Social Economics

Progressive Coups Against Empire

By Yohan Smalls


Co-published with the Midwestern Marx Institute for Marxist Theory and Political Analysis.

 

Western leftists often explain socialism as an extension of democratic values. Across professional spheres, this belief is propagated by some of the most popular figures in our movement. For instance, the acclaimed academic Noam Chomsky described socialism as “an extension of democracy into the social sphere.” Jacobin, the largest socialist publication in the United States, has published writers who explain the Soviet Union’s shortcomings as a natural byproduct of its “rotten foundations of authoritarianism.” Even the controversial NATO-aligned streamer Vaush claimed that the Soviet Union was not socialist because “[d]emocracy is necessary under socialism.”

But this view leads to misguided conclusions. One of which is the condemnation of all revolutions that do not occur at the ballot box. Under “socialism as democracy,” any societal transformation not voted upon by the majority is undemocratic and therefore not socialist. 

History provides ample reason to doubt this supposition. Indeed, there is a long and illustrious history of progressive coups that all leftists should embrace. And this shows that revolutionaries should be open to a multiplicity of approaches to building socialism in our lifetimes. 

For instance, the legendary pan-African Marxist Thomas Sankara never campaigned to become the president of Burkina Faso. Rather, he seized state power from within the military. Though he was assassinated in a (likely French-backed) counter-coup only four years later, he made immense strides in concretely improving the living standards of the masses in Burkina Faso. Under his direction, Burkina Faso achieved self-sufficiency in food production and vaccinated 2.5 million people (60% percent of the total population), raising the national vaccination rate from 17% to 77%. Literacy rates exploded from just 13% to 73% in less than five years. Additionally, he spearheaded the “One Village, One Grove” policy in Burkina Faso, spurring a grassroots mobilization of tree planting that added 10 million trees to Burkina Faso to combat desertification.

But Sankara’s legacy is not limited to agricultural, medical, educational, and environmental victories. He was also a staunch, outspoken feminist. As a Marxist, Sankara saw clearly how patriarchy was reinforced by the capitalist mode of production, and understood that the liberation of women was an inherent component of destroying capitalism. To that end, he prohibited female genital mutilation and forced marriage, amended the Constitution to guarantee female representation in the Cabinet, and ensured the Ministry of Education would protect women’s access to education. 

Few, if any leaders have achieved a fraction of what Sakara was able to do for Burkina Faso and Africa more broadly. Why should we temper our support for him because he came to power undemocratically? His “authoritarian” seizure of the state is precisely what enabled him to achieve so much in such a short time. Nobody can contest that his government was undoubtedly progressive and, as materialists, we are bound to support progressive developments regardless of how “purely” these developments come to fruition. Our sole obligation is to liberate the working masses, and therefore we must uplift Sankara’s legacy.

Sankara is far from the only progressive leader who improved the lives of the masses through a revolutionary coup. In 1968, General Juan Velasco Alvarado seized power in a bloodless revolution and won substantial gains for the Peruvian proletariat — most notably, his large-scale campaign of industrial nationalization and redistribution of agricultural land to over 300,000 families.

Velasco also sought to free Peru from the extractive influence of Western multinationals by nationalizing a wide array of vital industries including telecommunications, energy (such as the International Petroleum Company, a subsidiary of Standard Oil), fisheries, and even American copper mines. His reforms were planned by the leading socialist intellectuals of the time. 

Velasco’s nationalization policies were among the most radical in Western hemisphere. His expropriation of the landed oligarchy was second only to Cuba’s. Velasco stands as a powerful example of the rapid progress that follows determined socialist leadership.

Across the Atlantic, in 1974, a group of left-leaning Portuguese military officers known as the Armed Forces Movement toppled the fascist Estado Novo regime in a military coup known as the Carnation Revolution, directly leading to the liberation of Portuguese colonies. The Portuguese regime had spent over a decade fighting the unpopular Portuguese Overseas War to maintain their colonial possessions in Africa, sacrificing thousands of their own young men in the process. Only after the Carnation Revolution could the anti-war will of the people be realized. Who can rebuke such a direct improvement in the lives of both the Portuguese and colonized proletarians? Why should we jump to condemn this movement for its “lack” of democratic purity?

One consistent trigger to these progressive coups is a capitalist sociopolitical system that is most capable of subverting revolutionary struggle in the Global South and against hyper-exploited minorities in the imperial core, because it has the full weight of Western capital pitted against the poorest and most oppressed workers. This can leave revolutionaries with almost no practical solutions to advance material conditions outside of a progressive coup.

As Marxists, we should not celebrate the liberal-democratic dogma that our oppressors use to subjugate us. In the American context, the black liberation struggle provides us with a multitude of revolutionaries who clearly articulated this predicament. For instance, both Malcom X and Chairman Fred Hampton realized that capitalist liberal democracies were directly responsible for the invention of racism and held no qualms about using any means necessary to restore dignity for the colored and working masses of the United States.

PLEASE SUPPORT OUR WORK BY MAKING A DONATION TODAY

Malcolm X most clearly indicated his indifference toward liberal morality in his famous speech ‘The Ballot or the Bullet.’ Throughout his delivery, he referred to those who myopically emphasized non-violent tactics as “chumps.” Challenging the legitimacy of the American political system, he exclaimed, “Uncle Sam is guilty of violating the freedom of 22 million Afro-Americans and still has the audacity to call himself the leader of the free world.”

X was widely known for his criticism of establishment civil rights leaders, lambasting them for advocating purely non-violent struggle against an exceedingly violent enemy. He correctly reminds his audience that “liberty or death is what brought about the freedom of whites in this country from the English.” Here, he implicitly asks the question: Why should we rigidly confine our movement to liberal tactics?

Any listener would ascertain that Malcom firmly believed in the legitimacy of armed struggle if it were to liberate the African American masses. In this speech he positively references the Russian Revolution, the Chinese Revolution, and the Vietnamese anti-colonial revolution as justified reactions to an oppressive system, contrasting them with the impotent yet palatable strategies that have consistently failed to ensure a semblance of material equality to black Americans. 

Chairman Fred Hampton similarly had no issue with waging class struggle outside of democratic norms. In his speech “It’s a Class Struggle, Goddamnit!,” Hampton positively references the non-electoral victories of the Russian Revolution, Chinese Revolution, and the then-ongoing anti-colonial revolutions in Mozambique and Angola. The speech is replete with defenses of armed struggle against capitalist and imperialist forces of reaction. Hampton explicitly reminds his audience that despite one’s “revolutionary” aesthetic preferences,  “political power doesn’t flow from the sleeve of a dashiki… [it] flows from the barrel of a gun.” While direct armed struggle was not the only revolutionary strategy that Hampton advocated for, clearly he and the Black Panther Party scoffed at notions of ideological purity that stood in the way of proletarian victory. They would surely reject the Western socialist notion that proletarian struggle should be confined to the ballot box. While many on the Left love to uplift the Black Panther Party’s illustrious history of revolutionary struggle and associate their own movements with it, apparently few have spent time studying Hampton’s own words. 

These widely lauded revolutionaries provide insights our movement can and should apply to the present. Since 2020, a wave of progressive coups has swept across Mali, Burkina Faso, Guinea, Niger, and Gabon. Seizing power from compradore governments, revolutionary juntas in the Sahel have deposed “democratic” leaders who have done nothing but facilitate and exacerbate the extractive neo-colonial relations keeping this resource-rich region in a state of destitution. These revolutionary movements realize Africa cannot utilize its vast resources until it neutralizes the influence of western capital, and recognize that liberal democracy often facilitates these interests at the expense of the African proletariat.

In the West, we are told repeatedly that Africa, particularly West Africa, is poor and underdeveloped. While it is true that this region is underdeveloped, it is undeniable that it is also one of the most resource rich regions on the planet. Some of the highest quality uranium in the world is located in Niger, but ironically its largest uranium mine is mostly owned by the French state while 90% of Niger’s population has no access to electricity. In 2010, Niger exported €3.5 billion worth of uranium to France, but only received €459 million in return. Similarly, in Gabon the vast majority of the country’s crude oil is sold abroad. For example, crude oil accounts for 96% of Gabon’s total exports to the United States. This is due to their neocolonial economy having no incentive to build adequate refinery infrastructure, leaving the value of their most profitable export at the whim of Western financial speculators.

Coup leaders like Burkina Faso’s president Ibrahim Traore have recognized that their countries face  “the most barbaric form, the most violent manifestation, of neocolonialism and imperialism”. At the Russia-Africa Summit this past summer, Traore articulated how “African heads of state must stop acting like marionettes who dance each time the imperialists pull on our strings”. When the neocolonial alliance ECOWAS threatened military intervention in Niger to restore deposed president Mohamed Bazoum, the revolutionary juntas in Mali and Burkina Faso jointly declared “Any military intervention against Niger would be tantamount to a declaration of war against Burkina Faso and Mali.” A bloc of anti-imperial resistance has clearly blossomed in the Sahel, a movement Thomas Sankara laid the groundwork for. While Western imperialists attempt to destroy Sankara's vision, the popular support for these revolutionary coups demonstrates that the spirit of Sankara is alive and well in West Africa.

The collection of anti-colonial movements across the Sahel are justified and deserve our support. We should not oppose them merely because they defy the dogma that power must change hands electorally. The reality is that, as leftists, we must support any movement seriously dedicated to eradicating extractive neo-colonial systems. And that is the case whether or not it adheres perfectly to Western liberal-democratic ideals, or any other pretentious sense of purity that needlessly prohibits us from supporting anti-imperialist struggles wherever and however they arise.


Yohan Smalls is a socialist thinker analyzing liberal contradictions in the Western Left.

Examining the Role of Anti-Communist Rhetoric in the Growth of Reactionary Cult Movements

By Oskar Kaut


Amidst America’s increasingly polarized political climate, there has been growing concern regarding the emergence of reactionary groups that display cult-like behaviors and tactics, posing vital questions about the impact these groups have on individuals as well as mainstream political discourse. Cults can be broadly defined as groups or movements that share a set of philosophical, spiritual, or political beliefs that are by and large considered to be extremist or deviant by mainstream society. On the other hand, the label “reactionary” is typically given to individuals or organizations that oppose social change and desire a return to “traditional” values and practices. Such beliefs have been on the steady rise for several years, and the conception and popularization of affiliated organizations and movements have followed (Rodrik 162). Many fringe reactionary groups such as the Proud Boys and Patriot Front have come under scrutiny for some of their practices, which are often highly secretive and can involve physical and psychological manipulation (Ashland 37). In recent years, there has been a concerning rise of far-right movements worldwide, providing an opportunity for reactionary groups to amplify their message and reach a much larger audience. Many of these groups display clear cult-like behaviors, as demonstrated by their deference to authority and distorted sense of reality. These groups often use anti-communist rhetoric to infiltrate mainstream political discourse, which serves as a gateway to legitimizing and normalizing the extremist ideology of far-right cults. Resultantly, it is crucial to recognize and address the presence of these cults within right-wing movements and the impact their rhetoric can have on broader society. 

A cult is a group or movement centered around a given (typically extremist) belief system that uses coercive tactics to maintain its hold over followers. Sociological research has shown that cults utilize tactics of social influence in order to manipulate their followers into submission (Corvaglia 9). Morton Deutsch and Harold Gerard divided the concept of social influence into two subcategories. Informational social influence refers to humans’ intrinsic desire to be “right”, whereas normative social influence refers to the desire to be liked by others. Both of these concepts can be aptly applied to cults. Cults use normative social influence (known colloquially as “peer pressure”) to recruit new members. In an increasingly isolated society, cults offer some individuals an opportunity to be a part of something that they see as larger than themselves. The propagation of this form of influence can lead to cult members partaking in practices that they would normally oppose in an attempt to gain favor with other members (Deutsch & Gerard 14). Similarly, in a world where misinformation is increasingly rampant and it can be difficult to know which sources to trust, cults make use of informational social influence to develop genuine conformity to their beliefs and practices. Cults attempt to create a hegemony of “accurate information” for their followers, thus justifying even private conformity in which individuals truly believe that the group is right or justified in their struggle (Corvaglia 18).  

Many reactionary organizations and movements embody the aforementioned cult characteristics. Stanley Milgram’s classical experiments in conformity shed light on the willingness of individuals to obey those whom they view as authority figures and perform actions that go against their own conscience (Slater 32-63). The experiments found that test subjects were willing to administer increasingly severe electric shocks to another person (who they believed to be a fellow test subject) even to the degree where they believed the shocks to be lethal. Reactionary cults (like other cults) often exert substantial social influence over their members and rely on a hierarchical structure of authority that leaves them vulnerable to pressures similar to those exhibited in Milgram’s experiments. Oftentimes–as can be seen in the cults of personality surrounding Gavin McInnes within the Proud Boys or Nazi-collaborator Stepan Bandera in Ukrainian nationalist organizations–members of far-right movements are subject to pressures to conform to the extreme beliefs and practices of groups under the direction of authoritative leaders (Rabotyazhev 525). In many ways, this demonstrates the presence of normative influence within reactionary groups and movements. Moreover, members of fringe right-wing movements are also frequently subject to constant messaging from the group’s ideological leaders and even cut off from external sources of information (Jurg & Tuters). This can be clearly seen as an application of informational social influence, in which far-right organizations appeal to their members’ intrinsic desire to be right by bombarding them with their subjective version of reality accompanied by statements such as “facts don’t care about your feelings”. The intent of this process is to present their extreme viewpoints as objective truths that cannot be challenged, thereby working to shift members’ worldviews over time. The existence of such cult-like behavior in reactionary groups and movements presents real issues for mainstream society as the prevalence of these cults continues to grow. 

In recent years, the presence of reactionary groups has risen sharply both in the United States and globally (Rodrik 162). The attention given to these cults has also increased in the wake of sustained political polarization and social unrest. Large rallies such as the 2017 Charlottesville “Unite the Right” march and the January 6th, 2021 attack on the United States capitol demonstrate the power that these fringe movements now hold as well as their capacity for violence and contribution to the erosion of democratic norms and social stability. The prevalence of right-wing cults can also be seen through the drastically increased proliferation of disinformation and conspiracy theories. Now more than perhaps ever in modern history, mainstream American politics are characterized by a general rejection of the notion of objective reality (Bleakley 1). One of the main causes of this rejection can be attributed to the prominence of echo chambers among political extremists on social media, in which aligning beliefs are reinforced and dissenting viewpoints are actively suppressed (Bleakley 12). This phenomenon hints at a bleak reality: the influence of reactionary cults and movements is not limited to their own movements. Rather, their extremist views and tactics can be observed slipping into mainstream political discourse. 

The growth of reactionary cults within far-right politics has drastically influenced mainstream political discourse. These cults both directly participate in mainstream political campaigns and employ a number of more indirect methods to influence political dialogue. As previously mentioned, the rise of fringe, right-wing cults has coincided with a sharp increase in the prevalence of disinformation and harmful conspiracy theories (Bleakley 2). Reactionary groups have used their growing platforms to disseminate propaganda promoting their fringe ideology and undermining that of their political opponents. Much of this is centered around tactics of fear-mongering in an attempt to create a feeling of urgency for action. Additionally, fringe-right cults are able to methodically slip into mainstream political discourse through media coverage of contentious issues as well as through the actions of individual politicians. Over the past several years, a large number of far-right politicians have adopted language that echoes the beliefs held by reactionary cults in attempts to appeal to certain voters. For example, both Rep. Marjorie Taylor Greene and Rep. Lauren Boebert are former followers of the QAnon cult and continue to espouse much of the same rhetoric supported by the group today, even as they hold some of the highest elected offices in the country. Powerful politicians and media figures’ adoption of framing similar to that propagated by reactionary cults has led to a dramatic shift in the “Overton Window”—the frame of what beliefs are considered socially acceptable within mainstream society. 

PLEASE SUPPORT OUR WORK BY MAKING A DONATION TODAY

The Overton Window is a concept designed to describe the range of ideas that are considered largely acceptable within conventional society at a given time. Joseph Overton (for whom the term is named) conceptualized that ideas outside the window (i.e., politically unacceptable) may later fit within the realm of acceptable ideas because the “window” can “either move or be transformed in size” (Oleksandr 52). It is through this process that reactionary cults are able to slip their ideas into conventional political discussions. Even over relatively short periods of time, one can observe how views that were previously unthinkable become widely adopted within the mainstream. Similar to the concept of the Overton Window is that of deviance, which refers to the idea of departing from generally accepted standards present in society. According to Hewitt, “Deviance…represents a real or imagined threat to social order, and the deviant is accorded a special and discredited position in relation to it,” (214). Thus, views outside of the Overton Window at a given point in time typically also fall under the umbrella of deviant views. The concepts of the Overton Window and deviance (and the relationship therewithin) are crucial to understanding the strategic importance of falling within the views accepted by mainstream society for far-right organizations. As Zuckerman puts it, “Stray outside the sphere of legitimate debate into the sphere of deviance, and your position becomes invisible to mainstream media dialog,” (16). Essentially, in order to reach a larger audience, reactionary cults have to struggle to fit within the established norms of society at any given point in time. Because of the tactical need to infiltrate mainstream political discourse, many right-wing, reactionary cults seek to normalize their own viewpoints by falsely equivocating their views with those held on the left. 

Reactionary groups often use anti-communist rhetoric to slip into mainstream political discourse by framing their opposition to communism as a defense of democracy, individual liberties, and freedom. One of the simplest means by which fascists can achieve their ultimate goal of consolidating power is by utilizing anti-communism as a tool to create a common enemy. By depicting socialism as a threat to national security, reactionaries can silence opposition, suppress meaningful dissent, and legitimize their authoritarian system. Another means by which reactionary groups seek to utilize anti-communist rhetoric is to equivocate fascism (and oftentimes Nazism) and communism. This is of course, on its face, absurd: while communism promotes the seizure of the means of production by the workers (Marx & Engels 38), Nazism is characterized by its emphasis on racial purity and antisemitism. The false equivalence of communism and Nazism is often propagated by far-right cults and media figures alike as a means to both discredit left-wing ideas and shift the Overton Window in favor of their own ideology. Making the comparison between communism and Nazism serves to downplay the severity of the crimes of one of the worst atrocities in human history and silence legitimate criticisms of capitalism and neoliberalism. The conjoined propaganda tools of finding a common enemy around which to unite and equating communism to the atrocities of Nazism allow reactionary cults to both delegitimize leftist movements and slip their own beliefs into conventional political discourse, ultimately serving their own end goal of consolidating power within mainstream institutions. 

  Fictitious tropes equating communism to Nazism have been widely disseminated and adopted within transnational mainstream political discourse, perpetuating misinformation, reinforcing negative stereotypes about leftist political movements, and legitimizing the views of reactionary cults. While the degree to which such attempts varies, in some parts of the world (especially in former Soviet states), reactionary cults have been able to “...[capitalize] on decades of anti-communism mainstream discourse built-up to develop a full-blown populist radical right narrative and politics,” (Popescu & Vesalon 5). In practice, this means that fascist sects such as the AUR in Romania and the OUN/UPA cult in Ukraine have been able to normalize their own beliefs and have massive impacts on public opinion and public policy (Crstocea). As previously discussed, cults have a tendency to rely on (among other things), informational social influence. In many instances, this can include followers accepting blatantly false information and shaping their perceptions of reality around lies (Corvaglia 9). Naturally, it’s not difficult why it would be undesirable for distorted worldviews to slip into mainstream politics, but in many instances, it already has. One such example can be seen in The Black Book of Communism (Courtois et al, 1999), which coined the “100 million deaths by communism” myth that has since been thoroughly debunked (Francois et al 4). Despite being categorically disproven, this myth is still perpetuated within mainstream conservative (and even many liberal) circles. As the views of reactionary cults with distorted worldviews gain traction within mainstream political discourse, they are enabled to both expand their influence and increase their numbers. 

