the need for systemic change by examining the ways that power structures, social institutions, and cultural norms perpetuate gender-based oppression.

Learning of the concept of “two colonialisms” pushed forward as both idea and praxis by the women of the PAIGC (African Party for the Independence of Guinea and Cape Verde) changed how I began to understand an approach to feminism that approached gender equality on the basis of its broader anti-colonial and revolutionary goals. This was not simply the inclusion of women in the protracted armed struggle for independence from Portuguese colonial forces, but a true decolonial process of understanding how colonialism managed to dupe both African men and women, and how intimately linked the struggle against patriarchy was to the struggle against imperialism. African men and women were tied together in a dialectic relationship, which enhanced the need for proper strategy and cooperation among the two. In other words, the revolution in Guinea Bissau required not just an emphasis on developing a new man, but a new woman as well. Their struggle could not afford to be waged on the basis of “men vs. women”, but instead, everyone against the reactionary colonial culture of the past, toward the development of a Revolutionary African Personality. Bissaun revolutionary Teodora Gomes summed it up best when she said “You cannot isolate the liberation of women in circumstances such as ours because there is one goal for our society— which is to transform it step by step.”

However, revolutionary feminist ideals in the West have been largely co-opted and assimilated into mainstream liberal frameworks, losing their transformative potential. Radical liberal (rad-lib) Black feminism has diluted many core principles and objectives of revolutionary feminism, such as notions of bodily autonomy and gender equality. While revolutionary African feminism seeks to challenge and dismantle structural inequities and power dynamics, when it is liberalized, priorities shift to individualistic perspectives and experiences, focusing on personal empowerment rather than addressing broader systemic issues. This shift has undermined the collective action and solidarity necessary for achieving meaningful social change and liberation, effectively de-politicizing a once revolutionary and collective ideology. By emphasizing personal choices and empowerment without critically examining the broader socio-political context, rad-lib Black feminism has diverted attention away from structural inequalities and systemic injustices while convincing millions that their personal experiences are the systemic issues themselves, and therefore that an examination of personal experiences suffices for an analysis of structural issues of capitalism. Moreover, it has shifted discourse away from deep examination of the colonial-capitalist state itself as an entity responsible for perpetuating patriarchy.

This shift and co-optation, of course, can be traced back to the negative impacts neoliberal capitalism has had on African social movements within the U.S in general, but revolutionary feminism, specifically. Neoliberalism’s focus on individual success and self-advancement through engagement in the capitalist market and consumption, centers personal gain over collective liberation, diluting the collective goals and transformative potential of revolutionary African feminism. Neoliberal capitalism exacerbates the oppressive systems that revolutionary feminism seeks to dismantle, including economic exploitation, endless privatization, and state abandonment. At the same time, neoliberal capitalism encourages a class of African women to lean into exclusionary approaches, like failure to consider class, which perpetuates inequalities and reinforces power imbalances. It is important to critically examine and challenge the negative impacts of neoliberal capitalism on revolutionary African feminisms which made this co-option of the ideology possible, seamless even.

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While it is true that rad-lib Black feminism overlooks the specific challenges faced within and by colonized communities, it has unfairly been attributed to the framework of ‘intersectionality’. It is important to note that the negative impacts associated with intersectionality do not stem from the framework itself, but rather from misapplications of it as exemplified with the “oppression olympics” style misinterpretation of it. Intersectionality has provided a valuable framework for understanding and addressing systemic discrimination specifically within legal systems, pushing for more inclusive and just legal frameworks and practices, but has somehow also been made a one-size-fits-all framework because it recognizes how different forms of discrimination and oppression intersect and overlap.

As such, the framework has been flattened to mere identity reductionism, the essentializing of identities, which  reduces individuals to a set of fixed characteristics or experiences. By reducing identities to a singular focus, such as gender alone, rad-lib Black feminism has failed to fully address the unique struggles and experiences of colonized women. Additionally, without the clarity and larger context of being situated within a revolutionary ideology, rad-lib feminism often weaponizes the framework of intersectionality to uncritically engage in gender-essentialism.

Furthermore, in the midst of neoliberal austerity policies, which African women bear the brunt of due to privatization and reduced investments in public services and social safety nets, rad-lib feminism has proven wholly inadequate. The systemic barriers, upheld by neoliberalism, undermine the goals of revolutionary African feminisms by hindering efforts to address the root causes of structural inequalities that impact the lives of African women. Rad-lib Black feminism has become increasingly regressive, inadvertently focusing narrowly on notions of sexual liberation, the “girl boss”, etc., and not anything that would shift the material conditions of African working women (i.e. access to healthcare, education, affordable housing, and social safety nets).

Rad-lib Black feminism has defanged a principled movement of revolutionary African feminisms by co-opting the language and militant imagery of individuals like Assata Shakur, while ignoring their larger objectives. This is made abundantly clear when observing the practices of decolonial feminisms across the Third World inspired by the practices of Revolutionary African feminisms. The Fundación Entre Mujeres (FEM) in Esteli, Nicaragua explores the relationship between feminism and agroecology, women, and seeds to develop a specific bottom-up approach to empower women of the peasant class as Campinsinas Feministas (distinct from working class). Inspired by the revolutionary decolonial feminism practiced on the continent (like with the women of the PAIGC), the FEM places an emphasis on what they understand to be “Managua feminism” (mainstream rad-lib) vs the feminism that they practice. The women are clear about the radical alteration of power relations necessary, promoting the articulation of women in the community through local committees and agroecological networks, communication, community, and environmental defenders. 

In an interview with Stephanie Urdang, author of the book Fighting Two Colonialisms, Teodora Gomes says:

“The struggle for the liberation of women has to be done in different ways. First of all, women must fight together with men against colonialism and all systems of exploitation. Secondly, and this is one of the most fundamental points, every woman must convince herself that she can be free and that she has to be free. And that she is able to do all things that men do in social and political life. And thirdly, women must fight in order to convince men that she has naturally the same rights as he has. But she must understand that the fundamental problem is not the contradiction between women and men, but it is the system in which we are all living.”

Taking on labels like ‘feminism’ is not a matter of rigidity, but clarity. Radical ideology requires challenging and transforming structures of power that perpetuate inequality, including colonial legacies and imperialist practices. How we identify politically is meant to provide important insights and tools for understanding and addressing the complex, intersecting forms of oppression that impact African women and all colonized people.

Erica Caines is a poet, writer and organizer in Baltimore and the DMV. She is an organizing committee member of the anti war coalition, the Black Alliance For Peace as well as an outreach member of the Black centered Ujima People’s Progress Party. Caines founded Liberation Through Reading in 2017 as a way to provide Black children with books that represent them and created the extension, a book club entitled Liberation Through Reading BC, to strengthen political education online and in our communities.

Chile 50 Years Later: Imperialism's Blight Still Reverberates

By Alex Ackerman

September 11, 2023 marked the 50th anniversary of the devastating US-backed coup in Chile that resulted in the death of President Salvador Allende and the installation of fascist dictator Augusto Pinochet. The years that followed under the regime were marked by state-sanctioned disappearances, torture of dissidents, widespread poverty, and systematic repression. In looking back on this day in history, a day that would forever change the course of the country, it is important to connect the example of Chile to the broader structure of imperialism and its manifestations, both past and present. The tactics employed in fomenting destabilization of the country and its subsequent regime change are not an historical aberration; rather, they represent the tactics and aims of imperialism, epitomizing the very intent of the system: exploitation of the people and resources of the Global South for the enrichment of the Global North, especially the United States. Such a system has unleashed incalculable harm as a result of the hundreds of violent interventions motivated by greed and financial interests. However, the case of Chile is not one of deference; the resistance and organization of the working class stands as testament to the collective power that stands to threaten imperialist hegemony, in spite of the numerous contradictions with which it dealt. Through linking Chile to the ways in which imperialism functions historically and currently, a deeper understanding of the history and function of imperialism as a system can emerge. The case of Chile exemplifies the continuous provokation of unrest and instability as a pretext for intervention and control, thereby securing Western economic interests via imperialist tactics and violently maintaining their hegemony. Furthermore, popular resistance to this foreign domination has been violently repressed both historically in Chile and currently, as workers have encountered brutal state-sanctioned violence in the name of anti-communism. 

This coup is a harrowing moment in Chilean and world history, as it marks not only the death of former president Salvador Allende, but also the ushering in of a fascist dictatorship that would loom over Chile for 17 years and still haunts the country to this day. On September 11, Chilean military leadership, which had been incorporated into Allende’s government, launched the coup that would usurp Allende; they initially occupied Valparaíso and subsequently moved in on Santiago, wherein soldiers attacked Chileans on the ground while simultaneously bombing the presidential office, El Palacio de La Moneda. In the days following the swift and ruthless coup, the regime unleashed atrocities on the Chilean people in order to consolidate power and eliminate any potential threat to their authority. Thousands were kidnapped and held hostage in the national stadium, where ultimately they were tortured and massacred by government firing squads. Even the smallest hint of association with support of Allende, or the indigenous and working class masses more broadly, was a death sentence. The leaders of the coup and dictatorship openly admitted that these anti-democratic massacres were fueled by virulent anti-communism, though they claimed to have “freed” the country. For almost two decades, Pinochet oversaw an uninterrupted campaign of terror that claimed at least 3,000 lives and was characterized by extrajudicial kidnapping and trafficking, in addition to widespread poverty and income inequality. 

While the actual day of the coup is significant, it did not occur in isolation nor spontaneously; rather it was the result of a coordinated effort by the Chilean bourgeoisie and the United States government to usurp Allende. In fact, the Chilean working class had thwarted years of attempted sabotage, and the coup was therefore a last resort. The right-wing opposition, consisting of the Christian Democratic Party and the National Party, used any means at their disposal to manufacture unrest across Chile in order to delegitimize Allende’s government, led by the Popular Unity party, and restore the conditions that served their own interests and augmented their personal profit at the cost of the Chilean masses. As a developing country, Chile depended on copper as its main export, accounting for 76.9% of all exports in 1970. Therefore, when copper miners launched strikes across the country in 1972, the entirety of Chile was forced to endure the ramifications that such shortage of production inflamed. Supported by the opposition-led Congress, these mobilizations facilitated calls for regime change, reflecting their reactionary nature and more insidious purpose. Such strikes were not uncommon, and many petty-bourgeois professionals stood on the wrong side of history in their desire for greater personal comfort. For example, with aid and training from the US, Chilean bus owners that dominated the transport sector called an indefinite strike, aggravating already precarious conditions and further paralyzing the country. The 600 state buses stood in stark contrast to the 5000 privately owned buses that no longer offered transportation to and from the factories, resulting in the disturbance of the supply chain and the loss of millions of dollars. 

In addition to the economic pressures, the Chilean opposition used their control of Congress and the Supreme Court to obstruct Allende’s governance and strip the legality of his executive authority. For example, the legislature launched a boycott against the promoters of state-controlled food distribution, leveling accusations against top officials to discredit their competence and integrity, resulting in their acquiescence or expulsion. At least two intendants and seven ministers in Allende’s government were removed by the opposition; they even attempted to dismiss 15 ministers at once, although this specific effort failed. Congress also led continuous efforts to obstruct the legal expropriation of industries that would have further entrenched the power of Popular Unity and cemented their shift away from the capitalist mode of production and imperialist collaboration. In this manner, the opposition stirred political conflict, expanding power that benefited them while attempting to dispute that which Allende held through the executive branch. Furthermore, the military played a role in fabricating this crisis of legitimacy, as they threatened to mutiny if Allende violated the Constitution, of which the right-controlled legislature had control to amend. On June 29, 1973, the military would foreshadow their destruction of democracy, revealing their true face with an unsuccessful coup attempt wherein a small faction of officers attacked La Moneda with tanks and soldiers shot civilians, ultimately killing 22 people. In this instance, Pinochet remained loyal to the forces that defended Allende, who was blind to the fate that awaited him. In the aftermath of the failed uprising, the legislature blocked Allende from declaring a state of emergency, further entrenching their own power while provoking more instability. The political conniving that ensued after Allende took office thus demonstrates the lengths to which the opposition felt threatened by the ongoing project of nationalization that Allende undertook. 

These political ploys were not limited to the Chilean government, but also included support from the US government. The role of the United States in generating social, political, and economic chaos cannot be understated. In seeking to maintain cheap access to Chile’s copper, former employees of US Information Services in Chile instructed Chilean fascist groups, such as Homeland and Freedom, to provoke violence and terrorize the Chilean people with the goal of justifying a coup. These were not solitary acts; rather, they formed a right-wing mass movement fueled by anti-communism that sought to implement a neoliberal, capitalist order in Chile. This neoliberal policy would eventually come to fruition with the aid of the Chicago Boys, economists who studied under Milton Friedman and oversaw the realization of neoliberal policy in Chile once Pinochet had seized power. In addition to aiding fascists, the Chilean military itself received training from the US, with more than 4,000 officers attending courses in the US or Panama Canal area since 1950, as well as $45 million dollars in aid from the Pentagon since Allende took office. By incorporating the military into the government, his hand forced due to gridlock by the right-wing legislature and judiciary, Allende unwittingly signed his own death certificate. 

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Another means by which the US engineered the conditions for regime change in 1973 can be found in its economic warfare against Chile, specifically through boycott and sanctions. By preventing the import of spare parts, the conspirators hoped to halt production in factories, stifling the economy and thus fomenting further social unrest due to this manufactured scarcity. These sanctions affected all aspects of life, as food distribution became a crucial focus amongst the working class as an immediate result of limited supplies; the presence of black markets and the issue of hoarding necessitated the creation of direct supply systems, eliminating the role of intermediaries, whose petty-bourgeois role aligned them with the opposition. This ingenuity on the part of the Chilean people demonstrates their commitment to a government that operated in service of the interests of the masses rather than the few elite, in addition to the innovation that is possible when people organize, especially in the face of such monumental adversity as US imperialism. 

Just as the US weaponized sanctions against Chile during Allende’s tenure in office, US sanctions today impact almost one third of the world population, including those from Syria, Zimbabwe, Venezuela, Cuba, Iran, and the DPRK. This policy is an act of warfare itself, designed to intentionally target those most vulnerable and to sow discord amongst the people, ripening the conditions for regime change. The extremely limited supply of food and medical supplies, as well as restrictions applying to international trade, entail a disenfranchised population that struggles to survive on a day-to-day basis. In this manner, sanctions elucidate the connection between the economic and political aspects of imperialism, given that the United States and international bodies such as the International Monetary Fund will contribute “aid” and facilitate trade so long as the respective government heeds the wishes of its neo-colonial puppet masters. Often, a small comprador class will collaborate with the Western imperialist forces, securing personal enrichment at the cost of adhering to neoliberal policy imposed by Western powers, characterized by austerity, free markets, and, in the case of the Global South, inexpensive exports, especially of raw materials. In the case of Chile, the right-wing opposition comprised the few elite who wanted to institute neoliberalism, implicating the entire country in the imperialist machinations of the United States. Thus, the Chilean struggle against imperialism took on a national character, as the fate of the country and what it meant to be Chilean stood in question, while simultaneously belonging to the collective efforts of the international proletariat. 

The US imperialism that deposed Allende in 1973 is the same imperialism that currently operates around the world and informs international politics. In Latin America alone, the US has intervened in at least 15 countries, including Bolivia, Nicaragua, Guatemala, Honduras, Brazil, Cuba, Haiti, Venezuela, Panama, and Uruguay. This unfettered violence has resulted in the destruction of democracy and even the very fabric of the countries themselves, as evidenced by the resurgence of open-air slave markets in Libya after the NATO-led operation that resulted in the death of Gaddafi in 2011. In this manner, the US has made clear that the unending pursuit of profit and capitalist expansion will eclipse any moral goodwill or qualms about the ordinary people who face the brunt of being caught in the crossfires of imperialism. The magnitude of resources that the United States poured into regime change in Chile demonstrates the lengths to which they have gone and will continue to go in order to preserve their hegemony and maintain the capitalist-imperialist system that continues to shape current global relations From Iran to Korea, from Syria to Chad, from Vietnam to Ghana, the US empire has unleashed its full arsenal against the colonized and working class masses, deposing leaders across the Global South for threatening the imperialist hegemony that has enriched a few at the cost of the exploitation of billions of people. Important to note is the fact that this imperialism is not a relic of the past, but rather a structure that has evolved concurrently with the changing conditions of an increasingly globalized and digitized world. For example, the Organization of American States (OAS) orchestrated a coup in Bolivia that installed right-wing leader Jeanine Áñez, utilizing bogus statistics and the threat of military violence to unseat democratically elected former president Evo Morales. Morales had presided over a government responsible for a 42% reduction in poverty, as well as the empowerment of historically marginalized indigenous populations and a greater emphasis on environmental protection. These modern machinations of imperialism function in the same manner as they did in 1973, revealing the serpentine nature of empire and its relentless cruelty in perpetuating capitalism and neo-colonialism. 

