workers

Union Politics: The Contradictions of a Capitalist Labor Movement

By Juan Gonzalez Valdivieso


On December 1st, 2023, the United Auto Workers (UAW) officially voiced their support for a ceasefire in Gaza, becoming the largest labor union to do so. The announcement came from the union’s director, Brandon Mancilla, during a press conference outside the White House. In announcing, the UAW added its name to a growing list of union locals, national chapters, and labor organizations that have called for an end to the genocidal violence still unfolding in the region.

On January 24th, the UAW went on to announce their endorsement of Joe Biden for president during the union’s national Community Action Program (CAP) conference. Thus, in just under two months, UAW managed to call for an end to a genocide whilst simultaneously endorsing a second presidential term for one of its most powerful proponents. And they are not alone. Of the roughly 150 organizations that have signed onto the labor movement petition calling for a ceasefire, nearly one third have also publicly endorsed — or are directly affiliated with a national chapter that has publicly endorsed — Biden for the presidency. Such a gross contradiction cannot be ignored, especially as it represents only the latest example of a broader phenomenon present in much of the American labor movement: capitalist dissonance.

The movement’s shortcomings are well-documented. Much of the labor landscape in the United States — while certainly working to win immediate material improvements for the working class — often fails to provide a more comprehensive framework for revolutionary praxis that looks to a liberated future. The Black Rose Anarchist Federation said it best in their piece ‘The State of Labor: Beyond Unions, But Not Without Them,’ when they described contemporary American unionism as a largely “bureaucratic, service-oriented form” that remains “controlled by a hierarchy of career officials who operate outside the workplace, manage the sale of labor to capital, confine union struggles to narrow and legalistic ‘bread and butter’ issues within their respective industries, and encourage members to pin their hopes to the Democratic Party.” In other words, unions in the United States exist within a heavily enclosed space, one in which their organizational structures and strategic logics, either by external force or internal conviction, do not move past the operational and theoretical limits imposed by the powers that be.

On the domestic front, this can mean a gross lack of worker militancy. Pro-establishment sensibilities make many labor unions averse to necessary direct action and militant resistance in the workplace, especially when financial and legal stability is at stake. This was the case when bureaucratized inaction kept grocery workers across the country from winning tangible post-pandemic gains with their union, the United Food and Commercial Workers (UFCW). It exacerbated the ever-growing division between rank-and-filers and leadership in the education sector with both the National Education Association (NEA) and the American Federation of Teachers (AFT). It also prompted members of the Service Employees’ International Union (SEIU) to begin a petition campaign calling on leadership to demand a ceasefire in Gaza. After all, career organizers and labor leaders are incentivized to chart the path of least resistance, forged by impotent contract negotiations and anti-strike clauses. The same can be said for international solidarity. A top-down labor union in cahoots with the US government may state their disagreement with a foreign policy decision — as many did by signing the ceasefire petition. But their entrenched incentive structures and hierarchical layout will rarely allow for a wielding of labor power that truly beats the state into submission. 

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This is because such radical resistance would put the stability of the managerial labor class at risk. Domestically, opposing a two-party candidate for the presidency means foregoing an otherwise surefire way of securing business-as-usual governance for the next four years. The third-party-facing or non-electoral implications of such opposition would produce a level of uncertainty not compatible with the otherwise predictable “bread and butter” issues, industry-specific bargaining, and established labor relations so characteristic of big unions. On the international scale, the same is true. The stability of managerial labor is feasible only if preceded by that of US capital, as downturns in economic growth and fluctuations in performance can pose a risk to corporate power -- the de facto handler of labor managers -- and radicalize workers into embracing more militant sympathies and radical action as a result. One outstanding threat to such stability is the emergence of left labor movements abroad, as such movements are often characterized by policies that harm US economic interests such as the nationalization of industries and the cutting of economic ties with Western nations. The logical conclusion of such a dynamic can be seen in institutions such as the American Federation of Labor and Congress of Industrial Organizations’ (AFL-CIO) Solidarity Center. This agency has a stated mission of “[e]mpowering workers to raise their voice for dignity on the job, justice in their communities and greater equality in the global economy.” Meanwhile, its exploits have heavily involved confrontations with leftist governments in South America, often via funding they provide to opposition groups in countries such as Venezuela.

Highlighting this unfortunate reality is hardly an all-encompassing indictment of the US labor movement. The undeniable upsurge in union activity following the COVID pandemic improved people’s lives and deserves credit. Between 2021 and 2022 alone, “the National Labor Relations Board saw a 53% increase in union election petitions, the highest single-year increase since fiscal year 2016.” The embrace of more militant leadership by unions such as the UAW and the Teamsters has yielded significant victories as well, not to mention the advances made by the Writers Guild of America and the Screen Actors Guild in September of last year.

But the imperative of organizers and class strugglers to reshape unions to better facilitate collective liberation remains. This can take many forms, such as bolstering organizing efforts by independent unions like (ex: Trader Joe’s UnitedAmazon Labor Union), supporting the ongoing work and growth of rank-and-file-oriented unions like the Industrial Workers of the World, and backing the emergence of caucuses and coalitions within established unions that either organize to push their organization in a more radical direction, or ultimately become an independent union that can subsequently hold a candle to its establishment counterpart in terms of size and resource access.

Reformist concessions at the negotiating table and rhetoric restricted to the worker-boss dichotomy do not have to be our daily bread. Worker militancy on the shop floor and a rhetoric of class warfare are more in line with the aims of a revolutionary movement. Moreover, symbolic slaps on the wrist and stern talking to’s — petition signatures, public denouncements — needn’t be the only forms of accountability when our government actively finances and endorses acts of genocide. We can do better. Acknowledging this potential will allow us to transform labor in America, liberating ourselves and each other in the process.


Juan Gonzalez Valdivieso is a Colombian writer, organizer, and artist. In his writing, he seeks to interrogate the nuances of socialist thought and praxis.

Art and Artificial Intelligence: A Pivotal Moment for Unions

[Pictured: Striking writers and actors picket outside Paramount studios in Los Angeles on Friday, July 14, 2023. Credit: AP Photo/Chris Pizzello)

By Bavand Karim

 

Last summer, the premiere episode of Marvel's Secret Invasion featured opening credits crafted by artificial intelligence. While reviews were mixed, the credits were objectively effective for exploring AI’s potential as a storytelling tool. Perhaps more importantly from the studio’s perspective, the production costs were likely much less than an agency like The Mill or an artist like Daniel Kleinman would demand.

It’s no coincidence that Marvel’s use of AI occurred amid union-led strikes by Hollywood’s writers and directors. And as studios were negotiating with creative unions, they were simultaneously rolling out the tools that might eventually replace many of those creatives. At the time of the negotiations, it was unclear what impact AI would have on the entertainment industry. But the prevailing wisdom seemed to support the general anxiety among insiders that an industry-wide shift was coming.

By November 2023, Dreamworks co-founder Jeffrey Katzenberg predicted that AI will replace 90% of artists on animated films within three years. It may even be sooner. In December, Google released Gemini, its most advanced AI tool to date. One of Gemini’s advancements is the ability to process up to an hour of video and 11 hours of audio in mere minutes. Although Google warns that processing times vary, their demonstration of long-context understanding analyzes a 44-minute video in under one minute. Earlier this month, OpenAI released Sora, a powerful new tool that generates one-minute video clips based on text prompts. Sora is what is known as a diffusion model. It converts text to videos that resemble static noise, and then removes the noise over several passes. While these emerging AI video tools are not perfect, they are compelling enough in their first-generation iterations to provoke meaningful questions about the future of all creative industries.

It was less than a year ago that we began speculating whether AI visualization tools would disrupt the artistic foundation of Hollywood. Now, it appears the event horizon is upon us.

Last year’s strikes were a watershed moment for unions who were forced to acknowledge the wide uncertainty that the looming threat of AI has introduced into Hollywood. The Association of Motion Picture and Television Producers’ (AMPTP) agreement with the the Director’s Guild of America (DGA) defines AI as “not a person” and clarifies that it will not replace the role of any DGA member. However, it allows studios to use AI as long as a “consultation” takes place with the director, which has stirred debate around the validity and integrity of the agreement.

The Writer’s Guild (WGA) similarly resolved their dispute with new guidelines prohibiting the use of AI in creating written source material such as scripts for films or TV shows.

No other artistic guild or technical union has yet defined how AI will be regulated within their respective domain. The Art Director’s Guild (ADG), which represents title and graphic artists, one of hundreds of International Association of Theatrical and Stage Employees (IATSE) chapters nationwide that could potentially be impacted by AI, released a statement expressing concern over AI video generators, but the path forward remains unclear. While animation industry professionals are unionizing at a record rate, IATSE Local 839 — the Animation Guild — still has fewer than 10,000 members, meaning that the vast majority of the animation industry’s workforce of more than 200,000 artists, assistants, coordinators, and managers are not unionized.

As more major studios utilize AI, the inevitable result will be a wave of disenfranchised and marginalized artists. This industry shift will produce a flood of new independent content as those artists attempt to find their own audiences. While studios like Dreamworks and Pixar are cutting costs in the short term by exploring the benefits of AI, they are also creating a new generation of pissed-off indie competitors.

It feels nefarious of Disney, which owns Pixar, to use the stories most beloved by audiences to sideline workers. The most popular tentpole story franchises like Marvel and Star Wars likely won't be impacted too seriously by viewer backlash. Diehard fans love those stories and they pass that love through generations. So audiences will continue to watch those films and TV series even if they incorporate AI. Disney is surely hoping so. And they probably don't consider those disenfranchised artists, taken independently or collectively, to pose any kind of real economic threat to their business model.

Can human artists use AI to produce their own creative work? Sure. But they can't sell it in the same way. The independent market is nothing like a studio job, which typically offers long-term stability, training, networking and advancement opportunities, health and retirement benefits, and — most importantly — an audience. Copyright laws prevent indie artists from accessing the most desirable story franchises without the impending doom of litigation, and the privatization and monopolization of distribution outlets prevent all artists, disenfranchised or not, from ever being compensated equivalent to the true value of their labor. 

The next three years will be pivotal for the entertainment industry and will test the power of America’s labor unions. Will Disney’s move toward AI produce a greater awareness of, if not a fully-fledged social movement against, these AI tools exactly because of the threat that they pose to human labor? Right now, there is little stopping major studios like Disney from engaging AI across the range of artistic disciplines involved in media production — titles, graphics, story generation, script writing, character design, 3D modeling, environment design and lighting design, editing, visual effects, sound design, music composition — potentially impacting hundreds of thousands of people around the globe.

Disney’s strategy is nothing new. Corporations have always primed consumers to accept socially deleterious but profitable change. During the Industrial Revolution, automobile manufacturers sold individuals on independence and freedom, and gave them an entire infrastructure built around private individual transportation with little regulation resulting in disconnected, unwalkable, traffic-plagued communities. At the dawn of the information age, technology companies promised us enhanced efficiency, connectedness, and socialization. Now it’s apparent how modern electronics and software invade our privacy, harvest and sell our personal information, micromanage our productivity, and erode democracy. The proliferation of AI into mainstream life — even through such an innocuous injection point as entertainment — has the potential for much more destructive erosion of our personal freedoms. Will society nonetheless embrace it, only to later realize the damage done? Or is Disney betting that, as in the past, we will grow to love the chains that bind us?

Make no mistake: once major corporations establish a model for displacing human labor with AI, it will be a global phenomenon. Workforce reduction will occur in every industry to satisfy capitalism’s demand for infinite growth. The Big Four consulting firms will justify it and The Wall Street Journal will report that it was great for the economy while thousands of Americans find themselves unemployed. As they have throughout history, the powers that be are reforming the economy to their own benefit. The rest of us will be left to deal with the consequences.

Multinational corporate monopolies determined to undermine workers’ and human rights in the name of profit must be met with equivalent, equally resolved multinational resistance. Indie artists should leverage as much power as possible and cooperate with unions across the globe to foster government support against the ongoing exploitation and oppression of the working class. Society’s hope may be that in the face of continued oppression, America is able to form a new political party that represents and protects workers, and promises them an equal share of a company’s revenue as if they were shareholders.

We must fight for a world in which technology, including AI, is liberatory — socially and economically — and not corrosive. AI must be a tool for the greater good, not for the profit of the few at the expense of the many.

For an industry that markets and congratulates itself for telling authentic human stories, the result of film’s shift to AI will ironically be narratives about humanity produced with minimal human input through a process that economically disenfranchised as many humans as possible for the sake of profit. This cataclysm will force us to question not just the impact of late-stage capitalism on human creativity but whether creation is a uniquely human trait at all.

Soon, audiences will pack theaters to watch a film produced exclusively by AI. On the screen, a long-deceased Harrison Ford will star as a young Indiana Jones. As he holds up a copy of the original Raiders of the Lost Ark, written by a human and produced with practical effects, the AI Indy flashes a sardonic smile and says, “This belongs in a museum.”

 

Bavand Karim is a creative executive and academic residing in Los Angeles, California. He is the founder and chairperson of CINE and Lost Winds Entertainment, and co-director of the film program at the College of the Canyons.

Why Are Intellectuals Divorced from Working People?

By Carlos Garrido

Republished in modified form from the Midwestern Marx Institute for Marxist Theory and Political Analysis.

 

The question we are exploring today — the divorce of intellectuals from the working class — is fundamental for assessing the crisis we face in the subjective conditions for revolution [1]. The first thing to interrogate is what is presupposed in formulating the problem in such a manner. When we say that there has been a split, a schism, between intellectuals and the working class, there is a specific type of intellectual we have in mind.

The grand majority of intellectuals, especially within the capitalist mode of life, have their lots tied to the dominant social system. They function as a necessary component of the dominant order, those who take the ideals of the bourgeoisie — the class enemy of most of humanity — and embellish them in language which opens the narrow interests of the ruling class to the consenting approval of their class enemies. In the same manner Karl Marx described the bourgeoisie as the personified agents of capital, the intellectuals have been the personified agents of capitalist ideology. They are tasked, as Antonio Gramsci taught us, with making these dispersed and unpopular bourgeois assumptions into a coherent and appealing outlook — one people are socialized into accepting as reality itself. Intellectuals have always, in a certain sense, been those who light the fire and move the statues which the slaves in the cave see as cave shadows embodying reality itself.