The presence of anti-communist rhetoric in mainstream political discourse has led to the growth of reactionary cults characterized by informational isolation and a deference to authority. The use of anti-communist rhetoric fosters an atmosphere of apprehension and widespread suspicion toward leftist ideologies, which renders individuals more vulnerable to the perspectives of reactionary groups. The fear-mongering and demonization of communism that has pervaded Western political discourse for decades has created a fertile breeding ground for reactionary cults and movements that espouse radical anti-communist ideologies. These groups oftentimes promise protection against a supposed communist threat and frame themselves as protectors of freedom and traditional values. By stoking fears of a communist takeover of institutions, these cults and cult-like movements are able to tap into the anxieties of ordinary people who are disillusioned with mainstream neoliberal politics and searching for a sense of belonging and purpose. Further, the adoption of fictitious anti-communist tropes by mainstream political leaders and media figures can also serve as a means of legitimizing the views of these movements, leading to a further increase in their membership and influence. As reactionary cults continue to gain traction in mainstream political discourse, the consequences of anti-communist rhetoric are becoming increasingly evident. The aforementioned groups are given steadily more and more massive platforms to promote fringe ideologies and often resort to violence, as seen in the 2017 “Unite the Right” rally in Charlottesville, North Carolina, and the storming of the United States Capitol on January 6th, 2021. Additionally, the dissemination of anti-communist disinformation and conspiracy theories among these cults creates a pipeline toward radicalization and a complete rejection of objective, factual information, facilitating the exacerbation of societal divides. The normalization of radical, anti-communist rhetoric also perpetuates narrow-minded perspective ideologies, discouraging both critical thought and nuanced discussions about complex societal issues. In conclusion, the prevalence of anti-communist rhetoric in mainstream political discourse has led to a sharp rise in reactionary cults, posing a threat to the very institutions that underpin Western so-called “liberal democracy”. Acknowledging and rectifying the adverse consequences of the normalization of anti-communist rhetoric is vital in averting the proliferation of reactionary cults and the further degradation of the material conditions of everyday Americans.


References

Andreotti, L. (1992). The Aesthetics of War: The Exhibition of the Fascist Revolution. Journal of Architectural Education, 45(2), 76–86. https://doi.org/10.1080/10464883.1992.10734493 

Ashland, A. (2022). The Cult Fascist: Establishing Cultic Behavior in Proud Boys and Incels. University Honors Theses. https://doi.org/10.15760/honors.1197

Bleakley, P. (2021). Panic, pizza and mainstreaming the alt-right: A social media analysis of Pizzagate and the rise of the QAnon conspiracy. Current Sociology, 001139212110348. https://doi.org/10.1177/00113921211034896

Cikara, M., Fouka, V., & Tabellini, M. (2022). Hate crime towards minoritized groups increases as they increase in sized-based rank. Nature Human Behaviour, 6(11), 1537–1544. https://doi.org/10.1038/s41562-022-01416-5

Crstocea, R. (2016). Stepan Bandera: The Life and Afterlife of a Ukrainian Nationalist. Fascism, Genocide, and Cult. Journal on Ethnopolitics and Minority Issues in Europe, 117–127. https://www.proquest.com/docview/1787817745

Deutsch, M., & Gerard, H. B. (19570201). A study of normative and informational social influences upon individual judgment. The Journal of Abnormal and Social Psychology, 51(3), 629. https://doi.org/10.1037/h0046408 

Dittmann, M. (n.d.). Cults of hatred. American Psychological Association. Retrieved February 24, 2023, from https://www.apa.org/monitor/nov02/cults 

França, T., Gaspar, S., & Mathias, D. (2021). Anti-Communism and the Hundreds of Millions of Victims of Capitalism. Capitalism Nature Socialism, 32(1), 1–17. https://doi.org/10.1080/10455752.2021.1875603 

Jurg, D. H. M., & Tuters, M. (2023). Cult Leaders, Masculinity, and White Supremacy on YouTube: The Case of Stefan Molyneux. Digital Methods Initiative. https://researchportal.vub.be/en/publications/cult-leaders-masculinity-and-white-supremacy-on-youtube-the-case- 

Karpenko, O. (2019). The “Overton Window” as Manipulative Mechanism of Public Values Transformation. National Academy of Public Administration under the President of Ukraine, 1, 51–54. https://doi.org/10.32461/2226-3209.1.2019.166531 

Levitan, L. C., & Verhulst, B. (2016). Conformity in Groups: The Effects of Others’ Views on Expressed Attitudes and Attitude Change. Political Behavior, 38(2), 277–315. https://doi.org/10.1007/s11109-015-9312-x 

Marx, K., & Engels, F. (1848). The Communist Manifesto. In Ideals and Ideologies (11th ed.). Routledge.

Mosse, G. L. (1996). Fascist Aesthetics and Society: Some Considerations. Journal of Contemporary History, 31(2), 245–252. https://doi.org/10.1177/002200949603100202 

Rabotyazhev, N. (2021). Far-right Radicalism in Ukraine in Past and Present. Post-Soviet Issues, 7(4), 516–531. https://doi.org/10.24975/2313-8920-2020-7-4-516-531 

Rodrik, D. (2021). Why Does Globalization Fuel Populism? Economics, Culture, and the Rise of Right-Wing Populism. Annual Review of Economics, 13(1), 133–170. https://doi.org/10.1146/annurev-economics-070220-032416 

Slater, L. (2004). Opening Skinner’s Box: Great Psychological Experiments of the Twentieth Century.”. W.W. Norton.

Walsh, Y. (2001). Deconstructing “brainwashing” within cults as an aid to counselling psychologists. Counselling Psychology Quarterly, 14(2), 119–128. https://doi.org/10.1080/09515070110058558 

Weiner, A. (2001). The Black Book of Communism: Crimes, Terror, Repression (review). Journal of Interdisciplinary History, 32(3), 450–452. https://muse.jhu.edu/pub/6/article/16325 

Zuckerman, E. (2017). Mistrust, efficacy and the new civics: understanding the deep roots of the crisis of faith in journalism. Zuckerman. https://dspace.mit.edu/handle/1721.1/110987

Capitalist Urbanization, Climate Change, and the Need for Sponge Cities

[Pictured: State-level pilot district of Sponge City in Yuelai, Chongqing.]


By Tina Landis


Republished from Liberation School.


According to the United Nations Population Fund’s 2009 report, 2008 was the first time in history that over 50 percent of the world’s population resided in cities instead of rural areas. Because of the different ways countries define cities, others date the qualitative shift to as recently as 2021 [1]. Regardless, across the spectrum it’s undisputed we now live in an “urban age” and, as such, transforming the relationship between cities and the natural world is essential for climate change adaptation and mitigation. The international capitalist institutions like the World Bank that are increasingly taking up the issue of cities and climate change can’t explain the various factors behind urbanization nor can they pose real solutions to its impact on or relationship to climate catastrophes. Cities consume 78 percent of the world’s energy resources and produce 60 percent of global greenhouse gas emissions, according to a 2022 UN Habitat report [2]. Under the capitalist model, urban planning lacks a holistic approach, leaving human well being and ecological needs as an afterthought, which will continue to have a degenerative effect on the environment and global climate.

Marx and Engels lived during a time in which capitalist urbanization was a nascent phenomenon concentrated mostly in some European cities, like Manchester, the English city about which Friedrich Engels wrote his first and classic book, The Condition of the Working Class in England. Engels demonstrates how the “great town” of Manchester, the first major manufacturing center in England, was great only for capitalist profits. The concentration of capital required for the invention and adoption of machinery outproduced independent handicraft and agricultural production, forcing both into the industrial proletariat of the city. There, they had to work for the capitalists, whose wages were so low they could, if they were lucky, live in overcrowded houses and neighborhoods just outside the city limits. Because the city was produced chaotically for capitalist profits, no attention was given to accompanying environmental impacts [3]. As the masses were driven from their land into the urban factories, the ancestral ties to the land and ecological knowledge of how to live sustainably on that land was lost.

It was not the “industrial revolution” that produced the new sources of power needed for machinery, but the need for new sources of power that produced the industrial revolution. For the machinery required more powerful and reliable sources of energy than wind or the water wheel, animals or humans could provide. They were replaced at first by coal and the steam engine, “whose power was entirely under man’s control, that was mobile and a means of locomotion, that was urban and not, like the water wheel, rural, that permitted production to be concentrated in towns” [4]. Capital was thus not bound to any particular place and free to move and establish new “great towns” wherever they could accumulate the greatest profits, and with this came increasing detrimental effects on people and the planet.


Today’s crisis

We see the result of centuries of unfettered capitalist development in the climate crisis today. Atmospheric rivers, bomb cyclones, hurricanes, heat waves, and drought are all becoming more frequent and extreme with climate change. This summer, with the onset of El Nino, these extremes are amplifying [5].

The first week of July 2023 was the hottest week on Earth ever recorded, with one-third of the United States under excessive-heat advisories. Sweltering heat domes brought triple-digit temperatures across the northern hemisphere from the U.S. to Europe and Asia, while countries in South America experienced record-high temperatures during their winter months [6]. Annually, around 1,500 people die of heat-related deaths in the U.S. States, a count that is likely low since many extreme-heat deaths aren’t documented as such. As of early August, extreme heat in the United States had killed at least 147 people in just five counties in 2023.

As air and water temperatures increase globally, the frequency of extreme weather increases. In the 1980s, billion-dollar disasters occurred every 60 to 120 days on average. In the last decade, they have occurred every 20 to 30 days [7]. Intensifying extreme weather includes more extreme flooding and extreme drought, as the air and water currents globally are becoming destabilized due to the increasing heat in the atmosphere.

Cities were, generally speaking, built near rivers or coastlines. Often, wetlands and floodplains were drained and blockaded with dams and levees to direct water away from population centers. As flooding and drought increase with climate change, these systems are creating even more detrimental conditions in the short and long term.

The U.S. has experienced an urban flooding event every two to three days for the past 25 years, costing $850 billion since 2000. Heavier rains are causing flooding in many parts of the globe, and the eastern U.S. has seen a 70 percent increase in heavy rain events annually [8]. Sea level rise also contributes to flooding events. While the 6.5-inch increase in sea level in the United States may seem minimal, this increase impedes gravity-fed drainage from working during storms and high tides, bringing water into the streets.

Capitalist cities and the surrounding urban sprawl are major contributors to climate change and environmental degradation. The majority of the world’s cities today were built for profit and speculation in mind, with little to no consideration given to negative impacts on either ecology or humanity. They were premised on the idea that nature could be controlled and dominated instead of the proven conception that construction should work collaboratively with natural cycles. Vast hardscapes—sidewalks, roads, parking lots, buildings—and gray infrastructure that channels water away as it falls, places these urban centers at odds with biodiversity and the natural cycling of water through the landscape. Green spaces that are created within urban environments are often highly managed areas separate from the rest of the city, filled with non-native ornamental plants and thirsty grasses that require intensive irrigation, synthetic fertilizers, and pesticides, while providing little to no benefit to native species of birds, insects, and others.

With climate change, the existing city-structures are becoming increasingly disastrous for all residents. The heat island effect that adds more warming to the atmosphere has accelerated deadly implications as the climate warms, making heat waves and droughts even more severe. Hardscapes, such as pavement, buildings, and rooftops, as well as bare earth, absorb solar radiation and continue to radiate heat long after the sun has set. Vehicles, air conditioning units, buildings, and industrial facilities also heat the atmosphere.

The heat island effect results in daytime temperatures in urban areas to be 1-7 degrees Fahrenheit higher than temperatures in outlying areas, and nighttime temperatures about 2 to 5 degrees higher [9].


What can be done? China leads the way

To cool and rebalance the climate, we need to not only eliminate greenhouse gas emissions, but also reduce ecological impacts and restore what has been lost.

Just 40 percent tree cover in a city can reduce temperatures by up to 9 degrees F [10]. Trees and other vegetation not only provide shade from the sun but reduce surrounding air temperatures. Plant leaves are like miniature solar panels and transform solar radiation into sugars and oxygen. Unlike human made structures, plants do not add heat to the surrounding atmosphere; they actually cool the atmosphere when they get hot by releasing water vapor

Water also has a cooling effect on the surroundings due to evaporation. When water bodies are integrated within the landscape they not only cool air temperatures, but also supply hydration to surrounding soil and vegetation, and recharge groundwater. Global heat dynamics regulated by water are between 75-95 percent, so creating more space for water throughout landscapes and urban areas is a key climate change mitigation tool.

Wetlands, floodplains, and bioswales act as flood prevention giving water space to flow and be absorbed into the ground when heavy rains fall, unlike concrete structures that increase the power of water and cause flooding downstream or down the coast from where these structures exist. By allowing water to pool within the landscape, rather than channeling it away into storm drains, rivers and oceans as it falls, makes water available during times of drought. Gray infrastructure flood control mechanisms often fail, with greater frequently in the U.S., which received a “D” on its Infrastructure Report Card from the American Society of Civil Engineers in 2021.

These increasing challenges from climate change are happening globally, but one country in particular is taking comprehensive action to address how urban areas impact the environment and how climate impacts are demanding more resilience in urban planning.

PLEASE SUPPORT OUR WORK BY MAKING A DONATION TODAY

China is one of the countries most severely impacted by floods globally due to geographic and environmental conditions, as well as experiencing increasing droughts and heat waves. To minimize the impacts of climate change, China has implemented their sponge cIty model that aims to retrofit and create 30 cities by 2030 as climate resilient population centers. At a cost of $1 trillion, or around $33.3 billion each, transforming these cities will save billions in annual flood recovery costs and save thousands of lives [11]. For comparison, the U.S. government spends $1 trillion annually just on military expenditures. Imagine what we could accomplish if those funds went to things like sponge cities that improve our lives and the health of the planet!

Sponge cities utilize green infrastructure so that surfaces act as a sponge absorbing water. They integrate space for water to collect such as wetlands and bioswales, create vegetative cover and trees throughout including green roofs and vegetation integrated into building structures, and porous pavement and roads so water can infiltrate soil and catchments underneath to be available during dry times. These cities have areas integrated throughout that have a dual purpose, such as parks adjacent to water bodies that can be enjoyed in dry times, which then act as wetland areas during heavy rains. These sponge cities can deal with four times the amount of rainwater than a normal city, reducing flooding by 50 percent. These cities, when complete, can absorb and reuse 70 percent of rainfall.


How the sponge city movement emerged

China, over the past few decades, has seen major achievements in development. From a mainly agrarian society at the time of the 1949 revolution, China has seen the rapid industrial growth and development of urban centers and has made great achievements in overcoming the legacy underdevelopment imposed by colonial and imperialist powers that the country was plagued with for centuries. At the time of the revolution, extreme poverty, floods and famine plagued the country.

Since that time, China has made major advances, improving the quality of life of the population. In 2020, China eradicated the last vestiges of extreme poverty through the mobilization of Communist Party cadres to the countryside to investigate the needs of the people and bring services and economic opportunities to those most in need [12]. This process which began in 1949 has lifted 850 million out of dire poverty, an unparalleled achievement for humanity.

Chinese culture has historically had a deep connection with nature and connection to ancestral lands. Through rapid development and misunderstanding of the environmental impacts, Chinese cities, as with most cities of the world, have created a separation of the people from nature.

Renowned ecologist and landscape architect, Kongjian Yu, has been the driving force behind the sponge city movement within China and globally, taking inspiration from traditional Chinese irrigation systems [13]. Yu recognized the shortcomings of China’s development path and spearheaded a new way of looking at cities – “big feet” versus “little feet” aesthetics and negative planning [14].

Little feet aesthetics references the debilitating foot binding practices of imperial China that viewed unnaturally small feet on women as beautiful. Yu compares this practice to modern China’s urban development, which often mimics western architecture and imperial Chinese styles with grand plaza and parks that do not serve the general population or ecological needs. These urban parks integrate exotic plants requiring intense irrigation and other inputs with little to no ecological or human benefits.

Yu instead promotes big feet aesthetics, creating green spaces throughout cities using native plants for all populations to interact with in their daily lives that integrate urban areas into the ecosystem rather than inserting a manufactured version of nature for aesthetics only. His argument for big feet aesthetics is to bring people and nature back into coexistence for the well-being of all, which also improves biodiversity and air and water quality, and cools air temperatures. These methods also alleviate flooding and drought, which are increasing with climate change.

Using big-feet aesthetics, Yu has led the eco-city and sponge city movements in China and leads similar projects across the globe. He first made his appeals to local leaders within China and later won over President Xi Jinping to the need to marry development with ecological sustainability. The need to address environmental impacts received broad support within China’s Communist Party which included the goal of building an ecological civilization in their constitution in 2012 [15]. Sponge cities are one of many tools that China is utilizing to achieve that goal [16].


How sponge cities aid in climate change mitigation and adaptation

Yu’s promotion of eco-cities and sponge cities stems from the concept of negative planning, which has its roots in the early Chinese practice of feng-shui and focuses on urban growth based on ecological infrastructure. Rather than a city with green space included here and there, Yu’s eco-city model looks more like a natural area with urban infrastructure woven in.

It is crucial with increasing droughts and floods for urban areas to allow space for water to sit rather than trying to drain it away, which in the end gives water more power and creates flooding in other areas. Slow water systems are being embraced globally as populations experience the negative impacts of gray infrastructure and rains become more intense and erratic.

While water consumption and waste must also be addressed, particularly regarding industrial agriculture and lawns—the single most irrigated crop in the United States—we must also shift away from gray infrastructure to green. Damming of rivers and draining of floodplains and wetlands, not only decimate river ecosystems and harm biodiversity, but inhibit the recharging of groundwater resources. Aquifers are being drained at an alarming rate and as the world warms, water resources are becoming scarcer [17].

Urban development, the creation of hardscapes, and the damming of rivers only continues this trend of a drying landscape, blocking natural water cycling that replenishes groundwater and supports biodiversity.

Yu’s projects aim to work with nature instead of against it, shifting past practices of creating parks as ornamental spaces to ones that mimic wild landscapes filled with native plant species. The use of native plants is crucial to conserve water resources in dry times by greatly reducing or eliminating the need for irrigation and creating a more climate resilient system. Birds, insects and other wildlife benefit from native plant species for food and shelter, increasing overall biodiversity, which in turn increases ecosystem resilience.

A few examples of how detrimental the introduction of non-native plants can be are the example of California and Hawaii. The recent wildfires in Maui were not fueled solely by climate change-induced drought, but also due to the introduction of non-native grasses for livestock feed that dry out quickly and become tinder during drier months [18]. The same is true in California, where early colonizers replaced perennial grasses (which have deep roots and stay green even through the dry season) with annual grasses for livestock feed, which die in early summer, drying out soil and greatly increasing drought and fire risk [19].

The vegetation and bodies of water integrated throughout sponge cities also addresses the heat island effect, lowers air temperatures, and improves air and water quality.

If left to thrive, vegetation captures carbon from the atmosphere aiding in climate change mitigation. Trees absorb carbon dioxide and transpire water vapor and microbes that seed cloud formation and maintain a healthy, balanced small water cycle bringing moderate rainfall rather than deluges. Trees also transpire chemicals that are beneficial to human health, immunity, mental health, and stress reduction. They also act as windbreaks and shelter for animals during storms.


Conclusion

Sponge cities are a crucial tool to address climate change and minimize the negative impacts of urban areas on the overall health of the planet and its inhabitants. Other nature-based solutions such as reforestation of native tree species, a return to agro-ecological methods for food production, and restoration of marine habitats are also key to our survival. None of these solutions will be profitable for corporations to implement, which is why there is a lack of widespread implementation of sponge cities outside of communist China. Only under a socialist planned economy, like that of China, can real solutions to climate change be implemented on a mass scale, as resources are directed to projects not according to the needs of profit, but to those of humanity and the planet.