The weaponization of sanctions, as exemplified in the case of Chile, highlights the importance of organization and national unity among those affected, given that the United States’ express aim is to manufacture forced scarcity in order to destabilize and undermine those countries that resist the encroachment of American empire. In July 2021, the ongoing embargo by the US against Cuba, coupled with even more dire conditions arising from the COVID-19 pandemic, sparked counter-revolutionary protests against the government that the United States exploited for their own purposes. This attempted color revolution mirrors the various ways in which the US manipulated the material conditions in Chile with the aim of inciting the overthrow of Allende; only the sacrifice and mass organization of the Chilean working class prevented his earlier demise, which subsequently impelled the US and Chilean elite to their last resort: the coup. The swift implementation of neoliberal policy in Chile, in tandem with the brutal repression of the Pinochet regime, sharply contrasts the previous emphasis on nationalization and agrarian reform under Allende that alleviated the harsh conditions of poverty. The resulting widespread hardship endured by the Chilean people serves as the basis of the model inflicted on countries around the world; in other words, it is the intended consequence, not an aberration or mistaken oversight. What the Chilean people suffered, the US hopes to inflict on Cuba and other countries who resist its hegemony. In fact, the US actively engenders Cuban suffering and obstructs the Cuban people’s right to self-determination because of its continuous struggle against imperialism. For example, despite Cuba developing a vaccine with an efficacy rate of 92 percent, rivaling that of vaccines produced in the United States, a shortage of syringes due to the embargo prevents Cuba from ensuring its citizens' health, even though the vaccine is readily available to be produced. This deliberate approbation of hardship for the Cuban people by the US government serves as an example of the US denial of Cuba’s right to self-determination, exemplifying how rather than championing self-determination, the United States is its active adversary. 

In the midst of United States interference in the conditions of Chile before the coup itself, contradictions emerged specifically amongst the Chilean left from which the left today can learn and use to discern its own path forward. The Chilean working class understood the necessity of community self-defense and organized vigilance committees in order to prevent right-wing sabotage and protect against US-funded fascist violence. This protection was a matter of utmost urgency: military violence manifested across the country in the form of raids, including of cemeteries, under the pretense of searching for illicit weapons, in addition to the looming presence of extrajudicial right-wing groups. However, the issue of taking up arms presented itself with many difficulties due to right-wing interference by the legislature and judiciary. While extrajudicial violence carried out by right-wing fascists received monetary and instructional support from the American state department, the Chilean people were legally not entitled to bear arms and thus take up armed self-defense. In attempting to negotiate with the Christian Democratic Party, Allende was forced into a position wherein he could not risk further alienating this wing of the opposition, who would only balk at the left demonstrating an explicit show of force. Thus, Allende was caught between the growing desire on the left for the right to bear arms and the consequences of enabling this form of defense on his success with maintaining any semblance of cooperation with the other branches of government. 

This specific contradiction that arose amongst the left reflects a growing class consciousness that developed concurrently with the highly systematized organization of the working class in their defense of Allende’s government. The steadfast determination of the Chilean working class maintained the functioning of the mines and factories, as they organized under the slogan “popular power,” or poder popular. Embodying this slogan in every aspect of their praxis, the Chilean masses developed autonomous forms of food distribution, transportation, union protection, and even self-governance. Consequently, workers found themselves directly immersed in the contradictions concomitant with the nationalization of various industries. Though these changes facilitated greater worker participation and control, the nature of the state itself remained unchanged, and the bourgeoisie maintained their grasp of the means of oppression against the proletariat. These conundrums reveal the inherent limitations of liberal democracy, as well as the dangers of granting concessions to the right; the right will always manipulate the verbiage of the law, and even the law itself, in order to gain more power at the cost of progress made by the left. Thus, the left today can call awareness to the fact that genuine revolution will not take place in the form of the ballot or liberal reformism; only through the complete seizure of the state and the suppression of the bourgeoisie by the proletariat can an end to capitalism and imperialism be achieved. 

After decades of repression and subsequent papering over the past, Chile is just now beginning to contend with its history. The government announced at the end of August that it would play a more central role in leading the search for the almost 1500 people forcibly disappeared by the Pinochet regime, demanding cooperation from the military, which has historically feigned ignorance as to its crimes. The number of families torn apart by the dictatorship spans beyond those tortured, executed, and dumped in mass graves; at least 20,000 infants were stolen from their families and trafficked into other countries, primarily the United States. Such institutionalized, state-sanctioned devastation bespeaks the cruelty on which these structures of inequality rely. No aspect of life has remained impervious to this government repression, and the ramifications of the regime reverberate through the world to this day. Though the United States, a settler-colonial state founded on slavery and genocide, will never address its own past, it is the task of the left–still scattered and reeling in many ways from previous decades of coordinated anti-communist and racist repression–to reckon with this history and adapt to the current material conditions that dictate the most immediate concerns. An increasingly prevalent rise in right-wing censorship and an institutionalized erasure of history necessitates even greater urgency in confronting the ongoing escalation of domestic and international state-sanctioned violence. 

The lessons the left can learn from Chile assume an even greater importance in this current context of state-sanctioned repression. The United States government is currently escalating state violence against its own population, as evidenced by the RICO charges brought against Stop Cop City protestors in Atlanta. The collective, organized effort of these forest defenders reflects a growing resistance to this imperialist police state in spite of the immense resources levied against those who dare to challenge its hegemony. Furthermore, this brutality is not exclusive to the imperial borders of the United States. The people of Palestine, Kenya, and Haiti, among numerous other countries, continue to challenge the brutal violations of their right to sovereignty and self-determination. In this manner, the imperialist violence occurring today parallels that which occurred in Chile in 1973. 

Chile stands as a principal testament to the viciousness inherent to capitalist imperialism, as well as the power and necessity of unified, working class organization. Imperialism is a global force, and its enforcers are highly organized and have proven that they will use any and all means in order to preserve their power. Thus, it is our collective responsibility to organize, and the example of Chile illuminates the multitude of possibilities that such organization can inspire, with purposeful mobilization guided by concrete goals that do not underestimate the primary enemy of the world. Then and now, Chile shows that revolution is not some distant ideal but rather an immediate possibility; Chile shows that the masses control their own destinies, and that a better world is ours to win.  

Death, the Crisis of Meaning, and Capitalism

By Carlos L. Garrido

Republished in modified form from Midwestern Marx.

The Moving finger writes; and, having writ,

Moves on: nor all thy Piety nor Wit

Shall lure it back to cancel half a Line,

Nor all thy Tears wash out a Word of it.

- The Rubáiyát of Omar Khayyám

Death as the Nexus for the Possibility of Meaning in Human Life

In This Life, philosopher Martin Hägglund argues that:

To attain a peaceful state of eternity you must be liberated from the risk of losing what you love. Were such liberation possible, however, nothing would matter to you. You literally would not care. There would be no urgency to do anything or maintain love for anyone, since nothing of value could be lost.

Homer’s The Odyssey presents us with a similar message in Book Five. The situation Odysseus (the central character) is thrust into on Calypso’s Island reflects the meaninglessness of eternal life (Calypso is a beautiful female deity who detains Odysseus for seven years). On the Island, Odysseus is guaranteed immortality and all the bodily pleasures he can imagine. However, when the character’s stay on the Island is introduced to the reader, Odysseus is weeping, missing his family, and longing to return to them. 

In our contemporary logic of shallow hedonism (or non-Epicurean hedonism) [1], where the satisfaction of desires and pleasures has raised itself into an ethical imperative, Odysseus’s actions reflect those of a madman. Within this contemporary logic, Odysseus’s actions are as unfathomable as Abraham’s killing of his son, Isaac, on God’s orders. Abraham’s action, as the Danish existentialist Søren Kierkegaard notes, is beyond the limits of comprehension, it is absurd and cannot be grasped as a “distinction among others embraced by understanding.” 

Within the logic of contemporary bourgeois society, our dominant mode of experience is having. We are what we have and what we consume. In our capitalist hyper-consumerist societies, the Cartesian cogito, ergo sum (I think, therefore I am) is turned into cōnsūmere, ergo sum (I consume, therefore I am). The world presents itself as a big “theater of consumption,” where meaningless enjoyment — whose real and well-hidden telos [2] is the realization of profit obtained in the consumed commodities — becomes life’s prime want. An island of infinite pleasure would seem, within the confines of this mode of relationality and irrational rationality, the purest form of good — a heavenly island. 

But it isn’t enough for Odysseus. Why? 

Well, not only are there things that matter more than pleasure (if you wish, think of a hierarchy of values, some of the higher ones which are inaccessible in Calypso’s Island), such as honor, loyalty, family, etc., but the possibility of anything mattering at all within the confines of immortality is impossible. Odysseus’s life on the Island might have been pleasureful, but — insofar as it was sustained within conditions of immortality — it would have also been meaningless.

Only when the ever-present reality of our finitude is the background of all our actions can life obtain meaning. Death, that which Martin Heidegger called “the possibility of the impossibility of any existence at all,” is the nexus through which meaning can emerge in our life. It is the fragile character of our lives which functions as the conditions for the possibility of meaning.

Odysseus’s struggle to leave the Island is a struggle for life, for family and honor, but most importantly, for a return to the finitude which underlays our being-in-the-world and provides us with the conditions for living meaningful, truly human lives.

As Achilles (played by Brad Pitt) in Wolfgang Petersen's 2004 masterpiece Troy says: “The gods envy us. They envy us because we’re mortal, because any moment may be our last. Everything is more beautiful because we’re doomed.”

The Crisis of Meaning and Bourgeois Finitude 

While it is our finitude which grounds our ability to lead meaningful lives, an awareness of our finitude does not guarantee that we’ll find, or create, meaning in our lives. An awareness of our mortality, therefore, while necessary, is not in itself sufficient.

We know we are not immortal. In fact, in our hyper-consumerist societies, the primacy of shallow hedonism is often rooted in a deep sense of our mortality. For instance, just a few years ago, the acronym that grasped the American zeitgeist was “YOLO,” which stood for “you only live once”. Under this motto, pleasure-centered licentiousness [3] was legitimized. After all, why shouldn’t I enjoy myself to the fullest if I only live once?  

But this sense of mortality has not, and (under the conditions in which it exists) cannot, provide the fertile ground needed for us to create meaning in our lives. We live in societies riddled with depression, anxiety, stress, etc. As the young Karl Marx had already observed by 1844, capitalism systematically alienates us from our labor, its product, our fellow human beings, nature, and from our species-essence (gattungswesen, by which he meant our ability to creatively objectify ourselves onto nature through our labor) [4]. These are profound crises at the human level (crisis comes from one of the Greek words for separation, krísis), and pervade our lebenswelt (life-world) or forms of being-in-the-world under our current capitalist-imperialist mode of life.

In many ways, a lot of these social-psychological ills have been normalized. Even things like chronic illness, which we often take to be a result of genetics or some other form of a “bad luck of the draw,” are in many cases traceable to stress patterns formed out of the habits people are thrusted into by the dominant order. As Dr. Gabor Mate shows in The Myth of Normal, these illnesses are anything but arbitrary and normal. In fact, they are “profoundly abnormal” in just about every way possible. For instance, a 2019 study in Cancer Research found that “women with severe post-traumatic stress disorder (PTSD) were found to have twice the risk of ovarian cancer as women with no known trauma exposure.” Trauma (both its big T and small t iterations) is essentially rooted, as Dr. Mate notes, in a “fracturing of the self and of one’s relationship to the world.” This is, in essence, another way of describing the same crises Marxism has explained, condemned, and combatted since the middle of the 19th century. It is a crisis precisely because it is not “normal,” it is a separation rooted in our historically constituted mode of life. 

In the midst of our alienated, exploited, and oppressed mode of existence, the form of life we live in must, in order to successfully finish the cycle of capital accumulation for which we were exploited in the first place, bombard us with advertisements destined to make us Homo consumericus [5] in those few hours of the days were — although feeling the lingering effects of the work day – we are not directly getting exploited. The consumption of advertisements — which studies have shown take up, on average, four years of our lives — is a form of consumption which proliferates our desires to consume. It is the equivalent of drinking Coca-Cola, a drink shown to dehydrate us further, in order to quench our thirst. 

Additionally, since we often can’t afford this (wages have stayed low, prices and job precarity have risen), we are forced to turn to borrowing to pay for what we consume. The American working class is undoubtedly among the most indebted in history. This debt slavery, which characterizes the lives of the modern American proletariat and reproletariat (i.e., the section of the last century’s middle classes which have fallen back to precarity and instability), is a form of what Marx calls in Capital III the “secondary exploitation… which runs parallel to the primary exploitation taking place in the production process itself.” This has ushered into world-history a new form of super-exploitation within the metropole itself, where its working masses are not only exploited (direct, primary exploitation) but cripplingly indebted (secondary exploitation), and therefore, doubly, or, super-exploited.

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How can any meaning arise in lives plagued by alienated work and meaningless consumption? It is not enough to show that we are dealing, as a society, with a deep crisis of meaning. Viktor Frankl, for instance, already described in the middle of the last century through many widely read and celebrated books the universal character of meaninglessness in modern bourgeois society. But is this recognition enough? Must we not inquire as to its origins? Must we not explain, and not just describe, these crises?  

A scientific explanation of these pervasive social-psychological ills would have, as Dr. Mate notes, “revolutionary implications.” The question would be, can the sciences in these fields (especially its mainstream trends), be able to overcome what the Marxist scientists Richard Levins and Richard Lewontin have called their “Cartesian reductionism?” Can they move away from bourgeois philosophical assumptions which divide mind and body, individual and society, which observe things as dead and static entities, and which reify them from the larger totalities whose existence they presuppose? In short, can these sciences adopt — either consciously or not — the materialist dialectic and its focus on universal motion, interconnection, contradiction, totality analysis, etc.? These are the foundations through which we may reproduce the concrete concretely in thought, and hence, understand the world in all its complexities.

A central obstacle in this task is not only the bourgeois character of the institutions the sciences are forced to operate through, but, as an ideological reflection of this, their adoption of the view that they are (and this is especially true in the “hard” sciences) somehow above ideology and philosophy. What an ideologically loaded sentiment! We are back to Plato’s cave, back to prisoners who take the conditions of their particular enchainment to be the whole of reality itself. The truth is, while the sciences often fancy themselves to be “above” philosophy and ideology, “in most cases,” as Friedrich Engels had noted, they are “slaves to precisely the worst vulgarized relics of the worst philosophies.” 

“Nothing evokes as much hostility” in scientists, Levins and Lewontin write, “as the suggestion that social forces influence or even dictate either the scientific method or the facts and theories of science.” A regrounding of the mainstream sciences in a consistent dialectical materialist worldview, along with the uprooting of the profit motive that dictates its telos in our mode of life, would readily provide a richer, more comprehensive, and — necessarily — a more revolutionary understanding of our crisis of meaning and what overcoming it entails [6]. 

Finding Meaning in the Struggle for a New World 

The crisis of meaning we are experiencing is systematically rooted in the capitalist mode of life. This is something which can, and has, been scientifically proven. It is not simply a question of “culture” or “individual accountability.” While the crisis manifests itself in our culture and individual lives, its existence there reflects the forces at play in the economic base of society. The crisis in our culture and in our individual lives is a product of the heightening of the contradictions at the foundation of a moribund capitalist-imperialist order. 

This is where a lot of the commentary (especially critical in character) on the crisis of meaninglessness misses the mark. Most of it merely describes the way the crisis looks by the time it gets to the social-psychological level, remaining “cultural” in its critique through and through, never explaining the underpinning motion and contradictions producing that which they critique. The superiority of the Marxist outlook (i.e., dialectical materialism) is found in its ability to do precisely this — to explain and not just describe, to show the underlying foundations producing movement at the surface, and not simply taking that surface for the whole of reality. 

It is important to note, however, that our contemporary crisis of meaning doesn’t necessarily entail that meaningful lives are impossible. On the fringes of quotidian society, there are still people who, like Odysseus, find meaning in tending to familial duties. There are also, like Odysseus, people who may be rooted in a strong sense of honor, in a deep drive for greatness in their respective fields. This is certainly a reality for many athletes, whose striving within their sports provides a source of meaning in their lives.

However, no greater meaning can be derived than that which arises from fighting against the system that produces these crises of meaning. The greatest and most memorable human beings in history have been those, like Socrates, Jesus, Simón Bolívar, John Brown, Frederick Douglass, Marx and Engels, José Martí, Vladimir Lenin, Mao, W. E. B. Du Bois, Ho Chi Minh, Fidel Castro, Che Guevara, and many more, who have found their life’s purpose in the struggle to move humanity forward into a more rational and free world. There is, therefore, tremendous meaning to be found in the struggle against a world governed by exploitation, alienation, and oppression. A capitalist-imperialist order that has murdered tens of millions (four million in the Muslim world in the last two decades alone) and that is threatening humanity with nuclear Armageddon to sustain its hegemony, is worth making the object we commit our lives to destroying. 

But a purposeful and meaningful life does not have as its only end destruction. We seek to destroy this order, not so that we can dance on the rubble, but so that the fetters it has set on humanity are destroyed. We seek to destroy not for destruction’s sake, but because what we destroy is itself a system, as the British Marxist William Morris called, of waste and destruction. We destroy, in other words, so that we may construct a future free of poverty, exploitation, plunder, war, oppression, alienation, meaninglessness, bigotry, etc. We destroy so that we may construct a world in which humanity can flourish, where people of all creeds may, as Che Guevara hoped, achieve their “full realization as a human creature.”

Carlos L. Garrido is a philosophy teacher at Southern Illinois University, Director at the Midwestern Marx Institute, and author of The Purity Fetish and the Crisis of Western Marxism (2023), Marxism and the Dialectical Materialist Worldview (2022), and Hegel, Marxism, and Dialectics (2024).