But these intellectuals — the traditional intellectuals — are not the ones we have in mind when we speak of a schism between intellectuals and workers. We are speaking, instead, of those who have been historically able to see the movement of history, to make slits within bourgeois worldviews, and who have subsequently thrown their lot in with the proletariat and popular classes — those forces which present the kernel for the next, more human and democratic, mode of life. Marx and Friedrich Engels noted that there is always a section of “bourgeois ideologists” who raise “themselves to the level of comprehending theoretically the historical movement as a whole” and “cut [themselves] adrift [to] join the revolutionary class, the class that holds the future in its hands.” We are talking about the W. E. B. Du Boises, the Herbert Apthekers, the Juan Marinellos, the Michael Parentis, and others who, while coming out of the institutions of the bourgeois academy, aligned their interests with working and oppressed peoples. They would become the theoreticians, historians, and poets which gave the working-class movement various forms of clarity in their struggle for power. 

What has happened to this section of intellectuals and its relationship with working people? Have they lost their thirst for freedom? Has their capacity for trembling with indignation at the injustices waged on working and oppressed people dissipated? 

It is important to note that any attempt to answer this question in this short timespan will always, by necessity, omit important aspects of the conversation. I would love here to speak at length about the campaigns of the Congress for Cultural Freedom, the formation of a fake anti-communist left, and the role imperialist state departments, bourgeois foundations, and other such outfits had in creating a left intelligentsia divorced from the real movements of working people, both within the imperial core and in the periphery [2]. I know my colleagues here will be paying due attention to such monumental components of answering the question we have before us. 

However, I’d like to instead focus on the practice of intellectuals; on the expectations and requirements set by the academy itself, which have already baked into its very structure the divorce of radical intellectuals from the struggles and movements of working and oppressed peoples. The first thing that must be noted is the following: We cannot simply treat this problem as one rooted in the intellectuals as a class, nor as one rooted in the subjective deficiencies of particular intellectuals. The Marxist worldview requires us to examine the system, the social totality, that produces such a split.

We are tasked with exploring the political economy of knowledge production, if you will, which structures the relations of its mental workers through forms which insularize them to the structures and needs of the academy. As Gabriel Rockhill would say, it is a political economy of knowledge that systematically reproduces radical recuperators, compatible Lefts, and pseudo-radical purity fetish outlooks that play an indispensable role in the reproduction of our moribund capitalist-imperialist system.

From the moment prospective radical scholars enter graduate school, they are integrated into this system. Their lofty hopes of being active participants as intellectuals in a class struggle are castrated by the demands the academy makes upon them qua scholars. They’re told that their writing should take a distinctively academic tone, that popular vernacular is frowned upon, that hyper-referentiality, the practice of citing all the intellectual gods in the cosmos who have commented on a topic, is a sign of good work, of proper scholarship.  

Truth and the struggle for human freedom are at best given a backseat, and that’s if they’re in the vehicle at all. Young scholars in the incubators of their careers are already indoctrinated in the aristocratic dogmas of writing for a select group of elite scholars, worshiping journal impact factors, and condescendingly dismissing those who use their intellectual capacities to work for the people, to actually, in proper Socratic fashion, engage in the radical quest for truth – those who seek to properly understand the world in order to work with the masses of humanity to change it.

Young scholars, burdened by tens of thousands of dollars accumulated in undergraduate studies debt, are told that — even with a PhD — they will have an extremely difficult time finding a job – at least one suitable for continued academic work that pays sufficiently enough to pay back the accumulated debt. They are told — specifically those with radical sensibilities — that they should focus on joining academic associations, network with people in their fields, familiarize themselves with the work published in leading journals so that they too, one day, can join the publication hamster wheel aimed at advancing these slaves through the tenure ladder. They are told they mustn’t waste their time writing for popular audiences, that doing broadcasts and media work — that reaches infinitely more people than the readers of ridiculously paywalled journals or university editorial books — is a waste of time. Every attempt at rooting their scholarship in the people, in the real movements of our day, is shot down. 

The gurus mediating their initiation into the academic capitalist cult ask:

“Do you know how this sort of work on your resume would look to hiring committees?”

“Do you think the scholars in charge of your tenure advancement will appreciate your popular articles for Countercurrents, your books from Monthly Review, your articles in low impact factor, or impact factor-less, journals?” 

At every turn, your attempts to commit yourself to the Socratic pursuit of truth, to playing a role in changing the world, is condemned as sinful to the gods of resume evaluations.

“Do you not want to finish your degree with the potential of obtaining gainful employment?”

“Do you want to be condemned to adjunct professorship, to teaching seven classes for half the pay of full professors who teach three?”

“Do you want to condemn your family to debt slavery for decades to come simply because you did not want to join our very special and elite hamster wheel? After all, who wouldn’t want to spend months writing an article to send it in to a journal that will reply in a year telling you, if you’re amongst the lucky ones, that it has been accepted with revisions rooted in the specific biases of the arbitrary reviewers? Doesn’t that sound fun? Isn’t this what philosophy, and the humanities in general, is all about?”

Eventually, material pressures themselves break the spirit of young visionary scholars. Re-proletarianized and unable to survive on teaching assistantships, they resign themselves to the hamster wheel, with hopes of one day living the comfortable lives of their professors. 

Their radical sensibilities, however, are still there. They need an outlet. They look around and find that the academic hamster wheel has a pocket of “radicals” writing edgy things for decently rated journals. They quickly find their kin, those who reduce radical politics to social transgressiveness, those who are concerned more with dissecting concepts like epistemic violence than with the violence of imperialism. 

Here it is!, the young scholar thinks. A place where I can pad my resume and absolve myself of the guilt weighing down on my shoulders — a guilt rooted in the recognition, deep down, that one has betrayed the struggles of humanity, that one has become an agent of the forces they originally sought to combat. 

Their existence, their lives, will always be rooted in what Jean-Paul Sartre called “bad faith.” Self-deception becomes their norm. They are now the radical ones, the ones enlightened in issues of language. The working class becomes a backward rabble they must educate — and that’s if they come near them at all. What hope could there ever be in the deplorables?

Sure, American capitalism could be criticized, but at least we’re enlightened, woke to LGBT and other issues. Those Russians, Chinese, Venezuelans, Iranians, etc., aren’t they backward? What are their thoughts on trans issues? Should we not, in the interests of our enlightened civilization, support our government’s efforts to civilize them? Let’s go deliver them some of our valued democracy and human rights. I’m sure their people will appreciate it very much. 

I have presented the stories which are all too familiar to those of us still working in the academy. It is evident, in my view at least, that the divorce of radical intellectuals from working-class people and their movements has been an institutionalized effort of the capitalist elite. This division is embedded, it is implied, in the process of intellectuals becoming what the system requires of them for their survival. The relations they occupy in the process of knowledge production presupposes their split with working people. 

This rigidity of academic life has intensified over the last century. Yes, we do have plenty of past cases of radical academics, those who have sided with the people, being kicked to the curb by their academic institutions. But where have they landed and why? A blackballed Du Bois got to teach at the Communist Party’s Jefferson School. Herbert Aptheker, following his expulsion from the academy, became the editor-in-chief of the Communist Party’s theoretical journal Political Affairs. Besides the aforementioned, what other factors make our day different from, say, the 1950s United States? 

The answer is simple: what counter-hegemonic popular institutions we had were destroyed, in part by the efforts of our government, in part by the collapse, or overthrow, of the Soviet bloc. Although some, like ourselves, are currently in the process of attempting to construct them, today we have nowhere near the material and financial conditions we had in the past. The funding and aid the Soviets provided American communists is, unfortunately, not something provided for us by the dominant socialist states of our era.

Ideology does not exist in a transcendental realm. It is embodied materially through people and institutions. Without the institutions that can ensure radical scholars are not forced to toe the line of the bourgeois academy, the material conditions for this split will persist. 

If I may, I would like to end with the following point. It is very easy to condemn the so-called radical academics we find in the bourgeois hamster wheel divorced from the people and their struggles. While condemnation might sometimes be justified, I think pity is the correct reaction. 

They are subjects of a tragedy. As G. W. F. Hegel notes, the essence of a tragedy is found in the contradictions at play between the various roles an individual occupies. Sophocles’ Antigone is perhaps the best example. Here, a sister (Antigone) is torn between the duty she has to bury her brother (Polyneices), and the duty she has as a citizen to follow King Creon’s decry, which considers Polyneices a traitor undeserving of a formal burial. This contradiction is depicted nicely in Hegel, who says that “both are in the wrong because they are one-sided, but both are also in the right.” 

Our so-called radical intelligentsia is, likewise, caught in the contradiction of the two roles they wish to occupy — revolutionary and academic. Within existing institutions, there can be no reconciliation of the duties implied in each role. This is the setup of a classical tragedy, one which takes various forms with each individual scholar. It is also, as Socrates reminds Aristophanes and Agathon at the end of Plato’s Symposium, a comedy, since “the true artist in tragedy is an artist in comedy also.” 

The tragic and simultaneously comedic position occupied by the radical intelligentsia can only be overcome with the development of popular counter-hegemonic institutions, such as parties and educational institutions like the Hampton and Midwestern Marx Institutes, the International Manifesto Group, the Critical Theory Workshop and others. It is only here where scholars can embed themselves in the people. However, scholars are humans living under capitalism. They, just like everyone else, have bills to pay. These institutions, therefore, must work to develop the capacity to financially support both the intellectual traitors to the traditional bourgeois academy, and the organic intellectuals emerging from the working class itself. That is, I think, one of the central tasks facing those attempting to bridge the divide we have examined today. 

Carlos L. Garrido is a Cuban-American philosophy instructor at Southern Illinois University, Carbondale. He is the director of the Midwestern Marx Institute and the author of The Purity Fetish and the Crisis of Western Marxism (2023), Marxism and the Dialectical Materialist Worldview (2022), and the forthcoming Hegel, Marxism, and Dialectics (2024). 

Footnotes

[1] For more on the indispensability of subjective conditions to social revolutions, see the last chapter of the author’s book, The Purity Fetish and the Crisis of Western Marxism.

[2] For more on imperialist efforts to create an inorganic left intelligentsia, see the author’s book, The Purity Fetish and the Crisis of Western Marxism, Frances Stonor Saunders’s The Cultural Cold War, and Gabriel Rockhill’s forthcoming book, The Intellectual World War.

[3] In the last couple of decades, scholars like Anthony Monteiro (fired from Temple University for not toing the bourgeois line of the African American Studies department) and Norman Finklestein (“unceremoniously kicked out” of Hunter College for his pro-Palestine work) have been blackballed from the academy for their anti-establishment views. 

[4] China here is undoubtedly the only one capable of filling the shoes of the Soviet Union. Yet it has failed to meet the Soviet standard of international proletarian solidarity

Why Didn’t the Revolution Happen?: A Critical Assessment of Marx and Class Struggle

By K. Wilson


There has been a perceptible shift in how Marxists discuss the revolution in the past decades.  Marx insisted that a revolution in industrialized Europe was not just inevitable, but imminent.  The process of “proletarianization,” he wrote, had divided the world into workers who sell their labor and employers who own the means of production, all but eradicating other class distinctions.  This state of affairs would incubate “class consciousness” among European workers, a rational understanding that their interests as a class consisted of seizing the means of production – leading inexorably a socialist revolution.  Marxists in the early twentieth century matched this confidence that the world was on the cusp of revolution.  Lenin, writing in the immediate aftermath of Russia’s 1917 February revolution, proclaimed that “[t]his first stage of our revolution will certainly not be the last.”[1]

But as economic development progressed in western Europe and North America – the countries with advanced industrial economies seemingly ripest for revolution – the revolution simply didn’t occur.  Capitalism and bourgeois democracy remain the dominant economic and political modes in the industrialized west.  And although some socialist revolutions really did occur throughout the twentieth century, most took place in pre-industrial agrarian economies, and almost all of the resulting governments have since collapsed.

In the mid-twentieth century, thinkers associated with the Frankfurt School – most notably Herbert Marcuse – tried to explain the absence of revolution while maintaining a broadly Marxist framework.  Marcuse argued that mass media and consumerism had eliminated the proletariat’s political imagination, thereby sapping the West of its revolutionary potential; in lieu of positive revolutionary activity, he urged a purely negative “great refusal” to participate in consumerism.[2]

Most contemporary Marxist thought tacitly adopts Marcuse’s pessimism about an imminent revolution.  When Marxist literature mentions revolution at all – a rarity – it discusses revolution as a pipe dream, or a hazy and contingent possibility, or sometimes even a strategically unsound goal.  In a rather frank article from 2019, apropos of the 100th anniversary of the First Communist International, Jacobin editor Loren Balhorn wrote that “[a]t least for the time being, it would appear unwise to emulate the Comintern’s strategic perspectives” – that is, the pursuit of an international proletarian revolution – “for working class power.”[3]

For a Marxist, these answers are both unsatisfying and strategically unhelpful.  It is time to return to the very basic question that the events of the twentieth century raise: why didn’t the revolution happen?  The question is of vital strategic importance to contemporary socialism, but there are few attempts to formulate a square answer.

This essay focuses on one aspect of that question – the failure of class consciousness to take hold in western industrialized countries.  A close analysis of the economic and social changes in the industrialized west since Marx wrote reveals several interrelated reasons why class consciousness hasn’t developed.  The disruptive global events of the twentieth century, especially World War II and its aftermath, slowed the “proletarianization” of workers and created breathing room for the growth of a large, relatively prosperous middle class.  The middle class has since served as a buffer between the antagonistic interests of labor and capital.  Further, the transition of many advanced economies from manufacturing-based models to information-based models has blurred the hard line between capital and labor that Marx identified.  These conditions have given rise to a mode of politics on the left based on personal identity rather than class solidarity.  The essay concludes with some strategic observations based on these constraints.


Forces of Convergence

In Capital in the Twenty-First Century, French economist Thomas Piketty established a helpful framework for evaluating conditions that affect income and wealth inequality.  He distinguished between “forces of divergence,” which render society more unequal, and “forces of convergence,” which reduce inequalities.  After conducting an exhaustive analysis of these forces in the twentieth century, Piketty found that three forces of convergence impeded the growth of wealth and income gaps – contrary to Marx’s prediction.