Tina Landis is the author of the book Climate Solutions Beyond Capitalism, for which Liberation School has a study and discussion guide. Additionally, they host a 4-part video course Landis taught on the relationship between climate change, capitalism, and socialism.



References

[1] United Nations Population Fund,Annual Report 2008(New York: UNFP, 2009), 20. Availablehere; Megha Mukim and Mark Roberts (Eds.),Thriving: Making Cities Green, Resilient, and Inclusive in a Changing Climate(Washington, D.C.: The World Bank, 2023), 75. Availablehere.
[2] Nicola Tollin, James Vener, Maria Pizzorni, et. al. (2022).Urban Climate Action: The Urban Content of the NCDs: Global Review 2022(Nairobi: United Nations Human Settlements Programme, 2022), 6. Availablehere.
[3] Friedrich Engels,The Condition of the Working Class in England(Oxford: Oxford University Press,1845/2009). Availablehere.
[4] Karl Marx,Capital: A Critique of Political Economy (Vol. 1): A Critical Analysis of Capitalist Production, trans. S. Moore and E. Aveling (New York: International Publishers, 1867/1967), 361.
[5] Tina Landis, “Atmospheric Rivers, Weather Whiplash and the Class Struggle,”Liberation News, 14 January 2023. Availablehere; Evan Branan and Tina Landis, “Heat Waves Bake the World: Workers Don’t Have to Bear the Brunt,”Liberation News, 13 July 2023. Availablehere.
[6] Ayesha Tandon, “Record-Breaking 2023 Heat Events Are ‘Not Rare Anymore’ Due to Climate Change,”Carbon Brief, 25 July 2023. Availablehere.
[7] Climate Matters, “Billion-Dollar Disasters in 2022,”Climate Central, 11 October 2022. Availablehere.
[8] Flood Defenders, “America’s Most Frequent and Expensive Disaster.” Availablehere.
[9] Sara Dennis, “Heat Island Effect,”Moody Engineering, 28 September 2022. Availablehere.
[10] Tamara Iungman, Marta Cirach, Federica Marando, et. al. “Cooling Cities Through Urban Green Infrastructure: A Health Impact Assessment of European Cities,”The Lancet401, no. 1076 (2023): 577-589.
[11] Tom Carroll, Sponge Cities: A Solarpunk Future by 2030,”Freethink, 28 April 2022. Availablehere.
[12] Tings Chak, Li Jianhua, and Lilian Zhang, “Serve the People: The Eradication of Extreme Poverty in China,”Tricontinental Institute for Social Research, 23 July 2021. Availablehere.
[13] See, for example, Xu Tao, Yu Kongjian, Li Dihua, and Miao Wang, “Assessment and Impact Factor Analysis on Stormwater Regulation and Storage Capacity of Urban Green Space in China and Abroad,”China City Planning Review32, no. 1 (2023): 6-16; Kongian’s website ishere.
[14] Kongjian Yu,Letters to the Leaders of China: Kongjian Yu and the Future of the Chinese City(New York: Terreform, 2018).
[15] The State Council Information Office of the People’s Republic of China, “Document: Responding to Climate Change: China’s Policies and Actions,”China Daily, 28 October 2021. Availablehere.
[16] Ken Hammond, “China’s Environmental Problems: Beyond the Propaganda,”Liberation School, 08 December 2020. Availablehere.
[17] Tina Landis, “Colorado River Water Deal: A Bandaid or Real Progress?”Liberation News, 27 May 2023. Availablehere.
[18] Simon Romero and Serge F. Kovaleski, “How Invasive Plants Caused the Maui Fires to Rage,”The New York Times, 15 August 2023. Availablehere.
[19] Masanobu Fukuoka,Sowing Seeds in the Desert: Natural Farming, Global Restoration, and Ultimate Food Security(Vermont: Chelsea Green Publishing, 2012).

Canadian Oligarchy: How the Super-Rich Rule "Socialized" Healthcare

By Miranda Schreiber


At the intersection of College St. and University St. in Toronto, six hospitals crowd together over five blocks. Although they are public institutions, most of their various departments are named by both speciality and private donor. In fact, nearly every center for care, research center, ‘wellness gallery,’ and atrium - even the nearby medical school - bears the name of its wealthy Canadian financier. Papered onto bus stops and the temporary barriers around construction sites are hospital fundraising campaigns, sometimes containing the stories of patients who feel particularly served by a given institution. Testaments to the power of private capital are everywhere.

In many ways this philanthropic basis of public healthcare is a virtually unquestioned aspect of the Canadian system, which is partially dependent on sporadic ‘gifts’ of millions of dollars from the highest echelons of the capitalist class. Major hospitals repeatedly characterize such events as generous, rather than reflective of the system that causes much of the sickness they spend their time treating. The Canadian situation is an example of the limits of public services under fundamentally capitalist conditions, the ways that the super-rich rule even ‘socialized’ systems.

Like many other kinds of capitalist infrastructure, the public healthcare system is useful to Canadians. However, it was designed to serve profit, not working people. An institution that has existed since the 1960s, it is easy to forget that it was not a gift from the government, a sign of an enlightened national character, but a concession from the capitalist class. Public healthcare did not simply appear due to a moment of moral clarity on parliament hill, it was demanded.

The history of Canadian medicine reveals this. Capitalist expansion onto Indigenous land led to the state-sanctioned destruction of food systems and smallpox epidemics; Indigenous nations were coerced into signing treaties in the midst of famine, allowing material resources to be expropriated by the settler state. [1] The Canadian government’s refusal to meet basic treaty obligations facilitated the spread of tuberculosis in substandard living conditions on reserves and in residential schools, internment camps where thousands of Indigenous children perished. [2] [3] Since its founding Canada’s existence as a capitalist colony has been contingent on the spread of disease. [4] This was simultaneous with the attempted destruction of Indigenous medicine and healthcare.

PLEASE SUPPORT OUR WORK BY MAKING A DONATION TODAY

After the first world war, the Canadian settler population became increasingly conscious of class warfare as their economic exploitation accelerated, frightening the capitalist class. “It seems strange now but at the time the possibility of a socialist or communist revolution was a viable threat to the ruling classes everywhere internationally,” says Tyler Shipley, author of Canada and the World. Revolutions in the USSR and Latin America revealed the possibility for working people to seize the means of production. As Alex Birrell explains on the podcast Unmaking Saskatchewan, the rapid spread of infectious disease among settlers led to grassroots organizing for the purposes of establishing public clinics in rural Saskatchewan for the treatment of diseases like tuberculosis. [5] In the 1930s during the depression, farmers who could not pay off medical debts unionized and formed the Farmer’s Labour Party, demanding social security and socialized medicine from the provincial government. [6] Even while farmers faced starvation due to drought, the medical establishment - specifically insurance companies and regulatory bodies representing urban doctors with wealthier patients - resisted public clinics from their inception, fearing a reduction in profits. [7] As Birrell explains on the podcast, “We had to drag the government around and force them to care, force them to act.” The first medicare bill was dramatically diluted by representatives of the medical establishment and commerce, so that “moderates won the battle over what medicare would look like….it was a victory built to be moved to the right.” A more comprehensive medicare plan was rejected in favor of one that placed more power in the hands of physician regulatory boards and industry.

Socialized healthcare in Canada came about at a time of capitalist crisis, as a concession, and so an aberration, of a fundamentally exploitative system that has required human deprivation from its beginning. As Shipley explains, the creation of Canadian healthcare, along with the rest of its social welfare system, stove off revolutionary activity and permitted the social reproduction of labor, offering enough care and security primarily to keep people looking for work. In the sixty years since medicare was passed, this Canadian social security net has been slowly stolen away, as the very forces that resisted public healthcare in the first place have reclaimed the infrastructure they reluctantly handed over to the working class. Over six decades, although more rapidly since the 1980s, the Canadian state has cut back government services and civil service employment while transferring power to private capital in the mass sale of public infrastructure and increases in tax breaks. [8] [9] Public health has been targeted at two ends: in the destruction of the resources that keep people healthy, and the sale of aspects of the healthcare system to private industry. Since 1985, housing and public sector pensions have been consistently clawed back, drug companies have been permitted to monopolize pharmaceutical drugs over generic brands, and thousands of civil service jobs have been eliminated while unemployment insurance has been cut. [10] [11] Grants to advocacy groups supporting the environment, Indigenous people, women, and children have been slashed, and occupational safety training programs have been defunded along with health and welfare grants.  At the same time, the wealthy have received massive tax breaks and government shares in transportation, universities, colleges, and communications have been sold off to private ownership.

The healthcare system is whatever remains after this attempt to maximize surplus profits, which has only hastened in the last several years. This is what explains the absurdly common event in Canadian healthcare in which a person who does not have a house is sent back out into freezing temperatures after receiving a free medical procedure. It clarifies the government decision to offer citizens care for ears but not for eyes, and a free patient-intake interview but not free medicine. There is no moral justification for this with the explanatory power of class analysis.

The story that healthcare makes Canada extraordinary is circulated in the media, in textbooks, and in political rhetoric. Another story we are often told is that people who can’t work but need healthcare are responsible for social misery. Patients are chided for ‘poor lifestyle choices’ and ‘wasting government resources’ by a healthcare system that effectively resents having to treat them. Predominant leaders in healthcare continue to collaborate with the philanthropists who are responsible for increasing homelessness and poverty. These multi-millionaires and billionaires have stolen from the public once through the theft of surplus value and the destruction of the public welfare state, and again in an evasion of just taxation. They donate to hospitals to expedite exploitation, not to end it; it’s just PR and a tax write-off. Representatives of commerce who are price-gouging groceries during a housing crisis like Galon Weston sit on hospital boards, claiming the system. [12] They name every medical building in their image.



Notes

[1] Clearing the Plains pg 24-29 (More in depth chapter 5, chapter 9)

[2] Clearing the Plains pg 27

[3] https://globalnews.ca/news/9432774/saddle-lake-cree-nation-residential-school-investigation-report/

[4] Clearing the Plains pg 24-29 (More in depth chapter 5, chapter 9)

[5] Unmaking Saskatchewan

[6] Ibid

[7] Ibid

[8] https://www.sfu.ca/~mcohen/publications/Polecon/dismantl.pdf

[9] Stephen McBride and John Shields, Dismantling a Nation: Canada and the New World Order (Halifax: Fernwood, 1993), Table 2.4.

[10] Stephen McBride and John Shields, Dismantling a Nation: Canada and the New World Order (Halifax: Fernwood, 1993), Table 2.4.

[11] Federal Budgets 1985 to 1995; Canadian Council on Social Development, Canada's Social Programs are in Trouble, (Ottawa 1989);

[12] https://sunnybrook.ca/team/member.asp?m=948&page=4071

What Every Child Should Know About Marx's Theory of Value

By Michael A. Lebowitz


Republished from Monthly Review.


Every child knows that any nation that stopped working, not for a year, but let us say, just for a few weeks, would perish. And every child knows, too, that the amounts of products corresponding to the differing amounts of needs demand differing and quantitatively determined amounts of society’s aggregate labour. —Karl Marx [1] [2]


Every child in Marx’s day might have heard about Robinson Crusoe. That child might have heard that on his island Robinson had to work if he was not to perish, that he had “needs to satisfy.” To this end, Robinson had to “perform useful labours of various kinds”: he made means of production (tools), and he hunted and fished for immediate consumption. These were diverse functions, but all were “only different modes of human labour,” his labor. From experience, he developed Robinson’s Rule: “Necessity itself compels him to divide his time with precision between his different functions.” Thus, he learned that the amount of time spent on each activity depended upon its difficulty—that is, how much labor was necessary to achieve the desired effect. Given his needs, he learned how to allocate his labor in order to survive. [3]

As it was for Crusoe, so it is for society. Every society must allocate its aggregate labor in such a way as to obtain the amounts of products corresponding to the differing amounts of its needs. As Marx commented, “In so far as society wants to satisfy its needs, and have an article produced for this purpose, it has to pay for it.… It buys them with a certain quantity of the labour-time that it has at its disposal.” [4] It must allocate “differing and quantitatively determined” amounts of labor to the production of goods and services for direct consumption (Department II) and a similarly determined quantity of labor for the production and reproduction of means of production (Department I).

To ensure the reproduction of a particular society, there must be enough labor available for the reproduction of the producers—both directly and indirectly (for example, in Departments II and I, respectively)—based upon their existing level of needs and the productivity of labor. This includes not only labor in organized workplaces, which produce particular material products and services, but also necessary labor allocated to the home and community and to sites where the education and health of workers are maintained. Every society, too, must allocate labor to what we may call Department III, a sector that produces means of regulation, and may contain institutions such as the police, the legal authority, the ideological and cultural apparatus, and so on.

In addition to the labor required to maintain the producers, in every class society a quantity of society’s labor is necessary if those who rule are to be reproduced. Thus, the process of reproduction requires the allocation of labor not only to the production of articles of consumption, means of production, and the particular means of regulation, but, ultimately, to the production and reproduction of the relations of production themselves.


Reproduction of a Socialist Society

Consider a socialist society—“an association of free [individuals], working with the means of production held in common, and expending their many different forms of labour-power in full self-awareness as one single social labour force.” [5] Having identified the differing amounts of needs it wishes to satisfy, this society of associated producers allocates its differing and quantitatively determined labor through a conscious process of planning. In this respect, it follows Robinson’s Rule: it apportions its aggregate labor “in accordance with a definite social plan [that] maintains the correct proportion between the different functions of labour and the various needs of the associations.” [6]

The premise of this process of planning is a particular set of relations in which the associated producers recognize their interdependence and engage in productive activity upon this basis. “A communal production, communality, is presupposed as the basis of production.” Transparency and solidarity among the producers, in short, underlie the “organization of labour” in the socialist society with the result that productive activity is consciously “determined by communal needs and communal purposes.” [7] The reproduction of society here “becomes production by freely associated [producers] and stands under their conscious and planned control.” [8]

To identify their needs and their capacity to satisfy those needs, the producers begin with institutions closest to them—in communal councils, which identify changes in the expressed needs of individuals and communities, and in workers’ councils, where workers explore the potential for satisfying local needs themselves. Those needs and capacities are transmitted upward to larger bodies and ultimately consolidated at the level of society as a whole, where society-wide choices need to be made. On the basis of these decisions (which are discussed by the associated producers at all levels of society), the socialist society directly allocates its labor in accordance with its needs both for immediate and future satisfaction.

Driving this process is “the worker’s own need for development,” “the absolute working-out of his creative potentialities,” “the all-around development of the individual”—the development of what Marx called “rich” human beings. [9] This goal is understood as indivisible: it is not consistent with significant disparities among members of society. In the words of the Communist Manifesto, “the free development of each is the condition for the free development of all.” [10] Accordingly, given the premise of communality and solidarity, this socialist society allocates its labor to remove deficits inherited from previous social formations. The socialist society, in short, is “based on the universal development of individuals and on the subordination of their communal, social productivity as their social wealth.” [11]

Conscious planning—a visible hand, a communal hand—is the condition for building a socialist society. This process does more, however, than produce the so-called correct plan. Importantly, it also produces and reproduces the producers themselves and the relations among them. What Marx called “revolutionary practice” (“the simultaneous changing of circumstances and human activity or self-change”) is central. Every human activity produces two products: the change in circumstances and the change in the actors themselves. In the particular case of socialist institutions, the labor-time spent in meetings to develop collective decisions not only produces solutions that draw upon the knowledge of all those affected, but it is also an investment that develops the capacities of all those making those decisions. It builds solidarity locally, nationally, and internationally. Those institutions and practices, in short, are at the core of the regulation of the producers themselves (Department III activity). They are essential for the reproduction of socialist society. [12]


Reproduction of a Society Characterized by Commodity Production

But what about a society that is not characterized by communality, a society marked instead by separate, autonomous actors? Such a society’s essential premise is the separation of independent producers. [13] Rather than a community of producers, there is a collection of autonomous property owners who depend for satisfaction of their needs upon the productive activity of other owners. “All-around dependence of the producers upon one another” exists, but theirs is a “connection of mutually indifferent persons.” Indeed, “their mutual interconnection—here appears as something alien to them, autonomous, as a thing.” Yet, if these “individuals who are indifferent to one another” do not understand their connection, how does this society go about allocating its “differing and quantitatively determined amounts of society’s aggregate labour” to satisfy its “differing amounts of needs”? [14]

Obviously, such a society does not utilize Robinson’s Rule: it cannot directly allocate its aggregate labor in accordance with the distribution of its needs. “Only when production is subjected to the genuine, prior control of society,” Marx pointed out, “will society establish the connection between the amount of social labor-time applied to the production of particular articles, and the scale of the social need to be satisfied by these.” [15] Although the application of Robinson’s Rule is not possible, its function remains. As Marx commented, those simple and transparent relations set out for Robinson Crusoe “contain all the essential determinants of value.” [16] In particular, the “necessity of the distribution of social labour in specific proportions” remains.

The necessary law of the proportionate allocation of aggregate labor, Marx insisted, “is certainly not abolished by the specific form of social production.” Only the form of that law changes. As Marx wrote to Ludwig Kugelmann, “the only thing that can change, under historically differing conditions, is the form in which those laws assert themselves.” In the commodity-producing society, the form taken by this necessary law is the law of value. “The form in which this proportional distribution of labour asserts itself in a state of society in which the interconnection of social labour expresses itself as the private exchange of the individual products of labour, is precisely the exchange value of these products.” [17]

Since the allocation of society’s labor embedded in commodities is “mediated through the purchase and sale of the products of different branches of industry” (rather than through “genuine, prior control” by society), however, the immediate effect of the market is a “motley pattern of distribution of the producers and their means of production.” [18] Yet, this apparent chaos sets in motion a process by which the necessary allocation of labor will tend to emerge. In simple commodity production, some producers will receive revenue well above the cost of production; others will receive revenue well below it. Assuming it is possible, producers will shift their activity—that is, they will show a tendency for entry and exit. An equilibrium, accordingly, would tend to emerge in which there is no longer a reason for individual commodity producers to move. Through such movements, the various kinds of labor “are continually being reduced to the quantitative proportions in which society requires them.”

In short, although “the play of caprice and chance” means that the allocation of labor does not correspond immediately to the distribution of needs as expressed in commodity purchases, “the different spheres of production constantly tend towards equilibrium.” [19] Through the law of value, labor is allocated in the necessary proportions in the commodity-producing society. In the same way as “the law of gravity asserts itself,” we see that “in the midst of the accidental and ever-fluctuating exchange relations between the products, the labour-time socially necessary to produce them asserts itself as a regulative law of nature.” [20] There is a “constant tendency on the part of the various spheres of production towards equilibrium” precisely because “the law of the value of commodities ultimately determines how much of its disposable labour-time society can expend on each kind of commodity.” [21]

Can that equilibrium, in which labor is allocated to satisfy the needs of society, be reached in reality? If we think of a society characterized by simple commodity production, equilibrium occurs when all commodity producers receive the equivalent of the labor contained in their commodities. In fact, however, there are significant barriers to exit and entry: the particular skills and capabilities that individual producers possess will not be easily shifted to the production of differing commodities. Indeed, this process might take a generation to occur, in which case producers in some spheres will appear privileged for extended periods.

In the case of capitalist commodity production—the subject of Capital—the individual capitalist “obeys the immanent law, and hence the moral imperative, of capital to produce as much surplus-value as possible.” [22] Accordingly, there is a “continuously changing proportionate distribution of the total social capital between the various spheres of production…continuous immigration and emigration of capitals.” [23] Equilibrium here occurs when all producers obtain an equal rate of profit on their advanced capital for means of production and labor power. This tendency “has the effect of distributing the total mass of social labour time among the various spheres of production according to the social need.” [24] However, here again there is an obstacle to the realization of equilibrium—the existence of fixed capital embedded in particular spheres does not permit easy exit and entry.