Footnotes

[1] Epicurus’s hedonism has little to do with how we understand the concept today. Today, the hedonist is understood to be the person who concerns themselves with the basest pleasures of the body. The image of someone in a bubble bath, drinking sparkling wine, eating chocolate-covered strawberries usually comes to mind. However, for the Epicurean school of hedonism, pleasures and pains are of different kinds. There are natural, necessary, and vain pleasures we encounter. The goal of the enlightened pleasure seeker is to distinguish amongst these — to avoid those immediate pleasures that cause pain in the long run (e.g., drugs, unhealthy food, etc.), to contain the natural desires to a rational limit (e.g., sex, while natural, if not taken in moderation can lead to sex addictions, and this takes this natural pleasure to the point of ‘“pain”), and to recognize those immediate forms of pain that might actually lead to pleasure in the long run (e.g., exercise, medicine, etc.). All in all, the Epicurean enlightened hedonist will, in their actions, look a whole lot more like they’re following an Aristotelian virtue ethic than the base hedonism we encounter today.

[2] Its end, goal, purpose, highest good, etc.

[3] This term is not limited to its sexual connotation but refers to any notion of liberty” that operates through the abandonment of necessity — a state of lawlessness, an absence of social rules.

[4] For more on the development of the concept of alienation through Marx’s work, see my review article.

[5] A neologism that describes the turning of human beings into “consumerist animals” in modern bourgeois society.

[6] I have shown elsewhere how this poverty of outlook, conjoined with the material incentives of capitalism, has led to the utter failure of the sciences (the mainstream ones; there’s always good folks doing work that goes against the grain) to understand social-psychological ills such as depression (see: “The Failed Serotonin Theory of Depression: A Marxist Analysis”)

The Myth of the Tragedy of the Commons

By Ian Angus

Republished from Climate & Capitalism.

Will shared resources always be misused and overused? Is community ownership of land, forests and fisheries a guaranteed road to ecological disaster? Is privatization the only way to protect the environment and end Third World poverty? Most economists and development planners will answer “yes” — and for proof they will point to the most influential article ever written on those important questions.

Since its publication in Science in December 1968, “The Tragedy of the Commons” has been anthologized in at least 111 books, making it one of the most-reprinted articles ever to appear in any scientific journal. It is also one of the most-quoted: a recent Google search found “about 302,000” results for the phrase “tragedy of the commons.”

For 40 years it has been, in the words of a World Bank Discussion Paper, “the dominant paradigm within which social scientists assess natural resource issues.” (Bromley and Cernea 1989: 6) It has been used time and again to justify stealing indigenous peoples’ lands, privatizing health care and other social services, giving corporations ‘tradable permits’ to pollute the air and water, and much more.

Noted anthropologist Dr. G.N. Appell (1995) writes that the article “has been embraced as a sacred text by scholars and professionals in the practice of designing futures for others and imposing their own economic and environmental rationality on other social systems of which they have incomplete understanding and knowledge.”

Like most sacred texts, “The Tragedy of the Commons” is more often cited than read. As we will see, although its title sounds authoritative and scientific, it fell far short of science.

Garrett Hardin hatches a myth

The author of “The Tragedy of the Commons” was Garrett Hardin, a University of California professor who until then was best-known as the author of a biology textbook that argued for “control of breeding” of “genetically defective” people. (Hardin 1966: 707) In his 1968 essay he argued that communities that share resources inevitably pave the way for their own destruction; instead of wealth for all, there is wealth for none.

He based his argument on a story about the commons in rural England.

(The term “commons” was used in England to refer to the shared pastures, fields, forests, irrigation systems and other resources that were found in many rural areas until well into the 1800s. Similar communal farming arrangements existed in most of Europe, and they still exist today in various forms around the world, particularly in indigenous communities.)

“Picture a pasture open to all,” Hardin wrote. A herdsmen who wants to expand his personal herd will calculate that the cost of additional grazing (reduced food for all animals, rapid soil depletion) will be divided among all, but he alone will get the benefit of having more cattle to sell.

Inevitably, “the rational herdsman concludes that the only sensible course for him to pursue is to add another animal to his herd.” But every “rational herdsman” will do the same thing, so the commons is soon overstocked and overgrazed to the point where it supports no animals at all.

Hardin used the word “tragedy” as Aristotle did, to refer to a dramatic outcome that is the inevitable but unplanned result of a character’s actions. He called the destruction of the commons through overuse a tragedy not because it is sad, but because it is the inevitable result of shared use of the pasture. “Freedom in a commons brings ruin to all.”

Where’s the evidence?

Given the subsequent influence of Hardin’s essay, it’s shocking to realize that he provided no evidence at all to support his sweeping conclusions. He claimed that the “tragedy” was inevitable — but he didn’t show that it had happened even once.

Hardin simply ignored what actually happens in a real commons: self-regulation by the communities involved. One such process was described years earlier in Friedrich Engels’ account of the “mark,” the form taken by commons-based communities in parts of pre-capitalist Germany:

“[T]he use of arable and meadowlands was under the supervision and direction of the community …

“Just as the share of each member in so much of the mark as was distributed was of equal size, so was his share also in the use of the ‘common mark.’ The nature of this use was determined by the members of the community as a whole. …

“At fixed times and, if necessary, more frequently, they met in the open air to discuss the affairs of the mark and to sit in judgment upon breaches of regulations and disputes concerning the mark.” (Engels 1892)

Historians and other scholars have broadly confirmed Engels’ description of communal management of shared resources. A summary of recent research concludes:

“[W]hat existed in fact was not a ‘tragedy of the commons’ but rather a triumph: that for hundreds of years — and perhaps thousands, although written records do not exist to prove the longer era — land was managed successfully by communities.” (Cox 1985: 60)

Part of that self-regulation process was known in England as “stinting” — establishing limits for the number of cows, pigs, sheep and other livestock that each commoner could graze on the common pasture. Such “stints” protected the land from overuse (a concept that experienced farmers understood long before Hardin arrived) and allowed the community to allocate resources according to its own concepts of fairness.

The only significant cases of overstocking found by the leading modern expert on the English commons involved wealthy landowners who deliberately put too many animals onto the pasture in order to weaken their much poorer neighbours’ position in disputes over the enclosure (privatization) of common lands. (Neeson 1993: 156)

Hardin assumed that peasant farmers are unable to change their behaviour in the face of certain disaster. But in the real world, small farmers, fishers and others have created their own institutions and rules for preserving resources and ensuring that the commons community survived through good years and bad.

Why does the herder want more?

Hardin’s argument started with the unproven assertion that herdsmen always want to expand their herds: “It is to be expected that each herdsman will try to keep as many cattle as possible on the commons. … As a rational being, each herdsman seeks to maximize his gain.”

In short, Hardin’s conclusion was predetermined by his assumptions. “It is to be expected” that each herdsman will try to maximize the size of his herd — and each one does exactly that. It’s a circular argument that proves nothing.

Hardin assumed that human nature is selfish and unchanging, and that society is just an assemblage of self-interested individuals who don’t care about the impact of their actions on the community. The same idea, explicitly or implicitly, is a fundamental component of mainstream (i.e., pro-capitalist) economic theory.

All the evidence (not to mention common sense) shows that this is absurd: people are social beings, and society is much more than the arithmetic sum of its members. Even capitalist society, which rewards the most anti-social behaviour, has not crushed human cooperation and solidarity. The very fact that for centuries “rational herdsmen” did not overgraze the commons disproves Hardin’s most fundamental assumptions — but that hasn’t stopped him or his disciples from erecting policy castles on foundations of sand.

Even if the herdsman wanted to behave as Hardin described, he couldn’t do so unless certain conditions existed.

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There would have to be a market for the cattle, and he would have to be focused on producing for that market, not for local consumption. He would have to have enough capital to buy the additional cattle and the fodder they would need in winter. He would have to be able to hire workers to care for the larger herd, build bigger barns, etc. And his desire for profit would have to outweigh his interest in the long-term survival of his community.

In short, Hardin didn’t describe the behaviour of herdsmen in pre-capitalist farming communities — he described the behaviour of capitalists operating in a capitalist economy. The universal human nature that he claimed would always destroy common resources is actually the profit-driven “grow or die” behaviour of corporations.

Will private ownership do better?

That leads us to another fatal flaw in Hardin’s argument: in addition to providing no evidence that maintaining the commons will inevitably destroy the environment, he offered no justification for his opinion that privatization would save it. Once again he simply presented his own prejudices as fact:

“We must admit that our legal system of private property plus inheritance is unjust — but we put up with it because we are not convinced, at the moment, that anyone has invented a better system. The alternative of the commons is too horrifying to contemplate. Injustice is preferable to total ruin.”

The implication is that private owners will do a better job of caring for the environment because they want to preserve the value of their assets. In reality, scholars and activists have documented scores of cases in which the division and privatization of communally managed lands had disastrous results. Privatizing the commons has repeatedly led to deforestation, soil erosion and depletion, overuse of fertilizers and pesticides, and the ruin of ecosystems.

As Karl Marx wrote, nature requires long cycles of birth, development and regeneration, but capitalism requires short-term returns.

“[T]he entire spirit of capitalist production, which is oriented towards the most immediate monetary profits, stands in contradiction to agriculture, which has to concern itself with the whole gamut of permanent conditions of life required by the chain of human generations. A striking illustration of this is furnished by the forests, which are only rarely managed in a way more or less corresponding to the interests of society as a whole…” (Marx 1998: 611n)

Contrary to Hardin’s claims, a community that shares fields and forests has a strong incentive to protect them to the best of its ability, even if that means not maximizing current production, because those resources will be essential to the community’s survival for centuries to come. Capitalist owners have the opposite incentive, because they will not survive in business if they don’t maximize short-term profit. If ethanol promises bigger and faster profits than centuries-old rain forests, the trees will fall.

This focus on short-term gain has reached a point of appalling absurdity in recent best-selling books by Bjorn Lomborg, William Nordhaus and others, who argue that it is irrational to spend money to stop greenhouse gas emissions today, because the payoff is too far in the future. Other investments, they say, will produce much better returns, more quickly.

Community management isn’t an infallible way of protecting shared resources: some communities have mismanaged common resources, and some commons may have been overused to extinction. But no commons-based community has capitalism’s built-in drive to put current profits ahead of the well-being of future generations.

A politically useful myth

The truly appalling thing about “The Tragedy of the Commons” is not its lack of evidence or logic — badly researched and argued articles are not unknown in academic journals. What’s shocking is the fact that this piece of reactionary nonsense has been hailed as a brilliant analysis of the causes of human suffering and environmental destruction, and adopted as a basis for social policy by supposed experts ranging from economists and environmentalists to governments and United Nations agencies.

Despite being refuted again and again, it is still used today to support private ownership and uncontrolled markets as sure-fire roads to economic growth.

The success of Hardin’s argument reflects its usefulness as a pseudo-scientific explanation of global poverty and inequality, an explanation that doesn’t question the dominant social and political order. It confirms the prejudices of those in power: logical and factual errors are nothing compared to the very attractive (to the rich) claim that the poor are responsible for their own poverty. The fact that Hardin’s argument also blames the poor for ecological destruction is a bonus.

Hardin’s essay has been widely used as an ideological response to anti-imperialist movements in the Third World and discontent among indigenous and other oppressed peoples everywhere in the world.

“Hardin’s fable was taken up by the gathering forces of neo-liberal reaction in the 1970s, and his essay became the ‘scientific’ foundation of World Bank and IMF policies, viz. enclosure of commons and privatization of public property. … The message is clear: we must never treat the earth as a ‘common treasury.’ We must be ruthless and greedy or else we will perish.” (Boal 2007)

In Canada, conservative lobbyists use arguments derived from Hardin’s political tract to explain away poverty on First Nations’ reserves, and to argue for further dismantling of indigenous communities. A study published by the influential Fraser Institute urges privatization of reserve land:

“[T]hese large amounts of land, with their attendant natural resources, will never yield their maximum benefit to Canada’s native people as long as they are held as collective property subject to political management. … collective property is the path of poverty, and private property is the path of prosperity.” (Fraser 2002: 16-17)

This isn’t just right-wing posturing. Canada’s federal government, which has refused to sign the United Nations Declaration on the Rights of Indigenous Peoples, announced in 2007 that it will “develop approaches to support the development of individual property ownership on reserves,” and created a $300 million fund to do just that.

In Hardin’s world, poverty has nothing to do with centuries of racism, colonialism and exploitation: poverty is inevitable and natural in all times and places, the product of immutable human nature. The poor bring it on themselves by having too many babies and clinging to self-destructive collectivism.

The tragedy of the commons is a useful political myth — a scientific-sounding way of saying that there is no alternative to the dominant world order.

Stripped of excess verbiage, Hardin’s essay asserted, without proof, that human beings are helpless prisoners of biology and the market. Unless restrained, we will inevitably destroy our communities and environment for a few extra pennies of profit. There is nothing we can do to make the world better or more just.

In 1844 Friedrich Engels described a similar argument as a “repulsive blasphemy against man and nature.” Those words apply with full force to the myth of the tragedy of the commons.

Ian Angus is editor of Climate and Capitalism 

Works cited

• Appell, G. N. 1993. “Hardin’s Myth of the Commons: The Tragedy of Conceptual Confusions.” http://tinyurl.com/5knwou

• Boal, Iain. 2007. “Interview: Specters of Malthus: Scarcity, Poverty, Apocalypse.” Counterpunch,September 11, 2007. http://tinyurl.com/5vepm5

• Bromley, Daniel W. and Cernea Michael M. 1989. “The Management of Common Property Natural Resources: Some Conceptual and Operational Fallacies.” World Bank Discussion Paper. http://tinyurl.com/5853qn

• Cox, Susan Jane Buck. 1985, “No Tragedy on the Commons.” Environmental Ethics 7. http://tinyurl.com/5bys8h

• Engels, Friedrich. 1892. “The Mark.” http://tinyurl.com/6e58e7

• Engels, Friedrich. 1844. Outlines of a Critique of Political Economy. http://tinyurl.com/5p24t5

• Fraser Institute. 2002. Individual Property Rights on Canadian Indian Reserves. http://tinyurl.com/5pjfjj

• Hardin, Garrett. 1966. Biology: Its Principles and Implications. Second edition. San Francisco. W.H. Freeman & Co.

• Hardin, Garrett. 1968. “The Tragedy of the Commons.” http://tinyurl.com/o827

• Marx, Karl. [1867] 1998. Marx Engels Collected Works Vol. 37 (Capital, Vol. 3). New York: International Publishers

• Neeson, J.M. 1993. Commoners: Common Right, Enclosure and Social Change in England, 1700-1820. Cambridge University Press.

Ideology and Hypocrisy Amid Slavery and Democracy - Strange Bedfellows from Time Immemorial

By Stephen Joseph Scott

The history of the existence of slavery as an institution in antiquity and beyond is one of the most common; and, at the same time, one of the most complex tales to be told. Virtually every society, touching almost all the continents of the world, has had its own form of enslavement. The implication being that, nearly, every group of humankind whether racially, ethnically, or culturally categorized as diverse, unattached, or essentially separate, has been marked by the legacy and tradition of human bondage geographically and/or ancestrally. This work will be focusing on the origins and culturally supportive underpinnings of ancient Greek identity, its philosophy, law, ideology, and ethnicity; and, those extant essentialist elements, such as class, that not only made slavery in the ancient Greek world possible but normalized its place within a societal hierarchy that helped define who and what an ancient Athenian was - pitched against a broader Mediterranean ethos. Beyond that, this work will address how ancient Greek thought, as to what essentially constituted a slave versus a free person, later ignites a heated counterpoint which asserts hypocrisy lies at the core of ancient Greek thinking when it comes to the fundamental differences: physical, psychological, and emotional, that inexorably lie between free-persons and human-beings in captivity – made evident by how that debate rages to this day in contemporary historiography….

It is best that we start at the beginning with Homer: ancient Greek storyteller and legendary poet, who lived as early as the 8th century BCE; and, is still considered one of the most celebrated and influential writers of antiquity - for good reason. Homer is brought to the fore because his illustration as evidenced below reveals the essential deleterious effect of human bondage, which, poignantly foreshadows the debate mentioned above by millennia, ‘For Zeus who views the wide world takes away half the manhood of a man, that day he goes into captivity and slavery’ (Homer, Odyssey 17.367-9). Homer is explicitly defining the enslavement of a man as the diminishment, in a purely ontological sense, of one’s inherent human dignity. Aristotle, on the other hand (ancient aristocratic Greek philosopher and polymath extraordinaire), who penned his work in the latter 4th century BCE, some four hundred years after Homer, sets a foundational opposition and enduring precedent of his very own when it comes to the quality, status, value, and condition of enslaved persons.

Aristotle, as is broadly known, defined an enslaved person (doulos), that is, a human-being held in bondage, as ‘a live article of property’ (Aristotle, Pol. 1253b33). The great thinker himself, speaking on behalf of his class interests, goes on to define the value he derived from such persons defined as property, ‘Of property, the first and most indispensable kind is that which is … most amenable to Housecraft; and this is the human chattel.’ He then goes on, with a decisively imperialist tone, ‘Our first step therefore must be to procure good slaves (doulous)’ (Arist. Oec. 1344a23-26). Aristotle makes clear his essentialist views which not only defined a slave as property, but goes further, stating that the value, status, utility, and material condition of persons classified as slaves is not only a useful one, but a natural one:

These considerations therefore make clear the nature of the slave and his essential quality; one who is a human being (anthrôpos) belonging by nature not to himself but to another is by nature a slave, and a human being belongs to another if, although a human being, he is a piece of property (ktêma) (Arist. Pol. 1254a14-18).