First, Piketty noted that the populations of advanced countries grew dramatically since Marx wrote.  Population growth tends to diminish the importance of inherited wealth, since large family fortunes dilute when the family grows, so this trend reduced wealth inequality.  Second, Piketty observed that the total output of industrial economies grew much more quickly than Marx anticipated.  This reduced income inequality, as rapid economic growth provides more opportunities for people born in poverty to accumulate significant wealth.  Third, Piketty pointed out that the twentieth century was rife with major geopolitical events – World War I, the Great Depression, and World War II – all of which produced massive inflation in the developed world.  Although inflation can cause serious privations in the short term, over the long run, it reduces economic inequality.  This is because debts are measured in specific units of currency, so as currencies lose value, debts become easier to escape.

Due to this confluence of historical phenomena, the mid-twentieth century experienced an unprecedented reduction in economic inequality.  The geopolitical, social, and economic chaos resulting from two World Wars and a global financial crisis created breathing room for genuine upward economic mobility.[4]


The “Middle-Class” Buffer

The result of this upward mobility was the growth of a large and relatively prosperous middle class in most advanced economies, rather than the stark division of bourgeoisie and proletarian that Marx predicted.  The prominence of the middle class has significantly inhibited class consciousness.  Class consciousness, as Marx defined it, is an understanding of the world in terms of “relations . . . not [] between one individual and another, but between worker and capitalist, tenant and landlord, etc.”[5] 

The more stratified the economy becomes, the easier it is for workers to develop a rational understanding of their interests as a class – and a corresponding realization that their interests are antagonistic to the capitalists’.

But without a stark, binary division between workers and capitalists, these antagonisms become murky.  An upper-middle-class worker – say, a corporate middle-manager – is still a worker because she doesn’t own the assets the corporation uses to produce value.  But if she’s wealthier than her neighbors, has a cushy and reasonably fulfilling job, and enjoys a comfortable lifestyle, she has little reason to perceive her interests as hostile to her employer’s.

Throughout the last century and a half, neoliberal institutions have exploited that strategic reality by using the middle class as a “buffer” for class antagonisms.  Howard Zinn’s leftist history textbook, A People’s History of the United States, is rife with enlightening examples of this strategy.  For instance, in his discussion of the Progressive era at the beginning of the twentieth century, Zinn notes that many states began to pass laws providing for compensation for injured workers and otherwise limiting abusive employment practices.  These laws improved conditions for the flood of working-class immigrants arriving from Europe and allowed just enough immigrants to prosper to form “a middle-class cushion for class conflict.”  Later, in the ‘60s and ‘70s, a wave of protests drew attention to the woeful inadequacy of urban schools attended predominantly by Black children.  Boston’s government developed an insidiously clever solution to this problem: rather than fixing the urban schools, it implemented a policy of “busing Black children to white schools, and whites to Black schools.”  The result, Zinn explains, was “an ingenious concession to protest.  It had the effect of pushing… whites and poor Blacks into competition for the miserable inadequate schools.”[6]

These examples illustrate how capital has – more or less consciously – allowed the middle class to thrive in order to pit it against the poor.  The tactic has been remarkably successful.  In America, nearly 90% of people consider themselves “middle-class,”[7] and politicians on the left and right obsessively appeal to middle-class anxieties when seeking election.  Obviously, the middle-class doesn’t actually encompass 90% of the population.  And even if it did, a person in the 95th percentile of income (the top of this purported “middle-class”) and a person in the 5th percentile (the bottom) probably don’t share many tangible interests.  But if both of those folks think of themselves as “middle-class,” they likely won’t perceive their interests as antagonistic.

This tactic works in part because it appeals to a basic human psychological tendency: the fear of relative deprivation.  A person is “relatively deprived” if she is less materially wealthy than her community.  Behavioral psychology shows that a relatively deprived person is likely to feel anger, envy, and resentment even if she is perfectly well-off from an “absolute” perspective.[8]  People’s sense of satisfaction depends on feeling materially better-off than other members of their community, or at least not feeling worse-off.  Due to the various economic strata in the industrialized west, most workers have people slightly worse-off to fear, and people slightly better-off to envy – which makes it easy to divide and conquer folks with similar interests.


The Eroding Distinction between Capital and Labor

Efforts to foment class consciousness in the twenty-first century are complicated by the fact that “capital” and “labor” are harder to pinpoint than when Marx wrote.  In Marx’s world, poor laborers survived by selling their labor and rich capitalists got rich by possessing the means of production.  There were few (if any) rich laborers or poor capitalists.

Not so in the America of today.  As of 2020, over half of Americans owned stock, and many of them – even those who earn relatively low wages – have a significant amount of stock.  Stockholders in the 50th to 90th percentile of income owned an average of $132,000 in stock, while those in the bottom half still owned a healthy $54,000 on average.[9]  A little under half of American adults own mutual funds,[10] while three quarters have a retirement account that rises or falls in value with the stock market.[11]

All of these assets are forms of capital because they represent either a direct (in the case of stock) or indirect (in the case of mutual funds and retirement accounts) ownership interest in the means of production.  Many Americans thus have a tangible interest in the success of corporations – which is why incumbent presidential administrations are much more likely to win reelection when the stock market is strong,[12] and why voters tend to conflate the success of the stock market with the health of the economy.  The notion that laborers and capitalists always have antithetical interests is a harder sell to Americans whose wealth depends on capitalists succeeding.  As it turns out, there are some poor capitalists.

There are also some rich laborers. Socialists often discuss professional athletes as laborers, even though many of them are astonishingly wealthy.  For instance, a Jacobin article celebrated NBA players as “highly-skilled workers” who are in a “position to build working-class solidarity across different groups of workers and extract concessions from management.”[13]

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But this example illustrates why the labor/capital distinction has become harder to draw in late capitalism.  In one sense, calling athletes “laborers” makes sense because they’re paid to train and play games, which is a form of labor.  But many professional athletes make a lot more money from endorsements and advertising than they do from playing.  Are those athletes really “laborers” when most of their income derives from their image, rather than any specific work they perform?  Is an athlete’s personal image really “labor” rather than “capital”?  More fundamentally, would rich professional athletes tangibly benefit from a socialist revolution?

Just as it’s difficult to isolate “labor,” it’s also sometimes hard to locate the means of production with any precision. In Marx’s world, the means of production were concrete: industrial machines that laborers operated to make products.  That’s still true in some industries, like manufacturing, but what about information-based industries?  Picture a software developer.  The “product” she makes is computer code.  What are the “means of production” for computer code?  The simplest answer is a computer, coupled with a programming language and a code editor.  But most software developers probably have their own computers, and most programming languages and code editors are open-source.  In that sense, software engineers own the “means of production” for the product they make – whereas an assembly-line worker doesn’t own the assembly line.  Yet software developers are undoubtedly “laborers” under a traditional Marxist analysis.

None of this undermines Marx’s basic point that labor and capital have antagonistic interests.  But the existence of the middle class, coupled with the transition of advanced economies from manufacturing-based to information-based industries, has made it more difficult to figure out who’s the capitalist and who’s the laborer.  That necessarily inhibits the development of class consciousness.


A Politics of Personal Identity

These conditions have made it difficult for the American left to organize around class.  Instead, throughout modern American history, most leftist political movements have centered on identity – race, ethnicity, gender, gender orientation, sexuality, etc.  Of course, there have been some exceptions; Eugene Debs, the brief prominence of the Industrial Workers of the World in the ‘20s and ‘30s, and more recently, Bernie Sanders’s presidential campaign spring to mind.

But in terms of both numbers and influence, class-based leftist movements pale in comparison to identity-centric efforts like the civil rights movement, the women’s liberation movement, and the Black Lives Matter protests.  Because Americans don’t strongly perceive themselves in terms of class, it’s difficult to organize class-based leftist political activity.  This trend is especially stark in the twenty-first century.  By far the biggest left-leaning political movement in America in the past few decades is the Black Lives Matter protests against racially-motivated police violence.  The largest confluence of protests occurred in the summer of 2020 and involved around 20 million participants – making the protests one of the largest social movements in American history.[14]  Other contemporary rallying points for the left include abortion and LGBTQ rights, which are identity-centric issues.

To give credit where it’s due, identity politics has produced some remarkable results.  Although the Black Lives Matter protests haven’t achieved much tangible progress on police violence – police shootings per capita have actually increased since the protests began[15] – the movement galvanized a generation of Americans into leftist politics.  And thanks to relentless activism by the LGBTQ community, in the past twenty years, Americans’ views on gay rights underwent an astonishing reversal; in 2004, 60% of Americans opposed gay marriage, while in 2019, 61% favored it.[16]

It’s also worth noting that approaches to leftist politics that emphasize only class, to the exclusion of other predicates of oppression, alienate potential supporters and ignore the manifold forms of structural violence that afflict society.  For example, some socialists have tried to reframe police violence as a primarily class-based issue.  But while police are more likely to kill poor people, class explains a mere 28% of the disproportionately high rate of police violence against Black people.[17]  By the numbers, police violence is primarily a race issue.

For that reason, proponents of identity politics often accuse socialists of “class-reductionism.”[18] But while this is sometimes fair criticism, more often than not, the exact opposite is true – movements centered around one type of personal identity conceptualize every political struggle in terms of that identity, replacing “class-reductionism” with race- or gender- or sexuality- reductionism.  That tendency both inhibits class consciousness and causes a fundamental misunderstanding of key political issues, to the strategic detriment of the left.

The “school-to-prison pipeline” is a case in point.  The phrase refers to the tendency of some schools to apply harsh disciplinary policies and refer students who break the rules to law enforcement.  This is pervasive at low-income, predominantly Black and Latinx schools, and was the subject of one of the most widely-read leftist books this century – Michelle Alexander’s The New Jim Crow.  Following in Alexander’s footsteps, virtually every framing of the school-to-prison pipeline fixates on race-based disparities in school discipline and incarceration.  Google “school-to-prison pipeline,” and you’ll find that one of the first results defines it as “practices and policies that disproportionately place students of color into the criminal justice system.”[19]  Class doesn’t even get a mention.

But while there are doubtless real differences in the outcomes Black and white adolescents face in school and the justice system, the majority of those differences are attributable to class, not race.  According to one comprehensive study, about a third of the discipline gap between Black and white students cannot be explained by poverty, disciplinary histories, and school district characteristics.[20]  Obviously this indicates that a disturbing share of the gap in school discipline stems from pure racism, but don’t miss the forest for the trees: two-thirds of the gap is attributable to the material economic conditions of the students.  Another study found that although Black men are significantly more likely to face incarceration than their white counterparts, a majority of that disparity (between 54 and 85%, depending on the definition of “incarceration”) is attributable to class.[21]  In sum, most of the people who traverse the school-to-prison pipeline – and face subsequent terms of incarceration – do so because they’re poor, not because they’re Black.

The way we talk about these issues has strategic consequences.  A poor white person hearing about the school-to-prison pipeline might decide that the issue isn’t important to him because it’s unlikely to affect his kids – an incorrect conclusion founded on an inaccurate framing of the issue.  The school-to-prison pipeline is a class issue, but because leftist politics centers on personal identity, discourse on the school-to-prison pipeline doesn’t promote class consciousness.

Identity politics – or, more accurately, “identity-only politics” – also leaves oppressed groups vulnerable to divide-and-conquer tactics by the right, which further inhibit class consciousness.  The artificial tension between Black people, gay and lesbian people, and trans people is a good example of these tactics.  In the early 2010s, the National Organization for Marriage, an anti-gay advocacy group, circulated an astonishingly frank internal memo on how to use gay marriage as a wedge issue.  An excerpt reads:

The strategic goal of this project is to drive a wedge between gays and Blacks – two key Democratic constituencies.  Find, equip, energize, and connect African American spokespeople for marriage; develop a media campaign around their objections to gay marriage as a civil right; provoke the gay marriage base into responding by denouncing these spokesmen and women as bigots… Find attractive young Black Democrats to challenge white gay marriage advocates electorally.[22]

Later, when trans rights came to prominence in the cultural discourse, right-wing groups pivoted to manufacture another “wedge” between women plus gay and lesbian folks, on the one hand, and trans people on the other.  In 2017, Meg Kilgannon, the executive director of Concerned Parents and Education, spoke at a summit hosted by the Family Research Council – a Christian rightist, anti-LGBT organization.  Kilgannon laid out a strategy for opposing measures expanding trans rights in schools: portray trans rights as anti-feminist and anti-gay.  This would be effective, Kilgannon argued, because “the LGBT alliance is actually fragile and the trans activists need the gay rights movement to help legitimize them.”  But for many LGB activists, “gender identity on its own is just a bridge too far. If we separate the T from the alphabet soup we’ll have more success.”[23]

Wedge issues are an insidiously effective way to blunt the efficacy of identity-based leftist politics.  Promulgating wedge issues pits oppressed groups against one another, which inhibits the members of those groups from perceiving themselves as part of a single economic class with united interests.

Of course, practitioners of identity politics are not to blame for this unfortunate reality.  Most of those folks are sincere advocates for marginalized groups who simply use the most effective political strategies they can muster – and sometimes achieve real progress in their communities.  But while leftist politics in America remains centered on personal identity, class consciousness is unlikely to develop.


Conclusion

This analysis of class consciousness in modern America gives rise to several strategic observations.  First and foremost, the delicate balance of factors that has allowed the middle class to remain viable for almost a century may be deteriorating.  Although factors of convergence have supported the existence of the middle class for the past century or so, those trends seem to be reversing.  Near the end of Capital in the Twenty-First Century, Piketty suggests that population and economic growth are slowing, inflation is slowly declining, and economic inequality is on the rise in the western world.  If the forces of convergence turn into forces of divergence, the classes will slowly stratify, and a degree of class consciousness will probably develop on its own.  Socialists should exploit this reality by advancing a class-centric analysis directed at members of the middle class suddenly cast into poverty by these economic trends.

By the same token, leftist generally should recognize that, given the competing substrata of the economy and the multifarious forms of oppression, neither class nor personal identity furnishes a comprehensive answer to all social ills.  As discussed, class alone doesn’t provide a satisfactory explanation of police violence, and race alone doesn’t provide a satisfactory explanation of the school-to-prison pipeline.  Instead, we should take an empirical approach to confronting specific problems.