PLEASE SUPPORT OUR WORK BY MAKING A DONATION TODAY

Nevertheless, for Marx, the law of value (the process by which labor is allocated in the necessary proportions in capitalism) operates more smoothly as capitalism develops. Capital’s “free movement between these various spheres of production as so many available fields of investment” has as its condition the development of the credit and banking system. Only as money-capital does capital really “possess the form in which it is distributed as a common element among these various spheres, among the capitalist class, quite irrespective of its particular application, according to the production requirements of each particular sphere.” [25] In its money-form, capital is abstracted from particular employments. Only in money-capital, in the money-market, do all distinctions as to the quality of capital disappear: “All particular forms of capital, arising from its investment in particular spheres of production or circulation, are obliterated here. It exists here in the undifferentiated, self-identical form of independent value, of money.” [26]

Equalization of profit rates “presupposes the development of the credit system, which concentrates together the inorganic mass of available social capital vis-á-vis the individual capitalist.” [27] That is, it presupposes the domination of finance capital: bankers “become the general managers of money capital,” which now appears as “a concentrated and organized mass, placed under the control of the bankers as representatives of the social capital in a quite different manner to real production.” [28]


Marx’s Auto-Critique

There is no better way to understand Marx’s theory of value than to see how he responded to critics of Capital. With respect to a particular review, Marx commented to Kugelmann in July 1868 that the need to prove the law of value reveals “complete ignorance both of the subject under discussion and of the method of science.” Every child, Marx here continued, knows that “the amounts of products corresponding to the differing amounts of needs demand differing and quantitatively determined amounts of society’s aggregate labour.” How could the critic not see that “It is SELF-EVIDENT that this necessity of the distribution of social labour in specific proportions is certainly not abolished by the specific form of social production!” [29] Similarly, answering Eugen Dühring’s objection to his discussion of value, Marx wrote to Frederick Engels in January 1868 that “actually, no form of society can prevent the labour time at the disposal of society from regulating production in ONE WAY OR ANOTHER.” [30] That was the point: in a commodity-producing society, how else could labor be allocated—except by the market!

Although Marx was clearer in these letters on this point than in Capital, he was transparent there in his critique of classical political economy on value and money. In contrast to vulgar economists who did not go beneath the surface, the classical economists (to their credit) had attempted “to grasp the inner connection in contrast to the multiplicity of outward forms.” But they took those inner forms “as given premises” and were “not interested in elaborating how those various forms come into being.” [31] The classical economists began by explaining relative value by the quantity of labor-time, but they “never once asked the question why this content has assumed that particular form, that is to say, why labour is expressed in value, and why the measurement of labour by its duration is expressed in the value of the product.” [32] Their analysis, in short, started in the middle.

This classical approach characterized Marx’s own early thought. It is important to recognize that Marx’s critique was an auto-critique, a critique of views he himself had earlier accepted. In 1847, Marx declared that “[David] Ricardo’s theory of values is the scientific interpretation of actual economic life.” [33] In The Principles of Political Economy, Ricardo had argued that “the value of a commodity…depends on the relative quantity of labour which is necessary for its production.” By this, he meant “not only the labour applied immediately to commodities,” but also the labor “bestowed on the implements, tools, and buildings, with which such labour is assisted.” Accordingly, relative values of differing commodities were determined by “the total quantity of labour necessary to manufacture them and bring them to market.” This was “the rule which determines the respective quantities of goods which shall be given in exchange for each other.” [34]

Marx followed Ricardo in his early work. “The fluctuations of supply and demand,” Marx wrote in Wage Labour and Capital, “continually bring the price of a commodity back to the cost of production” (that is to say, to its “natural price”). This was Ricardo’s theory of value: the “determination of price by the cost of production is equivalent to the determination of price by the labour time necessary for the manufacture of a commodity.” Further, this rule applied to the determination of wages as well, which were “determined by the cost of production, by the labour time necessary to produce this commodity—labour.” [35] The same point was made in the Communist Manifesto in 1848: “the price of a commodity, and therefore also of labour, is equal to its cost of production.” [36]

In the 1850s, however, Marx began to develop a new understanding. In the notebooks written in 1857–58, which constitute the Grundrisse, he began his critique of classical political economy. Marx concluded the Grundrisse by announcing that the starting point for analysis had to be not value (as Ricardo began), but the commodity, which “appears as unity of two aspects”—use value and exchange value. [37] The commodity and, in particular, its two-sidedness is the starting point for his critique and how he begins both his Contribution to the Critique of Political Economy (1859) and Capital. [38]


The Best Points in Capital

The law of value as a “regulative law of nature” was not one of the best points in Capital, nor one of the “fundamentally new elements in the book.” After all, if the law of value is the tendency of market prices to approach an equilibrium in the same way as “the law of gravity asserts itself,” then this “regulative law of nature” was already present in Ricardo.

Rather, what Marx argued in Capital is that classical political economy did not understand value. “As regards value in general, classical political economy in fact nowhere distinguishes explicitly and with a clear awareness between labour as it appears in the value of a product, and the same labour as it appears in the product’s use value.” [39] But that distinction, Marx declared to Engels in August 1867, is “fundamental to all understanding of the FACTS”! That “two-fold character of labour,” he indicated, is one of the “best points in my book” (and indeed, the best point in the first volume of Capital). [40]

Marx made the same point in the first edition of the first volume of Capital about the two-fold character of labor in commodities: “this aspect, which I am first to have developed in a critical way, is the starting point upon which comprehension of political economy depends.” [41] Writing again to Engels in January 1868, Marx described his analysis of the double character of the labor represented in commodities as one of the “three fundamentally new elements of the book.” All previous economists having missed this, they were “bound to come up against the inexplicable everywhere. This is, in fact, the whole secret of the critical conception.” [42]

The secret of the critical conception, the starting point for comprehension of political economy, the basis for all understanding of the facts—what made the revelation of the two-fold character of labor in commodities so important? Very simply, it is the recognition that actual, specific, concrete labor, all those hours of real labor that have gone into producing a particular commodity, in themselves have nothing to do with its value. You cannot add the hours of the carpenter’s labor to the labor contained in consumed means of production and come up with the value of the carpenter’s commodity. That specific labor, rather, has gone into the production of a thing for use, also known as a use value. Further, you cannot explain relative values by counting the quantity of specific labor contained in separate use values. If you do not distinguish clearly between the two-fold aspects of labor in the commodity, you have not understood Marx’s critique of classical political economy.


Marx’s Labor Theory of Money

“We have to perform a task,” Marx announced, “never even attempted by bourgeois economics.” [43] That task was to develop his theory of money—in particular, to reveal that money is the social representative of the aggregate labor in commodities. For this, Marx demonstrated that (1) the concept of money is latent in the concept of the commodity and (2) that money represents the abstract labor in a commodity and that the manifestation of the latter, its only manifestation, is the price of the commodity.

If adding up the hours of concrete labor to produce a commodity does not reveal its value, what does? Nothing, if we are considering a single commodity. “We may twist and turn a single commodity as we wish; it remains impossible to grasp as a thing possessing value.” [44] We can approach grasping the value of a commodity only by considering it in a relation. The simplest (but undeveloped) form of this relation is as an exchange value—the value of commodity A is equal to x units of commodity B, where B is a use value. We always knew A as a use value but now we know the value of A from its equivalent in B. (If we reverse this, we would say the value of B is equal to 1/x units of A, and here A is the equivalent.) The second commodity, the equivalent, is a mirror for the value in the first commodity. It is through this social relation that we may grasp the commodity as something possessing value.

Having established that the value of a commodity is revealed through its equivalent, Marx logically proceeds step-by-step to establish the existence of a commodity that serves as the equivalent for all commodities—that is, is the general form of value. It is a mini-step from there to reveal the monetary form of value: money as the universal equivalent, money as the representative of value. [45] In short, once we begin to analyze a commodity-exchanging society, we are led to the concept of money. This is what Marx identifies as his task: “We have to show the origin of this money form, we have to trace the development of this expression of value relation of commodities from the simplest, almost imperceptible outline to the dazzling money form. When this has been done, the mystery of money will immediately disappear.” [46] But this was a closed book to the classical economists; “Ricardo,” Marx commented years later, “in fact only concerned himself with labour as a measure of value-magnitude and therefore found no connection between his value-theory and the essence of money.” [47]

But what is money? To understand money, we need to return to the two-fold character of labor in commodities, that point upon which comprehension of political economy depends. We know that concrete, specific labor produces specific use values. Insofar as labor is concrete, we cannot compare commodities containing different qualities of labor. But we can compare them if we abstract from their specificities—that is, consider them as containing labor in general, abstract labor, “equal human labour, the expenditure of identical human labour power.” [48] The aggregate labor of society is a composite of many “different modes of human labour”: “the completed or total form of appearance of human labour is constituted by the totality of its particular forms of appearance.” [49] That “one homogeneous mass of human labour power,” that universal, uniform, abstract, social labor in general, “human labour pure and simple,” enters into each commodity. [50]

Think about the aggregate labor in commodities as so-called jelly labor, as made up of a number of identical, homogeneous units. A certain amount of this jelly labor goes into each commodity. The value of a commodity is determined by how much of this jelly labor—how much homogeneous, universal, abstract labor, that common “social substance”—it contains. Obviously, we cannot add up jelly labor simply, as we might attempt for concrete labor. How, then, can we see the value of a commodity? We have answered that already. The value of a commodity (that is, the homogeneous, general, abstract labor in the commodity) is represented by the quantity of money, which is its equivalent. Indeed, the only form in which the value of commodities can manifest itself is the money-form.

Every society obtains the amounts of products corresponding to the differing amounts of its needs by devoting a portion of the available labor time to its production. As noted above, “in so far as society wants to satisfy its needs, and have an article produced for this purpose, it has to pay for it…[and] it buys them with a certain quantity of the labour-time that it has at its disposal.” [51] How do we satisfy our needs within capitalism? We buy them with the representative of the total social labor in commodities—money.


Ignorance both of the Subject under Discussion and of the Method of Science

As Michael Heinrich writes, “many Marxists have difficulties understanding Marx’s analysis.” Like bourgeois economists, “they attempt to develop a theory of value without reference to money.” [52] It is a bit difficult to understand why, however, given Marx’s criticisms of classical political economy about this very point. Ricardo, Marx commented, had not understood “or even raised as a problem” the “connection between value, its immanent measure—i.e., labour-time—and the necessity for an external measure of the values of commodities.” Ricardo did not examine abstract labor, the labor that “manifests itself in exchange values—the nature of this labour. Hence he does not grasp the connection of this labour with money or that it must assume the form of money.” [53]

That is why Marx undertook his task “to show the origin of this money form” and to solve “the mystery of money,” a task “never even attempted by bourgeois economics.” We need to understand the nature of money, and how we move from value directly to money. As he explained in chapter 10 of the third volume of Capital:

in dealing with money we assumed that commodities are sold at their values; there was no reason at all to consider prices that diverged from values, as we were concerned simply with the changes of form which commodities undergo when they are turned into money and then transformed back from money into commodities again. As soon as a commodity is in any way sold, and a new commodity bought with the proceeds, we have the entire metamorphosis before us, and it is completely immaterial here whether the commodity’s price is above or below its value. The commodity’s value remains important as the basis, since any rational understanding of money has to start from this foundation, and price, in its general concept, is simply value in the money form. [54]

To understand why Marx felt it was essential to solve the mystery of money, it helps to understand his method of dialectical derivation. Like G. W. F. Hegel, upon examining particular concepts, he found that they contained a second term implicitly within them; he proceeded then to consider the unity of the two concepts, thereby transcending the one-sidedness of each and moving forward to richer concepts. In this way, Marx analyzed the commodity and found that it contained latent within it the concept of money, the independent form of value—and that the commodity differentiated into commodities and money. Further, considering that relation of commodities and money from all sides, Marx uncovered the concept of capital. [55]

The concept of capital, in short, does not drop from the sky. It is marked by the preceding categories. Since money is the representative of abstract labor, of the homogeneous aggregate labor of society, capital must be understood as an accumulation of homogeneous, abstract labor. By understanding money as latent in commodities, we reject the picture of money juxtaposed externally to commodities as in classical political economy and therefore recognize that abstract labor is always present in the concept of capital.

However, all accumulations of abstract labor are not capital. For them to correspond to the concept of capital, they must be driven by the impetus to grow and must have self-expanding value (i.e., M-C-M´). How is that possible, however, on the assumption of exchange of equivalents? Where does the additional value, the surplus value, come from? The two questions express the same thing: in one case, in the form of objectified labour; in the other, in the form of living, fluid labor. [56]

The answer to both is that, with the availability of labor power as a commodity, capital can now secure additional (abstract) labor. This is not because of some occult quality of labor power, but, because by purchasing labor power, capital now is in a relation of “supremacy and subordination” with respect to workers, a relation that brings with it the “compulsion to perform surplus labour.” [57] That compulsion, inherent in capitalist relations of production, is the source of capital’s growth.

Let us consider absolute surplus value by focusing upon “living, fluid labor.” The value of labor power, or necessary labor, at any given point represents the share of aggregate social labor that goes to workers. The remaining social labor share is captured by capitalists. When capital uses its power to increase the length or intensity of the workday, total social labor rises; assuming necessary labor remains constant, capital is the sole beneficiary. The ratio of surplus labor to necessary labor—the rate of exploitation—rises.

Alternatively, let the productivity of labor be increased. To produce the same quantity of use values, less total labor is required. Accordingly, increased productivity brings with it the possibility of a reduced workday (a possibility not realized in capitalism). If, conversely, aggregate social labor remains constant, who would be the beneficiary of such an increase in productivity? Assuming the working class is atomized and capital is able to divide workers sufficiently, capital obtains relative surplus value because necessary labor falls. Alternatively, to the extent that workers are sufficiently organized as a class, they will benefit from productivity gains with rising real wages as commodity values fall. In Capital, this second option is essentially precluded because, following the classical economists, Marx assumed that the standard of necessity is given and fixed. [58]

In short, we need to understand money if we are to understand capital, and for that we need to grasp the two-fold character of labor that goes into a commodity. Unfortunately, many Marxists fail to grasp the distinction “between labour as it appears in the value of a product, and the same labor as it appears in the product’s use value”—the distinction Marx considered “fundamental to all understanding of the FACTS.” As a result, they offer a “theory of value without reference to money,” what Heinrich calls “pre-monetary theories of value,” which I consider to be pre-Marxian theories of value or Ricardian theories of value. [59]

Ricardian Marxists do not grasp Marx’s logic, or how Marx logically moves from the abstract to the concrete. The problem is particularly apparent when it comes to the so-called transformation problem. What those who attempt to calculate the transformation from values to prices of production fail to understand is that, rather than transforming actually existing values, prices of production are simply a further logical development of value. [60] The real movement is from market prices to equilibrium prices, that is, prices of production. As we have seen, this is how the law of value allocates aggregate labor in commodities, similar to a law of gravity. The failure of these Marxists to distinguish between the logical and the real demonstrates their “complete ignorance both of the subject under discussion and of the method of science.”


Notes

  1. In his fine introduction and interpretation of Capital, Michael Heinrich criticizes traditional and worldview Marxism in An Introduction to the Three Volumes of Karl Marx’s Capital (New York: Monthly Review Press, 2012). Heinrich further expounds the early sections of the first volume of Capital intensely in Michael Heinrich, How to Read Marx’s Capital (New York: Monthly Review Press, 2021).

  2. Karl Marx and Frederick Engels, Collected Works (New York: International Publishers, 1975), vol. 43, 68.

  3. Karl Marx, Capital, vol. 1 (London: Penguin, 1977), 169–70.

  4. Karl Marx, Capital, vol. 3 (London: Penguin, 1981), 288.

  5. Marx, Capital, vol. 1, 171.

  6. Marx, Capital, vol. 1, 172.

  7. Karl Marx, Grundrisse (London: Penguin, 1973), 171–72.

  8. Marx, Capital, vol. 1, 173.

  9. Marx, Capital, vol. 1, 772; Marx, Grundrisse, 488, 541, 708; Karl Marx, Critique of the Gotha Programme in Marx and Engels, Selected Works, vol. 2 (Moscow: Foreign Languages Press, 1962), 24.

  10. Marx and Engels, Collected Works, vol. 6, 506.

  11. Marx, Grundrisse, 158–59.

  12. On this view of socialist society, see Michael A. Lebowitz, The Socialist Alternative: Real Human Development (New York: Monthly Review Press, 2010) and Michael A. Lebowitz, Between Capitalism and Community (New York: Monthly Review Press, 2020).

  13. Discussion of the individual commodity producer applies as well to collective or group commodity producers (as in the case of cooperatives).

  14. Marx, Grundrisse, 156–58.

  15. Marx, Capital, vol. 3, 288–89.

  16. Marx, Capital, vol. 1, 170.

  17. Marx and Engels, Collected Works, vol. 43, 68.

  18. Marx, Capital, vol. 1, 476. It is important to keep in mind the distinction between the aggregate labor in commodities and the aggregate labor in society as a whole.

  19. Marx, Capital, vol. 1, 476.

  20. Marx, Capital, vol. 1, 168.

  21. Marx, Capital, vol. 1, 476.

  22. Marx, Capital, vol. 1, 1051.

  23. Marx, Capital, vol. 3, 895.

  24. Karl Marx, Theories of Surplus Value, Part II (Moscow: Progress Publishers, 1968), 209.

  25. Marx, Capital, vol. 3, 491.

  26. Marx, Capital, vol. 3, 490. We are describing here so-called jelly capital.

  27. Marx, Capital, vol. 3, 298.

  28. Marx, Capital, vol. 3, 528, 491.

  29. Marx and Engels, Collected Works, vol. 43, 68.

  30. Marx and Engels, Collected Works, vol. 42, 515.

  31. Karl Marx, Theories of Surplus Value, Part III (Moscow: Progress Publishers, 1971), 500.

  32. Marx, Capital, vol. 1, 173–74.

  33. Marx and Engels, Collected Works, vol. 6, 121, 123–24.

  34. David Ricardo, The Principles of Political Economy and Taxation (Homewood: Richard D. Irwin, Inc., 1963), 5–6, 12–13, 42.

  35. Karl Marx, Wage Labour and Capital in Marx and Engels, Collected Works, vol. 9, 208–9.

  36. Marx and Engels, Collected Works, vol. 6, 491. Here, Marx accepted Ricardo’s symmetry in the production of hats and men, and he continued to hold that position in Capital. For a criticism, see Lebowitz, “The Burden of Classical Political Economy” in Lebowitz, Between Capitalism and Community, chapter 6.

  37. Marx, Grundrisse, 881.

  38. By the time of the writing of Capital, however, Marx had moved to identify that two-fold nature of the commodity as use value and value and explained that exchange value is merely the necessary form that value takes.

  39. Marx, Capital, vol. 1, 173n.

  40. Marx and Engels, Collected Works, vol. 42, 407.

  41. Albert Dragstedt, Value: Studies by Karl Marx (London: New Park Publications, 1976), 11.

  42. Marx and Engels, Collected Works, vol. 42, 514.

  43. Marx, Capital, vol. 1, 139.

  44. Marx, Capital, vol. 1, 138.

  45. In classical political economy and in Marx’s time, gold was the money-commodity; however, Marx’s theory of money only requires social acceptance as the universal equivalent.