Aristotle’s proposition is an important one given this work’s purpose which is to bring forth these precise notions, or conflicting theories, that have significantly undergirded, influenced and/or reinforced conceptions of class, personhood, value, and status interwoven within western thought throughout the ages.

Which brings us inevitably to the longstanding property versus domination argument spearheaded, in modern scholarship, by Orlando Patterson in his 1982 book entitled Slavery and Social Death. Patterson delivers a scathing rebuke to Aristotle’s customary formulation of slavery in terms of property. He unequivocally argues that slavery, from his learned vantagepoint, is, in fact, ‘the permanent, violent domination of natally alienated and generally dishonored persons’[i]. Which poignantly parallels Homer’s description that human beings, held in captivity against their will, are not only persons dominated physically, but are individuals essentially diminished morally, emotionally, and psychologically. The conventional view, as presented by Aristotle, is unsound, according to Patterson based on two distinct factors. Firstly, Patterson argues, ‘to define slavery … as property fails as a definition, since it does not really specify any distinct category of persons.’ Because everyone, whether ‘beggar or king, can be the object of a property relation.’ One can only construe that what Patterson is saying, when it comes specifically to slavery, is that the term ‘property’ obscures, diminishes or diverts one’s attention away from the overt and brutal nature of an enslaved person’s everyday lived experience. Secondly, Patterson contends that the term property is inconsistent in substance when it comes to diversity of culture - meaning many societies, however archaic, lacked the very concept of ownership. Denoting that slavery has accompanied mankind through time immemorial, from primitive village societies to ancient Mesopotamia and beyond, where, he argues, the laws and social mores of any given society didn’t precisely match that of Aristotle’s definition of property – therefore it generally fails as a classification of slavery [ii].

David M. Lewis counters Patterson’s argument on the ‘property point’ as stated above by proclaiming that during the Neo-Babylonian and Persian periods, the evidence clearly demonstrates in abundant detail, that the circumstance between slave and master, in legal terms, was ‘a relationship based on the fact that the slave was the property of his or her owner’-exhibiting all the elementary features necessary, per legal theory, to reach the standard of ‘property’ [iii]. Lewis challenges Patterson’s stance further by stating:

[The popular] view that esteems private property rights to be an advanced development of Roman legal theory ignores the findings of almost a century of legal anthropology, which has observed private property systems in a variety of tribal social systems that were far less advanced in terms of technological and social complexity than even the society imagined in Homer’s epics [iv].

While Lewis’ examination proves ‘slavery as a form of property’ in a legal context, there is still validity in Patterson’s position given the fact that persons in bondage (from a humanist perspective) reduced to the level of property in a solely ‘legal sense’ nullifies their individual agency and all that essentially makes them human.

In fact, slavery, and democracy, in ancient Athens and beyond is a multidimensional and multifaceted story of innate human capacity and agency, dignity, adaptability, fortitude, and resistance. Meaning, ‘…slaves were not passive objects, whose identity and existence was completely dominated by their masters.’[v]  As described by Xenophon (Greek military leader and philosopher), there were without a doubt slaves forced into strenuous domestic work: ‘baking, cooking, spinning’ and scrubbing under their owner’s will (Xen. Oec. 9.9). That said, we are also told of others that gained valuable skill-sets outside the home, coinciding with their inherent intelligence and creativity, from potters to builders to bankers and shoemakers (Hyperides, 3.1-9; and Aeschines, 1.97)[vi]. These slaves participated in communal undertakings (such as workshops and spiritual associations) together with other free and enslaved persons. Even Aristotle, who had little love (agape) for the underclasses, had to acknowledge, albeit cautiously, the inherent democratic nature (and/or threat thereof) made evident by the sheer numbers of this uniquely collective phenomenon - what the great theorist himself branded as koinônia, simply defined as fellowship of the masses. But the politikê koinônia (he warns) was specifically formed for the benefit of its members (Arist. Eth. Nic. 1160a4-6). Influenced by his celebrated teacher, renowned philosopher Plato, who argued that the limits of citizenship and its influence correlate with ‘the precise form of constitution and law’ in place (Plato, Laws 714c) - Aristotle’s well-known anti-democratic discourse on ‘mob-rule’ and the necessity for the ‘rule of law’ as fundamental to ‘the natural order of things’ thus becomes most evident. While in agreement with Pericles’ famed proclamation on the importance of the ‘rule of law’ in the ancient Greek city-state; when it came to what Pericles professed as the virtues of democracy defined, the two-men parted ways in dramatic fashion. In what is considered the ideal of a democratic philosophical vision, Pericles outlines demokratia (in his famed funeral speech of 431 BCE), as follows:

Its administration favors the many instead of the few…equal justice to all…class considerations not being allowed to interfere with merit; nor again does poverty bar the way. The freedom which we enjoy in our government…[teaches] us to obey the magistrates and the laws, particularly as regard [to] the protection of the injured (Thucydides, 2.37).

On the contrary, Aristotle’s depiction of a ‘democratic regime’ and/or constitution is one with an inherent propensity toward ‘license and lawlessness.’ He defines, ‘radical democracy,’ in that of Athens for example, as having two critical flaws: firstly, the influence of the demos can potentially supersede the law (Arist. Pol. 1292a4ff.); and secondly, the demos hold the power to impeach magistrates for wrongdoing (such as malfeasance) which Aristotle intimates are both a step too far (Arist. Pol. 1292a30, and cf.1298a29-35). That said, as threatening as he might have interpreted it, the concept of koinônia permits us to observe enslaved persons actively utilizing their intrinsic agency within a broader collective milieu.

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Returning to the question as stated at the outset of this work, Lewis’ focus on the laws of ancient societies, in lieu of the contention outlined above, is immensely valuable when it comes to understanding the conventions per Athenian slave society and their ramifications. Broadly viewed as a protection mechanism for slaves, given a singular example, the Greek law on ‘hybris,’ in ancient Athens, expressly defined as the negation of the deliberate implementation of violence to humiliate, demean, or degrade - is not as straightforward as it might appear. Yet again, hypocrisy abounds as evidenced: to presume that the Athenian law pertained to an owner’s mis-conduct toward his ‘property’ obliges us to disregard the ‘abundant proof’ of regular and generally habitual violence toward slaves by their masters.[vii] Beyond that, it is difficult to correlate the law as ‘protectionary’ given this evocative assertion by Plato, ‘[a slave] when wronged or insulted, is unable to protect himself or anyone else for whom he cares’ (Plato, Gorg. 483b). The following statement is as definitive as it gets when revealing the underlying deceit interwoven within Athenian law itself when it came to enslaved persons and their standing, ‘[the] law included slaves [simply] because the lawgiver wished to curtail the spread of hubristic [or anti-social] behaviour among the citizens tout court … the hubris law was designed to engender respect and orderly conduct among citizens not to protect slaves’ [viii] [ix]. Meaning, that the Athenian lawgivers were not overly concerned with the physical wellbeing of persons classified as slaves, but perhaps were more intent on curtailing their judicial workload.

The reality was that the right of masters to physically abuse their slaves in ancient Athens was, if not absolute, certainly extensive. Xenophon affirms the practical necessity on behalf of owners to punish their slaves, but simply asks for them not to do so in a state of rage (Xen. Hell. 5.3.7; cf. Hdt. 1.137). Demonstrating that, violence toward persons in bondage in ancient Athens was perfectly acceptable if it was executed in a manner of equanimity. According to Xenophon, however, slaves should never resist. He goes on to say, that masters could, or should, ‘clap fetters on them so that they can’t run away’ (Xen. Mem. 2.1.16). Hence, so it is argued, in summary, that what helps clarify, or defend, Aristotle’s assertion that ‘the slave [is] an article of property imbued with a soul’ (Arist. Pol. 1253b32), is justified due to the fact that ‘this view of the slave as an article of property’ was a generally held belief of society at large when it came to the status of enslaved persons within the ancient Greek ethos [x].

That said, when it comes to hypocrisy, the law and excessive abuse – domination, as defined by Patterson permeates the historical record.  A poignant example of the common acceptance in ancient Athens of emotional and physical abuse (or the threat thereof) cast upon slaves, and the like, is provided by Lysias, where he describes in detail the testimony of a plaintiff in an Athenian court recounting the brutal (and pervasive) threat of torture (and even death) that hung over the heads of enslaved mill workers - commonly known ‘as mill-roaches’ (Lysias 1. 18-22). In addition, owners of enslaved persons were generally granted legal leeway, under the authority of judges, to sexually abuse their slaves.[xi] Signifying that when a slave was purchased, they were in fact the owners’ possession to do with as they desired - which helps lend even more credence to Patterson’s analyses of domination as described.

A question of further importance is what defined, or signified, a slave and their station in ancient Athens? Was it one of ideology or innate difference that helped delineate the distinction between a Greek and a non-Greek? As understood in the broadest sense of the term, barbarian is the word used to describe not only a non-Greek speaking immigrant, but in fact, a definitional term which explicitly portrayed an enslaved person of foreign origin, as, ‘non-Greeks imported from foreign lands via the slave trade’[xii]. An Athenian essentialist view, as noted, between native slave and foreign slave, (that is, between natural born Greeks and outsiders) is underscored by Aristotle’s description of an enslaved Greek as ‘an accident contrary to nature’ (Arist. Pol. 1255a1). These Greek essentialist views, of one people’s ethnic superiority over another, are noteworthy because they significantly impact western thought and societal conditions throughout the ages – emphasizing race and class as inherent points of difference develop into a clear normative of class hierarchy.

Fast forwarding to the 18th century Anglo-world for example, Francis Hutcheson (elite 18th century British moral philosopher) proclaimed that permanent enslavement should be ‘the ordinary punishment of … idle vagrants.’ ‘Idle vagrants,’ being defined as most anyone with what Hutcheson considered, ‘slave like attributes,’ from the idle poor and indigent to confiscated and subjugated human cargo - principally Africans [xiii]. Conversely, in something of a confessional, Thomas Jefferson (slave owner, philosopher, and 18th century American statesman) recognized and voiced the odious elements of the dominion argument, as defined, some two hundred years prior to Orlando Patterson, ‘[the] commerce between master and slave is a perpetual exercise of … the most unremitting despotism on the one part, and degrading submissions on the other.’ He then goes on in a revelatory tone, to inform just how these elite classes, throughout the millennia, bequeathed attitudes of dominion from one generation to the next. Stating that, the children of the elite were thus ‘nursed, educated and exercised in the daily art of tyranny.’ Virginia’s slave plantations as he describes, were by their very nature, ‘schools of iniquity and domination’[xiv]. Consequently, Aristotle’s, early, and pervasive, theory of the ‘natural order of things,’ when it comes to class and ethnicity, is made brazenly evident (Arist. Pol. 1252a-1253b).

Finally, how common place was slave society in the ancient Greek world and what was its magnitude? It is said that the importation of slaves was a lasting one, being that Greek slave society lasted enduringly throughout both the archaic and classical periods until its absorption by Rome in 146 BCE. Although the Roman slave trade surpassed that of the Greek numerically, given Rome’s imperial might over the Mediterranean world, it is said that ‘the Greek slave system was both the elder and the longer-lived.’ The Greeks had helped set a historic precedent by perfecting their own imperial prowess through the conquering of their neighbors [xv]. But, where in fact were these subjugated and enslaved persons extracted from and how common were they in ancient Greece? Ancient Greek inscriptions help make evident that enslaved peoples, represented a wide breadth of humanity throughout the known world at the time. These people included men, women, and children in a variety of hues, from such far-off places as Thrace, Phrygia, Syria, Caria in southwest Anatolia, Illyria on the western Balkan Isthmus, Scythians from eastern Iran; and, Colchians from the eastern Black Sea [xvi] - depicted by Herodotus, in the 5th century BCE, as a ‘dark-skinned and woolly haired’ people (Hdt. 2.104.2). What Herodotus’ quote helps to highlight for us is an ancient Athenian social construct. That being, the prevalent belief (when it came to the stature of imported slaves), of a clear and innate delineation based on race (and/or phenotype), accentuating a natural taxonomic classification or difference between indigenous Greeks and all others – especially slaves.

When it comes to how common slaves were, Josiah Ober estimates the slave population of fourth-century BCE Athens to be around 35 per cent of the total population of roughly 227,000 [xvii]. Which made slavery quite pervasive throughout ancient Athens and helps to explain the essentialist Greek/Other dichotomy as such. As Vincent Rosivach makes evident, ‘[When] Athenians thought about slaves, they habitually thought about barbaroi, and when they thought about barbaroi they habitually thought about slaves’[xviii]. Suggesting that this was commonplace in classical Athens - legislatively undergirded by the proposed law of Pericles of 451 BCE which confined citizenship solely to persons of Athenian birthparents on both sides. Ultimately defining in ethnocentric terms, an essentialist difference (between Greeks and others), based on birth lineage and cultural origin (Arist. Const. Ath. 26.3). In paralleling slave societies throughout the epochs, ‘the slave system of the fourth-century Greek world was of roughly the same numerical magnitude as that of the United States ca. 1800.’ By the early 19th century, in the South, ‘30-40 percent of the population’ was made up of chattel slavery under the brutal control of concentrated wealth and political power, land, and resources… [xix]. Both societies (separated by millennia) became indulgently rich and hegemonically powerful in their respective spheres of influence – primarily based on the wealth created by their slave societies thus implemented. As mentioned, due to the commonality of the everyday interaction between slave and non-slave, and its oblique dangers in ancient Athens, elite class interests reinforced ‘the construction of local and wider Hellenic ethnicities, as well as of non-Greek ethnicities, must have been fundamentally imbricated with the ideological needs of the slave trade…’[xx] [xxi]. The main point being that the possibility of a unifying or coming together of freeborn citizens, of lower-class status, and slaves, posed a direct structural (and numerical) threat to the established order of things. Ideology, woven within Greek identity, plays a key role in the hegemonic control of social norms, but not an absolute one.

The understanding by the masses (and a small number of elites alike) that extreme concentrations of wealth played a destabilizing role in the Athenian political and social realms, when it came to privilege, power and class, is made obvious by the following quote from Demosthenes, ‘for the demos to have nothing and for those who oppose the demos to have a superabundance of wealth is an amazing and terrifying (thaumaston kai phoberon) state of affairs’ (Ober, 1990, 214; Dem. Ex. 2.3). Which helps make evident an ancient Athens as not only the well-known paradigm of direct democracy (or rule by the many), but also its intrinsic contradictions (or threats thereof) when it came to status, class, and wealth – which has echoed, as argued, throughout the centuries. As presented, Lewis and Canevaro, bring to the fore, a carefully crafted top-down societal prejudice designed to sow division amongst the masses using class distinctions and/or differences as its exclusionary tool of choice:

Since it was in fact slaves who were more naturally associated with manual labor—they were the prototypical manual laborers— elitist writers and reformers found in this proximity a productive avenue for attacking their suitability for political participation—for having a voice. For elite Greeks and Romans this was a productive strategy for denigrating and dehumanizing ‘the poor’ in political as well as daily life [xxii].

Paradoxically, these notions of disdain toward the poor (or the slavish), defined (mostly) by the ancient Greek elite as, ‘anyone who had to work for living’ (Arist. Pol. 1277b5-7; 1255b23-38), were not limited to the Athenian upper classes. In fact, as Lucia Cecchet suggests, due to the sheer force of elite ideological thought and its pervasive influence (in the 4th and 5th centuries), even within the jury courts of democratic Athens, the repulsion of poverty (including slaves) became commonly offered as a widely conventional view, ‘a communis opinio that the rich and poor shared alike’ [xxiii]; attitudes that permeate western societies to this day, making evident, the powerful effects of elite capture through hegemonic cultural influence in ancient Athens and beyond.

In conclusion, throughout western history, ancient Athens has been viewed as the ultimate model of democracy in a political, ideological, philosophical, and ethical sense – as presented in this work. At the same time, hypocrisy, pertaining to these epitomes of democracy (demokratia – or rule by the many – as outlined by Pericles), adversely permeated its upper classes and beyond with lasting ramifications. Thucydides, Plato, Aristotle and Xenophon, for example, were all critical of democracy, focusing their ire upon the populous; the possibility of its bad decision making; and (what they believed to be), as ‘the [intrinsic] ignorance … of the demos, demagoguery and civil strife’ [xxiv]. Again, these great theorists thought of democracy not as the rule of the many (which was the general Athenian ideal of demokratia), but they portrayed it in a more threatening or hostile sense, such as, ‘the rule of the poor or the mob,’ which helps taint Athenian demokratia within recorded history with a prejudicial top-down class perspective throughout the millennia [xxv]. The proximity between, slave and poor within the democratic confines of ancient Athens, made them susceptible, in both high-level institutional deliberation and, sometimes, in daily collaborations, to manipulative stratagems which ‘aimed to denigrate and even disenfranchise them by stressing the “slavish” nature of their occupations, as incompatible with the virtue required for political participation’ [xxvi]. Furthermore, enslavement, as implemented in ancient Athens and across time, populations and locations could differ enormously or, in fact, possess significant similarities. As is inferred, by ancient Greek scholars throughout this work, the characteristics which helped mold Greek slave culture and its expansion comprised, but were in no way limited to, the amount of prosperity slavery added to the fundamental aspects of that society’s supposed wellbeing, especially its economic growth and military strength. In most instances, throughout the ancient world and beyond, the capturing and subjugation of persons classified as salves was meant to possess, chastise, and/or diminish an economic rival. Thus, as noted, chattel slavery was quite widespread throughout the ancient world and beyond. That said, the agency and humanity, as offered by Orlando Patterson, of subjugated persons, and their relentless struggle for freedom, permeates the historical record (from Athens to Virginia) - which cannot and should not be ignored. Enslaved human beings left behind a powerful legacy of opposition and struggle to free themselves and the family members they so loved. Through the common bond (of unrelenting misery) they forged powerful alliances of resistance and revolt, despite the cultural forces arrayed against them – their historical age or geographical setting.