Relatedly, leftists should spot wedge issues – which thrive in the areas where two oppressed groups believe their interests are in tension – and avoid schismatic arguments.  Instead, leftist analysis should begin with the tangible interests that most oppressed people share.  For instance, it is routine to point out that Black women face significant and unfair disparities in pay; women tend to be paid less than men and Black people tend to be paid less than white people, meaning that Black women face compound inequities in their salaries.   But discussing pay disparity in terms of identity pits these groups against each other, implying that Black women have different interests from white women and Black men.  A better way to frame the issue is to focus on an enemy common to all of those groups – employers, which have overly broad discretion to set their employees’ salaries – and the common problem that results, namely, that workers as a whole are paid too little and unfairly.

By framing issues in terms that take into account both identity and class, socialists can take advantage of rising economic inequality to promote class consciousness.  And then, perhaps, we can prove that the revolution was merely deferred – not denied.


Sources

[1] Vladimir Lenin, “Letters from Afar: The First Letter,” Pravda, March 21, 2017, https://www.marxists.org/archive/lenin/works/1917/lfafar/first.htm.

[2] Herbert Marcuse, One-Dimensional Man (New York: Routledge Classics, 2007), 21-51, available at https://www.cs.vu.nl/~eliens/download/marcuse-one-dimensional-man.pdf.

[3] Loren Balhorn, “The World Revolution that Wasn’t,” Jacobin, March 2, 2019, https://jacobin.com/2019/03/comintern-lenin-german-revolution-ussr-revolution.

[4] Thomas Piketty, Capital in the Twenty-First Century (Cambridge: Bellknap Press, 2014), 13-15, 20-27, 69-85, 99-109, 377-393.

[5] Karl Marx, The Poverty of Philosophy (Paris, 1847), available at https://www.marxists.org/archive/marx/works/1847/poverty-philosophy/index.htm.

[6] Howard Zinn, A People’s History of the United States (New York: HarperCollins, 1999), 349, 467.

[7] Jeffrey Wenger and Melanie Zaber, “Most Americans Consider Themselves Middle-Class.  But Are They?”, Rand Corporation Blog, May 14, 2021, https://www.rand.org/blog/2021/05/most-americans-consider-themselves-middle-class-but.html.

[8] Heather J. Smith and Yueh J. Juo, “Relative Deprivation: How Subjective Experiences of Inequality Influence Social Behavior and Health,” Policy Insights from Social and Personality Psychology 1, no. 1 (October 1, 2014), https://journals.sagepub.com/doi/full/10.1177/2372732214550165.

[9] “What Percent of Americans Own Stocks?”, FinancialSamurai, 2021, https://www.financialsamurai.com/what-percent-of-americans-own-stocks/.

[10] “Share of Households Owning Mutual Funds in the United States from 1980 to 2019,” Statistica, November 9, 2020, https://www.statista.com/statistics/246224/mutual-funds-owned-by-american-households/.

[11] Alicia Adamczyk, “25% of Americans Have No Retirement Savings,” CNBC, May 24, 2019, https://www.cnbc.com/2019/05/24/25-percent-of-us-adults-have-no-retirement-savings-fed-finds.html.

[12] Paul Vigna, “The Stock Market Is a Strong Election Day Predictor,” The Wall Street Journal, September 7, 2020, https://www.wsj.com/articles/the-stock-market-is-a-strong-election-day-predictor-11599490800.

[13] Barry Eidlin, “Last Week’s Pro Athletes Strikes Could Become Much Bigger Than Sports,” Jacobin, August 30, 2020, https://www.jacobinmag.com/2020/08/sports-strikes-kenosha-racial-justice.

[14] Larry Buchanan, Quoctrung Bui, and Jugal Patel, “Black Lives Matter May Be the Largest Movement in U.S. History,” New York Timesx, July 3, 2020, https://www.nytimes.com/interactive/2020/07/03/us/george-floyd-protests-crowd-size.html.

[15] “National Trends,” Mapping Police Violence, last modified September 30, 2022, https://mappingpoliceviolence.org/nationaltrends.

[16] “Attitudes on Same-Sex Marriage,” Pew Research Center, May 14, 2019, https://www.pewresearch.org/religion/fact-sheet/changing-attitudes-on-gay-marriage/.

[17] 3P Staff, “Class and Racial Inequalities in Police Killings,” People’s Policy Project, June 23, 2020, https://www.peoplespolicyproject.org/project/class-and-racial-inequalities-in-police-killings/.

[18] Tatiana Cozzarelli, “Class Reductionism Is Real, and It’s Coming from the Jacobin Wing of the DSA,” LeftVoice, June 16, 2020, https://www.leftvoice.org/class-reductionism-is-real-and-its-coming-from-the-jacobin-wing-of-the-dsa/.

[19] “Who is Most Affected by the School to Prison Pipeline?”, American University School of Education Blog, February 24, 2021, https://soeonline.american.edu/blog/school-to-prison-pipeline/.

[20] Maithreyi Gopalan and Ashlyn Nelson, “Understanding the Racial Discipline Gap in Schools,” American Educational Research Association Vol. 5, No. 2 (April 23, 2019), https://journals.sagepub.com/doi/full/10.1177/2332858419844613.

[21] Nathaniel Lewis, “Mass Incarceration,” People’s Policy Project, 2018, https://www.peoplespolicyproject.org/wp-content/uploads/2018/01/MassIncarcerationSummary.pdf.

[22] Brett LoGiurato, “Read The Leaked Anti-Gay Marriage Memo Whose Authors Wanted To ‘Drive A Wedge Between Gays And Blacks’”, Business Insider, May 27, 2012, https://www.businessinsider.com/nom-gay-marriage-memos-drive-a-wedge-between-gays-and-Blacks-2012-3.

[23] Hélène Barthélemy, “Christian Right Tips to Fight Transgender Rights: Separate the T from the LGB,” Southern Poverty Law Center, October 23, 2017, https://www.splcenter.org/hatewatch/2017/10/23/christian-right-tips-fight-transgender-rights-separate-t-lgb.

Artificial Intelligence and the Class Struggle

By Chris Fry


Republished from Fighting Words.


Since the earliest days of the industrial revolution, workers have fought company owners over their use of automated machinery to step up the pace of exploitation.

“Programmable” looms in textile mills allowed owners to hire children to work 12 to 14 hours a day at half pay.

Famously, workers used to throw their wooden shoes called “sabot” into the machine gears to force them to stop, hence the word “sabotage”.

At the Flint sit down strike in 1936, workers barricaded the doors to prevent General Motors from removing the assembly line machinery and setting it up at another location. This tactic helped the workers win the strike and force union recognition.

Today, the focus of automation has moved from mechanical to digital, particularly with the advent of AI (Artificial Intelligence).  Webster’s dictionary provides two related definitions for AI: “1) a branch of computer science dealing with the simulation of intelligent behavior in computers; and 2) the capability of a machine to imitate intelligent human behavior.”

Current AI applications depend on vast databases of different fields of knowledge (e.g., street maps, pictures, languages, literature, etc.) plus powerful computer hardware and software to interact with those databases to allow applications to simulate human intelligence, speech, behavior, appearance and more.

The incredible pace of AI’s increased use has even alarmed some of its developers, so much so that 1,000 of them wrote an open letter calling for a six month pause for AI’s most powerful technologies, as a May 1 New York Times article reports:

In late March, more than 1,000 technology leaders, researchers and other pundits working in and around artificial intelligence signed an open letter warning that A.I. technologies present “profound risks to society and humanity.”

“Powerful A.I. systems should be developed only once we are confident that their effects will be positive and their risks will be manageable,” the letter said.

“Our ability to understand what could go wrong with very powerful A.I. systems is very weak,” said Yoshua Bengio, a professor and A.I. researcher at the University of Montreal. “So we need to be very careful.”

These systems can generate untruthful, biased and otherwise toxic information. Systems like GPT-4 get facts wrong and make up information, a phenomenon called “hallucination.”

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Automated weapons systems – the Pentagon’s “Terminator” syndrome

The most dangerous application of AI to humanity is its use in modern imperialist warfare. On July 9, PBS held an interview with Paul Scharre, Vice President and Director of Studies at the Center for a New American Security, a war industry “think tank”, who said that the Pentagon is already preparing autonomous weapons in its proxy war in Ukraine:

Well, we’re already seeing drones being used in Ukraine that have all of the components needed to build fully autonomous weapons that can go out over the battlefield, find their own targets, and then all on their own attack those targets without any further human intervention. And that raises very challenging legal, and moral and ethical questions about human control over the use of force of war.

Of course, these “questions” have not stopped the war industry’s head-long rush to implement AI technology. Scharre complained in his interviewer that the Pentagon is moving too slowly:

Well, they’re not keeping up. That’s the short version, they’re woefully behind because the culture is so radically different. And the bottom line is, you can’t buy AI the same way that you might buy an aircraft carrier. The military is moving too slow. It’s mired in cumbersome bureaucracy. And the leadership of the Pentagon has tried to shake things up. They had a major reorganization last year of the people working AI and data and software inside the Defense Department.

But we haven’t seen a lot of changes since then. And so the Pentagon is going to have to find ways to cut through the red tape and move faster if they’re going to stay on top of this very important technology.

In the famous Terminator movies, autonomous robot weapons destroy their own creators before attacking humanity in general. In a recent blog from the British Campaign for Nuclear disarmament, that scenario was described in a U.S. military simulation:

Also in May, the Royal Aeronautical Society hosted the ‘Future Combat Air & Space Capabilities Summit’ conference that brought together over 200 delegates from around the world to discuss the future of military air and space capabilities. A blog reporting on the conference mentioned how AI was a major theme and a presentation from Col Tucker ‘Cinco’ Hamilton, the Chief of AI Test and Operations, USAF, warned against an over reliance on AI systems and noted that they were easy to trick and deceive. They can also create unexpected strategies to achieve their goals, and he noted that in one simulated test an AI-enabled drone was told to identify and destroy ground-based missile sites.

The final firing decision was to be made by a human, but the system had been trained that destruction of the missile site was the top priority. The AI decided therefore that ‘no-go’ decisions from the human were interfering with its higher mission and, in the simulation, it attacked the operator. Hamilton was reported as saying that the human operator would tell it not to kill the threat, “but it got its points by killing that threat. So, what did it do? … It killed the operator because that person was keeping it from accomplishing its objective.” Although the system was trained not to kill the operator, it started destroying the communication tower used to connect with the drone.

The Pentagon excuses itself for developing these dangerous weapons AI applications by saying that the People’s Republic of China is also developing these systems. But it must be pointed out that it is the U.S. fleet that is parading its nuclear-armed warships just off the coast of China in its arrogant and provocative “freedom of navigation” campaign, giving China no warning time to respond to an attack. U.S. Imperialism has no such justification.


AI and the strike by the Writers and Screen Actors Guilds

Artificial Intelligence is a major issue  in the ongoing strike by writers and movie production workers, including actors, and the entertainment industry’s corporate owners, called the Alliance of Motion Pictures and Television Producers (AMPTP). This “alliance” includes such giants as Amazon, Netflix, Paramount, Sony, HBO and The Walt Disney Company, the parent company of ABC News.

This is the first combined strike by these two groups of workers since 1960. The real pay for these workers after inflation has greatly declined in the last decade while the pay for owners and executives has skyrocketed. Along with demanding higher pay, these unions are demanding that AI applications not be used against them to lower their compensation.

AI applications like ChatGPT can “scrape” millions of documents from the internet without the writers’ permission to create new documents, or in this case, new story scripts. The writers call AI “plagiarism machines.”

For the writers, they demand that their writing not be used to “train” AI applications, and they not be tasked to correct AI generated scripts, for which they would receive less pay.

As one striking worker put it:

On Twitter, screenwriter C. Robert Cargill expressed similar concerns, writing, “The immediate fear of AI isn’t that us writers will have our work replaced by artificially generated content. It’s that we will be underpaid to rewrite that trash into something we could have done better from the start. This is what the WGA is opposing, and the studios want.”

The Screen Actors Guild has parallel demands regarding AI as their fellow strikers from the Writers Guild. As ABC News reported on July 19:

In addition to a pay hike, SAG-AFTRA said it proposed a comprehensive set of provisions to grant informed consent and fair compensation when a “digital replica” is made or an actor’s performance is changed using artificial intelligence. The union also said it proposed a comprehensive plan for actors to participate in streaming revenue, claiming the current business model has eroded our residual income for actors.

These AI issues may seem obscure to many members of the working class and oppressed communities. But it is important to remember that artificial intelligence in the hands of the Wall Street billionaires and Pentagon generals will lead to more and more exploitation for our class and increase the chances of a global nuclear catastrophe for our planet.

AI could offer tremendous social benefits, such as medical cures and economic scientific planning, but only if it is controlled by the workers through a socialist system.

What is social class?

By Danica Rachel


Republished from Red Flag.


A recent Essential poll found that 79 percent of Australians believe social classes still exist in Australia. This is unsurprising, given the distribution of wealth. For example, the Australia Institute’s Inequality on Steroids report estimates that the top 10 percent of Australian income earners received 93 percent of the benefits from all economic growth in the decade from 2009 to 2019.

Of Essential poll respondents, 49 percent consider themselves to be middle class, 30 percent self-identify as working class and 4 percent as upper class. This raises a question: what is a social class? 

Definitions typically revolve around income. “Middle class”, we’re often told, means earning something like the median income—about $65,000 a year according to the Australian Bureau of Statistics. There’s no consensus on how much below or above this figure someone can earn while still being in the middle. 

This is a vague way to define class and is ripe for misinterpretations and distortions. An article published in the Australian last year described yearly earnings between $120,000 and $160,000 as “middle income” in an attempt to defend the high-end tax cuts due to be implemented by the federal Labor government next year. 

In reality, according to the most recently available statistics from the Australian Taxation Office, people making this much money are comfortably in the top 15 percent of Australian income earners.

More sophisticated classifications refer to education levels, cultural interests and family occupations as well as income. But again, the outcome is imprecise. Anyone with a university degree becomes middle class, and “working class” often becomes a synonym for “lower class”—that is, anyone economically worse off or with lower formal education levels than those in the “middle”.