  46. Marx, Capital, vol. 1, 139.

  47. Karl Marx, “Marginal Notes on Adolph Wagner’s Lehrbuch der Politschen Oekonomie” in Dragstedt, Value, 204.

  48. Marx, Capital, vol. 1, 129.

  49. Marx, Capital, vol. 1, 157.

  50. Marx, Capital, vol. 1, 129.

  51. Marx, Capital, vol. 1, 288.

  52. Heinrich, An Introduction to the Three Volumes of Karl Marx’s Capital, 57, 63–64.

  53. Marx, Theories of Surplus Value, Part II, 164, 202.

  54. Marx, Capital, vol. 3, 294–95.

  55. See the discussion of the derivation of capital in Michael A. Lebowitz, Beyond Capital: Marx’s Political Economy of the Working Class (New York: Palgrave Macmillan, 2003), 55–60.

  56. “The rate of surplus-value is therefore an exact expression for the degree of exploitation of labour power by capital, or of the worker by the capitalist.” Marx, Capital, vol. 1, 326.

  57. Marx, Capital, vol. 1, 1026–27.

  58. See Lebowitz, Between Capitalism and Community, chapter 7.

  59. Heinrich, An Introduction to the Three Volumes of Karl Marx’s Capital, 57, 63–64.

  60. As Heinrich indicates, the transformation of values “represents a conceptual advancement of the form-determination of the commodity.” Heinrich, An Introduction to the Three Volumes of Karl Marx’s Capital, 148–49.

All Black Feminisms Ain't Created Equal

[Pictured: At an event in late April, 1979, Barbara Smith, with megaphone, protests nine murders of black women that took place in the first months of the year. Photograph by Ellen Shub / Courtesy the Estate of Ellen Shub]


By Erica Caines


Republished from Hood Communist.


My initial introduction to radical feminist politics was through convoluted, often antagonistic online discourses, where past works of radical feminists are engaged, discussed, and ultimately flattened. Audre Lorde has always been among the most popularly referenced Black feminists cited online, for example, but always for her gender critical analysis (which could be used as fodder in heated discourse) and never for her anti-imperialist analysis. It’s much easier for one to gain attention and retweets through cherrypicking her words on gender and sexuality, but much less popular to dive into her works on the imperialist U.S. invasion of her homeland Grenada whose revolution emphasized the role of women in society, for example. Only through study and organizing did I begin to distinguish between the social media driven “cannon” of  Black feminism, and the realized concept of revolutionary feminisms.

Revolutionary African feminism (oftentimes used interchangeably with radical Black feminism) is understood as a feminist ideology that seeks to fundamentally transform and decolonize societal structures, and eliminate all forms of patriarchy and gender-based oppression. Through a material structural analysis, consciousness-raising, and collective action, it emphasizes the need for systemic change by examining the ways that power structures, social institutions, and cultural norms perpetuate gender-based oppression.

Learning of the concept of “two colonialisms” pushed forward as both idea and praxis by the women of the PAIGC (African Party for the Independence of Guinea and Cape Verde) changed how I began to understand an approach to feminism that approached gender equality on the basis of its broader anti-colonial and revolutionary goals. This was not simply the inclusion of women in the protracted armed struggle for independence from Portuguese colonial forces, but a true decolonial process of understanding how colonialism managed to dupe both African men and women, and how intimately linked the struggle against patriarchy was to the struggle against imperialism. African men and women were tied together in a dialectic relationship, which enhanced the need for proper strategy and cooperation among the two. In other words, the revolution in Guinea Bissau required not just an emphasis on developing a new man, but a new woman as well. Their struggle could not afford to be waged on the basis of “men vs. women”, but instead, everyone against the reactionary colonial culture of the past, toward the development of a Revolutionary African Personality. Bissaun revolutionary Teodora Gomes summed it up best when she said “You cannot isolate the liberation of women in circumstances such as ours because there is one goal for our society— which is to transform it step by step.”

However, revolutionary feminist ideals in the West have been largely co-opted and assimilated into mainstream liberal frameworks, losing their transformative potential. Radical liberal (rad-lib) Black feminism has diluted many core principles and objectives of revolutionary feminism, such as notions of bodily autonomy and gender equality. While revolutionary African feminism seeks to challenge and dismantle structural inequities and power dynamics, when it is liberalized, priorities shift to individualistic perspectives and experiences, focusing on personal empowerment rather than addressing broader systemic issues. This shift has undermined the collective action and solidarity necessary for achieving meaningful social change and liberation, effectively de-politicizing a once revolutionary and collective ideology. By emphasizing personal choices and empowerment without critically examining the broader socio-political context, rad-lib Black feminism has diverted attention away from structural inequalities and systemic injustices while convincing millions that their personal experiences are the systemic issues themselves, and therefore that an examination of personal experiences suffices for an analysis of structural issues of capitalism. Moreover, it has shifted discourse away from deep examination of the colonial-capitalist state itself as an entity responsible for perpetuating patriarchy.

This shift and co-optation, of course, can be traced back to the negative impacts neoliberal capitalism has had on African social movements within the U.S in general, but revolutionary feminism, specifically. Neoliberalism’s focus on individual success and self-advancement through engagement in the capitalist market and consumption, centers personal gain over collective liberation, diluting the collective goals and transformative potential of revolutionary African feminism. Neoliberal capitalism exacerbates the oppressive systems that revolutionary feminism seeks to dismantle, including economic exploitation, endless privatization, and state abandonment. At the same time, neoliberal capitalism encourages a class of African women to lean into exclusionary approaches, like failure to consider class, which perpetuates inequalities and reinforces power imbalances. It is important to critically examine and challenge the negative impacts of neoliberal capitalism on revolutionary African feminisms which made this co-option of the ideology possible, seamless even.

PLEASE SUPPORT OUR WORK BY MAKING A DONATION TODAY

While it is true that rad-lib Black feminism overlooks the specific challenges faced within and by colonized communities, it has unfairly been attributed to the framework of ‘intersectionality’. It is important to note that the negative impacts associated with intersectionality do not stem from the framework itself, but rather from misapplications of it as exemplified with the “oppression olympics” style misinterpretation of it. Intersectionality has provided a valuable framework for understanding and addressing systemic discrimination specifically within legal systems, pushing for more inclusive and just legal frameworks and practices, but has somehow also been made a one-size-fits-all framework because it recognizes how different forms of discrimination and oppression intersect and overlap.

As such, the framework has been flattened to mere identity reductionism, the essentializing of identities, which  reduces individuals to a set of fixed characteristics or experiences. By reducing identities to a singular focus, such as gender alone, rad-lib Black feminism has failed to fully address the unique struggles and experiences of colonized women. Additionally, without the clarity and larger context of being situated within a revolutionary ideology, rad-lib feminism often weaponizes the framework of intersectionality to uncritically engage in gender-essentialism.

Furthermore, in the midst of neoliberal austerity policies, which African women bear the brunt of due to privatization and reduced investments in public services and social safety nets, rad-lib feminism has proven wholly inadequate. The systemic barriers, upheld by neoliberalism, undermine the goals of revolutionary African feminisms by hindering efforts to address the root causes of structural inequalities that impact the lives of African women. Rad-lib Black feminism has become increasingly regressive, inadvertently focusing narrowly on notions of sexual liberation, the “girl boss”, etc., and not anything that would shift the material conditions of African working women (i.e. access to healthcare, education, affordable housing, and social safety nets).

Rad-lib Black feminism has defanged a principled movement of revolutionary African feminisms by co-opting the language and militant imagery of individuals like Assata Shakur, while ignoring their larger objectives. This is made abundantly clear when observing the practices of decolonial feminisms across the Third World inspired by the practices of Revolutionary African feminisms. The Fundación Entre Mujeres (FEM) in Esteli, Nicaragua explores the relationship between feminism and agroecology, women, and seeds to develop a specific bottom-up approach to empower women of the peasant class as Campinsinas Feministas (distinct from working class). Inspired by the revolutionary decolonial feminism practiced on the continent (like with the women of the PAIGC), the FEM places an emphasis on what they understand to be “Managua feminism” (mainstream rad-lib) vs the feminism that they practice. The women are clear about the radical alteration of power relations necessary, promoting the articulation of women in the community through local committees and agroecological networks, communication, community, and environmental defenders. 

In an interview with Stephanie Urdang, author of the book Fighting Two Colonialisms, Teodora Gomes says:

“The struggle for the liberation of women has to be done in different ways. First of all, women must fight together with men against colonialism and all systems of exploitation. Secondly, and this is one of the most fundamental points, every woman must convince herself that she can be free and that she has to be free. And that she is able to do all things that men do in social and political life. And thirdly, women must fight in order to convince men that she has naturally the same rights as he has. But she must understand that the fundamental problem is not the contradiction between women and men, but it is the system in which we are all living.”

Taking on labels like ‘feminism’ is not a matter of rigidity, but clarity. Radical ideology requires challenging and transforming structures of power that perpetuate inequality, including colonial legacies and imperialist practices. How we identify politically is meant to provide important insights and tools for understanding and addressing the complex, intersecting forms of oppression that impact African women and all colonized people.


Erica Caines is a poet, writer and organizer in Baltimore and the DMV. She is an organizing committee member of the anti war coalition, the Black Alliance For Peace as well as an outreach member of the Black centered Ujima People’s Progress Party. Caines founded Liberation Through Reading in 2017 as a way to provide Black children with books that represent them and created the extension, a book club entitled Liberation Through Reading BC, to strengthen political education online and in our communities.

Chile 50 Years Later: Imperialism's Blight Still Reverberates

By Alex Ackerman


September 11, 2023 marked the 50th anniversary of the devastating US-backed coup in Chile that resulted in the death of President Salvador Allende and the installation of fascist dictator Augusto Pinochet. The years that followed under the regime were marked by state-sanctioned disappearances, torture of dissidents, widespread poverty, and systematic repression. In looking back on this day in history, a day that would forever change the course of the country, it is important to connect the example of Chile to the broader structure of imperialism and its manifestations, both past and present. The tactics employed in fomenting destabilization of the country and its subsequent regime change are not an historical aberration; rather, they represent the tactics and aims of imperialism, epitomizing the very intent of the system: exploitation of the people and resources of the Global South for the enrichment of the Global North, especially the United States. Such a system has unleashed incalculable harm as a result of the hundreds of violent interventions motivated by greed and financial interests. However, the case of Chile is not one of deference; the resistance and organization of the working class stands as testament to the collective power that stands to threaten imperialist hegemony, in spite of the numerous contradictions with which it dealt. Through linking Chile to the ways in which imperialism functions historically and currently, a deeper understanding of the history and function of imperialism as a system can emerge. The case of Chile exemplifies the continuous provokation of unrest and instability as a pretext for intervention and control, thereby securing Western economic interests via imperialist tactics and violently maintaining their hegemony. Furthermore, popular resistance to this foreign domination has been violently repressed both historically in Chile and currently, as workers have encountered brutal state-sanctioned violence in the name of anti-communism. 

This coup is a harrowing moment in Chilean and world history, as it marks not only the death of former president Salvador Allende, but also the ushering in of a fascist dictatorship that would loom over Chile for 17 years and still haunts the country to this day. On September 11, Chilean military leadership, which had been incorporated into Allende’s government, launched the coup that would usurp Allende; they initially occupied Valparaíso and subsequently moved in on Santiago, wherein soldiers attacked Chileans on the ground while simultaneously bombing the presidential office, El Palacio de La Moneda. In the days following the swift and ruthless coup, the regime unleashed atrocities on the Chilean people in order to consolidate power and eliminate any potential threat to their authority. Thousands were kidnapped and held hostage in the national stadium, where ultimately they were tortured and massacred by government firing squads. Even the smallest hint of association with support of Allende, or the indigenous and working class masses more broadly, was a death sentence. The leaders of the coup and dictatorship openly admitted that these anti-democratic massacres were fueled by virulent anti-communism, though they claimed to have “freed” the country. For almost two decades, Pinochet oversaw an uninterrupted campaign of terror that claimed at least 3,000 lives and was characterized by extrajudicial kidnapping and trafficking, in addition to widespread poverty and income inequality. 

While the actual day of the coup is significant, it did not occur in isolation nor spontaneously; rather it was the result of a coordinated effort by the Chilean bourgeoisie and the United States government to usurp Allende. In fact, the Chilean working class had thwarted years of attempted sabotage, and the coup was therefore a last resort. The right-wing opposition, consisting of the Christian Democratic Party and the National Party, used any means at their disposal to manufacture unrest across Chile in order to delegitimize Allende’s government, led by the Popular Unity party, and restore the conditions that served their own interests and augmented their personal profit at the cost of the Chilean masses. As a developing country, Chile depended on copper as its main export, accounting for 76.9% of all exports in 1970. Therefore, when copper miners launched strikes across the country in 1972, the entirety of Chile was forced to endure the ramifications that such shortage of production inflamed. Supported by the opposition-led Congress, these mobilizations facilitated calls for regime change, reflecting their reactionary nature and more insidious purpose. Such strikes were not uncommon, and many petty-bourgeois professionals stood on the wrong side of history in their desire for greater personal comfort. For example, with aid and training from the US, Chilean bus owners that dominated the transport sector called an indefinite strike, aggravating already precarious conditions and further paralyzing the country. The 600 state buses stood in stark contrast to the 5000 privately owned buses that no longer offered transportation to and from the factories, resulting in the disturbance of the supply chain and the loss of millions of dollars. 

In addition to the economic pressures, the Chilean opposition used their control of Congress and the Supreme Court to obstruct Allende’s governance and strip the legality of his executive authority. For example, the legislature launched a boycott against the promoters of state-controlled food distribution, leveling accusations against top officials to discredit their competence and integrity, resulting in their acquiescence or expulsion. At least two intendants and seven ministers in Allende’s government were removed by the opposition; they even attempted to dismiss 15 ministers at once, although this specific effort failed. Congress also led continuous efforts to obstruct the legal expropriation of industries that would have further entrenched the power of Popular Unity and cemented their shift away from the capitalist mode of production and imperialist collaboration. In this manner, the opposition stirred political conflict, expanding power that benefited them while attempting to dispute that which Allende held through the executive branch. Furthermore, the military played a role in fabricating this crisis of legitimacy, as they threatened to mutiny if Allende violated the Constitution, of which the right-controlled legislature had control to amend. On June 29, 1973, the military would foreshadow their destruction of democracy, revealing their true face with an unsuccessful coup attempt wherein a small faction of officers attacked La Moneda with tanks and soldiers shot civilians, ultimately killing 22 people. In this instance, Pinochet remained loyal to the forces that defended Allende, who was blind to the fate that awaited him. In the aftermath of the failed uprising, the legislature blocked Allende from declaring a state of emergency, further entrenching their own power while provoking more instability. The political conniving that ensued after Allende took office thus demonstrates the lengths to which the opposition felt threatened by the ongoing project of nationalization that Allende undertook. 

These political ploys were not limited to the Chilean government, but also included support from the US government. The role of the United States in generating social, political, and economic chaos cannot be understated. In seeking to maintain cheap access to Chile’s copper, former employees of US Information Services in Chile instructed Chilean fascist groups, such as Homeland and Freedom, to provoke violence and terrorize the Chilean people with the goal of justifying a coup. These were not solitary acts; rather, they formed a right-wing mass movement fueled by anti-communism that sought to implement a neoliberal, capitalist order in Chile. This neoliberal policy would eventually come to fruition with the aid of the Chicago Boys, economists who studied under Milton Friedman and oversaw the realization of neoliberal policy in Chile once Pinochet had seized power. In addition to aiding fascists, the Chilean military itself received training from the US, with more than 4,000 officers attending courses in the US or Panama Canal area since 1950, as well as $45 million dollars in aid from the Pentagon since Allende took office. By incorporating the military into the government, his hand forced due to gridlock by the right-wing legislature and judiciary, Allende unwittingly signed his own death certificate. 

PLEASE SUPPORT OUR WORK BY MAKING A DONATION TODAY

Another means by which the US engineered the conditions for regime change in 1973 can be found in its economic warfare against Chile, specifically through boycott and sanctions. By preventing the import of spare parts, the conspirators hoped to halt production in factories, stifling the economy and thus fomenting further social unrest due to this manufactured scarcity. These sanctions affected all aspects of life, as food distribution became a crucial focus amongst the working class as an immediate result of limited supplies; the presence of black markets and the issue of hoarding necessitated the creation of direct supply systems, eliminating the role of intermediaries, whose petty-bourgeois role aligned them with the opposition. This ingenuity on the part of the Chilean people demonstrates their commitment to a government that operated in service of the interests of the masses rather than the few elite, in addition to the innovation that is possible when people organize, especially in the face of such monumental adversity as US imperialism. 

Just as the US weaponized sanctions against Chile during Allende’s tenure in office, US sanctions today impact almost one third of the world population, including those from Syria, Zimbabwe, Venezuela, Cuba, Iran, and the DPRK. This policy is an act of warfare itself, designed to intentionally target those most vulnerable and to sow discord amongst the people, ripening the conditions for regime change. The extremely limited supply of food and medical supplies, as well as restrictions applying to international trade, entail a disenfranchised population that struggles to survive on a day-to-day basis. In this manner, sanctions elucidate the connection between the economic and political aspects of imperialism, given that the United States and international bodies such as the International Monetary Fund will contribute “aid” and facilitate trade so long as the respective government heeds the wishes of its neo-colonial puppet masters. Often, a small comprador class will collaborate with the Western imperialist forces, securing personal enrichment at the cost of adhering to neoliberal policy imposed by Western powers, characterized by austerity, free markets, and, in the case of the Global South, inexpensive exports, especially of raw materials. In the case of Chile, the right-wing opposition comprised the few elite who wanted to institute neoliberalism, implicating the entire country in the imperialist machinations of the United States. Thus, the Chilean struggle against imperialism took on a national character, as the fate of the country and what it meant to be Chilean stood in question, while simultaneously belonging to the collective efforts of the international proletariat. 

The US imperialism that deposed Allende in 1973 is the same imperialism that currently operates around the world and informs international politics. In Latin America alone, the US has intervened in at least 15 countries, including Bolivia, Nicaragua, Guatemala, Honduras, Brazil, Cuba, Haiti, Venezuela, Panama, and Uruguay. This unfettered violence has resulted in the destruction of democracy and even the very fabric of the countries themselves, as evidenced by the resurgence of open-air slave markets in Libya after the NATO-led operation that resulted in the death of Gaddafi in 2011. In this manner, the US has made clear that the unending pursuit of profit and capitalist expansion will eclipse any moral goodwill or qualms about the ordinary people who face the brunt of being caught in the crossfires of imperialism. The magnitude of resources that the United States poured into regime change in Chile demonstrates the lengths to which they have gone and will continue to go in order to preserve their hegemony and maintain the capitalist-imperialist system that continues to shape current global relations From Iran to Korea, from Syria to Chad, from Vietnam to Ghana, the US empire has unleashed its full arsenal against the colonized and working class masses, deposing leaders across the Global South for threatening the imperialist hegemony that has enriched a few at the cost of the exploitation of billions of people. Important to note is the fact that this imperialism is not a relic of the past, but rather a structure that has evolved concurrently with the changing conditions of an increasingly globalized and digitized world. For example, the Organization of American States (OAS) orchestrated a coup in Bolivia that installed right-wing leader Jeanine Áñez, utilizing bogus statistics and the threat of military violence to unseat democratically elected former president Evo Morales. Morales had presided over a government responsible for a 42% reduction in poverty, as well as the empowerment of historically marginalized indigenous populations and a greater emphasis on environmental protection. These modern machinations of imperialism function in the same manner as they did in 1973, revealing the serpentine nature of empire and its relentless cruelty in perpetuating capitalism and neo-colonialism. 