Stephen Joseph Scott is an essayist associated with The University of Edinburgh, School of History; a singer/songwriter, humanist/activist – a self-taught musician, and performer. As a musician, he uses American Roots Music to illustrate the current American social and political landscape.

Notes

[i] Orlando Patterson, Slavery and Social Death: A Comparative Study (Harvard University Press, 1982), 13.

[ii] Patterson, 20–21.

[iii] David M. Lewis, Greek Slave Systems in Their Eastern Mediterranean Context, c.800-146 BC, First edition. (Oxford, UK: Oxford University Press, 2018), 34.

[iv] Lewis, 39.

[v] Kostas Vlassopoulos, “Greek Slavery: From Domination to Property and Back Again,” The Journal of Hellenic Studies 131 (2011): 195.

[vi] Edward E. Cohen, Athenian Economy and Society: A Banking Perspective (Princeton University Press, 1992), 61–109.

[vii] Lewis, Greek Slave Systems in Their Eastern Mediterranean Context, c.800-146 BC, 43.

[viii] Mirko Canevaro, “The Public Charge for Hubris Against Slaves: The Honour of the Victim and the Honour of the Hubristēs,” The Journal of Hellenic Studies 138 (2018): 100–126.

[ix] Lewis, Greek Slave Systems in Their Eastern Mediterranean Context, c.800-146 BC, 42–43.

[x] Lewis, 54.

[xi] Lewis, 42.

[xii] David M. Lewis and Mirko Canevaro, “Poverty, Race, and Ethnicity,” in A Cultural History of Poverty in Antiquity (500 BCE – 800 AD), ed. Claire Taylor (Bloomsbury, 2022), 14.

[xiii] Edmund S. Morgan, American Slavery, American Freedom: The Ordeal of Colonial Virginia (New York: Norton, 1995), 324.

[xiv] Thomas Jefferson, Notes on the State of Virginia: An Annotated Edition, Notes on the State of Virginia (Yale University Press, 2022), 249.

[xv] Lewis and Canevaro, “Poverty, Race, and Ethnicity,” 7.

[xvi] Lewis and Canevaro, 4.

[xvii] Josiah Ober, “Inequality in Late-Classical Democratic Athens: Evidence and Models,” in Democracy and an Open-Economy World Order, ed. George C. Bitros and Nicholas C. Kyriazis (Cham: Springer International Publishing, 2017), 129–129.

[xviii] Vincent J. Rosivach, “Enslaving ‘Barbaroi’ and the Athenian Ideology of Slavery,” Historia: Zeitschrift Für Alte Geschichte 48, no. 2 (1999): 129.

[xix] Peter Kolchin, American Slavery, 1619-1877 (New York: Hill and Wang, 1993), 242.

[xx] Lewis and Canevaro, “Poverty, Race, and Ethnicity,” 15.

[xxi] Thomas Harrison, “Classical Greek Ethnography and the Slave Trade,” Classical Antiquity 38, no. 1 (2019): 36–57.

[xxii] Lewis and Canevaro, “Poverty, Race, and Ethnicity,” 29–30.

[xxiii] Lucia Cecchet, “Poverty as Argument in Athenian Forensic Speeches,” 2013, 61, https.

[xxiv] Ober quoted in Mirko Canevaro, “Democratic Deliberation in the Athenian Assembly: Procedures and Behaviours towards Legitimacy,” Annals HSS 73, 2019, 3.

[xxv] Mogens Herman Hansen, The Tradition of Ancient Greek Democracy and Its Importance for Modern Democracy, Historisk-Filosofiske Meddelelser 93 (Copenhagen: Det Kongelige Danske Videnskabernes Selskab, 2005), 8.

[xxvi] Lewis and Canevaro, “Poverty, Race, and Ethnicity,” 29–30.

Bibliography 

Canevaro, Mirko. “Democratic Deliberation in the Athenian Assembly: Procedures and Behaviours towards Legitimacy.” Annals HSS 73, 2019.

———. “The Public Charge for Hubris Against Slaves: The Honour of the Victim and the Honour of the Hubristēs.” The Journal of Hellenic Studies 138 (2018): 100–126.

Cecchet, Lucia. “Poverty as Argument in Athenian Forensic Speeches,” 2013.

Cohen, Edward E. Athenian Economy and Society: A Banking Perspective. Princeton University Press, 1992.

Hansen, Mogens Herman. The Tradition of Ancient Greek Democracy and Its Importance for Modern Democracy. Historisk-Filosofiske Meddelelser 93. Copenhagen: Det Kongelige Danske Videnskabernes Selskab, 2005.

Harrison, Thomas. “Classical Greek Ethnography and the Slave Trade.” Classical Antiquity 38, no. 1 (2019): 36–57.

Jefferson, Thomas. Notes on the State of Virginia: An Annotated Edition. Notes on the State of Virginia. Yale University Press, 2022.

Kolchin, Peter. American Slavery, 1619-1877. New York: Hill and Wang, 1993.

Lewis, David M. Greek Slave Systems in Their Eastern Mediterranean Context, c.800-146 BC. First edition. Oxford, United Kingdom: Oxford University Press, 2018.

Lewis, David M., and Mirko Canevaro. “Poverty, Race, and Ethnicity.” In A Cultural History of Poverty in Antiquity (500 BCE – 800 AD), edited by Claire Taylor. Bloomsbury, 2022.

Morgan, Edmund S. American Slavery, American Freedom: The Ordeal of Colonial Virginia. New York: Norton, 1995.

Ober, Josiah. “Inequality in Late-Classical Democratic Athens: Evidence and Models.” In Democracy and an Open-Economy World Order, edited by George C. Bitros and Nicholas C. Kyriazis, 125–46. Cham: Springer International Publishing, 2017.

———. Mass and Elite in Democratic Athens: Rhetoric, Ideology and the Power of the People. Second print., with Corrections. Princeton, N.J: Princeton University Press, 1990.

Patterson, Orlando. Slavery and Social Death: A Comparative Study. Harvard University Press, 1982.

Rosivach, Vincent J. “Enslaving ‘Barbaroi’ and the Athenian Ideology of Slavery.” Historia: Zeitschrift Für Alte Geschichte 48, no. 2 (1999): 129–57.

Vlassopoulos, Kostas. “Greek Slavery: From Domination to Property and Back Again.” The Journal of Hellenic Studies 131 (2011): 115–30.

What Latin America Can Teach About Political Instability

[Pictured: A group of fascists march in Brazil in 2019, with hopes of reviving Brazilian Integralism]

By Diego Viana

For a Latin American like me, a certain anxiety currently expressed by liberals and social democrats in the wealthy West is intriguing. Op-eds in the mainstream media and book titles in political science set off the alarm: democracy, often designated our democracy, is in danger. Why? Because centrist political forces are gradually losing their capacity to determine the terms of the debate and the universe of what is possible, election after election, opinion poll after opinion poll. Meanwhile, the social landscape is transformed by an increasingly aggressive far Right and the return of the Left to the streets around 2011, after a somewhat dormant decade. It is true that political, economic, and social leaderships with little esteem for a democratic veneer are clearly on the rise. It is also true that mass protests and barricades are back in the game. Yet, seen from my part of the world, these trends are remarkably familiar.

It is tempting to reduce the complexity of current political tendencies by jamming them all into the single narrative of “rising populism,” as mainstream political scientists and journalists in the West so often do. It is comfortable, but hardly elucidating, to melt such names as Marine and Jean-Marie Le Pen, Éric Zemmour, Donald Trump, Georgia Meloni, Vox, Alternative for Germany (AfD) and the United Kingdom Independence Party, but also Jean-Luc Mélenchon, Bernie Sanders, Podemos, Jeremy Corbyn, and others, into a single political concept, and then contrast them with a liberal center deemed democratic in essence. 

Comfortable, of course, for those who only aspire to lament the slow corrosion of liberal democracy, as witnessed in Eastern European countries like Poland or Hungary. The framework that delimits the trend as a rise of populism or illiberalism conveniently leaves aside the traditional Right's consistent drift further right. France is a good example. While the suburbs burn in protest against police brutality, the traditional Republicans (formerly “Union for a Popular Movement”) send out xenophobic and racist messages and policy proposals. President Emmanuel Macron, in turn, who was once a minister under socialist president François Hollande, then was elected in 2017 with a strictly neoliberal platform, places himself increasingly in the orbit of rightist ideas, hoping to keep right-wing voters within reach. In 2021, he adopted the notion that universities are dominated by “Islamo-leftism.” This year, he repeated far-right novelist Renaud Camus's diagnosis of a “decivilization” of France.

And yet, someone like Macron, who bypassed Congress to sign a pension reform into law despite overwhelming popular opposition, is considered a symbol of liberal democracy. Is it simply because, unlike Le Pen's Right or Mélenchon's Left, he remains a free market champion? Or, likewise, is the Conservative British government, which installed a prison boat to detain immigrants, liberal-democratic because they don't subscribe to the recoil of economic nationalism characteristic of their Brexiteer predecessors under Boris Johnson? If (neo)liberalism itself develops into a strict surveillance/police state, with a distinctly authoritarian horizon, are we still speaking about democracy?

I believe the Latin American experience suggests that the most significant aspect of the current political trend is neither its “populism” [1] nor its “illiberalism,” but its instability. While the usually nationalistic, sometimes ultraliberal, occasionally religious, and often openly fascist New Right has been rising relentlessly, by creating new parties or caucuses inside the traditional ones, the process has not been as steady as it might seem. In the last decade, the Right, Left, and Center have all seesawed vertiginously between victory and defeat. Think of how the AfD in Germany grew during the refugee crisis of 2016, then lost popularity in the aftermath of the pandemic, then grew again. Or how the traditional Left won the French 2012 elections, only to be practically wiped out in 2017, replaced by Mélenchon's France Insoumise, which has now become the centerpiece of the left-wing coalition NUPES (New Ecological and Social People’s Union) in Congress. Or how the Labour Party reached 40% of the vote that same year with Corbyn as leader, before the debacle [2] that led to the rise of Keir Starmer. Or even the rise of young socialists in the United States, while the obscurantist Right took over the Supreme Court. More recently, in Spain, the Right's inability to form a government with the neofascists from Vox, immediately following a significant victory in local elections, shows that the game is not as linear as is often depicted. Quite the opposite: it oscillates wildly.

Moreover, in most of these countries, opinion polls do not show a clear preference for the nationalist, xenophobic, ultraconservative ideas these groups profess. It is true that they usually don't tip towards left-wing ideas either, such as redistribution or public ownership. Nevertheless, if people in Europe and the United States tend to view the world with a more "centrist" lens, then the loss of steam by the centrist forces becomes puzzling in its own right. Which leads to the good old materialistic interpretation: the political oscillation and the ultra-conservative call may reflect economic insecurities, or, more widely, deeper anxieties concerning living conditions.

The relation between the worsening living conditions and the odd mix of nationalism, racism, bigotry, religious fanaticism, and libertarianism we are becoming used to is not immediately obvious. Sadly, structural relations are rarely obvious. But it is not hard to notice that, in the absence of factors that foster social cohesion — through common experiences, such as work relations and opportunities to consume, which give people a feeling of participation in economic life, and public services, pensions, unemployment benefits etc. — those yearning for belonging may recourse to confrontational forms of religiosity, a renewed strength of white supremacy, or the extreme demands of a neoliberal ethics as it appears in the Silicon Valley way of life, where every aspect of existence is monetized. All of these seem to be fusing as the contemporary face of fascism.

Which brings us back to Latin America, this old periphery of the Western colonial powers (the United States came up with a much cruder term: “backyard”). Here, political oscillation has been the rule in most countries, not in the sense of what in the region is usually called the “healthy alternation of power,” but violent swings between oligarchic (and, more recently, neoliberal) and progressive forces, with a constant risk of authoritarian slides. The 1990s were a nearly monolithic neoliberal period in the region, succeeded by two “red (or pink) tides,” when a series of somewhat left-wing parties took power in many countries almost simultaneously. In between, a conservative interregnum took hold, either via elections or coups — explicit or not (Honduras in 2009 [3], Paraguay in 2012, Brazil in 2016, Bolivia in 2019).

The Argentinian case is probably the most extreme, as the country is still grappling with financial asphyxiation due to the insistence on a one-to-one parity between the peso and dollar from 1991 to 2001, and the  “rescue” packages from the International Monetary Fund (IMF) that followed. In the last decade, the left-wing “Peronista” president Cristina Kirchner was followed by the businessman Mauricio Macri in 2015. Macri then fell out of favor with the electorate due to an inflationary hike intensified by yet another IMF package, and the left-leaning Peronistas [4] regained the Casa Rosada in 2019 with the current president Alberto Fernández.

This year's electoral process has a particularity. In the primaries (where voting is open to all and mandatory), the libertarian, discreetly fascist candidate, Javier Milei, received 30% of the vote, ahead of the traditional right-wing opposition (28.3%) and the governing coalition (27.3%). This means that Milei's prospects of actually becoming president by the end of the year are far from unrealistic. At the time of writing, he’s the betting favorite.

In Brazil, a decade of turmoil ended the relatively stable period associated with the post-1988 “New Republic.” This era of stability, whose hallmark is the adoption of an economic stability plan in 1994, was punctuated by the presidencies of center-right Fernando Henrique Cardoso (1995-2002) and center-left Luiz Inácio “Lula” da Silva (2003-2010), whose tenures marked a particularly optimistic time, when Brazilians genuinely felt that the country had reached a new stage of political maturity — if there is such thing. The following decade, which began hopefully and the expectation of the 2014 World Cup and 2016 Olympics in Rio de Janeiro, would turn out to be marked by a series of mass protests beginning in 2013 and political strife.

The apex of this instability came in 2016, when a poorly justified impeachment process sacked Lula's successor, Dilma Rousseff, who faced increasingly vitriolic opposition in Congress, the media, and even heavily astroturfed protests in the streets. The process, which has consistently been denounced as a coup by the Left, installed her conservative vice president, Michel Temer, in her seat. The traditional political forces of Brazil, which includes large landowners, bankers, the very few families that control the media, the high bureaucracy, the military, and what is left of the manufacturing sector, believed this would obliterate the Workers' Party (PT) and lead to many years of center-right governments.

Instead, the 2018 election brought what felt like a preordained victory for a caricatural far-right candidate who promised to “clean up” the country of leftists and, during the pandemic, mocked the victims and imitated a person suffocating to death. COVID killed more than 700.000 Brazilians. Four years later, Lula was back in office, elected by an insignificant margin of 1.8% of the vote, and riding on the widest imaginable alliance.

In the last few years, the oscillation intensified and accelerated. Peru, Paraguay, Bolivia, and Ecuador have faced protests, impeachments, jailed ex-presidents, fascist presidents, and strikes [5]. Chile — historically the most stable South American country — caught fire.

The 2019 “estallido social” (social blowup) during the presidency of neoliberal Sebastián Piñera led to the formation of a remarkably progressive constituent assembly. The 2021 election pitted the young left-wing activist Gabriel Boric against the neofascist José Antonio Kast, with a victory for Boric that may have been his last. Since then, the project of a new constitution suffered a resounding defeat and his approval rates have sunk. 

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In Colombia last year, Gustavo Petro, a former guerrilla fighter and mayor of the capital, Bogotá, was the first left-wing candidate to reach the presidency, with Francia Márquez, a black female environmentalist, as vice president. Petro's party, Humane Colombia (formerly “the Progressive Movement”), is small and had to rely on a heterogenous alliance (Historic Pact for Colombia) to achieve victory. In government, as the alliance shattered with some of the parties failing to vote with the government, Petro and Márquez came under fire from all sides: the regional agricultural elites, the traditional parties (such as ex-president Álvaro Uribe's Democratic Center) and, of course, the media — which, as in many of the neighboring countries, is highly concentrated. As usual, accusations of corruption are the first tactics employed. In Petro's case, they involve illegal drug money in the electoral campaign and spying on his enemies.

In sum, except for Uruguay, where the Left governed for 14 years and was succeeded last year by a traditional, “normal,” neoliberal president, the politics of Latin America are unstable and often nasty. Progressive, conservative, and neofascist governments have been coming and going in many of the key Latin American countries. No particular set of policies seems to be able to take hold. One group reaches power when the others have disappointed their constituencies.

Why are they disappointed? Once again, because of living conditions, which have largely stagnated for at least two generations, beginning in the early 1980s and leading to rural and urban conflicts, underemployment, and that same permeability of the middle classes to neofascist messages as we are witnessing in the West. As the social tissue increasingly frays, those with a certain level of property and wellbeing feel threatened, and it is hardly a surprise that they resort to “saviors” and “punishers.”

And what makes the Latin American case so instructive for the developed West? I would argue that Latin America, being a “fragile” satellite of the Western world, is particularly exposed to the fluctuations that reveal a crack in the edifice of liberal democracy, in the way this form of government has developed over the last half-century.