 Socialists are more precise. While income can often be an indicator of social class, we define the latter in terms of people’s relationship to society’s economic infrastructure. That gives us three categories: the capitalist class, the working class and the middle classes.

Capitalists are the parasites at the top. They’re the executives, CEOs and board members who own and/or control the big companies, and with them the machinery, farmland, office buildings, media outlets, electricity grids, telecommunications infrastructure, ports and so on. They own the “means of production”, which they put to use with the singular purpose of generating profit.

Workers, on the other hand, don’t own any means of production. They might own personal property such as a car, a phone, maybe a house. But while workers use their personal property to meet their daily needs, capitalists use their private property as capital—a means to generate wealth through exploiting workers. 

A worker might grow some veggies in their garden to cut grocery costs; an agricultural capitalist uses thousands of acres of farmland to turn a profit. A house owned by a worker is just a home, but it becomes capital when owned by a real estate investor, used to generate wealth on the market.

The threat of poverty, homelessness and starvation gives workers no choice but to sell the only thing they can: their capacity to labour. They are deprived of control over much of their daily lives, having little say over the work they do or the workplaces in which they are employed. Even simple dignities like meals and bathroom breaks in many places can be taken only when allowed by the boss. 

The number of people fitting this definition of “working class” is difficult to quantify. Diane Fieldes, writing in the 2005 anthology Class and struggle in Australia, estimated that the working class makes up a substantial majority of the population—more than double the 30 percent figure in the Essential poll. 

“Middle class” also takes on a different meaning in this framework. It describes those who sit between the working class and the class of big capitalists. There are many different categories that fit in here: small business owners, middle managers, union officials, academics and state bureaucrats, to name a few. They can have different and contradictory relationships to the means of production—some are small capitalists, others just bureaucrats. What they generally have in common is that they control their own work or the work of others. They certainly make up a lot less than 49 percent of the population.

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The Marxist definition of class is much more useful than loose definitions based on income or education. 

First, it gives us an understanding of how capitalism works. Workers and bosses don’t exist in isolation; they are intimately connected through exploitation. Capitalists own the means of production, but need workers to operate machines, maintain infrastructure, harvest crops, serve customers and so on. The workers are the ones who produce the goods or services that their bosses sell for profit.

But there’s the rub. For the boss to make a profit, they have to sell the products for more than the costs of production, which crucially includes what they pay their workers. So the workers have created value, but that value has been seized from them by the capitalist, and only a fraction returned as a wage. This isn’t just the case with blue-collar workers, but also applies to workers in retail, hospitality, healthcare, IT, administration and elsewhere. 

Whether a business is successful depends on how much profit it can make, and therefore how much its workers are exploited. Profits are the lifeblood of capitalism—and every cent of them comes from exploited labour. By understanding exploitation, we can understand how 93 percent of wealth went to the top 10 percent last decade.

Second, the Marxist definition shows that classes have counterposed interests. What’s good for capitalists is whatever makes their profits go up. This often means, for instance, paying workers less, cutting costs wherever possible and lowering workplace safety standards. What’s good for workers is the opposite: being paid more and having more rights at work. Thinking of class simply as where someone sits on the spectrum from “low income” to “high income” obscures this tension.

Third, defining classes by their relation to the means of production tells us who has power in society. The capitalists own the most important section of the economy, so they make all major decisions about what society produces and how it will be produced. And because of this control, governments must keep them onside. Otherwise, they might move their investments overseas, threaten the economy, or even outright depose governments.

But profits are generated by workers, which gives them a different kind of power. When a workplace goes on strike, its production stops, and therefore profits cannot be made. The bosses go to great lengths to avoid this happening. They’ll pit workers against each other and spread lies about unions to stop workers organising.

Finally, we can see who is needed to run society—and who runs it day to day. The capitalists portray themselves as the deserving few who are indispensable. But their profits and wealth are the fruits of workers’ labour. Workers, not bosses, construct buildings, run hospitals, and stock shelves. Workers run the world, but under capitalism they are forced to run it for the capitalist class.

Another world is possible, where workers run the world for ourselves, because of the simple fact that the bosses need us, but we don’t need them.

Tipped and Tricked: It's Time To Pay Service Workers A Living Wage

By Liam Easton-Calabria

Republished from Socialist Alternative.

If you’ve recently been out to eat, grabbed a cup of coffee, taken a Lyft, or gotten a haircut, you’ve likely given someone a tip. Leaving a tip as a sign of appreciation is a regular practice in the U.S., and is more common here than any other country in the world. Tipping has become increasingly prevalent across different service sector jobs, and as wages have stagnated and the cost of living has increased dramatically, tips make up an important part of the income of roughly five million workers in the U.S. While tipping is a lifeline for workers in today’s current working conditions, the economic model of tipping as a whole is anti-worker and negatively impacts both the worker and the customer. 

Most tipped workers would say that they really need tips. A restaurant server, thought of as the “classic” tipped worker, usually earns a majority of their income through tips, while getting a subminimum wage from their employer. In many states, this subminimum wage is only the federal minimum of $2.13 an hour. Servers are therefore wholly reliant on customers at restaurants to tip between 15-20% of sales in order to make ends meet. When customers tip below this, or not at all, it can put servers and their families in financially strenuous positions. The difference in tipped wages month to month can determine whether a family is able to pay their rent.

A Growing Problem

Tipped work has changed over time, however, and tips now play a larger role in work outside of just the restaurant industry. There are more service jobs than ever before. This March, the leisure and hospitality sector saw the most growth with 72,000 new positions, while the manufacturing, construction, and retail sectors all saw job losses. An economy dominated by service jobs means many more workers holding multiple jobs in precarious industries. The custom of tipping has expanded to include thousands of counter-service workers, including baristas and food service, and gig workers that work for companies like Uber or Doordash. These workers make minimum wage and typically make far less in tips than servers. The pathetic state of the $7.25/hr federal minimum wage means tips are still vital to making rent, buying groceries, and generally scraping by. In the age of persistent inflation and stagnant wages, even $15/hr is a poverty wage across the U.S. To many workers, tips make it possible to survive, and therefore tipping itself can feel like an act of solidarity between working people. 

However, at the heart of the matter, tipping allows bosses to shove the burden of providing a subminimum wage onto other workers, i.e. customers, generating even more exorbitant profits off the cheap labor of their employees. This relationship becomes abundantly clear when looking at the origins of the custom. Tipping began in the U.S. after slavery was abolished following the Civil War. Employers in the service industry took advantage of the limited economic opportunity for Black people recently freed from slavery by letting them “work” but paying them no wage at all. Instead, bosses pressured customers to provide a small extra charge to their server. The extreme racism of the post-Reconstruction-era U.S. allowed employers to continue profiting off the free labor of an underclass of workers and continue a slavery-like business model. 

Tipped work today has sanitized its image and is a far cry from the horrors Black workers endured in the post-Reconstruction period. But the power imbalance created by the tipping system remains the same, pitting service workers against working class customers. Customer-facing tipped workers endure far greater levels of harassment and exploitation than their non-tipped counterparts. The reliance we have on our tips means we are much more vulnerable to mistreatment and are financially incentivized to withstand verbal and even physical abuse while on the job. Whether a customer has an angry outburst about their overcooked burger or makes a sexist comment to their barista, the tipped worker has to judge how their response will affect the tips from their customer and those around them. Smiling through these types of situations is often the choice that workers have to make. Some of my coworkers at Starbucks would actually switch positions or step off the floor when customers with a record of harassment were seen waiting in line, but this wasn’t always possible Far from being on the side of their employees, managers and supervisors are financially incentivized to downplay or ignore instances of mistreatment and penalize workers who speak up.

Sexual harassment is one of the biggest abuses increased by the tipping system. All tipped workers report higher rates of sexual harassment, but women are by far the most affected. 71% of female restaurant workers report having been sexually harassed on the job, and not only from customers – 41% report facing harassment from a manager or supervisor! Our low wages make the financial exchange from customer to employee extremely important, and in our deeply sexist capitalist society, that power imbalance manifests in extreme objectification of women service workers. In a recent trend on TikTok, female servers test out and report back that wearing their hair in pigtails results in significantly greater tips. While these servers recognize that this is because men are sexually infantilizing them, many say they are going to keep wearing their hair up after testing the “pigtail theory.” As one server put it with a shrug, “single mom,” pointing to herself. This trend is just one of many examples of how women in the service industry are pressured to withstand abuse and even normalize their own objectification.

Gig workers like Uber, Lyft, and Doordash drivers face a different side of the problem: consistent undertipping. While it has long been expected that customers leave a solid 20% tip for taxi drivers, the tradition hasn’t translated to app drivers in the same way. Multiple reports show that Uber drivers average under 10% in tips. This may be because of the depersonalization of the app experience or because these companies pile on junk fees that inflate the price of their service. App drivers are subject to very inconsistent wages because of fluctuating demand, especially since the pandemic. This, compounded by the high price of gas, means tips are all the more important for drivers, sometimes to just break even for a food delivery. Black and Hispanic workers are much more likely to work these jobs than their white counterparts. 

Make The Bosses Pay!

Ultimately, customers are paying the price for this tipping culture. The Square app may give a suggested tip amount of $1, $2, or $3 when a worker takes 30 seconds to scoop your ice cream or pour your black coffee, and even suggests a tip for the server staff of 20% when picking up food, not dining in. Our tips go to workers (usually), but allow the bosses to keep wages at the bare minimum while lining their pockets. The point-of-service tipping model pressures the customer to tip on things that we may not have in the past, and with companies using inflation as an excuse to blatantly price-gouge us, this extra cost can sting. The anxiety that comes with this has come to be known as “guilt-tipping” because most people know service workers deserve more than what they’re getting, but rightly feel as though they shouldn’t be the one to pay for it.

For the time being, we absolutely shouldn’t stop tipping. We should stand with unionized Starbucks workers fighting for credit card tipping, as it would dramatically improve workers’ lives and especially because it’s been used as a bargaining chip against the union drive. Making the bosses pay for our labor, not other workers, will require mass unionization of the service industry, built on campaigns for the best possible wage increases, so we can begin to phase out this anti-worker custom and replace it with a stable and livable income for all.

In Brazil's Class War, Will Lula Fight Back?

[Photo credit: Pedro Vilela/Getty Images]

By Bernardo Jurema

It’s not an exaggeration to say that, with Lula da Silva's razor-thin victory over incumbent President Jair Bolsonaro, Brazil dodged a bullet. As it has in other countries like Hungary or India, another term of far-right rule would have meant a more reactionary police and military, accelerated environmental destruction, further evisceration of individual rights, and a serious blow to the prospects for restoring democracy. It’s also fair to say that the world dodged a bullet, given the Bolsonaro government's fervent support for mining and other extractive activities that threaten the Amazon rainforest, a crucial link in the global climate system. 

Although the final result was very close, with Lula at 50.9% and Bolsonaro at 49.1%, Lula won by a large margin among the poorest segments of the population. The former president carried 977 of the 1,003 least developed cities. And a poll right before the second round of voting showed Lula winning the lowest income bracket with 61% to Bolsonaro’s 33%.

Lula shied away from presenting a clear economic program during the campaign, explaining that “we don’t discuss economic policies before winning the elections.” He made vague promises to increase public spending, with a focus on infrastructure and social welfare. His main pledges were directed toward the segment of society that supported him most heavily. Lula called for removing Brazil from the Hunger Map, increasing the minimum wage, boosting employment, and improving access to healthcare. 

The challenges Lula now faces cannot be overestimated. He will take office on January 1st, 2023 under circumstances remarkably different from those of twenty years ago when he began his first term. With a global recession on the horizon, interest rates are on the rise worldwide and Brazil's largest trading partner, China, has seen its demand for commodities subside. On top of that, the outgoing Bolsonaro leaves in his wake "shaky public finances, with debt projected to reach almost 89 per cent of gross domestic product next year, and an economy forecast to slow sharply."

How will Lula address this poor state of affairs? A cursory look at his economic transition team raises some red flags. The team was led by Vice President-elect Geraldo Alckmin, a former rival of Lula’s Workers' Party, who is socially conservative, economically liberal, pro-police, and anti-labor. He was handpicked by Lula in a clear nod to Faria Lima (Brazil’s Wall Street), signaling to the market and conservative voters that "there would be no radical economic measures." As Glenn Greenwald noted in 2018, "For the powerful, it is impossible to dream of a better guardian of the status quo [than Alckmin].” 

Other members of the transition team included André Lara Resende, who headed Brazil's public investment bank under the center-right government of Fernando Henrique Cardoso. Resende infamously played a key role in repressing the 1995 oil workers' strike. He served on the transition team alongside Pérsio Árida, a longtime economic advisor to Alckmin who, in 2018, supported then-President Michel Temer’s radical neoliberal government. Árida has publicly opposed taxing large fortunes, instead backing privatization and neoliberal reform efforts. 

These neoliberals were counterbalanced in the transition team by members of a  "developmentalist" profile, who favor state planning and expanding public spending. Guilherme Mello, a professor at the University of Campinas Institute of Economics (known as the main intellectual hub of dissent against neoliberal orthodoxy), was one of them. Mello has since been appointed as the new Secretary of Economic Policy at the Ministry of Finance. Another developmentalist member of the transition team was Nelson Barbosa, who served as Minister of Finance from the end of 2015 into the first months of 2016 under the Rousseff government.

Most members of the transition team will not go on to become ministers or even occupy government posts. But the team nonetheless helped set the terms of political possibility, offering a choice between neoliberalism and developmentalism. While such a choice is hardly auspicious in the face of the climate crisis, Brazilians can at least be cautiously optimistic that developmentalists in the administration will pursue redistributive policies. 

Thanks to an historic commodities boom, redistribution efforts during Lula’s first two terms in office passed with relatively little friction. But what if the extractivist pie stops growing? These days, any redistributionist policies will almost certainly require some degree of confrontation. From the transition team, there is no clear vision of what must be done in terms of economic policy. As Roberto Andrés, an urban planner at the Federal University of Minas Gerais, has rightly pointed out:

There will hardly be a favorable economic scenario for a new stage of inclusion without class struggle. It will be necessary to take from the richest to raise the level of the poorest. A tax reform that corrects the unfair Brazilian taxation may be the first step. To do so, the new government will have to face the dissatisfaction of the privileged classes, who will lose income. If it fails to do so, it runs the risk of not delivering the improvements it promises to the poorest."