The weaponization of sanctions, as exemplified in the case of Chile, highlights the importance of organization and national unity among those affected, given that the United States’ express aim is to manufacture forced scarcity in order to destabilize and undermine those countries that resist the encroachment of American empire. In July 2021, the ongoing embargo by the US against Cuba, coupled with even more dire conditions arising from the COVID-19 pandemic, sparked counter-revolutionary protests against the government that the United States exploited for their own purposes. This attempted color revolution mirrors the various ways in which the US manipulated the material conditions in Chile with the aim of inciting the overthrow of Allende; only the sacrifice and mass organization of the Chilean working class prevented his earlier demise, which subsequently impelled the US and Chilean elite to their last resort: the coup. The swift implementation of neoliberal policy in Chile, in tandem with the brutal repression of the Pinochet regime, sharply contrasts the previous emphasis on nationalization and agrarian reform under Allende that alleviated the harsh conditions of poverty. The resulting widespread hardship endured by the Chilean people serves as the basis of the model inflicted on countries around the world; in other words, it is the intended consequence, not an aberration or mistaken oversight. What the Chilean people suffered, the US hopes to inflict on Cuba and other countries who resist its hegemony. In fact, the US actively engenders Cuban suffering and obstructs the Cuban people’s right to self-determination because of its continuous struggle against imperialism. For example, despite Cuba developing a vaccine with an efficacy rate of 92 percent, rivaling that of vaccines produced in the United States, a shortage of syringes due to the embargo prevents Cuba from ensuring its citizens' health, even though the vaccine is readily available to be produced. This deliberate approbation of hardship for the Cuban people by the US government serves as an example of the US denial of Cuba’s right to self-determination, exemplifying how rather than championing self-determination, the United States is its active adversary. 

In the midst of United States interference in the conditions of Chile before the coup itself, contradictions emerged specifically amongst the Chilean left from which the left today can learn and use to discern its own path forward. The Chilean working class understood the necessity of community self-defense and organized vigilance committees in order to prevent right-wing sabotage and protect against US-funded fascist violence. This protection was a matter of utmost urgency: military violence manifested across the country in the form of raids, including of cemeteries, under the pretense of searching for illicit weapons, in addition to the looming presence of extrajudicial right-wing groups. However, the issue of taking up arms presented itself with many difficulties due to right-wing interference by the legislature and judiciary. While extrajudicial violence carried out by right-wing fascists received monetary and instructional support from the American state department, the Chilean people were legally not entitled to bear arms and thus take up armed self-defense. In attempting to negotiate with the Christian Democratic Party, Allende was forced into a position wherein he could not risk further alienating this wing of the opposition, who would only balk at the left demonstrating an explicit show of force. Thus, Allende was caught between the growing desire on the left for the right to bear arms and the consequences of enabling this form of defense on his success with maintaining any semblance of cooperation with the other branches of government. 

This specific contradiction that arose amongst the left reflects a growing class consciousness that developed concurrently with the highly systematized organization of the working class in their defense of Allende’s government. The steadfast determination of the Chilean working class maintained the functioning of the mines and factories, as they organized under the slogan “popular power,” or poder popular. Embodying this slogan in every aspect of their praxis, the Chilean masses developed autonomous forms of food distribution, transportation, union protection, and even self-governance. Consequently, workers found themselves directly immersed in the contradictions concomitant with the nationalization of various industries. Though these changes facilitated greater worker participation and control, the nature of the state itself remained unchanged, and the bourgeoisie maintained their grasp of the means of oppression against the proletariat. These conundrums reveal the inherent limitations of liberal democracy, as well as the dangers of granting concessions to the right; the right will always manipulate the verbiage of the law, and even the law itself, in order to gain more power at the cost of progress made by the left. Thus, the left today can call awareness to the fact that genuine revolution will not take place in the form of the ballot or liberal reformism; only through the complete seizure of the state and the suppression of the bourgeoisie by the proletariat can an end to capitalism and imperialism be achieved. 

After decades of repression and subsequent papering over the past, Chile is just now beginning to contend with its history. The government announced at the end of August that it would play a more central role in leading the search for the almost 1500 people forcibly disappeared by the Pinochet regime, demanding cooperation from the military, which has historically feigned ignorance as to its crimes. The number of families torn apart by the dictatorship spans beyond those tortured, executed, and dumped in mass graves; at least 20,000 infants were stolen from their families and trafficked into other countries, primarily the United States. Such institutionalized, state-sanctioned devastation bespeaks the cruelty on which these structures of inequality rely. No aspect of life has remained impervious to this government repression, and the ramifications of the regime reverberate through the world to this day. Though the United States, a settler-colonial state founded on slavery and genocide, will never address its own past, it is the task of the left–still scattered and reeling in many ways from previous decades of coordinated anti-communist and racist repression–to reckon with this history and adapt to the current material conditions that dictate the most immediate concerns. An increasingly prevalent rise in right-wing censorship and an institutionalized erasure of history necessitates even greater urgency in confronting the ongoing escalation of domestic and international state-sanctioned violence. 

The lessons the left can learn from Chile assume an even greater importance in this current context of state-sanctioned repression. The United States government is currently escalating state violence against its own population, as evidenced by the RICO charges brought against Stop Cop City protestors in Atlanta. The collective, organized effort of these forest defenders reflects a growing resistance to this imperialist police state in spite of the immense resources levied against those who dare to challenge its hegemony. Furthermore, this brutality is not exclusive to the imperial borders of the United States. The people of Palestine, Kenya, and Haiti, among numerous other countries, continue to challenge the brutal violations of their right to sovereignty and self-determination. In this manner, the imperialist violence occurring today parallels that which occurred in Chile in 1973. 

Chile stands as a principal testament to the viciousness inherent to capitalist imperialism, as well as the power and necessity of unified, working class organization. Imperialism is a global force, and its enforcers are highly organized and have proven that they will use any and all means in order to preserve their power. Thus, it is our collective responsibility to organize, and the example of Chile illuminates the multitude of possibilities that such organization can inspire, with purposeful mobilization guided by concrete goals that do not underestimate the primary enemy of the world. Then and now, Chile shows that revolution is not some distant ideal but rather an immediate possibility; Chile shows that the masses control their own destinies, and that a better world is ours to win.  

Death, the Crisis of Meaning, and Capitalism

By Carlos L. Garrido

 

Republished in modified form from Midwestern Marx.


The Moving finger writes; and, having writ,

Moves on: nor all thy Piety nor Wit

Shall lure it back to cancel half a Line,

Nor all thy Tears wash out a Word of it.

 

- The Rubáiyát of Omar Khayyám

 

Death as the Nexus for the Possibility of Meaning in Human Life

In This Life, philosopher Martin Hägglund argues that:

To attain a peaceful state of eternity you must be liberated from the risk of losing what you love. Were such liberation possible, however, nothing would matter to you. You literally would not care. There would be no urgency to do anything or maintain love for anyone, since nothing of value could be lost.

Homer’s The Odyssey presents us with a similar message in Book Five. The situation Odysseus (the central character) is thrust into on Calypso’s Island reflects the meaninglessness of eternal life (Calypso is a beautiful female deity who detains Odysseus for seven years). On the Island, Odysseus is guaranteed immortality and all the bodily pleasures he can imagine. However, when the character’s stay on the Island is introduced to the reader, Odysseus is weeping, missing his family, and longing to return to them. 

In our contemporary logic of shallow hedonism (or non-Epicurean hedonism) [1], where the satisfaction of desires and pleasures has raised itself into an ethical imperative, Odysseus’s actions reflect those of a madman. Within this contemporary logic, Odysseus’s actions are as unfathomable as Abraham’s killing of his son, Isaac, on God’s orders. Abraham’s action, as the Danish existentialist Søren Kierkegaard notes, is beyond the limits of comprehension, it is absurd and cannot be grasped as a “distinction among others embraced by understanding.” 

Within the logic of contemporary bourgeois society, our dominant mode of experience is having. We are what we have and what we consume. In our capitalist hyper-consumerist societies, the Cartesian cogito, ergo sum (I think, therefore I am) is turned into cōnsūmere, ergo sum (I consume, therefore I am). The world presents itself as a big “theater of consumption,” where meaningless enjoyment — whose real and well-hidden telos [2] is the realization of profit obtained in the consumed commodities — becomes life’s prime want. An island of infinite pleasure would seem, within the confines of this mode of relationality and irrational rationality, the purest form of good — a heavenly island. 

But it isn’t enough for Odysseus. Why? 

Well, not only are there things that matter more than pleasure (if you wish, think of a hierarchy of values, some of the higher ones which are inaccessible in Calypso’s Island), such as honor, loyalty, family, etc., but the possibility of anything mattering at all within the confines of immortality is impossible. Odysseus’s life on the Island might have been pleasureful, but — insofar as it was sustained within conditions of immortality — it would have also been meaningless.

Only when the ever-present reality of our finitude is the background of all our actions can life obtain meaning. Death, that which Martin Heidegger called “the possibility of the impossibility of any existence at all,” is the nexus through which meaning can emerge in our life. It is the fragile character of our lives which functions as the conditions for the possibility of meaning.

Odysseus’s struggle to leave the Island is a struggle for life, for family and honor, but most importantly, for a return to the finitude which underlays our being-in-the-world and provides us with the conditions for living meaningful, truly human lives.

As Achilles (played by Brad Pitt) in Wolfgang Petersen's 2004 masterpiece Troy says: “The gods envy us. They envy us because we’re mortal, because any moment may be our last. Everything is more beautiful because we’re doomed.”

 

The Crisis of Meaning and Bourgeois Finitude 

While it is our finitude which grounds our ability to lead meaningful lives, an awareness of our finitude does not guarantee that we’ll find, or create, meaning in our lives. An awareness of our mortality, therefore, while necessary, is not in itself sufficient.

We know we are not immortal. In fact, in our hyper-consumerist societies, the primacy of shallow hedonism is often rooted in a deep sense of our mortality. For instance, just a few years ago, the acronym that grasped the American zeitgeist was “YOLO,” which stood for “you only live once”. Under this motto, pleasure-centered licentiousness [3] was legitimized. After all, why shouldn’t I enjoy myself to the fullest if I only live once?  

But this sense of mortality has not, and (under the conditions in which it exists) cannot, provide the fertile ground needed for us to create meaning in our lives. We live in societies riddled with depression, anxiety, stress, etc. As the young Karl Marx had already observed by 1844, capitalism systematically alienates us from our labor, its product, our fellow human beings, nature, and from our species-essence (gattungswesen, by which he meant our ability to creatively objectify ourselves onto nature through our labor) [4]. These are profound crises at the human level (crisis comes from one of the Greek words for separation, krísis), and pervade our lebenswelt (life-world) or forms of being-in-the-world under our current capitalist-imperialist mode of life.

In many ways, a lot of these social-psychological ills have been normalized. Even things like chronic illness, which we often take to be a result of genetics or some other form of a “bad luck of the draw,” are in many cases traceable to stress patterns formed out of the habits people are thrusted into by the dominant order. As Dr. Gabor Mate shows in The Myth of Normal, these illnesses are anything but arbitrary and normal. In fact, they are “profoundly abnormal” in just about every way possible. For instance, a 2019 study in Cancer Research found that “women with severe post-traumatic stress disorder (PTSD) were found to have twice the risk of ovarian cancer as women with no known trauma exposure.” Trauma (both its big T and small t iterations) is essentially rooted, as Dr. Mate notes, in a “fracturing of the self and of one’s relationship to the world.” This is, in essence, another way of describing the same crises Marxism has explained, condemned, and combatted since the middle of the 19th century. It is a crisis precisely because it is not “normal,” it is a separation rooted in our historically constituted mode of life. 

In the midst of our alienated, exploited, and oppressed mode of existence, the form of life we live in must, in order to successfully finish the cycle of capital accumulation for which we were exploited in the first place, bombard us with advertisements destined to make us Homo consumericus [5] in those few hours of the days were — although feeling the lingering effects of the work day – we are not directly getting exploited. The consumption of advertisements — which studies have shown take up, on average, four years of our lives — is a form of consumption which proliferates our desires to consume. It is the equivalent of drinking Coca-Cola, a drink shown to dehydrate us further, in order to quench our thirst. 

Additionally, since we often can’t afford this (wages have stayed low, prices and job precarity have risen), we are forced to turn to borrowing to pay for what we consume. The American working class is undoubtedly among the most indebted in history. This debt slavery, which characterizes the lives of the modern American proletariat and reproletariat (i.e., the section of the last century’s middle classes which have fallen back to precarity and instability), is a form of what Marx calls in Capital III the “secondary exploitation… which runs parallel to the primary exploitation taking place in the production process itself.” This has ushered into world-history a new form of super-exploitation within the metropole itself, where its working masses are not only exploited (direct, primary exploitation) but cripplingly indebted (secondary exploitation), and therefore, doubly, or, super-exploited.

PLEASE SUPPORT OUR WORK BY MAKING A DONATION TODAY

How can any meaning arise in lives plagued by alienated work and meaningless consumption? It is not enough to show that we are dealing, as a society, with a deep crisis of meaning. Viktor Frankl, for instance, already described in the middle of the last century through many widely read and celebrated books the universal character of meaninglessness in modern bourgeois society. But is this recognition enough? Must we not inquire as to its origins? Must we not explain, and not just describe, these crises?  

A scientific explanation of these pervasive social-psychological ills would have, as Dr. Mate notes, “revolutionary implications.” The question would be, can the sciences in these fields (especially its mainstream trends), be able to overcome what the Marxist scientists Richard Levins and Richard Lewontin have called their “Cartesian reductionism?” Can they move away from bourgeois philosophical assumptions which divide mind and body, individual and society, which observe things as dead and static entities, and which reify them from the larger totalities whose existence they presuppose? In short, can these sciences adopt — either consciously or not — the materialist dialectic and its focus on universal motion, interconnection, contradiction, totality analysis, etc.? These are the foundations through which we may reproduce the concrete concretely in thought, and hence, understand the world in all its complexities.

A central obstacle in this task is not only the bourgeois character of the institutions the sciences are forced to operate through, but, as an ideological reflection of this, their adoption of the view that they are (and this is especially true in the “hard” sciences) somehow above ideology and philosophy. What an ideologically loaded sentiment! We are back to Plato’s cave, back to prisoners who take the conditions of their particular enchainment to be the whole of reality itself. The truth is, while the sciences often fancy themselves to be “above” philosophy and ideology, “in most cases,” as Friedrich Engels had noted, they are “slaves to precisely the worst vulgarized relics of the worst philosophies.” 

“Nothing evokes as much hostility” in scientists, Levins and Lewontin write, “as the suggestion that social forces influence or even dictate either the scientific method or the facts and theories of science.” A regrounding of the mainstream sciences in a consistent dialectical materialist worldview, along with the uprooting of the profit motive that dictates its telos in our mode of life, would readily provide a richer, more comprehensive, and — necessarily — a more revolutionary understanding of our crisis of meaning and what overcoming it entails [6]. 

 

Finding Meaning in the Struggle for a New World 

The crisis of meaning we are experiencing is systematically rooted in the capitalist mode of life. This is something which can, and has, been scientifically proven. It is not simply a question of “culture” or “individual accountability.” While the crisis manifests itself in our culture and individual lives, its existence there reflects the forces at play in the economic base of society. The crisis in our culture and in our individual lives is a product of the heightening of the contradictions at the foundation of a moribund capitalist-imperialist order. 

This is where a lot of the commentary (especially critical in character) on the crisis of meaninglessness misses the mark. Most of it merely describes the way the crisis looks by the time it gets to the social-psychological level, remaining “cultural” in its critique through and through, never explaining the underpinning motion and contradictions producing that which they critique. The superiority of the Marxist outlook (i.e., dialectical materialism) is found in its ability to do precisely this — to explain and not just describe, to show the underlying foundations producing movement at the surface, and not simply taking that surface for the whole of reality. 

It is important to note, however, that our contemporary crisis of meaning doesn’t necessarily entail that meaningful lives are impossible. On the fringes of quotidian society, there are still people who, like Odysseus, find meaning in tending to familial duties. There are also, like Odysseus, people who may be rooted in a strong sense of honor, in a deep drive for greatness in their respective fields. This is certainly a reality for many athletes, whose striving within their sports provides a source of meaning in their lives.

However, no greater meaning can be derived than that which arises from fighting against the system that produces these crises of meaning. The greatest and most memorable human beings in history have been those, like Socrates, Jesus, Simón Bolívar, John Brown, Frederick Douglass, Marx and Engels, José Martí, Vladimir Lenin, Mao, W. E. B. Du Bois, Ho Chi Minh, Fidel Castro, Che Guevara, and many more, who have found their life’s purpose in the struggle to move humanity forward into a more rational and free world. There is, therefore, tremendous meaning to be found in the struggle against a world governed by exploitation, alienation, and oppression. A capitalist-imperialist order that has murdered tens of millions (four million in the Muslim world in the last two decades alone) and that is threatening humanity with nuclear Armageddon to sustain its hegemony, is worth making the object we commit our lives to destroying. 

But a purposeful and meaningful life does not have as its only end destruction. We seek to destroy this order, not so that we can dance on the rubble, but so that the fetters it has set on humanity are destroyed. We seek to destroy not for destruction’s sake, but because what we destroy is itself a system, as the British Marxist William Morris called, of waste and destruction. We destroy, in other words, so that we may construct a future free of poverty, exploitation, plunder, war, oppression, alienation, meaninglessness, bigotry, etc. We destroy so that we may construct a world in which humanity can flourish, where people of all creeds may, as Che Guevara hoped, achieve their “full realization as a human creature.”



Carlos L. Garrido is a philosophy teacher at Southern Illinois University, Director at the Midwestern Marx Institute, and author of The Purity Fetish and the Crisis of Western Marxism (2023), Marxism and the Dialectical Materialist Worldview (2022), and Hegel, Marxism, and Dialectics (2024).


Footnotes

[1] Epicurus’s hedonism has little to do with how we understand the concept today. Today, the hedonist is understood to be the person who concerns themselves with the basest pleasures of the body. The image of someone in a bubble bath, drinking sparkling wine, eating chocolate-covered strawberries usually comes to mind. However, for the Epicurean school of hedonism, pleasures and pains are of different kinds. There are natural, necessary, and vain pleasures we encounter. The goal of the enlightened pleasure seeker is to distinguish amongst these — to avoid those immediate pleasures that cause pain in the long run (e.g., drugs, unhealthy food, etc.), to contain the natural desires to a rational limit (e.g., sex, while natural, if not taken in moderation can lead to sex addictions, and this takes this natural pleasure to the point of ‘“pain”), and to recognize those immediate forms of pain that might actually lead to pleasure in the long run (e.g., exercise, medicine, etc.). All in all, the Epicurean enlightened hedonist will, in their actions, look a whole lot more like they’re following an Aristotelian virtue ethic than the base hedonism we encounter today.

[2] Its end, goal, purpose, highest good, etc.

[3] This term is not limited to its sexual connotation but refers to any notion of liberty” that operates through the abandonment of necessity — a state of lawlessness, an absence of social rules.

[4] For more on the development of the concept of alienation through Marx’s work, see my review article.

[5] A neologism that describes the turning of human beings into “consumerist animals” in modern bourgeois society.

[6] I have shown elsewhere how this poverty of outlook, conjoined with the material incentives of capitalism, has led to the utter failure of the sciences (the mainstream ones; there’s always good folks doing work that goes against the grain) to understand social-psychological ills such as depression (see: “The Failed Serotonin Theory of Depression: A Marxist Analysis”)

The Myth of the Tragedy of the Commons

By Ian Angus


Republished from Climate & Capitalism.


Will shared resources always be misused and overused? Is community ownership of land, forests and fisheries a guaranteed road to ecological disaster? Is privatization the only way to protect the environment and end Third World poverty? Most economists and development planners will answer “yes” — and for proof they will point to the most influential article ever written on those important questions.

Since its publication in Science in December 1968, “The Tragedy of the Commons” has been anthologized in at least 111 books, making it one of the most-reprinted articles ever to appear in any scientific journal. It is also one of the most-quoted: a recent Google search found “about 302,000” results for the phrase “tragedy of the commons.”