While a significant portion of humanity has been living under the aegis of neoliberalism since the late 1970s and particularly after the fall of the Soviet Union, it seems that everywhere in the world the mental model of political stability is still the social-democratic system of the post-WW2 period, particularly in Europe, and known in France as “Les Trente Glorieuses,” the three “glorious” decades of growth with distribution, well-paid manufacturing jobs, widespread unionization, and a managed form of capitalism that guaranteed a comparatively high level of social participation in policymaking. In other words, we seem to expect a kind of world, with the living conditions it implies, that belongs to a bygone era. Our grandparents took a certain political security and quality of life for granted, and we still long for that. But it is not within our reach.

Social-democratic parties promise to reconstitute this historical structure, and occasionally win with that message. But they cannot deliver and lose face, support, and credibility. Then come the conservatives, who intensify the neoliberal agenda, only to cause more precariousness and financialization. Then come the neofascists, who generate horror, social conflict, and brutality. And the cycle repeats.

The illusory character of this somewhat rosy depiction of the mid-20th century is well-documented and nowhere more evident than in what was then called the “Third World.” In Africa, Latin America, and Southeast Asia, the voracious quest for raw materials and cheap labor left a trail of civil wars, coups, and massacres. This probably reminds you of the Vietnam War, but the military dictatorships in Brazil, Argentina, Uruguay, Chile etc., all of which were supported by the CIA, are also part of the story. The colonial grip over these parts of the world far outlasted the formal colonial ownership or “protection,” as we see from the Western interventions following independence wars in African countries. To a large extent, the comfortable lifestyle that the West associates with liberal democracy was built on the exploitation of the rest of the world, in a renewed form of colonialism.

What made possible the political balance that characterized the “Trente Glorieuses,” with strong trade unions, rising manufacturing wages, and social mobility (in French again: the “ascenseur social,” or “social elevator”), was the possibility and necessity of class negotiations and agreements. Neither capital nor organized labor could expect to have their way in full — even taking into account the strong communist parties of Europe, whose revolutionary flame was kept as low as possible most of the time. Political systems could remain stable and successful due to this delicate equilibrium. However, the equilibrium in turn was maintained thanks to a fear of the Soviet bloc, an unimpeded flow of cheap oil, easy access to resources and markets in the “Third World,” and the absence of serious economic competition from non-Western countries.

As we know, this model was progressively eroded by several factors. The quick rise in productivity that accompanied the industrial advance waned off, making it harder to keep the wage increases. The rise of neoliberalism eliminated the redistributive mechanisms that could have extended the balance of power between capital and labor for a few more years. The capacity of China and other Asian countries to attract manufacturing jobs with ever higher skill profiles, in part due to the opening of markets known as globalization, broke unions' bargaining power. Neoliberalism first emerged and reached power as a response to the exhaustion of the post-war welfare state, the social-democratic model. But it never truly replaced, even among the Left, the notion of a nearly ideal state of affairs where a certain level of democracy was guaranteed by what the German philosopher Theodor Adorno called “managed capitalism” [6].

What makes Latin America a particularly relevant place to understand where the structural power relations are heading elsewhere is that many of the countries mentioned above have been experiencing a post-industrial kind of stagnation for several decades already, after an incomplete process of economic development undertaken precisely in the period of late colonialism, Cold War, and the belief that industrialization was an infallible catalyst of development. Latin America, which never quite developed the institutions of Western social democracy, has to cope with swollen cities, underemployment and informal work, capital imbalances, crumbling infrastructure, but has poor political means to respond. And it was, after all, the site of the first experiment in neoliberal governance: Augusto Pinochet's Chilean dictatorship.

As a result, neoliberal, progressive, and fascist governments replace each other continually, not always in the smooth manner one expects from the ideals of liberal democracy. Occasionally, promises of improved living conditions can be fulfilled, but only to a limited extent, which is why the success stories are quickly followed by a period of frustration and revolt, leading to power changing hands again.

In this context, it is not hard to see that the authoritarian far Right has an edge. Its advantage comes at a low cost. By promising the past over the future, the known over the unknown, the neofascists of our time are always able to delay satisfaction and simultaneously keep their position by blaming someone else. The worse it gets, the easier it is to repeat the process. While an ultraconservative government cannot provide the quality of life that subsists in people's imagination as a mark of the 20th century — the economic and even environmental conditions are incompatible — it can still renew its promise by blaming non-conforming groups for the slowly worsening conditions of life. Hence, the ghost of communism, the widespread xenophobia, the justifications of racism, misogyny, homophobia, etc. that have become so common in our time. 

The post-WW2 model tends toward utter unattainability. It should no longer be our horizon of expectations. Bleak as this may sound, it is safe to say that the edifice of multi-party democracy is crumbling before our eyes. In a world where energy is no longer abundant, manufacturing does not guarantee safe jobs for the working class, unions are busted, climate change puts crop yields at risk, and the neocolonial control over the rest of the world can no longer be expected, the social-democratic balance is hardly tenable.

The greatest risk is that the dominant classes give up the pretense of democracy and revert to a more explicit authoritarian regime. This is most certainly already underway, if we think of the Republican Party under Donald Trump, Israeli prime minister Benjamin Netanyahu's reforms, the British Conservatives, the Spanish People’s Party, or Macron. Once again, Latin America provides a clear-cut example of this choice, as the Right turns to military and religious leaders in their attempts to regain or extend control over the state.

If we can still hope for democracy, we have to accept that it will not be social democracy and certainly not liberal democracy. Whatever it will turn out to consist in, it must be built from the ground up, and the very process of construction needs to be as democratic as the expected final result. In this respect, the bright side — and it is always advisable to conclude from the bright side — of the Latin American landscape is that this part of the world is also a vibrant cluster of the grassroots political and social experimentation we must nurture. The plurinational constitution of Bolivia, the ecosocialism being developed by the Brazilian Landless Workers' Movement, the strength of solidarity economy schemes in Argentina, and the articulation of indigenous movements in many of the countries show that the authoritarian conservative turn is not a matter of necessity. New models of collective life and social organization are being forged, and this is where we should turn to find inspiration.

Diego Viana is a Brazilian economic journalist. He earned his PhD in political philosophy from the University of São Paulo and covers Brazilian politics, economy, and social conflict.

Footnotes

[1] In its contemporary form, the concept is most often used in a way that corresponds to Jan-Werner Müller's definition as pitting a “pure and unified people” against a “morally corrupt elite.” This is, of course, not a helpful definition if we are trying to understand the inherent instability of the period. I will not discuss this definition, and also leave aside the appropriation of the concept of populism by Chantal Mouffe, Ernesto Laclau, and Pierre Dardot, as the question of defining populism is beside the scope of this text.

[2] The main instrument of Corbyn's downfall was a report that accused him of not handling antisemitism accusations within the Labour Party appropriately. Later, Al Jazeera revealed that the party bureaucracy actively worked to undermine his leadership, which included drafting the antisemitism report. Corbyn was later suspended from the party.

[3] In 2009, the Honduran president Manuel Zelaya was forcefully removed from office by the army, in a traditional coup d'état. In Paraguay, President Fernando Lugo was ousted after a summary impeachment process with only two hours to prepare his defense. The cause was allegedly the insecurity in the country after a bloody conflict between landless workers and the police. This inaugurated the series of “parliamentary coups” that reached Brazilian Dilma Rousseff in 2016. The Bolivian case is different in that it involves the questionable decision by the Supreme Court to allow President Evo Morales to run for a fourth term. After he won the election, accusations of electoral irregularities emerged and the military forced him to resign.

[4] “Peronista” designates the political groups that claim the legacy of Juan Domingo Perón, president in the late 1940s and early 1950s. The reason why one must specify that these “Peronistas” are left-leaning is that there are “Peronistas” of all tendencies, including the conservative Carlos Menem, who introduced neoliberalism to the country in the 1990s. Perón himself tended to favor the right-wing Peronistas. In the 1960s, when exiled in Spain, Perón gave an interview where he was asked to explain how he saw the Argentinian political landscape. He listed the parties but did not include “Peronista” as a category. The reporter reminded him of that, to which he replied: “Oh, but they are all Peronistas.”

[5] I will leave aside the cases of Venezuela, El Salvador and Nicaragua, whose paths are outliers.

[6] A possible reason for this is that the neoliberal agenda transformed living conditions gradually — except in transitioning countries subjected to “shock doctrine” — progressively eroding labor's position in the distributive conflict, in order to uphold Western capitalism's competitive edge. The slow, but sure erosion of the Welfare State and the possibility of what the International Labour Organization names “decent work” seems to sustain the hope for a return to managed capitalism.

Ethical Consumption in the Socialist Imaginary

By Juan Gonzalez Valdivieso

Since its advent in the 1990s, globalization has transformed the world. One of its many notable effects was the further siloing of consumers from the labor that produced their goods and services. Increasingly complex global supply chains alongside deceptive advertising make it nearly impossible to uncover every step in a product’s production and distribution. Of course, strategic clarification of these processes would come to represent its own form of advertising, as the professed “social and environmental values of consumer products” became reliable selling points in and of themselves. This was mainly due to an increase in consumer consciousness — spurred by globalization’s poster child, the internet — that begged for opportunities to consume “ethically.”

Though such “ethical consumption” marked an improvement over previous consumptive practices, a socialist lens reveals its limitations. As socialists understand, capitalist production relies on the exploitation of workers by capital owners, meaning that no level of consciousness or self-awareness on the part of traditional companies can shed their fundamentally unethical character. Even in instances where a worker’s experience with their employer is satisfactory — as can happen when receiving a high salary or wage, robust benefits, or other perks — the company’s simultaneous profiteering is more than just a harmless manifestation of mutual benefit. The very act of turning a profit beyond that which would sufficiently refinance operating costs is one of theft, particularly of the value that the worker has produced via their labor. This surplus value is not returned to the worker nor does it serve operational ends. It instead comprises the millionaire salaries of executives and further grows the capital to which the company can now claim legal rights. In other words, as socialists often argue, there is no ethical consumption under capitalism. However, when considering the ethics of capitalist consumption, the analysis cannot stop there.

It is not so much ethical consumption but rather ethical purity which is impossible under capitalism. Moreover, beneath such a threshold of ethical purity, there lie two spectra upon which one’s capitalist consumption can and should still be measured: that of ethics and, more importantly, that of the consumer. 

The spectrum of ethics — henceforth referred to as the ethical spectrum — is that which the deliberately advertised “social and environmental values of consumer products” implies. In other words, a hierarchy of ethics in consumption does exist just shy of ethical purity. And, most pressingly, that hierarchy is primarily highlighted by the aspects of a good or service’s production and distribution that can be observed, analyzed, and understood. Of course, such aspects are most often only made publicly available for observation, analysis, and understanding at the behest of their corporate manufacturers but they are empirical points of ethical reference nonetheless. Take the purchase of a shirt, for example. When a consumer purchases a shirt, the ethical spectrum offers a host of consumptive options based on the available social and environmental factors at hand, ones which, for the sake of argument, will be boiled down here into three outstanding choices.

The first choice, which will be the optimal form of ethical consumption in this scenario, is one in which it is known to the consumer that the shirt is both the product of union labor and produced in an environmentally conscious way, be that through the use of reusable materials, renewable energy, waste minimization, etc. The second choice, which will be the middle-of-the-road, intermediate form of ethical consumption in this scenario, is one in which the shirt is still the product of union labor but environmental considerations are not present, meaning labor exploitation is minimized through the presence of unionized production but the sustainable nature of the product is lacking. The third and final choice, which will be the worst and least preferable form of ethical consumption in this scenario, is one in which the production of the shirt lacks both union labor and environmental considerations, making it an ethically lackluster product regarding its accommodations for both labor exploitation and sustainability. It is in determining which of the three choices one should pursue, if any at all, that the second spectrum — that of the consumer — becomes relevant.

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The spectrum of the consumer — henceforth referred to as the consumer spectrum — is one which makes an even deeper distinction between consumptive practices than that of the ethical spectrum, as it precedes the question of ethics with the question of ability. To consider consumption under capitalism as an exercise of solely ethical dimensions is to neglect the vital reality underlying such a society: inequality is rampant, poverty is ever-worsening, and the material conditions of the masses only become more dire by the day. As such, it is often the case that for many consumers, ethical considerations are an aspect of capitalist consumption in which they simply do not have the socioeconomic capacity to engage. After all, who is to blame a working-class family for neglecting the exploitative or unsustainable aspects of a good or service they’ve consumed when their socioeconomic conditions may not even allow them to ensure their most basic needs?

The consumer spectrum acknowledges this disparity and ensures that the degree of ethical consideration a consumer engages in is proportional to their socioeconomic standing, one best represented by the consumer’s income. However, conditions beyond those of financial earnings can determine whether disposable income in particular will fluctuate over time, a trend that would then require the consumer’s ethical considerations to similarly shift. These outstanding conditions can take on many forms, incorporating factors such as working conditions — a greater likelihood of on-the-job injuries could decrease disposable income prospects due to evermore frequent medical bills — immigration status — undocumented workers have less access to social safety nets and unemployment benefits than their documented counterparts — and living conditions — crumbling infrastructure could gradually increase the financial burden of maintenance faced by tenants, decreasing their disposable income over time. As such, the consumer spectrum adjusts the ethical considerations incumbent upon a consumer based both on their income and on the potential for their disposable income to fluctuate. In turn, the consumer spectrum ensures two important outcomes.

On the one hand, it makes sure that socioeconomically disadvantaged individuals are not burdened with the task of considering ethics when making consumptive decisions to survive. On the other, it holds socioeconomically advantaged individuals to a higher standard of ethical consumption, one in which they would be remiss to not undergo the kind of ethical considerations previously outlined in the shirt exercise. Admittedly, the former assurance has become more widely accepted in discourse regarding working-class consumption. The latter, on the other hand, risks not achieving the same, as the maxim that there is no ethical consumption under capitalism can serve as low-hanging fruit for socioeconomically advantaged individuals to conveniently justify knowingly unethical consumption. The consumer spectrum seeks to account for such co-optation and counter it head-on.

This layout of consumptive spectra can be useful on the individual level of consumption. For those with the appropriate socioeconomic bandwidth, it offers bountiful considerations that can inform the consumption of a given good or service. However, the utility of the model is perhaps best understood on the macro level. Beyond the pressure that socialists must continue to exert on the existing system — uprooting the power of capital owners and corporations in the process — these spectra provide greater nuance to the socialist perspective on individual accountability and action. Through the ethics and consumer spectra, we can better envision the untapped potential of individualized proactivity in creating a less exploitative and more sustainable society, while also accommodating the diversity of lived experiences and forms of exploitation endured under the current economic system.

Thus, the notion of ethical consumption under capitalism should not simply culminate in an indisputable law of impossibility. Rather, it should be understood as a range of activity that can be engaged in — just shy of ethical purity — based on the ethical considerations at hand and, more pressingly, those which directly pertain to the socioeconomic capacities of the consumer. Only in considering this reality can we better understand the role of individual consumption in the broader socialist project of radical change and revolutionary transformation.

Juan Gonzalez Valdivieso is a Colombian Marxist. In his writing, he seeks to interrogate the nuances of socialist thought and praxis.

Why Didn’t the Revolution Happen?: A Critical Assessment of Marx and Class Struggle

By K. Wilson

There has been a perceptible shift in how Marxists discuss the revolution in the past decades.  Marx insisted that a revolution in industrialized Europe was not just inevitable, but imminent.  The process of “proletarianization,” he wrote, had divided the world into workers who sell their labor and employers who own the means of production, all but eradicating other class distinctions.  This state of affairs would incubate “class consciousness” among European workers, a rational understanding that their interests as a class consisted of seizing the means of production – leading inexorably a socialist revolution.  Marxists in the early twentieth century matched this confidence that the world was on the cusp of revolution.  Lenin, writing in the immediate aftermath of Russia’s 1917 February revolution, proclaimed that “[t]his first stage of our revolution will certainly not be the last.”[1]

But as economic development progressed in western Europe and North America – the countries with advanced industrial economies seemingly ripest for revolution – the revolution simply didn’t occur.  Capitalism and bourgeois democracy remain the dominant economic and political modes in the industrialized west.  And although some socialist revolutions really did occur throughout the twentieth century, most took place in pre-industrial agrarian economies, and almost all of the resulting governments have since collapsed.

In the mid-twentieth century, thinkers associated with the Frankfurt School – most notably Herbert Marcuse – tried to explain the absence of revolution while maintaining a broadly Marxist framework.  Marcuse argued that mass media and consumerism had eliminated the proletariat’s political imagination, thereby sapping the West of its revolutionary potential; in lieu of positive revolutionary activity, he urged a purely negative “great refusal” to participate in consumerism.[2]

Most contemporary Marxist thought tacitly adopts Marcuse’s pessimism about an imminent revolution.  When Marxist literature mentions revolution at all – a rarity – it discusses revolution as a pipe dream, or a hazy and contingent possibility, or sometimes even a strategically unsound goal.  In a rather frank article from 2019, apropos of the 100th anniversary of the First Communist International, Jacobin editor Loren Balhorn wrote that “[a]t least for the time being, it would appear unwise to emulate the Comintern’s strategic perspectives” – that is, the pursuit of an international proletarian revolution – “for working class power.”[3]

For a Marxist, these answers are both unsatisfying and strategically unhelpful.  It is time to return to the very basic question that the events of the twentieth century raise: why didn’t the revolution happen?  The question is of vital strategic importance to contemporary socialism, but there are few attempts to formulate a square answer.