On December 9th, Lula announced Fernando Haddad as his finance minister. Haddad previously served as Lula’s Minister of Education from 2005 to 2012. In that role, Haddad’s signature achievement was the PROUNI program, which expanded scholarship opportunities for poor students. This policy is a microcosm of Haddad’s conciliatory politics. While PROUNI helped disadvantaged pupils access higher education, the influx of government money was a major boon to private universities. 

For his second stint in a Lula administration, Haddad looks set to continue placating private interests. Recent comments suggest he’s open to privatizing airports and highways, saying that public-private partnerships “have to get on the agenda.” Despite this pro-business rhetoric, the markets reacted negatively to Haddad’s appointment. As one financial analyst explained, worries abound that Haddad will work to expand public spending and increase the national debt. In an attempt to quell these fears, Haddad recounted his time as Mayor of São Paulo, during which he reduced municipal debt and strengthened the bond market.

The new finance minister’s agenda appears syncretic, embracing the full spectrum of beliefs found in the transition team, from mild center-left Keynesianism to hardcore neoliberalism. Similarly mixed are the plans of Bernard Appy, the new special secretary for tax reform. While Appy seeks commonsense adjustments to Brazil’s notoriously anti-poor tax structure, his fixation on taxing consumption promises to preserve substantial regressivity.

There are also concerns to be had about Gabriel Galípolo, who will serve as the executive secretary of Lula’s economic ministry. Previously a professor at the Federal University of Rio de Janeiro, Galípolo is close with corporate interests. In the past year, he has served as a mediator between the Workers’ Party and big business.

Galípolo won’t be alone in representing the financial sector within Lula’s economic ministry. O Globo, a Brazilian daily newspaper, reports that “at least one more member of Faria Lima” will receive an appointment. A countervailing influence, however, takes the form of Aloízio Mercadante. A close Lula ally and noted center-left Keynesian, Mercadante has been nominated to chair the National Bank for Economic and Social Development, a key instrument for long-term financial planning.

In addition to internal ideological disputes, the incoming Lula administration also faces external constraints. As journalist Diego Viana explains, the government will be “under siege by the Right, who are ready to pounce at the first sign of weakness.” This leaves little room for radical experimentation. It is mostly likely, Viana says, that the administration will “insert some distributive policies within an essentially traditional political economy.”

Seeking compromise has been a Lula trademark ever since his days as a union organizer in the 1970s. With Brazil now at a crossroads, it remains to be seen how much longer this balancing act can persist. Given the combination of the climate crisis, the rise of the far Right, and a looming global recession, only bold action is commensurate with the urgency of the moment. But that not only goes against Lula’s realpolitik penchant; it also would not be consonant with the balance of power, whereby the reactionary forces of agribusiness and finance are very strong, while working-class social movements find themselves demobilized, demoralized, and under constant attack.

Such a context calls for measured and realistic goal-setting. According to Viana, “What Lula needs to deliver, first and foremost, is to not be succeeded by another fascist like Bolsonaro. In addition, the coalition that elected Lula expects stability in employment, prices, and exchange rates. That can be achieved. But is it enough to obtain the most important outcome?”

Maybe not. But, to paraphrase Peggy Lee, that's all there is for today. 


Bernardo Jurema is a Brazilian political scientist based in Germany. He earned his PhD from the Free University of Berlin and has worked for international organizations and think tanks throughout Latin America and Europe.

Unions Fight Back: The Transformation of Labor Law in the United States and its Impact on Union Organizing Strategy

[Pictured: Christian Smalls has become an instrumental part of a nationwide labor resurgence in the United States, heading up union efforts at Amazon]

By Noah Streng

The state of union organizing in America is intimately tied to the legal structures governing labor. Court rulings during the late-19th and early-20th century, for example, created a semi-outlaw status for unions and their activities. Nearly every time unions tried to get the political system to pass pro-labor legislation, their efforts were overturned by a reactionary Supreme Court that had the final say over labor law. A prime example of this was Lochner v. New York (1905).

In the case, the Supreme Court overturned a New York law that prevented bakers from working more than 10 hours per day, citing liberty of contract guaranteed by the 14th Amendment. Unions had fought hard to pass this and other protections for workers in the New York legislature. But, despite the public’s mandate via their elected representatives, the Supreme Court overruled them in favor of private property rights.

Cases like Lochmer were common in postbellum labor relations. The outsized influence of the judiciary left elected legislatures with little say over American labor law. Many unions consequently lost faith in the potential for winning reforms through the ballot box and adopted an anti-statist approach to labor organizing. These unions had never experienced a state that worked on behalf of the working class, so it was hard for them to envision one.

This disillusionment gave rise to the anarcho-syndicalist Industrial Workers of the World (IWW) and voluntarist American Federation of Labor (AFL). Both prioritized grassroots labor action over state intervention. But, despite this commonality, the two unions practiced very different kinds of anti-statism.

The AFL focused on upholding liberty of contract by fighting to remove the government from labor relations entirely. When the AFL participated in elections and legislative advocacy, it was typically to preempt judicial intervention in labor disputes. Meanwhile, the IWW sought to unite laborers across race and gender lines to overthrow capitalism. In their organizing, the IWW gained significant traction — especially among unskilled workers, immigrants, people of color, and women. Unlike the AFL, which organized along craft lines, the IWW ran industrial unions that united all workers in a given shop.

Despite early momentum, however, many judicial rulings stifled the IWW’s ability to organize across racial lines. In Hodges v. United States (1906), for example, the Supreme Court officially stripped black workers of equal labor rights. This — in tandem with other hostile decisions — divided the American working class, thereby frustrating the IWW’s universalist strategy.

The environment for labor improved significantly following the passage of the National Labor Relations Act (NLRA), which guaranteed many American workers the right to organize unions, engage in collective bargaining, and partake in concerted union activity such as strikes. The NLRA did this by expanding executive power over the judiciary, transferring power from courts in labor law cases to the National Labor Relations Board. This paved the way for much of the pro-labor legislation in the New Deal, which the Supreme Court almost certainly would’ve struck down had it been able. The NLRA thus redefined what was politically possible for unions. Now, they could plausibly build worker power through the organs of the state.

Nevertheless, the NLRA had its flaws. Following the precedent set by Hodges and other discriminatory cases, the bill excluded domestic, agricultural, incarcerated, and sex workers from its labor protections. This would be hard to reconcile if we interpret the NLRA as something intended to advance working-class liberation. But that arguably wasn’t its intention at all.

Indeed, the NLRA’s legality was based on the federal government’s right to regulate interstate commerce. The bill provided concessions to labor in order to achieve “labor peace” and ensure the stability of the capitalist economy. Nevertheless, the NLRA — coupled with other pieces of legislation like the Norris-La Guardia Act — was undoubtedly beneficial to workers. By shifting power over labor relations from courts to the administrative state, the NLRA opened new opportunities for radical pro-union reforms.

Despite gains in the previous century, however, we still find ourselves in an era where the federal government and judiciary are aligned with the interests of capital. As both continue to chip away at the progress made by the NLRA, organized labor in the United States needs to develop new strategies for our current context. That includes finding ways to work around — or, preferably, reverse — legal restrictions on union activities as enshrined by, for example, the Taft-Hartley Act and infamous Janus vs. AFSCME (2018) Supreme Court decision. Just as union leaders in the past had to adapt to rapidly changing rules governing labor, leaders today must strategize to meet the moment and revitalize class struggle in America.

One way to do this would be through rekindling the socialist labor movement in the United States. Organizations like the Democratic Socialists of America have already begun doing so by raising over $100,000 for strike funds, engaging in solidarity actions, and directly organizing workers into unions across the country. Labor is at its strongest when grassroots, militant, rank-and-file-led unions organize to radically change society. Part of this strategy should include capturing state power and wielding it to redefine labor law, empowering workers in their fight against the owning class.

Noah Streng is a member of River Valley DSA’s steering committee and a graduate student at the University of Massachusetts Amherst Labor Center.

From Commodity Fetishism to Teleological Positing: Lukács’s Concept of Labor and Its Relevance

By Wang Pu

Republished from Monthly Review.

The concept of labor constituted a pivotal problematic in Georg Lukács’s theoretical development throughout his Marxist years. His 1922 essay, “Reification and the Consciousness of the Proletariat”—the central piece of his work History and Class Consciousness, famously opens with the phrase phantom objectivity. The idea of phantom (or phantom-like) objectivity derives from Karl Marx’s discussion of commodity and labor in Capital. The question of labor becomes especially crucial in the third section of History and Class Consciousness, where the young Lukács argues that the proletariat will become conscious of being the object-subject of history. On one hand, labor is reduced to the pure abstractness of labor-time, which marks the nadir of capitalist reification; on the other, it is within the immediate experience of reified labor that the proletarian consciousness is rendered possible. In this sense, labor under capitalism not only determines the lowest point of reification, but also forms “the vantage point of the proletariat.” [1]

Lukács’s later criticism of History and Class Consciousness revolved around the issues of labor and human praxis in general. In his preface to the 1967 edition, he wrote that “the purview of economics [in History and Class Consciousness] is narrowed down because its basic Marxist category, labor as the mediator of the metabolic interaction between society and nature, is missing.” Thus, labor refers not only to the historical phenomenon of reification (that is, wage-labor), but also stands for a more general, even ontological, question. In the same preface, Lukács later wrote that labor, characterized by its “teleological system,” should be taken as “the original form and model” of all human praxis. [2] He described his own development in the following way:

Once I had gained a definite and fundamental insight into what was wrong with my whole approach in History and Class Consciousness, this search became a plan to investigate the philosophical connections between economics and dialectics. My first attempt to put this plan into practice came early in the thirties, in Moscow and Berlin, with the first draft of my book The Young Hegel (which was not completed until autumn 1937). Only now, thirty years later, am I attempting to discover a real solution to this whole problem in the ontology of social existence, on which I am currently engaged. [3]

The first attempt produced his book The Young Hegel, in which the discussion of labor is associated with his reading of G. W. F. Hegel’s The Phenomenology of Spirit and his encounter with Marx’s Economic and Philosophic Manuscripts of 1844. The outcome of this project, on which he was working in the 1960s, was The Ontology of Social Being, one chapter of which was devoted to the question of labor. In that chapter, labor is philosophically defined as the fundamental teleological positing that forms the model for social praxis.

His 1923 essay “Reification and the Consciousness of the Proletariat” and later works, The Young Hegel and TheOntology of Social Being, constitute a trajectory in his theorization of labor. Here, we trace emergence of the question of labor in “Reification and the Consciousness of the Proletariat,” and the ambiguity it causes in the Hegelian-Marxian tradition.

Dualism of Wage-Labor: Labor-Time and the Soul

It is no accident that the issue of the of labor emerges in third section of essay “Reification and the Consciousness of the Proletariat,” in which Lukács discusses immediacy and mediation. The reification confronting the proletariat differs little from the rigid immediacy imprisoning the bourgeoisie. However, the proletariat contains the potential of unveiling and overcoming the “opposition of subject and object.” For the proletarian consciousness to emerge, both the immediacy and the mediating force must consist of reified labor. When writing this essay, Lukács was highly concerned with “the Marxist analysis of labor under capitalism.” What he referred to as labor was wage-labor, rather than labor per se. He conceived of wage-labor as the point of departure for the identity of immediacy and mediation for the proletariat. [4]

Above all, Lukács wrestled with the issue of labor-time. While bourgeois thought always assumes a rigidly double form, “for the proletariat social reality does not exist in this double form.” To substantiate this thesis, Lukács followed Marx’s abstraction of labor into labor-time in the first volume of Capital. This abstraction is identical to the historical “process of abstraction of which [the proletarian] is the victim.” Yet Lukács also went on to claim that it is this very fact of quantification into labor-time that “forces [the worker] to surpass the immediacy of his condition.” At this point, the young Lukács’s eloquence and ambiguity become intertwined. He continued thus: “the quantitative differences in exploitation which appear to the capitalist in the form of quantitative determinants of the objects of his calculation, must appear to the worker as the decisive, qualitative categories of his whole physical, mental and moral existence.” The emergence of this consciousness hinges on the fact that “the worker is forced to objectify his labor-power over against his total personality and to sell it as a commodity.” In this sense, labor-time is not merely considered the immediate social existence of reification and abstraction in which the worker is dehumanized; it is also the mediation for class consciousness. [5]

A presupposed duality, however, is already discernible, for the commodification of both the worker’s labor-power and “total personality” coexist in the same labor-time. Lukács then raised the question of the “work-situation” as the concrete experience of dualism within wage-labor, abstract labor-time versus “the soul”:

This enables us to understand why it is only in the proletariat that the process by which a man’s achievement is split off from his total personality and becomes a commodity leads to a revolutionary consciousness. It is true…that the basic structure of reification can be found in all the social forms of modern capitalism… but this structure can only be made fully conscious in the work-situation of the proletarian. For his work as he experiences it directly possesses the naked and abstract form of the commodity, while in other forms of work this is hidden behind the facade of ‘mental labor.’… The more deeply reification penetrates into the soul of the man… the more deceptive appearances are. Corresponding to the objective concealment of commodity form, there is the subjective element. This is the fact that while the process by which the worker is reified and becomes a commodity dehumanizes him and cripples and atrophies his ‘soul.’… It remains true that precisely his humanity and his soul are not changed into commodities.