For 40 years it has been, in the words of a World Bank Discussion Paper, “the dominant paradigm within which social scientists assess natural resource issues.” (Bromley and Cernea 1989: 6) It has been used time and again to justify stealing indigenous peoples’ lands, privatizing health care and other social services, giving corporations ‘tradable permits’ to pollute the air and water, and much more.

Noted anthropologist Dr. G.N. Appell (1995) writes that the article “has been embraced as a sacred text by scholars and professionals in the practice of designing futures for others and imposing their own economic and environmental rationality on other social systems of which they have incomplete understanding and knowledge.”

Like most sacred texts, “The Tragedy of the Commons” is more often cited than read. As we will see, although its title sounds authoritative and scientific, it fell far short of science.


Garrett Hardin hatches a myth

The author of “The Tragedy of the Commons” was Garrett Hardin, a University of California professor who until then was best-known as the author of a biology textbook that argued for “control of breeding” of “genetically defective” people. (Hardin 1966: 707) In his 1968 essay he argued that communities that share resources inevitably pave the way for their own destruction; instead of wealth for all, there is wealth for none.

He based his argument on a story about the commons in rural England.

(The term “commons” was used in England to refer to the shared pastures, fields, forests, irrigation systems and other resources that were found in many rural areas until well into the 1800s. Similar communal farming arrangements existed in most of Europe, and they still exist today in various forms around the world, particularly in indigenous communities.)

“Picture a pasture open to all,” Hardin wrote. A herdsmen who wants to expand his personal herd will calculate that the cost of additional grazing (reduced food for all animals, rapid soil depletion) will be divided among all, but he alone will get the benefit of having more cattle to sell.

Inevitably, “the rational herdsman concludes that the only sensible course for him to pursue is to add another animal to his herd.” But every “rational herdsman” will do the same thing, so the commons is soon overstocked and overgrazed to the point where it supports no animals at all.

Hardin used the word “tragedy” as Aristotle did, to refer to a dramatic outcome that is the inevitable but unplanned result of a character’s actions. He called the destruction of the commons through overuse a tragedy not because it is sad, but because it is the inevitable result of shared use of the pasture. “Freedom in a commons brings ruin to all.”


Where’s the evidence?

Given the subsequent influence of Hardin’s essay, it’s shocking to realize that he provided no evidence at all to support his sweeping conclusions. He claimed that the “tragedy” was inevitable — but he didn’t show that it had happened even once.

Hardin simply ignored what actually happens in a real commons: self-regulation by the communities involved. One such process was described years earlier in Friedrich Engels’ account of the “mark,” the form taken by commons-based communities in parts of pre-capitalist Germany:

“[T]he use of arable and meadowlands was under the supervision and direction of the community …

“Just as the share of each member in so much of the mark as was distributed was of equal size, so was his share also in the use of the ‘common mark.’ The nature of this use was determined by the members of the community as a whole. …

“At fixed times and, if necessary, more frequently, they met in the open air to discuss the affairs of the mark and to sit in judgment upon breaches of regulations and disputes concerning the mark.” (Engels 1892)

Historians and other scholars have broadly confirmed Engels’ description of communal management of shared resources. A summary of recent research concludes:

“[W]hat existed in fact was not a ‘tragedy of the commons’ but rather a triumph: that for hundreds of years — and perhaps thousands, although written records do not exist to prove the longer era — land was managed successfully by communities.” (Cox 1985: 60)

Part of that self-regulation process was known in England as “stinting” — establishing limits for the number of cows, pigs, sheep and other livestock that each commoner could graze on the common pasture. Such “stints” protected the land from overuse (a concept that experienced farmers understood long before Hardin arrived) and allowed the community to allocate resources according to its own concepts of fairness.

The only significant cases of overstocking found by the leading modern expert on the English commons involved wealthy landowners who deliberately put too many animals onto the pasture in order to weaken their much poorer neighbours’ position in disputes over the enclosure (privatization) of common lands. (Neeson 1993: 156)

Hardin assumed that peasant farmers are unable to change their behaviour in the face of certain disaster. But in the real world, small farmers, fishers and others have created their own institutions and rules for preserving resources and ensuring that the commons community survived through good years and bad.


Why does the herder want more?

Hardin’s argument started with the unproven assertion that herdsmen always want to expand their herds: “It is to be expected that each herdsman will try to keep as many cattle as possible on the commons. … As a rational being, each herdsman seeks to maximize his gain.”

In short, Hardin’s conclusion was predetermined by his assumptions. “It is to be expected” that each herdsman will try to maximize the size of his herd — and each one does exactly that. It’s a circular argument that proves nothing.

Hardin assumed that human nature is selfish and unchanging, and that society is just an assemblage of self-interested individuals who don’t care about the impact of their actions on the community. The same idea, explicitly or implicitly, is a fundamental component of mainstream (i.e., pro-capitalist) economic theory.

All the evidence (not to mention common sense) shows that this is absurd: people are social beings, and society is much more than the arithmetic sum of its members. Even capitalist society, which rewards the most anti-social behaviour, has not crushed human cooperation and solidarity. The very fact that for centuries “rational herdsmen” did not overgraze the commons disproves Hardin’s most fundamental assumptions — but that hasn’t stopped him or his disciples from erecting policy castles on foundations of sand.

Even if the herdsman wanted to behave as Hardin described, he couldn’t do so unless certain conditions existed.

PLEASE SUPPORT OUR WORK BY MAKING A DONATION TODAY

There would have to be a market for the cattle, and he would have to be focused on producing for that market, not for local consumption. He would have to have enough capital to buy the additional cattle and the fodder they would need in winter. He would have to be able to hire workers to care for the larger herd, build bigger barns, etc. And his desire for profit would have to outweigh his interest in the long-term survival of his community.

In short, Hardin didn’t describe the behaviour of herdsmen in pre-capitalist farming communities — he described the behaviour of capitalists operating in a capitalist economy. The universal human nature that he claimed would always destroy common resources is actually the profit-driven “grow or die” behaviour of corporations.


Will private ownership do better?

That leads us to another fatal flaw in Hardin’s argument: in addition to providing no evidence that maintaining the commons will inevitably destroy the environment, he offered no justification for his opinion that privatization would save it. Once again he simply presented his own prejudices as fact:

“We must admit that our legal system of private property plus inheritance is unjust — but we put up with it because we are not convinced, at the moment, that anyone has invented a better system. The alternative of the commons is too horrifying to contemplate. Injustice is preferable to total ruin.”

The implication is that private owners will do a better job of caring for the environment because they want to preserve the value of their assets. In reality, scholars and activists have documented scores of cases in which the division and privatization of communally managed lands had disastrous results. Privatizing the commons has repeatedly led to deforestation, soil erosion and depletion, overuse of fertilizers and pesticides, and the ruin of ecosystems.

As Karl Marx wrote, nature requires long cycles of birth, development and regeneration, but capitalism requires short-term returns.

“[T]he entire spirit of capitalist production, which is oriented towards the most immediate monetary profits, stands in contradiction to agriculture, which has to concern itself with the whole gamut of permanent conditions of life required by the chain of human generations. A striking illustration of this is furnished by the forests, which are only rarely managed in a way more or less corresponding to the interests of society as a whole…” (Marx 1998: 611n)

Contrary to Hardin’s claims, a community that shares fields and forests has a strong incentive to protect them to the best of its ability, even if that means not maximizing current production, because those resources will be essential to the community’s survival for centuries to come. Capitalist owners have the opposite incentive, because they will not survive in business if they don’t maximize short-term profit. If ethanol promises bigger and faster profits than centuries-old rain forests, the trees will fall.

This focus on short-term gain has reached a point of appalling absurdity in recent best-selling books by Bjorn Lomborg, William Nordhaus and others, who argue that it is irrational to spend money to stop greenhouse gas emissions today, because the payoff is too far in the future. Other investments, they say, will produce much better returns, more quickly.

Community management isn’t an infallible way of protecting shared resources: some communities have mismanaged common resources, and some commons may have been overused to extinction. But no commons-based community has capitalism’s built-in drive to put current profits ahead of the well-being of future generations.


A politically useful myth

The truly appalling thing about “The Tragedy of the Commons” is not its lack of evidence or logic — badly researched and argued articles are not unknown in academic journals. What’s shocking is the fact that this piece of reactionary nonsense has been hailed as a brilliant analysis of the causes of human suffering and environmental destruction, and adopted as a basis for social policy by supposed experts ranging from economists and environmentalists to governments and United Nations agencies.

Despite being refuted again and again, it is still used today to support private ownership and uncontrolled markets as sure-fire roads to economic growth.

The success of Hardin’s argument reflects its usefulness as a pseudo-scientific explanation of global poverty and inequality, an explanation that doesn’t question the dominant social and political order. It confirms the prejudices of those in power: logical and factual errors are nothing compared to the very attractive (to the rich) claim that the poor are responsible for their own poverty. The fact that Hardin’s argument also blames the poor for ecological destruction is a bonus.

Hardin’s essay has been widely used as an ideological response to anti-imperialist movements in the Third World and discontent among indigenous and other oppressed peoples everywhere in the world.

“Hardin’s fable was taken up by the gathering forces of neo-liberal reaction in the 1970s, and his essay became the ‘scientific’ foundation of World Bank and IMF policies, viz. enclosure of commons and privatization of public property. … The message is clear: we must never treat the earth as a ‘common treasury.’ We must be ruthless and greedy or else we will perish.” (Boal 2007)

In Canada, conservative lobbyists use arguments derived from Hardin’s political tract to explain away poverty on First Nations’ reserves, and to argue for further dismantling of indigenous communities. A study published by the influential Fraser Institute urges privatization of reserve land:

“[T]hese large amounts of land, with their attendant natural resources, will never yield their maximum benefit to Canada’s native people as long as they are held as collective property subject to political management. … collective property is the path of poverty, and private property is the path of prosperity.” (Fraser 2002: 16-17)

This isn’t just right-wing posturing. Canada’s federal government, which has refused to sign the United Nations Declaration on the Rights of Indigenous Peoples, announced in 2007 that it will “develop approaches to support the development of individual property ownership on reserves,” and created a $300 million fund to do just that.

In Hardin’s world, poverty has nothing to do with centuries of racism, colonialism and exploitation: poverty is inevitable and natural in all times and places, the product of immutable human nature. The poor bring it on themselves by having too many babies and clinging to self-destructive collectivism.

The tragedy of the commons is a useful political myth — a scientific-sounding way of saying that there is no alternative to the dominant world order.

Stripped of excess verbiage, Hardin’s essay asserted, without proof, that human beings are helpless prisoners of biology and the market. Unless restrained, we will inevitably destroy our communities and environment for a few extra pennies of profit. There is nothing we can do to make the world better or more just.

In 1844 Friedrich Engels described a similar argument as a “repulsive blasphemy against man and nature.” Those words apply with full force to the myth of the tragedy of the commons.



Ian Angus is editor of Climate and Capitalism 



Works cited

  • Appell, G. N. 1993. “Hardin’s Myth of the Commons: The Tragedy of Conceptual Confusions.” http://tinyurl.com/5knwou

  • Boal, Iain. 2007. “Interview: Specters of Malthus: Scarcity, Poverty, Apocalypse.” Counterpunch,September 11, 2007. http://tinyurl.com/5vepm5

  • Bromley, Daniel W. and Cernea Michael M. 1989. “The Management of Common Property Natural Resources: Some Conceptual and Operational Fallacies.” World Bank Discussion Paper. http://tinyurl.com/5853qn

  • Cox, Susan Jane Buck. 1985, “No Tragedy on the Commons.” Environmental Ethics 7. http://tinyurl.com/5bys8h

  • Engels, Friedrich. 1892. “The Mark.” http://tinyurl.com/6e58e7

  • Engels, Friedrich. 1844. Outlines of a Critique of Political Economy. http://tinyurl.com/5p24t5

  • Fraser Institute. 2002. Individual Property Rights on Canadian Indian Reserves. http://tinyurl.com/5pjfjj

  • Hardin, Garrett. 1966. Biology: Its Principles and Implications. Second edition. San Francisco. W.H. Freeman & Co.

  • Hardin, Garrett. 1968. “The Tragedy of the Commons.” http://tinyurl.com/o827

  • Marx, Karl. [1867] 1998. Marx Engels Collected Works Vol. 37 (Capital, Vol. 3). New York: International Publishers

  • Neeson, J.M. 1993. Commoners: Common Right, Enclosure and Social Change in England, 1700-1820. Cambridge University Press.

Ideology and Hypocrisy Amid Slavery and Democracy - Strange Bedfellows from Time Immemorial

By Stephen Joseph Scott


 

The history of the existence of slavery as an institution in antiquity and beyond is one of the most common; and, at the same time, one of the most complex tales to be told. Virtually every society, touching almost all the continents of the world, has had its own form of enslavement. The implication being that, nearly, every group of humankind whether racially, ethnically, or culturally categorized as diverse, unattached, or essentially separate, has been marked by the legacy and tradition of human bondage geographically and/or ancestrally. This work will be focusing on the origins and culturally supportive underpinnings of ancient Greek identity, its philosophy, law, ideology, and ethnicity; and, those extant essentialist elements, such as class, that not only made slavery in the ancient Greek world possible but normalized its place within a societal hierarchy that helped define who and what an ancient Athenian was - pitched against a broader Mediterranean ethos. Beyond that, this work will address how ancient Greek thought, as to what essentially constituted a slave versus a free person, later ignites a heated counterpoint which asserts hypocrisy lies at the core of ancient Greek thinking when it comes to the fundamental differences: physical, psychological, and emotional, that inexorably lie between free-persons and human-beings in captivity – made evident by how that debate rages to this day in contemporary historiography….

It is best that we start at the beginning with Homer: ancient Greek storyteller and legendary poet, who lived as early as the 8th century BCE; and, is still considered one of the most celebrated and influential writers of antiquity - for good reason. Homer is brought to the fore because his illustration as evidenced below reveals the essential deleterious effect of human bondage, which, poignantly foreshadows the debate mentioned above by millennia, ‘For Zeus who views the wide world takes away half the manhood of a man, that day he goes into captivity and slavery’ (Homer, Odyssey 17.367-9). Homer is explicitly defining the enslavement of a man as the diminishment, in a purely ontological sense, of one’s inherent human dignity. Aristotle, on the other hand (ancient aristocratic Greek philosopher and polymath extraordinaire), who penned his work in the latter 4th century BCE, some four hundred years after Homer, sets a foundational opposition and enduring precedent of his very own when it comes to the quality, status, value, and condition of enslaved persons.

Aristotle, as is broadly known, defined an enslaved person (doulos), that is, a human-being held in bondage, as ‘a live article of property’ (Aristotle, Pol. 1253b33). The great thinker himself, speaking on behalf of his class interests, goes on to define the value he derived from such persons defined as property, ‘Of property, the first and most indispensable kind is that which is … most amenable to Housecraft; and this is the human chattel.’ He then goes on, with a decisively imperialist tone, ‘Our first step therefore must be to procure good slaves (doulous)’ (Arist. Oec. 1344a23-26). Aristotle makes clear his essentialist views which not only defined a slave as property, but goes further, stating that the value, status, utility, and material condition of persons classified as slaves is not only a useful one, but a natural one:

These considerations therefore make clear the nature of the slave and his essential quality; one who is a human being (anthrôpos) belonging by nature not to himself but to another is by nature a slave, and a human being belongs to another if, although a human being, he is a piece of property (ktêma) (Arist. Pol. 1254a14-18).

Aristotle’s proposition is an important one given this work’s purpose which is to bring forth these precise notions, or conflicting theories, that have significantly undergirded, influenced and/or reinforced conceptions of class, personhood, value, and status interwoven within western thought throughout the ages.

Which brings us inevitably to the longstanding property versus domination argument spearheaded, in modern scholarship, by Orlando Patterson in his 1982 book entitled Slavery and Social Death. Patterson delivers a scathing rebuke to Aristotle’s customary formulation of slavery in terms of property. He unequivocally argues that slavery, from his learned vantagepoint, is, in fact, ‘the permanent, violent domination of natally alienated and generally dishonored persons’[i]. Which poignantly parallels Homer’s description that human beings, held in captivity against their will, are not only persons dominated physically, but are individuals essentially diminished morally, emotionally, and psychologically. The conventional view, as presented by Aristotle, is unsound, according to Patterson based on two distinct factors. Firstly, Patterson argues, ‘to define slavery … as property fails as a definition, since it does not really specify any distinct category of persons.’ Because everyone, whether ‘beggar or king, can be the object of a property relation.’ One can only construe that what Patterson is saying, when it comes specifically to slavery, is that the term ‘property’ obscures, diminishes or diverts one’s attention away from the overt and brutal nature of an enslaved person’s everyday lived experience. Secondly, Patterson contends that the term property is inconsistent in substance when it comes to diversity of culture - meaning many societies, however archaic, lacked the very concept of ownership. Denoting that slavery has accompanied mankind through time immemorial, from primitive village societies to ancient Mesopotamia and beyond, where, he argues, the laws and social mores of any given society didn’t precisely match that of Aristotle’s definition of property – therefore it generally fails as a classification of slavery [ii].

David M. Lewis counters Patterson’s argument on the ‘property point’ as stated above by proclaiming that during the Neo-Babylonian and Persian periods, the evidence clearly demonstrates in abundant detail, that the circumstance between slave and master, in legal terms, was ‘a relationship based on the fact that the slave was the property of his or her owner’-exhibiting all the elementary features necessary, per legal theory, to reach the standard of ‘property’ [iii]. Lewis challenges Patterson’s stance further by stating:

[The popular] view that esteems private property rights to be an advanced development of Roman legal theory ignores the findings of almost a century of legal anthropology, which has observed private property systems in a variety of tribal social systems that were far less advanced in terms of technological and social complexity than even the society imagined in Homer’s epics [iv].

While Lewis’ examination proves ‘slavery as a form of property’ in a legal context, there is still validity in Patterson’s position given the fact that persons in bondage (from a humanist perspective) reduced to the level of property in a solely ‘legal sense’ nullifies their individual agency and all that essentially makes them human.

In fact, slavery, and democracy, in ancient Athens and beyond is a multidimensional and multifaceted story of innate human capacity and agency, dignity, adaptability, fortitude, and resistance. Meaning, ‘…slaves were not passive objects, whose identity and existence was completely dominated by their masters.’[v]  As described by Xenophon (Greek military leader and philosopher), there were without a doubt slaves forced into strenuous domestic work: ‘baking, cooking, spinning’ and scrubbing under their owner’s will (Xen. Oec. 9.9). That said, we are also told of others that gained valuable skill-sets outside the home, coinciding with their inherent intelligence and creativity, from potters to builders to bankers and shoemakers (Hyperides, 3.1-9; and Aeschines, 1.97)[vi]. These slaves participated in communal undertakings (such as workshops and spiritual associations) together with other free and enslaved persons. Even Aristotle, who had little love (agape) for the underclasses, had to acknowledge, albeit cautiously, the inherent democratic nature (and/or threat thereof) made evident by the sheer numbers of this uniquely collective phenomenon - what the great theorist himself branded as koinônia, simply defined as fellowship of the masses. But the politikê koinônia (he warns) was specifically formed for the benefit of its members (Arist. Eth. Nic. 1160a4-6). Influenced by his celebrated teacher, renowned philosopher Plato, who argued that the limits of citizenship and its influence correlate with ‘the precise form of constitution and law’ in place (Plato, Laws 714c) - Aristotle’s well-known anti-democratic discourse on ‘mob-rule’ and the necessity for the ‘rule of law’ as fundamental to ‘the natural order of things’ thus becomes most evident. While in agreement with Pericles’ famed proclamation on the importance of the ‘rule of law’ in the ancient Greek city-state; when it came to what Pericles professed as the virtues of democracy defined, the two-men parted ways in dramatic fashion. In what is considered the ideal of a democratic philosophical vision, Pericles outlines demokratia (in his famed funeral speech of 431 BCE), as follows:

Its administration favors the many instead of the few…equal justice to all…class considerations not being allowed to interfere with merit; nor again does poverty bar the way. The freedom which we enjoy in our government…[teaches] us to obey the magistrates and the laws, particularly as regard [to] the protection of the injured (Thucydides, 2.37).