This essay focuses on one aspect of that question – the failure of class consciousness to take hold in western industrialized countries.  A close analysis of the economic and social changes in the industrialized west since Marx wrote reveals several interrelated reasons why class consciousness hasn’t developed.  The disruptive global events of the twentieth century, especially World War II and its aftermath, slowed the “proletarianization” of workers and created breathing room for the growth of a large, relatively prosperous middle class.  The middle class has since served as a buffer between the antagonistic interests of labor and capital.  Further, the transition of many advanced economies from manufacturing-based models to information-based models has blurred the hard line between capital and labor that Marx identified.  These conditions have given rise to a mode of politics on the left based on personal identity rather than class solidarity.  The essay concludes with some strategic observations based on these constraints.

Forces of Convergence

In Capital in the Twenty-First Century, French economist Thomas Piketty established a helpful framework for evaluating conditions that affect income and wealth inequality.  He distinguished between “forces of divergence,” which render society more unequal, and “forces of convergence,” which reduce inequalities.  After conducting an exhaustive analysis of these forces in the twentieth century, Piketty found that three forces of convergence impeded the growth of wealth and income gaps – contrary to Marx’s prediction.

First, Piketty noted that the populations of advanced countries grew dramatically since Marx wrote.  Population growth tends to diminish the importance of inherited wealth, since large family fortunes dilute when the family grows, so this trend reduced wealth inequality.  Second, Piketty observed that the total output of industrial economies grew much more quickly than Marx anticipated.  This reduced income inequality, as rapid economic growth provides more opportunities for people born in poverty to accumulate significant wealth.  Third, Piketty pointed out that the twentieth century was rife with major geopolitical events – World War I, the Great Depression, and World War II – all of which produced massive inflation in the developed world.  Although inflation can cause serious privations in the short term, over the long run, it reduces economic inequality.  This is because debts are measured in specific units of currency, so as currencies lose value, debts become easier to escape.

Due to this confluence of historical phenomena, the mid-twentieth century experienced an unprecedented reduction in economic inequality.  The geopolitical, social, and economic chaos resulting from two World Wars and a global financial crisis created breathing room for genuine upward economic mobility.[4]

The “Middle-Class” Buffer

The result of this upward mobility was the growth of a large and relatively prosperous middle class in most advanced economies, rather than the stark division of bourgeoisie and proletarian that Marx predicted.  The prominence of the middle class has significantly inhibited class consciousness.  Class consciousness, as Marx defined it, is an understanding of the world in terms of “relations . . . not [] between one individual and another, but between worker and capitalist, tenant and landlord, etc.”[5] 

The more stratified the economy becomes, the easier it is for workers to develop a rational understanding of their interests as a class – and a corresponding realization that their interests are antagonistic to the capitalists’.

But without a stark, binary division between workers and capitalists, these antagonisms become murky.  An upper-middle-class worker – say, a corporate middle-manager – is still a worker because she doesn’t own the assets the corporation uses to produce value.  But if she’s wealthier than her neighbors, has a cushy and reasonably fulfilling job, and enjoys a comfortable lifestyle, she has little reason to perceive her interests as hostile to her employer’s.

Throughout the last century and a half, neoliberal institutions have exploited that strategic reality by using the middle class as a “buffer” for class antagonisms.  Howard Zinn’s leftist history textbook, A People’s History of the United States, is rife with enlightening examples of this strategy.  For instance, in his discussion of the Progressive era at the beginning of the twentieth century, Zinn notes that many states began to pass laws providing for compensation for injured workers and otherwise limiting abusive employment practices.  These laws improved conditions for the flood of working-class immigrants arriving from Europe and allowed just enough immigrants to prosper to form “a middle-class cushion for class conflict.”  Later, in the ‘60s and ‘70s, a wave of protests drew attention to the woeful inadequacy of urban schools attended predominantly by Black children.  Boston’s government developed an insidiously clever solution to this problem: rather than fixing the urban schools, it implemented a policy of “busing Black children to white schools, and whites to Black schools.”  The result, Zinn explains, was “an ingenious concession to protest.  It had the effect of pushing… whites and poor Blacks into competition for the miserable inadequate schools.”[6]

These examples illustrate how capital has – more or less consciously – allowed the middle class to thrive in order to pit it against the poor.  The tactic has been remarkably successful.  In America, nearly 90% of people consider themselves “middle-class,”[7] and politicians on the left and right obsessively appeal to middle-class anxieties when seeking election.  Obviously, the middle-class doesn’t actually encompass 90% of the population.  And even if it did, a person in the 95th percentile of income (the top of this purported “middle-class”) and a person in the 5th percentile (the bottom) probably don’t share many tangible interests.  But if both of those folks think of themselves as “middle-class,” they likely won’t perceive their interests as antagonistic.

This tactic works in part because it appeals to a basic human psychological tendency: the fear of relative deprivation.  A person is “relatively deprived” if she is less materially wealthy than her community.  Behavioral psychology shows that a relatively deprived person is likely to feel anger, envy, and resentment even if she is perfectly well-off from an “absolute” perspective.[8]  People’s sense of satisfaction depends on feeling materially better-off than other members of their community, or at least not feeling worse-off.  Due to the various economic strata in the industrialized west, most workers have people slightly worse-off to fear, and people slightly better-off to envy – which makes it easy to divide and conquer folks with similar interests.

The Eroding Distinction between Capital and Labor

Efforts to foment class consciousness in the twenty-first century are complicated by the fact that “capital” and “labor” are harder to pinpoint than when Marx wrote.  In Marx’s world, poor laborers survived by selling their labor and rich capitalists got rich by possessing the means of production.  There were few (if any) rich laborers or poor capitalists.

Not so in the America of today.  As of 2020, over half of Americans owned stock, and many of them – even those who earn relatively low wages – have a significant amount of stock.  Stockholders in the 50th to 90th percentile of income owned an average of $132,000 in stock, while those in the bottom half still owned a healthy $54,000 on average.[9]  A little under half of American adults own mutual funds,[10] while three quarters have a retirement account that rises or falls in value with the stock market.[11]

All of these assets are forms of capital because they represent either a direct (in the case of stock) or indirect (in the case of mutual funds and retirement accounts) ownership interest in the means of production.  Many Americans thus have a tangible interest in the success of corporations – which is why incumbent presidential administrations are much more likely to win reelection when the stock market is strong,[12] and why voters tend to conflate the success of the stock market with the health of the economy.  The notion that laborers and capitalists always have antithetical interests is a harder sell to Americans whose wealth depends on capitalists succeeding.  As it turns out, there are some poor capitalists.

There are also some rich laborers. Socialists often discuss professional athletes as laborers, even though many of them are astonishingly wealthy.  For instance, a Jacobin article celebrated NBA players as “highly-skilled workers” who are in a “position to build working-class solidarity across different groups of workers and extract concessions from management.”[13]

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But this example illustrates why the labor/capital distinction has become harder to draw in late capitalism.  In one sense, calling athletes “laborers” makes sense because they’re paid to train and play games, which is a form of labor.  But many professional athletes make a lot more money from endorsements and advertising than they do from playing.  Are those athletes really “laborers” when most of their income derives from their image, rather than any specific work they perform?  Is an athlete’s personal image really “labor” rather than “capital”?  More fundamentally, would rich professional athletes tangibly benefit from a socialist revolution?

Just as it’s difficult to isolate “labor,” it’s also sometimes hard to locate the means of production with any precision. In Marx’s world, the means of production were concrete: industrial machines that laborers operated to make products.  That’s still true in some industries, like manufacturing, but what about information-based industries?  Picture a software developer.  The “product” she makes is computer code.  What are the “means of production” for computer code?  The simplest answer is a computer, coupled with a programming language and a code editor.  But most software developers probably have their own computers, and most programming languages and code editors are open-source.  In that sense, software engineers own the “means of production” for the product they make – whereas an assembly-line worker doesn’t own the assembly line.  Yet software developers are undoubtedly “laborers” under a traditional Marxist analysis.

None of this undermines Marx’s basic point that labor and capital have antagonistic interests.  But the existence of the middle class, coupled with the transition of advanced economies from manufacturing-based to information-based industries, has made it more difficult to figure out who’s the capitalist and who’s the laborer.  That necessarily inhibits the development of class consciousness.

A Politics of Personal Identity

These conditions have made it difficult for the American left to organize around class.  Instead, throughout modern American history, most leftist political movements have centered on identity – race, ethnicity, gender, gender orientation, sexuality, etc.  Of course, there have been some exceptions; Eugene Debs, the brief prominence of the Industrial Workers of the World in the ‘20s and ‘30s, and more recently, Bernie Sanders’s presidential campaign spring to mind.

But in terms of both numbers and influence, class-based leftist movements pale in comparison to identity-centric efforts like the civil rights movement, the women’s liberation movement, and the Black Lives Matter protests.  Because Americans don’t strongly perceive themselves in terms of class, it’s difficult to organize class-based leftist political activity.  This trend is especially stark in the twenty-first century.  By far the biggest left-leaning political movement in America in the past few decades is the Black Lives Matter protests against racially-motivated police violence.  The largest confluence of protests occurred in the summer of 2020 and involved around 20 million participants – making the protests one of the largest social movements in American history.[14]  Other contemporary rallying points for the left include abortion and LGBTQ rights, which are identity-centric issues.

To give credit where it’s due, identity politics has produced some remarkable results.  Although the Black Lives Matter protests haven’t achieved much tangible progress on police violence – police shootings per capita have actually increased since the protests began[15] – the movement galvanized a generation of Americans into leftist politics.  And thanks to relentless activism by the LGBTQ community, in the past twenty years, Americans’ views on gay rights underwent an astonishing reversal; in 2004, 60% of Americans opposed gay marriage, while in 2019, 61% favored it.[16]

It’s also worth noting that approaches to leftist politics that emphasize only class, to the exclusion of other predicates of oppression, alienate potential supporters and ignore the manifold forms of structural violence that afflict society.  For example, some socialists have tried to reframe police violence as a primarily class-based issue.  But while police are more likely to kill poor people, class explains a mere 28% of the disproportionately high rate of police violence against Black people.[17]  By the numbers, police violence is primarily a race issue.

For that reason, proponents of identity politics often accuse socialists of “class-reductionism.”[18] But while this is sometimes fair criticism, more often than not, the exact opposite is true – movements centered around one type of personal identity conceptualize every political struggle in terms of that identity, replacing “class-reductionism” with race- or gender- or sexuality- reductionism.  That tendency both inhibits class consciousness and causes a fundamental misunderstanding of key political issues, to the strategic detriment of the left.

The “school-to-prison pipeline” is a case in point.  The phrase refers to the tendency of some schools to apply harsh disciplinary policies and refer students who break the rules to law enforcement.  This is pervasive at low-income, predominantly Black and Latinx schools, and was the subject of one of the most widely-read leftist books this century – Michelle Alexander’s The New Jim Crow.  Following in Alexander’s footsteps, virtually every framing of the school-to-prison pipeline fixates on race-based disparities in school discipline and incarceration.  Google “school-to-prison pipeline,” and you’ll find that one of the first results defines it as “practices and policies that disproportionately place students of color into the criminal justice system.”[19]  Class doesn’t even get a mention.

But while there are doubtless real differences in the outcomes Black and white adolescents face in school and the justice system, the majority of those differences are attributable to class, not race.  According to one comprehensive study, about a third of the discipline gap between Black and white students cannot be explained by poverty, disciplinary histories, and school district characteristics.[20]  Obviously this indicates that a disturbing share of the gap in school discipline stems from pure racism, but don’t miss the forest for the trees: two-thirds of the gap is attributable to the material economic conditions of the students.  Another study found that although Black men are significantly more likely to face incarceration than their white counterparts, a majority of that disparity (between 54 and 85%, depending on the definition of “incarceration”) is attributable to class.[21]  In sum, most of the people who traverse the school-to-prison pipeline – and face subsequent terms of incarceration – do so because they’re poor, not because they’re Black.

The way we talk about these issues has strategic consequences.  A poor white person hearing about the school-to-prison pipeline might decide that the issue isn’t important to him because it’s unlikely to affect his kids – an incorrect conclusion founded on an inaccurate framing of the issue.  The school-to-prison pipeline is a class issue, but because leftist politics centers on personal identity, discourse on the school-to-prison pipeline doesn’t promote class consciousness.

Identity politics – or, more accurately, “identity-only politics” – also leaves oppressed groups vulnerable to divide-and-conquer tactics by the right, which further inhibit class consciousness.  The artificial tension between Black people, gay and lesbian people, and trans people is a good example of these tactics.  In the early 2010s, the National Organization for Marriage, an anti-gay advocacy group, circulated an astonishingly frank internal memo on how to use gay marriage as a wedge issue.  An excerpt reads:

The strategic goal of this project is to drive a wedge between gays and Blacks – two key Democratic constituencies.  Find, equip, energize, and connect African American spokespeople for marriage; develop a media campaign around their objections to gay marriage as a civil right; provoke the gay marriage base into responding by denouncing these spokesmen and women as bigots… Find attractive young Black Democrats to challenge white gay marriage advocates electorally.[22]

Later, when trans rights came to prominence in the cultural discourse, right-wing groups pivoted to manufacture another “wedge” between women plus gay and lesbian folks, on the one hand, and trans people on the other.  In 2017, Meg Kilgannon, the executive director of Concerned Parents and Education, spoke at a summit hosted by the Family Research Council – a Christian rightist, anti-LGBT organization.  Kilgannon laid out a strategy for opposing measures expanding trans rights in schools: portray trans rights as anti-feminist and anti-gay.  This would be effective, Kilgannon argued, because “the LGBT alliance is actually fragile and the trans activists need the gay rights movement to help legitimize them.”  But for many LGB activists, “gender identity on its own is just a bridge too far. If we separate the T from the alphabet soup we’ll have more success.”[23]

Wedge issues are an insidiously effective way to blunt the efficacy of identity-based leftist politics.  Promulgating wedge issues pits oppressed groups against one another, which inhibits the members of those groups from perceiving themselves as part of a single economic class with united interests.

Of course, practitioners of identity politics are not to blame for this unfortunate reality.  Most of those folks are sincere advocates for marginalized groups who simply use the most effective political strategies they can muster – and sometimes achieve real progress in their communities.  But while leftist politics in America remains centered on personal identity, class consciousness is unlikely to develop.

Conclusion

This analysis of class consciousness in modern America gives rise to several strategic observations.  First and foremost, the delicate balance of factors that has allowed the middle class to remain viable for almost a century may be deteriorating.  Although factors of convergence have supported the existence of the middle class for the past century or so, those trends seem to be reversing.  Near the end of Capital in the Twenty-First Century, Piketty suggests that population and economic growth are slowing, inflation is slowly declining, and economic inequality is on the rise in the western world.  If the forces of convergence turn into forces of divergence, the classes will slowly stratify, and a degree of class consciousness will probably develop on its own.  Socialists should exploit this reality by advancing a class-centric analysis directed at members of the middle class suddenly cast into poverty by these economic trends.

By the same token, leftist generally should recognize that, given the competing substrata of the economy and the multifarious forms of oppression, neither class nor personal identity furnishes a comprehensive answer to all social ills.  As discussed, class alone doesn’t provide a satisfactory explanation of police violence, and race alone doesn’t provide a satisfactory explanation of the school-to-prison pipeline.  Instead, we should take an empirical approach to confronting specific problems.

Relatedly, leftists should spot wedge issues – which thrive in the areas where two oppressed groups believe their interests are in tension – and avoid schismatic arguments.  Instead, leftist analysis should begin with the tangible interests that most oppressed people share.  For instance, it is routine to point out that Black women face significant and unfair disparities in pay; women tend to be paid less than men and Black people tend to be paid less than white people, meaning that Black women face compound inequities in their salaries.   But discussing pay disparity in terms of identity pits these groups against each other, implying that Black women have different interests from white women and Black men.  A better way to frame the issue is to focus on an enemy common to all of those groups – employers, which have overly broad discretion to set their employees’ salaries – and the common problem that results, namely, that workers as a whole are paid too little and unfairly.

By framing issues in terms that take into account both identity and class, socialists can take advantage of rising economic inequality to promote class consciousness.  And then, perhaps, we can prove that the revolution was merely deferred – not denied.

Sources

[1] Vladimir Lenin, “Letters from Afar: The First Letter,” Pravda, March 21, 2017, https://www.marxists.org/archive/lenin/works/1917/lfafar/first.htm.

[2] Herbert Marcuse, One-Dimensional Man (New York: Routledge Classics, 2007), 21-51, available at https://www.cs.vu.nl/~eliens/download/marcuse-one-dimensional-man.pdf.

[3] Loren Balhorn, “The World Revolution that Wasn’t,” Jacobin, March 2, 2019, https://jacobin.com/2019/03/comintern-lenin-german-revolution-ussr-revolution.

[4] Thomas Piketty, Capital in the Twenty-First Century (Cambridge: Bellknap Press, 2014), 13-15, 20-27, 69-85, 99-109, 377-393.

[5] Karl Marx, The Poverty of Philosophy (Paris, 1847), available at https://www.marxists.org/archive/marx/works/1847/poverty-philosophy/index.htm.

[6] Howard Zinn, A People’s History of the United States (New York: HarperCollins, 1999), 349, 467.

[7] Jeffrey Wenger and Melanie Zaber, “Most Americans Consider Themselves Middle-Class.  But Are They?”, Rand Corporation Blog, May 14, 2021, https://www.rand.org/blog/2021/05/most-americans-consider-themselves-middle-class-but.html.