Here, the word soul is especially worth pausing over. Lukács indicated that it is the coincidence of the reifying manual, machine-like labor and the resisting soul in the same work-situation that determines the proletariat’s “vantage point,” from which to grasp historical totality. [6]

To this point, we can summarize that Lukács’s dualism assumes two corresponding, yet incongruous, forms: the first, as shown above, is the dual meaning of labor-time, that is, that labor-time is simultaneously recognizable as the pure quantity and the determining category of personality. The second is a kind of internal division of the “total personality.” The worker is divided into two antagonistic parts: the commodified labor-power and the soul resisting dehumanization. To some extent, the second seems to be developed to mediate the first, but at any rate, the two forms highlight the ambiguity in the identification of immediacy with mediation. Between the two forms arises Lukács’ ambivalence. [7]

The reference to “the soul” reminds us of Lukács’s pre-Marxist aesthetic endeavor; his invocation of experience also is reminiscent of the Diltheyian categories and the Neo-Kantian atmosphere of German so-called spiritual sciences in the early twentieth century. We must also bear in mind that, as Harrt Liebersohn has tried to demonstrate, the young Lukács’s pre-Marxist conception of labor was in dialogue with Weber’s and Simmel’s discussions of work in the context of bourgeois life and Christian-Protestant culture. Yet what characterizes Lukács’ dualism on the issue of labor in “Reification and the Consciousness of the Proletariat” is his radical move from German sociology and Neo-Kantianism to revolutionary Marxism. The mediation for this move was nothing other than his turn toward Hegel. [8]

One of the philosophical origins for such correlation between labor and self-consciousness is found in Hegel’s “lord-bondsman dialectic.” According to his work The Phenomenology of Spirit self-consciousness springs from the triangular relationship among the lord, the bondsman, and the object on which the bondsman is working. Hegel asserted forcefully that “through work… the bondsman becomes conscious of what he truly is.” Thus, Hegel assumed the activity of labor as the “middle term” and concluded that “it is in this way, therefore, that consciousness, qua worker, comes to see in the independent being [of the object] its own independence.” What lies hidden the bondsman’s work is the issue of objectification. That is to say, the bondsman’s spiritual freedom is objectified in the “permanent independence” of the product of his labor, and thereby is made conscious. [9]

Though Lukács certainly drew upon Hegelian logic in the discussion concerning labor and consciousness, it is evident that his case was complicated by the fact that he wedged commodity fetishism into this context. The worker’s objectification through wage-labor is interlocked with the commodification of labor-power. [10] As quoted above, wage-labor is shaped by the “compulsion to objectify [the worker] himself as a commodity.” Lukács then argued:

Above all, the worker can only become conscious of his existence in society when he becomes aware of himself as a commodity. As we have seen, his immediate existence integrates him as a pure, naked object into the production process. Once this immediacy turns out to be the consequence of a multiplicity of mediations, once it becomes evident how much it presupposes, then the fetishistic forms of the commodity system begin to dissolve: in the commodity the worker recognizes himself and his own relations with capital. [11]

Here, the mediating role of work in Hegel’s dialectics is repeated, yet reversed: while the Hegelian bondsman recognizes his freedom in his objectification, the Lukácsian worker recognizes his imprisonment. If the product of work attests to the bondsman’s humanity, as is shown in Hegel’s case, then the capitalist history in the Lukácsian sense is the opposite: the worker himself is commodified as the “pure, naked object.” To translate this into Marxian language: what the bondsman recognizes in the object is his own objectification; what the worker recognizes in the object/commodity, according to Lukács, is actually his own “phantom-like objectivity.”

Moreover, though this step forms a parallel with Hegel’s idea of labor as the “middle term,” in Lukács this very mediation itself is dualized—at least implicitly—corresponding to Marx’s fundamental insight about labor’s duality under capitalism (that is, use-value/value, objectivity/phantom-like objectivity). The antithesis between the qualitative objectivity and the quantitative “phantom objectivity” cannot be solved by a Marxian version of the Hegelian notion of labor that mediates self-consciousness. Rather, what is at stake here is how, in the crude immediacy of the “work-situation,” can commodity fetishism dissolve in the experience of the worker, rather than devour the worker’s whole humanity and absorb it into phantom objectivity? Despite Lukács’s theoretical vigor, the chasm between objectification (as found in Hegel’s The Phenomenology of Spirit) and phantom objectivity (from the penetrating analysis offered by Marx) remains unbridgeable. [12]

Vergegenständlichung and Entäusserung [13]

It is interesting to note that, when writing History and Class Consciousness, Lukács, like V. I. Lenin, had no access to Marx’s Economic and Philosophic Manuscripts of 1844. In formulating his revolutionary labor theory of Entäusserung (or alienation, also translated as estrangement and externalization), the young Marx placed Entwirklichung (“the loss of realization”) in opposition to Vergegenständlichung (objectification), thereby launching a profound critique of Hegel’s phenomenology:

The object which labor produces—labor’s product—confronts it as something alien, as a power independent of the producer. The product of labor is labor which has been embodied in an object, which has become material: it is the objectification of labor. Labor’s realization is its objectification. In the sphere of political economy this realization of labor appears as loss of realization for the workers; objectification as loss of the object and bondage to it; appropriation as estrangement, as alienation. [14]

Concerning the alienation of labor, Marx went on to say:

The fact that labor is external to the worker, i.e., it does not belong to his essential being; that in his worker, therefore, he does not affirm himself but denies himself…does not develop freely his physical and mental energy but mortifies his body and ruins his mind. The worker therefore only feels himself outside his work, and in his work feels outside himself. He is at home when he is not working, and when he is working he is not at home. [15]

This striking account, with no doubt, marks a Marxian subversion of Hegel’s dialectics of labor: the independence of the product does not testify the bondsman’s freedom, but stands as an alien power governing the worker’s existence. While the Hegelian concept of work humanizes the bondsman and realizes his being as self-consciousness, Marxian wage-labor dehumanizes the worker totally and alienates the worker from his or her own “essential being.”

Marx’s critique turned out to be a crucial intervention into Lukács’s theoretical practice following the debate about History and Class Consciousness. In his preface to the 1967 edition he recollected one of his “unexpected strokes of good luck” in the 1930s: “the text of the Economic-Philosophical Manuscripts had just been completely deciphered and I was able to read it.… In the process of reading the Marx manuscript all the idealist prejudices of History and Class Consciousness were swept to one side.” [16] This encounter with early Marx therefore helped initiate his study of early Hegel. The same passage from the young Marx was used in The Young Hegel to lay the foundation for Lukács’s analysis of the difference between Hegelian Entäusserung and Marxian Entäusserung. Lukács’s emphasized Hegel’s “confusion” concerning alienation: the young Hegel equated alienation (Entäusserung) with objectification (Vergegenständlichung), while the young Marx drew a “precise distinction between objectivity and alienation in human praxis.” [17]

Only when it comes to the question of labor can the relevance of such confusion or distinction be fully manifested. In the chapter “Hegel’s Economics During the Jena Period,” Lukács dealt with the young Hegel’s labor theory in relation to Entäusserung. Correspondingly, in the concluding chapter, “‘Entäusserung’ as the Central Philosophical Concept of The Phenomenology,” Lukács elaborated on this concept in relation to Marx’s labor theory. Through a close reading of the bondsman’s labor, Lukács believed that Hegel’s discovery of the origin of self-consciousness concerned labor as the universal mode of human existence. Whereas in “Reification and the Consciousness of the Proletariat” Lukács focused on wage-labor under capitalism, this time, Lukács wanted to seize the interpretation of labor (in a universal sense) found in Hegel’s The Phenomenology of Spirit. [18]

Here arises the problem of Entäusserung. In short, at least two interrelated points made by Lukács are significant at this juncture. First, since Hegel had no insight into the “specifically capitalist form of ‘externalization’ (alienation or Entäusserung), i.e. what Marx would later call ‘fetishism,’” Hegel tended to equate Entäusserung with objectification. [19] Second, as the alienation of labor was beyond his sight, Hegel made a “false equation of ‘externalization’ (Entäusserung) and ‘thinghood’ or objectivity.” [20] This led to his central theme that “all alienation (Entäusserung) of the human essence is therefore nothing but alienation of self-consciousness.” [21] As a consequence, alienation can always be superseded by returning to the subject-substance identity. Hegel’s characterization of labor as the origin of self-consciousness, therefore, conceals the starting point of what Lukács called the “mystification of alienation.” Drawing upon Marx’s Economic and Philosophic Manuscripts of 1844, Lukács summarized Hegel’s confusion in a schematic manner: “on the subjective side, there is the mistaken identification of man and self-consciousness demonstrated and criticized by Marx; on the objective side, there is the equation of alienation and objectification in general.” [22] Meanwhile, Lukács’s distinction between alienation and objectification is built solely upon a distinction between two modes of labor itself. The following passage, as a part of Lukács’s cross-reading of Hegel with Marx, is particularly lucid:

For alienation is sharply distinguished from objective reality, from objectification in the act of labor. The latter is a characteristic of work in general and of the relation of human praxis to the objects of the external world; the former is a consequence of the social division of labor under capitalism, of the emergence of the so-called free worker who has to work with the means of production belonging to another and for whom, therefore, these means of productions as well as his own product exist as an independent, alien power. [23]

One can even go so far as to say that if the act of labor is the universal mode of human praxis, objectification is the alienated labor under capitalism.

While Lukács asserted that “the socialist critique of ‘externalization’ (Entäusserung) has exposed the real alienation contained in the capitalist form of work, an alienation that has to be annulled in reality,” he nevertheless gave much credit to Hegel for uncovering labor as the origin of human essence: “the decisive factor…was that Hegel thought of work as the self-creating process of man, of the human species.” Rather than point out the road toward the supersession of alienation of labor (so-called bad labor), Lukács seemed more concerned with laying the philosophical foundation of labor as the genesis and model of praxis, that is, the universal and humanizing labor (or good labor). [24]

Between these two chapters of The Young Hegel, there is a chapter devoted to labor and the problem of teleology. There, Lukács turned to Marx for a definition of labor as “an exclusive characteristic” of human beings. He quoted from Marx: “at the end of every labor process, a result emerges which had already been conceived by the worker at the beginning, hence already existed ideally.” By linking it with Hegel’s philosophy, Lukács tried to elevate this Marxist insight into labor as a “purposeful activity” to a kind of teleology of labor, and, therefore, a teleology of history. Since labor is posited as the objective realization of purpose, Lukács’s teleology of labor comes back to Hegelian alienation/objectification and use-value. What he attempted to demonstrate is that “Hegel’s concrete analysis of the human labor-process shows that the antinomy of causality and teleology is in reality a dialectical contradiction in which the laws governing a complex pattern of objective reality become manifest in motion.” For the young Hegel, the bondsman’s labor—associated with a pre-capitalist, quasi-feudal economy—is a phenomenological agent; in early Marx, the worker’s labor testifies to the alienation of labor under capitalism. But in grounding labor as the model of human praxis, Lukács now reached a point of further generalizing labor as an ontological category. [25]

The If… then of Teleological Positing Versus the as if of Commodity Fetishism

In his post-Hungarian Uprising magnum opus, The Ontology of Social Being—written in the 1960s and still under revision until the last days of the author’s life—Lukács addressed the issue of labor in the first chapter of the second volume. His elaboration of labor teleology was a direct continuation of his discussion of the relationship between labor and teleology in The Young Hegel. [26]

In the section on “teleological positing,” Lukács came to focus on what he found missing in his early writings (such as “Reification and the Consciousness of the Proletariat”): labor as immediacy and mediation; as the metabolism between man and nature; and as a condition for human social being. In this way, he proceeded from the so-called general characteristic of labor to “elementary labor” in its “essential original nature.” In this chapter, most of Lukács’s examples come from primitive forms of labor, such as the making of a knife or an axe from stone. This generalization was undertaken by Lukács in order to fill the gap left by what he called the “leap” from nature to humanity. Again, labor is posited as the “genuine humanization of man.” [27]

At the beginning, Lukács cites Marx’s definition of labor as purposive activity: “labor, then, as the creator of use-value, as useful labor, is a condition of human existence which is independent of all forms of society.” Central here is use-value/objectivity in labor teleology. Lukács then articulated his ontological category of labor:

Through labor, a teleological positing is realized within material being, as the rise of a new objectivity. The first consequence of this is that labor becomes the model for any social practice, for in such social practice—no matter how ramified its mediations—teleological positings are always realized, and ultimately realized materially. [28]

Clearly, the Hegelian ideas of objectivity and realization again resurface. Here, the later Lukács reverts to the Hegelian/pre-Marxist idea of Entäusserung (alienation/objectification), which, according to Lukács’s interpretation, initially meant the positing of the object in the German idealist tradition. [29] Ultimately, the “teleological positing of causality” is supposed to contain the “ontological kernel of freedom.” Consequently, every social practice, no matter how developed or complex it is, can be ontologically reduced to the original nature of labor, which, he maintained, is as elementary as everyday experience. Its basic rationality, as Lukács contended, can be formulated as if… vthen. [30]

Though Lukács often said that he would deal with the question of capitalist labor in subsequent chapters, one cannot help but realize that what is missing on this ontological landscape is precisely the phantom objectivity of capitalist labor, or commodity fetishism. According to Slavoj Žižek, commodity fetishism centers on the fantasy of as if rather than if… then For Žižek, the problem of fetishism happens on the side of objective reality: people act as if the money-form is the embodiment of the objective Universal; “they are fetishists in practice, not in theory.” It is in the sense of as if that the objectivity of capitalist labor becomes phantom-like at best. Interestingly enough, both the Žižekian as if and the Lukácsian if… then hinge on the famous Marxian formula to which both Lukács and Žižek frequently referred: “they do not know it, but they do it.” Žižek considered Marx’s formula to be a definition of ideology and related it to the “fetishistic illusion” Žižek attempted to demonstrate that commodity fetishism is “at work in the social reality itself, at the level of what the individuals are doing” and that it is in the reality of doing that people “are guided by the fetishistic illusion.” He then drew the following conclusion:

The illusion is not on the side of knowledge, it is already on the side of reality itself, of what the people are doing. What they do not know is that their social reality itself, their activity, is guided by an illusion, by a fetishistic inversion. What they overlook, what they misrecognize, is not the reality but the illusion which is structuring their reality, their real social activity. They know very well how things really are, but still they are doing it as if they did not know.