On the contrary, Aristotle’s depiction of a ‘democratic regime’ and/or constitution is one with an inherent propensity toward ‘license and lawlessness.’ He defines, ‘radical democracy,’ in that of Athens for example, as having two critical flaws: firstly, the influence of the demos can potentially supersede the law (Arist. Pol. 1292a4ff.); and secondly, the demos hold the power to impeach magistrates for wrongdoing (such as malfeasance) which Aristotle intimates are both a step too far (Arist. Pol. 1292a30, and cf.1298a29-35). That said, as threatening as he might have interpreted it, the concept of koinônia permits us to observe enslaved persons actively utilizing their intrinsic agency within a broader collective milieu.

SUPPORT OUR WORK BY MAKING A DONATION TODAY!

Returning to the question as stated at the outset of this work, Lewis’ focus on the laws of ancient societies, in lieu of the contention outlined above, is immensely valuable when it comes to understanding the conventions per Athenian slave society and their ramifications. Broadly viewed as a protection mechanism for slaves, given a singular example, the Greek law on ‘hybris,’ in ancient Athens, expressly defined as the negation of the deliberate implementation of violence to humiliate, demean, or degrade - is not as straightforward as it might appear. Yet again, hypocrisy abounds as evidenced: to presume that the Athenian law pertained to an owner’s mis-conduct toward his ‘property’ obliges us to disregard the ‘abundant proof’ of regular and generally habitual violence toward slaves by their masters.[vii] Beyond that, it is difficult to correlate the law as ‘protectionary’ given this evocative assertion by Plato, ‘[a slave] when wronged or insulted, is unable to protect himself or anyone else for whom he cares’ (Plato, Gorg. 483b). The following statement is as definitive as it gets when revealing the underlying deceit interwoven within Athenian law itself when it came to enslaved persons and their standing, ‘[the] law included slaves [simply] because the lawgiver wished to curtail the spread of hubristic [or anti-social] behaviour among the citizens tout court … the hubris law was designed to engender respect and orderly conduct among citizens not to protect slaves’ [viii] [ix]. Meaning, that the Athenian lawgivers were not overly concerned with the physical wellbeing of persons classified as slaves, but perhaps were more intent on curtailing their judicial workload.

The reality was that the right of masters to physically abuse their slaves in ancient Athens was, if not absolute, certainly extensive. Xenophon affirms the practical necessity on behalf of owners to punish their slaves, but simply asks for them not to do so in a state of rage (Xen. Hell. 5.3.7; cf. Hdt. 1.137). Demonstrating that, violence toward persons in bondage in ancient Athens was perfectly acceptable if it was executed in a manner of equanimity. According to Xenophon, however, slaves should never resist. He goes on to say, that masters could, or should, ‘clap fetters on them so that they can’t run away’ (Xen. Mem. 2.1.16). Hence, so it is argued, in summary, that what helps clarify, or defend, Aristotle’s assertion that ‘the slave [is] an article of property imbued with a soul’ (Arist. Pol. 1253b32), is justified due to the fact that ‘this view of the slave as an article of property’ was a generally held belief of society at large when it came to the status of enslaved persons within the ancient Greek ethos [x].

That said, when it comes to hypocrisy, the law and excessive abuse – domination, as defined by Patterson permeates the historical record.  A poignant example of the common acceptance in ancient Athens of emotional and physical abuse (or the threat thereof) cast upon slaves, and the like, is provided by Lysias, where he describes in detail the testimony of a plaintiff in an Athenian court recounting the brutal (and pervasive) threat of torture (and even death) that hung over the heads of enslaved mill workers - commonly known ‘as mill-roaches’ (Lysias 1. 18-22). In addition, owners of enslaved persons were generally granted legal leeway, under the authority of judges, to sexually abuse their slaves.[xi] Signifying that when a slave was purchased, they were in fact the owners’ possession to do with as they desired - which helps lend even more credence to Patterson’s analyses of domination as described.

A question of further importance is what defined, or signified, a slave and their station in ancient Athens? Was it one of ideology or innate difference that helped delineate the distinction between a Greek and a non-Greek? As understood in the broadest sense of the term, barbarian is the word used to describe not only a non-Greek speaking immigrant, but in fact, a definitional term which explicitly portrayed an enslaved person of foreign origin, as, ‘non-Greeks imported from foreign lands via the slave trade’[xii]. An Athenian essentialist view, as noted, between native slave and foreign slave, (that is, between natural born Greeks and outsiders) is underscored by Aristotle’s description of an enslaved Greek as ‘an accident contrary to nature’ (Arist. Pol. 1255a1). These Greek essentialist views, of one people’s ethnic superiority over another, are noteworthy because they significantly impact western thought and societal conditions throughout the ages – emphasizing race and class as inherent points of difference develop into a clear normative of class hierarchy.

Fast forwarding to the 18th century Anglo-world for example, Francis Hutcheson (elite 18th century British moral philosopher) proclaimed that permanent enslavement should be ‘the ordinary punishment of … idle vagrants.’ ‘Idle vagrants,’ being defined as most anyone with what Hutcheson considered, ‘slave like attributes,’ from the idle poor and indigent to confiscated and subjugated human cargo - principally Africans [xiii]. Conversely, in something of a confessional, Thomas Jefferson (slave owner, philosopher, and 18th century American statesman) recognized and voiced the odious elements of the dominion argument, as defined, some two hundred years prior to Orlando Patterson, ‘[the] commerce between master and slave is a perpetual exercise of … the most unremitting despotism on the one part, and degrading submissions on the other.’ He then goes on in a revelatory tone, to inform just how these elite classes, throughout the millennia, bequeathed attitudes of dominion from one generation to the next. Stating that, the children of the elite were thus ‘nursed, educated and exercised in the daily art of tyranny.’ Virginia’s slave plantations as he describes, were by their very nature, ‘schools of iniquity and domination’[xiv]. Consequently, Aristotle’s, early, and pervasive, theory of the ‘natural order of things,’ when it comes to class and ethnicity, is made brazenly evident (Arist. Pol. 1252a-1253b).

Finally, how common place was slave society in the ancient Greek world and what was its magnitude? It is said that the importation of slaves was a lasting one, being that Greek slave society lasted enduringly throughout both the archaic and classical periods until its absorption by Rome in 146 BCE. Although the Roman slave trade surpassed that of the Greek numerically, given Rome’s imperial might over the Mediterranean world, it is said that ‘the Greek slave system was both the elder and the longer-lived.’ The Greeks had helped set a historic precedent by perfecting their own imperial prowess through the conquering of their neighbors [xv]. But, where in fact were these subjugated and enslaved persons extracted from and how common were they in ancient Greece? Ancient Greek inscriptions help make evident that enslaved peoples, represented a wide breadth of humanity throughout the known world at the time. These people included men, women, and children in a variety of hues, from such far-off places as Thrace, Phrygia, Syria, Caria in southwest Anatolia, Illyria on the western Balkan Isthmus, Scythians from eastern Iran; and, Colchians from the eastern Black Sea [xvi] - depicted by Herodotus, in the 5th century BCE, as a ‘dark-skinned and woolly haired’ people (Hdt. 2.104.2). What Herodotus’ quote helps to highlight for us is an ancient Athenian social construct. That being, the prevalent belief (when it came to the stature of imported slaves), of a clear and innate delineation based on race (and/or phenotype), accentuating a natural taxonomic classification or difference between indigenous Greeks and all others – especially slaves.

When it comes to how common slaves were, Josiah Ober estimates the slave population of fourth-century BCE Athens to be around 35 per cent of the total population of roughly 227,000 [xvii]. Which made slavery quite pervasive throughout ancient Athens and helps to explain the essentialist Greek/Other dichotomy as such. As Vincent Rosivach makes evident, ‘[When] Athenians thought about slaves, they habitually thought about barbaroi, and when they thought about barbaroi they habitually thought about slaves’[xviii]. Suggesting that this was commonplace in classical Athens - legislatively undergirded by the proposed law of Pericles of 451 BCE which confined citizenship solely to persons of Athenian birthparents on both sides. Ultimately defining in ethnocentric terms, an essentialist difference (between Greeks and others), based on birth lineage and cultural origin (Arist. Const. Ath. 26.3). In paralleling slave societies throughout the epochs, ‘the slave system of the fourth-century Greek world was of roughly the same numerical magnitude as that of the United States ca. 1800.’ By the early 19th century, in the South, ‘30-40 percent of the population’ was made up of chattel slavery under the brutal control of concentrated wealth and political power, land, and resources… [xix]. Both societies (separated by millennia) became indulgently rich and hegemonically powerful in their respective spheres of influence – primarily based on the wealth created by their slave societies thus implemented. As mentioned, due to the commonality of the everyday interaction between slave and non-slave, and its oblique dangers in ancient Athens, elite class interests reinforced ‘the construction of local and wider Hellenic ethnicities, as well as of non-Greek ethnicities, must have been fundamentally imbricated with the ideological needs of the slave trade…’[xx] [xxi]. The main point being that the possibility of a unifying or coming together of freeborn citizens, of lower-class status, and slaves, posed a direct structural (and numerical) threat to the established order of things. Ideology, woven within Greek identity, plays a key role in the hegemonic control of social norms, but not an absolute one.

The understanding by the masses (and a small number of elites alike) that extreme concentrations of wealth played a destabilizing role in the Athenian political and social realms, when it came to privilege, power and class, is made obvious by the following quote from Demosthenes, ‘for the demos to have nothing and for those who oppose the demos to have a superabundance of wealth is an amazing and terrifying (thaumaston kai phoberon) state of affairs’ (Ober, 1990, 214; Dem. Ex. 2.3). Which helps make evident an ancient Athens as not only the well-known paradigm of direct democracy (or rule by the many), but also its intrinsic contradictions (or threats thereof) when it came to status, class, and wealth – which has echoed, as argued, throughout the centuries. As presented, Lewis and Canevaro, bring to the fore, a carefully crafted top-down societal prejudice designed to sow division amongst the masses using class distinctions and/or differences as its exclusionary tool of choice:

Since it was in fact slaves who were more naturally associated with manual labor—they were the prototypical manual laborers— elitist writers and reformers found in this proximity a productive avenue for attacking their suitability for political participation—for having a voice. For elite Greeks and Romans this was a productive strategy for denigrating and dehumanizing ‘the poor’ in political as well as daily life [xxii].

Paradoxically, these notions of disdain toward the poor (or the slavish), defined (mostly) by the ancient Greek elite as, ‘anyone who had to work for living’ (Arist. Pol. 1277b5-7; 1255b23-38), were not limited to the Athenian upper classes. In fact, as Lucia Cecchet suggests, due to the sheer force of elite ideological thought and its pervasive influence (in the 4th and 5th centuries), even within the jury courts of democratic Athens, the repulsion of poverty (including slaves) became commonly offered as a widely conventional view, ‘a communis opinio that the rich and poor shared alike’ [xxiii]; attitudes that permeate western societies to this day, making evident, the powerful effects of elite capture through hegemonic cultural influence in ancient Athens and beyond.

In conclusion, throughout western history, ancient Athens has been viewed as the ultimate model of democracy in a political, ideological, philosophical, and ethical sense – as presented in this work. At the same time, hypocrisy, pertaining to these epitomes of democracy (demokratia – or rule by the many – as outlined by Pericles), adversely permeated its upper classes and beyond with lasting ramifications. Thucydides, Plato, Aristotle and Xenophon, for example, were all critical of democracy, focusing their ire upon the populous; the possibility of its bad decision making; and (what they believed to be), as ‘the [intrinsic] ignorance … of the demos, demagoguery and civil strife’ [xxiv]. Again, these great theorists thought of democracy not as the rule of the many (which was the general Athenian ideal of demokratia), but they portrayed it in a more threatening or hostile sense, such as, ‘the rule of the poor or the mob,’ which helps taint Athenian demokratia within recorded history with a prejudicial top-down class perspective throughout the millennia [xxv]. The proximity between, slave and poor within the democratic confines of ancient Athens, made them susceptible, in both high-level institutional deliberation and, sometimes, in daily collaborations, to manipulative stratagems which ‘aimed to denigrate and even disenfranchise them by stressing the “slavish” nature of their occupations, as incompatible with the virtue required for political participation’ [xxvi]. Furthermore, enslavement, as implemented in ancient Athens and across time, populations and locations could differ enormously or, in fact, possess significant similarities. As is inferred, by ancient Greek scholars throughout this work, the characteristics which helped mold Greek slave culture and its expansion comprised, but were in no way limited to, the amount of prosperity slavery added to the fundamental aspects of that society’s supposed wellbeing, especially its economic growth and military strength. In most instances, throughout the ancient world and beyond, the capturing and subjugation of persons classified as salves was meant to possess, chastise, and/or diminish an economic rival. Thus, as noted, chattel slavery was quite widespread throughout the ancient world and beyond. That said, the agency and humanity, as offered by Orlando Patterson, of subjugated persons, and their relentless struggle for freedom, permeates the historical record (from Athens to Virginia) - which cannot and should not be ignored. Enslaved human beings left behind a powerful legacy of opposition and struggle to free themselves and the family members they so loved. Through the common bond (of unrelenting misery) they forged powerful alliances of resistance and revolt, despite the cultural forces arrayed against them – their historical age or geographical setting.



Stephen Joseph Scott
is an essayist associated with The University of Edinburgh, School of History; a singer/songwriter, humanist/activist – a self-taught musician, and performer. As a musician, he uses American Roots Music to illustrate the current American social and political landscape.

 


Notes

[i] Orlando Patterson, Slavery and Social Death: A Comparative Study (Harvard University Press, 1982), 13.

[ii] Patterson, 20–21.

[iii] David M. Lewis, Greek Slave Systems in Their Eastern Mediterranean Context, c.800-146 BC, First edition. (Oxford, UK: Oxford University Press, 2018), 34.

[iv] Lewis, 39.

[v] Kostas Vlassopoulos, “Greek Slavery: From Domination to Property and Back Again,” The Journal of Hellenic Studies 131 (2011): 195.

[vi] Edward E. Cohen, Athenian Economy and Society: A Banking Perspective (Princeton University Press, 1992), 61–109.

[vii] Lewis, Greek Slave Systems in Their Eastern Mediterranean Context, c.800-146 BC, 43.

[viii] Mirko Canevaro, “The Public Charge for Hubris Against Slaves: The Honour of the Victim and the Honour of the Hubristēs,” The Journal of Hellenic Studies 138 (2018): 100–126.

[ix] Lewis, Greek Slave Systems in Their Eastern Mediterranean Context, c.800-146 BC, 42–43.

[x] Lewis, 54.

[xi] Lewis, 42.

[xii] David M. Lewis and Mirko Canevaro, “Poverty, Race, and Ethnicity,” in A Cultural History of Poverty in Antiquity (500 BCE – 800 AD), ed. Claire Taylor (Bloomsbury, 2022), 14.

[xiii] Edmund S. Morgan, American Slavery, American Freedom: The Ordeal of Colonial Virginia (New York: Norton, 1995), 324.

[xiv] Thomas Jefferson, Notes on the State of Virginia: An Annotated Edition, Notes on the State of Virginia (Yale University Press, 2022), 249.

[xv] Lewis and Canevaro, “Poverty, Race, and Ethnicity,” 7.

[xvi] Lewis and Canevaro, 4.

[xvii] Josiah Ober, “Inequality in Late-Classical Democratic Athens: Evidence and Models,” in Democracy and an Open-Economy World Order, ed. George C. Bitros and Nicholas C. Kyriazis (Cham: Springer International Publishing, 2017), 129–129.

[xviii] Vincent J. Rosivach, “Enslaving ‘Barbaroi’ and the Athenian Ideology of Slavery,” Historia: Zeitschrift Für Alte Geschichte 48, no. 2 (1999): 129.

[xix] Peter Kolchin, American Slavery, 1619-1877 (New York: Hill and Wang, 1993), 242.

[xx] Lewis and Canevaro, “Poverty, Race, and Ethnicity,” 15.

[xxi] Thomas Harrison, “Classical Greek Ethnography and the Slave Trade,” Classical Antiquity 38, no. 1 (2019): 36–57.

[xxii] Lewis and Canevaro, “Poverty, Race, and Ethnicity,” 29–30.

[xxiii] Lucia Cecchet, “Poverty as Argument in Athenian Forensic Speeches,” 2013, 61, https.

[xxiv] Ober quoted in Mirko Canevaro, “Democratic Deliberation in the Athenian Assembly: Procedures and Behaviours towards Legitimacy,” Annals HSS 73, 2019, 3.

[xxv] Mogens Herman Hansen, The Tradition of Ancient Greek Democracy and Its Importance for Modern Democracy, Historisk-Filosofiske Meddelelser 93 (Copenhagen: Det Kongelige Danske Videnskabernes Selskab, 2005), 8.

[xxvi] Lewis and Canevaro, “Poverty, Race, and Ethnicity,” 29–30.

 

Bibliography 

Canevaro, Mirko. “Democratic Deliberation in the Athenian Assembly: Procedures and Behaviours towards Legitimacy.” Annals HSS 73, 2019.

———. “The Public Charge for Hubris Against Slaves: The Honour of the Victim and the Honour of the Hubristēs.” The Journal of Hellenic Studies 138 (2018): 100–126.

Cecchet, Lucia. “Poverty as Argument in Athenian Forensic Speeches,” 2013.

Cohen, Edward E. Athenian Economy and Society: A Banking Perspective. Princeton University Press, 1992.

Hansen, Mogens Herman. The Tradition of Ancient Greek Democracy and Its Importance for Modern Democracy. Historisk-Filosofiske Meddelelser 93. Copenhagen: Det Kongelige Danske Videnskabernes Selskab, 2005.

Harrison, Thomas. “Classical Greek Ethnography and the Slave Trade.” Classical Antiquity 38, no. 1 (2019): 36–57.

Jefferson, Thomas. Notes on the State of Virginia: An Annotated Edition. Notes on the State of Virginia. Yale University Press, 2022.

Kolchin, Peter. American Slavery, 1619-1877. New York: Hill and Wang, 1993.

Lewis, David M. Greek Slave Systems in Their Eastern Mediterranean Context, c.800-146 BC. First edition. Oxford, United Kingdom: Oxford University Press, 2018.

Lewis, David M., and Mirko Canevaro. “Poverty, Race, and Ethnicity.” In A Cultural History of Poverty in Antiquity (500 BCE – 800 AD), edited by Claire Taylor. Bloomsbury, 2022.

Morgan, Edmund S. American Slavery, American Freedom: The Ordeal of Colonial Virginia. New York: Norton, 1995.

Ober, Josiah. “Inequality in Late-Classical Democratic Athens: Evidence and Models.” In Democracy and an Open-Economy World Order, edited by George C. Bitros and Nicholas C. Kyriazis, 125–46. Cham: Springer International Publishing, 2017.

———. Mass and Elite in Democratic Athens: Rhetoric, Ideology and the Power of the People. Second print., with Corrections. Princeton, N.J: Princeton University Press, 1990.

Patterson, Orlando. Slavery and Social Death: A Comparative Study. Harvard University Press, 1982.

Rosivach, Vincent J. “Enslaving ‘Barbaroi’ and the Athenian Ideology of Slavery.” Historia: Zeitschrift Für Alte Geschichte 48, no. 2 (1999): 129–57.

Vlassopoulos, Kostas. “Greek Slavery: From Domination to Property and Back Again.” The Journal of Hellenic Studies 131 (2011): 115–30.