[8] Heather J. Smith and Yueh J. Juo, “Relative Deprivation: How Subjective Experiences of Inequality Influence Social Behavior and Health,” Policy Insights from Social and Personality Psychology 1, no. 1 (October 1, 2014), https://journals.sagepub.com/doi/full/10.1177/2372732214550165.

[9] “What Percent of Americans Own Stocks?”, FinancialSamurai, 2021, https://www.financialsamurai.com/what-percent-of-americans-own-stocks/.

[10] “Share of Households Owning Mutual Funds in the United States from 1980 to 2019,” Statistica, November 9, 2020, https://www.statista.com/statistics/246224/mutual-funds-owned-by-american-households/.

[11] Alicia Adamczyk, “25% of Americans Have No Retirement Savings,” CNBC, May 24, 2019, https://www.cnbc.com/2019/05/24/25-percent-of-us-adults-have-no-retirement-savings-fed-finds.html.

[12] Paul Vigna, “The Stock Market Is a Strong Election Day Predictor,” The Wall Street Journal, September 7, 2020, https://www.wsj.com/articles/the-stock-market-is-a-strong-election-day-predictor-11599490800.

[13] Barry Eidlin, “Last Week’s Pro Athletes Strikes Could Become Much Bigger Than Sports,” Jacobin, August 30, 2020, https://www.jacobinmag.com/2020/08/sports-strikes-kenosha-racial-justice.

[14] Larry Buchanan, Quoctrung Bui, and Jugal Patel, “Black Lives Matter May Be the Largest Movement in U.S. History,” New York Timesx, July 3, 2020, https://www.nytimes.com/interactive/2020/07/03/us/george-floyd-protests-crowd-size.html.

[15] “National Trends,” Mapping Police Violence, last modified September 30, 2022, https://mappingpoliceviolence.org/nationaltrends.

[16] “Attitudes on Same-Sex Marriage,” Pew Research Center, May 14, 2019, https://www.pewresearch.org/religion/fact-sheet/changing-attitudes-on-gay-marriage/.

[17] 3P Staff, “Class and Racial Inequalities in Police Killings,” People’s Policy Project, June 23, 2020, https://www.peoplespolicyproject.org/project/class-and-racial-inequalities-in-police-killings/.

[18] Tatiana Cozzarelli, “Class Reductionism Is Real, and It’s Coming from the Jacobin Wing of the DSA,” LeftVoice, June 16, 2020, https://www.leftvoice.org/class-reductionism-is-real-and-its-coming-from-the-jacobin-wing-of-the-dsa/.

[19] “Who is Most Affected by the School to Prison Pipeline?”, American University School of Education Blog, February 24, 2021, https://soeonline.american.edu/blog/school-to-prison-pipeline/.

[20] Maithreyi Gopalan and Ashlyn Nelson, “Understanding the Racial Discipline Gap in Schools,” American Educational Research Association Vol. 5, No. 2 (April 23, 2019), https://journals.sagepub.com/doi/full/10.1177/2332858419844613.

[21] Nathaniel Lewis, “Mass Incarceration,” People’s Policy Project, 2018, https://www.peoplespolicyproject.org/wp-content/uploads/2018/01/MassIncarcerationSummary.pdf.

[22] Brett LoGiurato, “Read The Leaked Anti-Gay Marriage Memo Whose Authors Wanted To ‘Drive A Wedge Between Gays And Blacks’”, Business Insider, May 27, 2012, https://www.businessinsider.com/nom-gay-marriage-memos-drive-a-wedge-between-gays-and-Blacks-2012-3.

[23] Hélène Barthélemy, “Christian Right Tips to Fight Transgender Rights: Separate the T from the LGB,” Southern Poverty Law Center, October 23, 2017, https://www.splcenter.org/hatewatch/2017/10/23/christian-right-tips-fight-transgender-rights-separate-t-lgb.

A Review of 'The Intolerable Present, the Urgency of Revolution: Minorities and Classes' by Maurizio Lazzarato

By Felix Diefenhardt

Republished from Marx & Philosophy.

Maurizio Lazzarato’s last book in 2021, Capital Hates Everyone: Fascism of Revolution, ended with a call to put revolution back at the center of left theory and practice and a promise that readers could expect a sequel to his 2016 collaboration with Éric Alliez, Wars and Capital. In this second volume, the authors would provide a counter-history of revolutionary struggle as well as theoretical weapons for revolutionaries in the present. Whether or not this book is still to materialize is anyone’s guess. However, Lazzarato’s latest addition to the Semiotext(e) interventions series, The Intolerable Present, The Urgency of Revolution, reads very much like a single-authored attempt to fulfill that promise. The resulting book sits awkwardly between a polemical call to arms, like Capital Hates Everyone and a dense theoretical treatise in the style of Wars and Capital. As such, it contains some provocative sketches of a counter-history of the present that emphasizes strategic confrontations between revolutionary and counter-revolutionary forces, as well as the foundations of what one might call a theory of revolutionary intersectionality. However, a lack of historical detail and some conceptual fuzziness prevent the book from making the concise contribution to revolutionary theory and strategy that readers were promised.

Conveniently, Lazzarato formulates the problem he is trying to tackle alongside the basic points of his argument in ten hypotheses provided in the introduction. His basic proposition is as follows: ‘For better or worse, what the world is now, we owe it to revolutions.’ (404) Yet, after the last flare-up of revolutionary struggle in the second half of the twentieth century and the neoliberal counter-revolution, the only force ‘capable of planning a long-term strategy and of organizing victorious attacks’ (286) is capital. In the absence of revolutionary ruptures, the left has lost its capacity for strategic initiative, since even the most minute reforms of capitalism are only successful under the threat of revolution. This has left it completely at the mercy of capitalist initiative, forced into the position of passive witness to the erosion of its gains. The only way to reverse this trend, according to Lazzarato, is to rekindle revolutionary struggle. He is careful not to propose any concrete strategies and practices to revolutionaries, instead setting out to analyze the historical role of revolutions, why they disappeared and what the current conditions are for their reinvigoration.

In a sense, this project can be seen to (re-)embrace a classic premise of Italian Operaismo: a political analysis of capitalist society in which 1.) capitalist development is subordinated to working class initiative, its mediation by the state and the response of capital, and 2.) this class struggle is premised in the working class’ potential for effecting a non-dialectical ‘frontal clash’ between opposing forces (workers and capital). However, Lazzarato augments this premise on two important ways.

First, he qualifies the historical significance of working class initiative, arguing that it is only possible when revolutionary rupture is on the table. ‘Without revolution’, he argues, ‘workers are simply a component of capital.’ (158) Second, he decenters working class struggle from his framework, arguing instead for ‘plural struggles of classes’ (14), including struggles of women of racialized and colonized subjects. For Lazzarato, these struggles cannot be subsumed to one hegemonic struggle and he blames the failure of past revolutionary movements to transversally connect these struggles in no small part for the failure of revolution in the twentieth century. This insistence on the multiplicity of class (struggles) must be understood in terms of Lazzarato’s political analysis of capitalism and the short revolutionary history he provides on that basis. He understands capital not as an economic process of valorization through the exploitation of abstract labor. Instead, he proposes a ‘capital seen as a political-economic process with a strategy that composes and decomposes the different modes of production […] relationships of power.’ (424) For Lazzarato, while capital appropriates the surplus value produced by formally free workers, it also appropriates the free reproductive labor of women and the hyper-exploited and sometimes even unpaid labor of workers in the periphery. Without these heterogeneous modes of appropriation in patriarchal societies and along supply chains, profits would surely collapse. Importantly, for Lazzarato, these different modes of appropriation correspond to different modes of domination. While workers are subject to an abstract economic domination, the domination of women and racialized subjects in the periphery are, for Lazzarato, much more direct and personal, and, therefore, appear as archaisms in orthodox Marxist theory.

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This decidedly messy portrayal of capitalism is provocative because leaves aside the orthodox mode of Marxist analysis – trying to lay bare the abstract logic behind the appearances in capitalist society – and is instead developed from an acute sensitivity of and engagement with concrete struggles. Lazzarato emphasizes the constitutive role of colonization, racist and sexist domination in capitalism precisely because, historically those subjected to these archaisms waged the most effective struggles in the twentieth century. ‘Throughout the twentieth century’, he writes, the ‘underdeveloped’ periphery ‘would be successful in its revolutions, while after 1968, the most significant innovations in theory would come from the different feminist movements.’ (13) From this premise, Lazzarato continues to assemble a literature of intersectional revolutionary struggle in the central chapters of the book. His analysis of the struggle of the colonized draws on decolonial classics by Franz Fanon and Aimé Césaire. To theorize revolutionary feminist struggles he provides an extensive reread of so-called materialist feminism. Lazzarato does not really add that much to these strains of literature, but provides a comprehensive overview over their main proponents and a convincing plea for their significance. What makes these thinkers so relevant for Lazzarato’s project is their insistence on a non-dialectical struggle that seeks not to sublate but to abolish the antagonistic duality between oppressor and oppressed in the here and now.

Lazzarato pits this presentist understanding of revolutionary rupture against whiggish theories of revolution that presuppose a certain level of development or urge for a rectifying development after political revolution, postponing a social revolution. Accordingly the history of capitalist development he sketches out in the first leg of the book is not one of stagist development but rather one of ruptures and strategic antagonisms. This history starts with the Paris Commune. In response to this revolutionary rupture, he argues, capital developed a three-pronged strategy of financialization, globalization (imperialism) and monopolization, which figures as somewhat of a constant in Lazzarato’s retelling. In effect through these three strategies capital and the state were able to consolidate power over workers and prop up profit rates. Importantly, financialization and globalization allowed for the inclusion through exclusion of large swaths of the global population that are included in capital’s valorization process precisely because they are excluded from formalities of abstract labor. Lazzarato includes in this category hyper-exploited sweatshop workers in China, micro-financially indebted farmers in Kenya and slum dwellers working in the informal sector all over the world. We will return to the heterogeneity of those included in this category later. Thus, this tripartite strategy operated through the very heterogeneities of appropriation and domination, intensifying them and reconfiguring the terrain for revolutionary struggle. This terrain gives rise to the revolutionary dynamic encapsulated by Lazzarato: successful revolutions (decolonial, anti-capitalist, etc.) in the periphery and social and labor unrest in the core. Accordingly, when the neoliberal counterrevolution seized the capitalist core, it had first re-subjugated the periphery by financial and military means (Chile being the paradigmatic case). For Lazzarato, the world revolution failed because capital adopted a global strategy while revolutionaries were unable to connect decolonial, feminist and class struggles on a global scale.

Post neoliberalism, the present conditions present themselves to Lazzarato as follows: revolution no longer plays a role in politics. Instead, we have witnessed a series of popular revolts, most of which have ended with the state and reactionary forces regaining strength. At the same time however, core and periphery have lost their geographical specificity. Instead, nation-states in the global north and south now contain internal cores and internal peripheries. Because this leads to zones of included exclusion co-existing with economic centers in nation-states, Lazzarato diagnoses an ‘internal colonization’. Recent events like the George Floyd uprisings are therefore increasingly led by lumpenized subjects in the global north. Lazzarato’s implicit hope seems to be that this geographical proximity between formal workers and internally colonized subjects might enable the kind of transversal coordination that was not possible in the twentieth century.

Lazzarato’s theorization of contemporary potentials for rupture thus depends to a considerable extent on the validity of this historical sketch. For this reason, it is rather problematic that he omits any historical detail and contextualization of his claims. Readers will be hard pressed to find concrete examples of the tripartite strategy Lazzarato identifies in action. This gives rise to the impression that he seems to be assuming a level of convergence and coordination between the respective fractions of the capitalist class (finance capital, industrial capital, etc.) that is rather unrealistic. Moreover, his claim that twentieth century revolutionaries did not attempt to link struggles in the periphery and the core is simply not true. However, the most explicit attempts to bring the decolonial war home to the capitalist core took the form of the terrorist violence of the Red Army Fraction or the Red Brigades. By omitting this part of revolutionary history, Lazzarato saves himself the trouble of explaining how his theory can be distinguished from – and thus prevented from falling back into – the crude Third Worldism of these groups.

Finally, referring to his framework of capital as a strategic integration of different modes of appropriation in which one cannot be privileged over the other, Lazzarato repeatedly refers to subjects in the (internal) periphery as ‘unpaid and underpaid workers’. In this rather fuzzy category Lazzarato lumps together hyper-exploited and unpaid workers, that is, enslaved, alongside those who are not even exploited but eke out a living in the informal economy. Even from Lazzarato’s own perspective, this should be problematic, since the mode of domination to which a precarious hyper-exploited worker is subjected is arguably completely different from that of an enslaved subject. This becomes even more problematic when Lazzarato turns to his hypothesis of internal colonization, insofar as he seems to imply that the increasing precarization and impoverishment of the white working class in the global north moves these subjects away from the category of abstract labor toward the state of internally colonized subjects. As he writes, ‘[t]he George Floyd uprising demonstrated that internal colonization not only affects Blacks as always, but also a large majority of whites.’ (405) Lazzarato does not give a clear account of what exactly the internal colonization of white subjects looks like. And it seems as if it would be a difficult argument to make, since he has equated the position of colonized and racialized subjects with direct and personal appropriation and domination and that of the worker with abstract domination and the appropriation of surplus value. The deterioration of the working conditions and softening the legal protection of the latter does not change anything with regards to this mode of domination. It just makes it less bearable. Since a lot of Lazzarato’s hopes for a viability of revolutionary movements today hinges on this hypothesis of internal colonization and an underdeveloped history, his latest intervention is provocative and urgent, but rather limited as a theoretical framework for political action and analysis. Readers might get the most out of The Intolerable Present, the Urgency of Revolution by reading it in conjunction with 2016’s Wars and Capital, where both the historical and theoretical work has more depth and breadth.

The Appalling Reality Of Child Labor

By Josh Crowell

Republished from Socialist Alternative.

Child labor has been on the rise since at least 2018. The recent New York Times article ignited a firestorm that has led the Biden administration to create a task force within the Department of Labor as an attempt to deal with this crisis. However, the reasons these children are being exploited is due to a lack of government oversight to begin with. The Department of Health and Human Services has failed to keep proper records of unaccompanied minors as they are placed with sponsors quickly to try to get them out of shelters. Only a third of these minors have any follow-up after placement with a sponsor, and even that limited support ends after a few months.

Hyper-exploitation Of Child Immigrant Labor

This is a crisis of poverty and immigration. Families and unaccompanied minors are fleeing desperate situations in Latin America to find only different conditions of desperation in the States. All families in the US right now are experiencing the pressures of our current economic crisis, from high inflation and the cost-of-living crisis, to the ending of the child tax credit and the rollback of the COVID social safety net leaving many without access to food stamps and Medicaid benefits. While many minors who haven’t migrated are being put in situations where they have to work, many more immigrant minors, with or without their family, are forced to take up work once they arrive in the States, sending money back to their families in their home country or just to afford to survive in America. US immigration policy – under Trump and continued under Biden – criminalizes border crossings. The threat of deportation still hangs over the heads of immigrants and their families. With this stress, many unaccompanied minors also have debts accrued from their border crossing due to fees owed to those who helped them cross the border and additional money owed to their sponsors once they have been relocated out of the government’s custody. 

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This has led many children to take up jobs in very dangerous industries like meat processing plants, commercial bakeries, and construction. These children – some as young as 13 – work upwards of 14-hour shifts doing jobs that are classified as too dangerous for anyone under 18. While these jobs are difficult for any worker, these children must balance their school course load and full-time employment with the additional stresses of worrying about their families back in Latin America and knowing they are already burdened with debts they must pay. Some of these children are forced to drop out of school, many of which drop out unnoticed due to the lack of HHS oversight into their care once placed with a sponsor, if their sponsor enrolled to begin with.

As inflation continues to rise, especially with increases in rents, children and their families are forced to find ways to make ends meet, regardless of whether these survival methods skirt that law. While it is illegal for children to be working in these jobs, the bosses use these desperate circumstances to exploit these minors who are just trying to survive. With the Great Resignation, many sections of the working class no longer accept poverty wages which leads companies to look for workers who will accept these conditions as a way to continue to keep wages low and produce higher profits. Many immigrant children fit this role perfectly due to their need to assist their families back home and pay down their debts to sponsors here in the States. 

This Is A Fight For The Labor Movement

While this crisis is one of true desperation by these children and their families, it highlights the overall weakening of the US and Latin American labor movements. Almost a century ago, child workers and their families fought for an end to child labor and guaranteed education for all minors. This fight was won through mass action, with child workers and their families going on strike and protesting the intense conditions they were being forced to labor under. The bosses are not interested in enforcing labor law, especially when it comes to the hyper-exploitation that comes with migrant labor. The US labor movement must organize to protect all workers and that means fighting back against these trends of increasing child labor. If an injury to one is an injury to all then workers must stand up for these children and demand that they have adequate resources, safe sponsorships, and the ability to go to school and learn, not work as if they were an adult. 

While it is positive that the government is taking some action due to public scrutiny from the media, it will not solve this crisis. A lack of government oversight and the continuation of brutal immigration policies that set up immigrant workers for hyper-exploitation has led us to this situation. It will take courageous strike action from these child workers and their families, joined by the masses of organized labor, to win back what had been won a century ago. These children’s desperation cannot be used by the bosses to continue to exploit them. Workers should fight for guaranteed education for all minors, resources for unaccompanied immigrant children like food stamps and stipends, and for a process within HHS that actually protects children, not simply pushes them through the system.