In this light, we can say that phantom-like objectivity is presupposed and performed as if it were the Universal the objective necessity. [31]

Yet for Lukács’s ontology, Marx’s formula means that, even though humans do not consciously recognize the causality of objective necessity, the teleological positing of causality is still constantly practiced in basic human labor. In this labor, objective causality is directed to human ends, and in turn contains the genesis of science and human knowledge. However, a closer look reveals that this rationality is not purged of as if. Above all, if labor teleology is indeed ultimately determined by social being itself, then objective necessity (the internal necessity of nature; the chain of causality; the logic condition of if… then; and so on) can be viewed as if it were necessity. The formula of if… then seems to be drawn closer to the “bourgeois philosophy” that had been criticized by the young Lukács in “Reification and the Consciousness of the Proletariat.” In the labor process of if… then, an illusion has to be presupposed as the internal necessity of nature in order to structure labor (doing/reality) itself. Under capitalism, a new layer of phantom-like objectivity is added upon the layer of presupposed objective necessity in order to structure capitalist labor. This is what Lukács depicted as the “doubly intensified” alienation (or objectification) of labor or, in Žižek’s language, the “doubled” illusion. [32] At this point, Žižek came much closer to the critique of bourgeois idealism developed in “Reification and the Consciousness of the Proletariat.” Žižek wrote that “the roots of philosophical speculative idealism are in the social reality of the world of commodities; it is this world which behaves ‘idealistically.’” In this light, the later Lukács’s ontology of if…then has idealized—if not fetishized—labor per se with a concealed, yet presupposed, as if. Thus, if then actually represents an elementary level of fetishistic as if. [33]

While raising the question of teleology in The Young Hegel, Lukács cited Lenin: “in actual fact, men’s ends are engendered by the objective world and presuppose it… but it seems to man as if his ends are taken from outside the world, and are independent of the world.” [34] This is a Leninian version of Marx’s formula, a version in favor of Lukács’s labor teleology. However, Lenin’s as if should be reversed to a Žižekian one. To translate it into Žižekian language: as if happens precisely on the side of presupposition; on the side of actual human activity. The presupposition of the objective world is an as if, which engenders the chain of if…then. The idea of teleological positing betrays the imprint of positing as if. [35]

All this leads us to the issue of the fundamental leap from nature to human. As we have seen, Lukács’s labor teleology is formulated in order to address this leap ontologically. Although—and also because—this leap cannot be historically reconstructed, Lukács believed that his labor teleology could fill the unfathomable chasm between nature and human beings. As he wrote: “the leap remains a leap, and in the last analysis it can only be made clear by intellectual comprehension.” [36] Here, by “intellectual comprehension,” Lukács meant the Marxist method of abstraction. Yet his ontological abstraction—from every social practice to the elementary realization of use-value—runs counter to Marx’s historical abstraction which, following the abstracting power of capital itself, moves from use-value to phantom objectivity. Nevertheless, this ontologization/de-historicization is itself a structural positing, or presupposition like as if, in the understanding of human nature.

Conclusion and Further Questions

From the “phantom objectivity” of labor-time to “useful labor” as teleological positing, this theoretical trajectory can be sketchily characterized as a reversal in development of the historical abstraction from use-value to value that opens Marx’s Capital. Moreover, this counter-movement should be examined alongside the historical context in which Lukács was writing. As Lukács himself noted, History and Class Consciousness was related to the high tide of Bolshevism and Messianism in Central Europe, as well as his determination to become a communist in the wake of the catastrophic First World War and triumphant October Revolution. His study of Hegel was associated with his reflections on his early work, but also on the changed situation of European communist politics. After the defeat of the Hungarian Revolution and the controversy of his Blum Theses, he had to reorient himself amid a series of party struggles toward the new historical task of antifascism. This turn should be viewed as an effort to renew the linkage between Marx and Hegel under Stalinism. One should bear in mind, finally, that The Ontology of Social Being was undertaken in a post-1956 situation; it was written between his Specificity of the Aesthetic (finished in 1963) and his long-planned (yet constantly suspended) Ethics. When he dealt philosophically with the realization of freedom modeled on elementary labor, he was, practically speaking, concerned with the deterioration of everyday ethical life under socialism as it existed at the time.

This outline of Lukács’s theoretical development is not immune to doubt, for the theology of labor was not intended to be the final chapter of Lukács’s The Ontology of Social Being. His philosophy of labor was written in preparation for subsequent chapters on reproduction, ideology, and alienation. Yet the other side of the story is also worth noting: according to his student István Mészáros, when Lukács began writing his Ethics, he realized in the process that it was necessary to write an introductory ontology. Not only did this introduction turn out to be a manuscript of more than two thousand pages, but the protracted writing of this social ontology “procede[d] very slowly” up until his death. [37] The difficulty for our philosopher might be this: there is always an idealistic short-circuit in any materialistic ontology, just as in Žižekian sense, reality presupposes a fetishistic as if. Lukács’s theory of labor attains particular significance in that it shows how he was caught between historicization and ontologization—a structural yet symptomatic tension of his Marxist theory.

But we will not end this essay merely with this critical note. Criticism of a similar kind, in fact, have already surfaced in internal debates between Lukács himself and his disciples. “Notes on Lukács’ Ontology”—a document prepared by his students Ferenc Fehér, Agnes Heller, György Márkus when Lukács requested critical feedback in the late 1960s—records their discontent with their mentor’s manuscript. The first sentence of their commentary to the labor chapter reads thus: “In our view, the greatest defect of this chapter is that the problem of objectification remains unsolved—indeed, is not even posed—which is the same reproach that Comrade Lukács leveled against his own History and Class Consciousness.” [38] In this, his students touched upon the ultimate aporia of Lukács’s lifelong philosophical inquiry. As they indicate in their notes, they became inclined to believe that a project of Marxist ontology may be a dead end. Upon receiving these critical yet insightful comments, the ailing Lukács submerged himself in painstaking revisions and suspended publication of the work. In “Lukács’ Later Philosophy,” Heller laments the futile effort–though “not a complete failure” of The Ontology of Social Being while lauding The Specificity of the Aesthetic as the true masterpiece of later Lukács. [39]

But should we simply consign the ontological issue of labor to the trash bin of the history of philosophy? I contend that precisely because of this aporia of ontologization that the role of the concept of labor in Lukács’s philosophical development should not be overlooked, and that his problematic conceptualization of labor spurs us on to re-problematize this classic Marxist category in a vastly changed historical context. Marxism holds that the fundamental contradiction of capitalism is the antinomy between capital and labor. Yet it seems to me that our current perception of labor—both as a concept and as human experience—has become ever-more confusing; vague and pallid. On one hand, the idea of labor has degenerated into a common positivistic word for sociology or economics, losing philosophical and political relevance. On the other hand, wage-labor has penetrated into every corner of social praxis and everyday life, becoming more amorphous and pervasive. Its contemporary dominant form is immaterial labor, which has less to do with the mediation between nature and humanity and more to do with the constant reconfiguration of effects within commodity fetishism itself. As a result, even the machine-like labor of industrial age seems backward and primitive, receding into the remote horizon. In this fully fetishized world, is an ontology of social being possible? To what extent can we revive and redeem the category of labor as a part of our de-fetishization and as a reflection of social praxis and its future? If we deny the possibility of the socio-anthropological-ontological issue of labor, we will surely avoid the idealistic abstractions we see in Lukács. At the same time, we risk giving up a task of critical philosophy and unintentionally succumbing to vulgar sociology, which is yet another product of bourgeois, limited consciousness. Therefore, Lukács’s conceptualization of labor, with all its insights and limitations, is not yet a closed case.

Wang Pu is associate professor of Chinese and chair of the comparative literature program at Brandeis University. He attended Peking University and received his PhD in comparative literature from New York University. He is author of The Translatability of Revolution: Guo Moruo and Twentieth-Century Chinese Culture (Harvard University Asia Center, 2018). He is also the translator of the Chinese edition of Walter Benjamin: A Critical Life.

Notes

  1. Georg Lukács, History and Class Consciousness: Studies in Marxist Dialectics, trans. Rodney Livingstone (Cambridge, MA: MIT Press, 1971), 83; Karl Marx, Capital, vol. 1, trans. Ben Fowkes (New York: Vintage), 128.

  2. Lukács, History and Class Consciousness, xvii, xviii, xx.

  3. Lukács, History and Class Consciousness, xxxiv.

  4. Lukács, History and Class Consciousness, 167.

  5. Lukács, History and Class Consciousness, 165, 166, 167–8.

  6. Lukács, History and Class Consciousness, 171–2. Not only can one detect the duality between the dehumanization of labor power and the soul that resists such dehumanization, but there is also some trace of the latent division between the manual, mechanical labor and mental labor, the latter of which is doomed to fuller fetishization and therefore penetrates the soul. For the question of fetishism of intellectual labor, see Alfred Sohn-Rethel, Intellectual and Manual Labor: A Critique of Epistemology (London: MacMillan, 1978), 13–16.

  7. For one thing, the idea of “total personality” or “soul” seems to be too subjective to be historically grounded. In this respect, the soul is more like an enclave of overwhelming reification, further exposing an intense duality. This might account for what Lukács, in his later self-criticism, called subjectivism. More important, while labor-power can be reduced to the totalizing abstractness of labor-time, the “total personality” cannot be restored to the level of the historical totality. The furthest point Lukács could reach is labor’s daily experiential or phenomenological confrontation, or in his own language, appearance: the labor-time or work-situation “appears to the worker” as a qualitative category. Meanwhile, for the “mental laborer,” the appearance is too deceptive to be demystified. After all, according to the duality of capacity and personality that Agnes Heller, one of Lukács’s disciples, proposed in Everyday Life, the daily activity of work under capitalism does not necessarily involve any historical experience or historical consciousness. See Agnes Heller, Everyday Life, 60–70 (London: Routledge and Kegan Paul, 1984). In other words, while in “Reification and the Consciousness of the Proletariat” the abstraction of labor is sufficiently formulated alongside historical abstraction, the mediating force of wage-labor turns out to be an invalid leap (or rebound) from the immediate work-situation to revolutionary consciousness, which itself remains unmediated. In short, rather than illustrate the identity between immediacy and mediation, Lukács became enmeshed in ambiguous dualism.

  8. Harry Liebbersohn, “Lukács and the Concept of Working German Sociology,” in Georg Lukács: Theory, Culture, and Politics, ed. Judith Marcus et al., (New Brunswick: Transaction Publishers, 1989), 63–71.

  9. G. W. F. Hegel, The Phenomenology of Spirit, trans. A.V. Miller (Oxford: Oxford University Press, 1977), 118, 114. Here arises the question of recognition, or, in Hegel’s language, “recognition as an independent self-consciousness,” a question that has been (over)developed by Alexandre Kojève and others. When Kojève marked the lord-bondsman dialectic (which he translated as “master-slave”) as the starting point of so-called recognition politics, he downplayed the relationship between the bondsman and the object was downplayed, thus missing the point of labor in his account.

  10. Whereas Hegel’s lord-bondsman anecdote bears reference to feudalist conditions.

  11. Lukás, History and Class Consciousness, 168; emphasis added.

  12. Marx, Capital, vol. 1, 128.

  13. I leave the two terms untranslated because people have translated Entäusserung into different words. For instance, Martin Milligan, the translator of Economic and Philosophic Manuscripts of 1844 into English, translated Entäusserung as estrangement. Rodney Livingstone, a major translator of Lukács, translated Entäusserung as alienation when related to Marx, and as externalization when related to Hegel.

  14. Karl Marx, The Economic and Philosophic Manuscripts of 1844, ed. D. J. Struik, trans. Martin Milligan (New York: International Publishers, 1984), 108.

  15. Marx, The Economic and Philosophic Manuscripts of 1844, 110.

  16. Lukács, History and Class Consciousness, xxxvi.

  17. Georg Lukács, The Young Hegel: Studies in the Relations between Dialectics and Economics, trans. Rodney Livingstone (Cambridge, MA: MIT Press, 1976), 561. Also see Lukács, History and Class Consciousness, xxiv.

  18. Elsewhere in the book, Lukács was critical of Hegel’s myopic observation of labor under capitalism. Though the young Hegel, a reader of Adam Smith, was sensitive to the phenomena of labor division, abstraction or mechanization of labor, exchange of labor, and so on, his era simply did not allow for a dialectical understanding of capitalist labor. (See Georg Lukács, The Young Hegel, 329–31.)

  19. Livingstone explained why he translated Hegelian Entäusserung as externalization in his Translator’s Note: “I have preferred to translate it as ‘externalization’, since in Hegel’s usage it has a broader application than the current term.” See Luckács, The Young Hegel, i.

  20. Lukács, The Young Hegel, 540, 542.

  21. Marx, Economic and Philosophic Manuscripts of 1844, 178.

  22. Lukács, The Young Hegel, 551.

  23. Lukács, The Young Hegel, 549

  24. Lukács, The Young Hegel, 570, 553.

  25. Lukács, The Young Hegel, 338–64; Marx, Capital, vol. 1, 284, 346.

  26. This chapter includes sections of “Labor as a Teleological Positing” and “Labor as a Model for Social Practice,” translated into English as an independent volume entitled Labor.

  27. Marx, Capital, vol 1, 133; Georg Lukács, The Ontology of Social Being: Labor, trans. David Fernbach (London: Merlin, 1980), 42.

  28. Marx, Capital, vol. 1, 133; Lukács, The Ontology of Social Being: Labor, 3.

  29. See Lukács, The Young Hegel, 538; especially Lukács’s etymological survey of Johann Gottlieb Fichte’s use of this term.

  30. Lukács, The Ontology of Social Being: Labor, 39.

  31. Slavoj Žižek, The Sublime Object of Ideology, (London: Verso, 1989), 31

  32. Lukács, The Ontology of Social Being: Labor, 18; The Young Hegel, 549.

  33. Žižek, The Sublime Object of Ideology, 32.

  34. Cited in Lukács, The Young Hegel, 350

  35. The disagreement between István Mészáros and Jean Hyppolite concerning Entäusserung can be viewed as a similar case. What was at issue was whether the transcendence of Entäusserung, which Mészáros insisted is a myth, or the “insurmountable otherness” (central to Hyppolite’s Hegelian version of Entäusserung), is a mystification. See Mészáros, Marx’s Theory of Alienation (London: Merlin, 1972), 243–44.

  36. Lukács, The Ontology of Social Being: Labor, iii

  37. István Mészáros, Lukács’ Concept of Dialectic (London: Merlin, 1972), 6–7

  38. Ferenc Fehér et al., “Notes on Lukács’ Ontology,” in Lukács Reappraised, ed. Agnes Heller (New York: Columbia University Press, 1983), 141.

  39. Agnes Heller, “Lukács’ Later Philosophy,” Lukács Reappraised, ed. Agnes Heller (New York: Columbia University Press, 1983), 190.