Marxist Studies

Why Western Marxism Misunderstands China’s Usage of Markets

By Carlos Garrido

I have elsewhere argued that at the core of Western Marxism’s[1] flawed analysis of socialist states lies a “purity fetish” which is grounded in a Parmenidean fixation of the ‘true’ as the one, pure, and unchanging. For this disorder, so I have contended, the only cure is dialectics. With the aid of Roland Boer’s prodigious new text Socialism with Chinese Characteristics, I wish to show how this purity fetish, or, in its negative formulation, how this lack of dialectical thinking, emerges in Western Marxists’ analysis of China’s usage of markets.

In V.I. Lenin’s ‘Conspectus to Hegel’s Science of logic’ he states that,

It is impossible completely to understand Marx’s Capital, and especially its first chapter, without having thoroughly studied and understood the whole of Hegel’s Logic. Consequently, half a century later none of the Marxists understood Marx![2]

For anyone familiar with G.W.F. Hegel’s 700+ page arguably impenetrable monster this daunting task alone seems harder than making a revolution. However, the central message in Lenin’s audacious statement is this: without a proper understanding of the dialectical method, Marxism is bound to be misunderstood. A century later and still, Western Marxists struggle to understand Marx. The paradox is this: “Western Marxists, although claiming to be the ones who rekindle the spirit of Hegel into Marxism, are the least bit dialectical when it comes to analysis of the concrete world.” This is lucidly seen in their treatment of China’s usage of markets, where they dogmatically accept Ludwig von Mises’ stale binary which states  – “the alternative is still either Socialism or a market economy.”[3]

As Boer highlights, already in Capital Vol 3 (specifically chapter 36 on “Pre-Capitalist Relations”) Marx shows how markets existed in the slave economies of the ancient world, e.g., Rome and Greece, and in the feudal economies of the Middle Ages. Were the markets in each of these historical periods the same? Were they commensurable to how markets exist under capitalism? No, as Boer states “market economies may appear to be similar, but it is both the arrangement of the parts in relation to each other and the overall purpose or function of the market economy in question that indicates significant differences between them.”[4] As Boer points out, Chinese scholars, following the analysis of Marx’s Capital Vol 3, understand that “market economies have existed throughout human history and constitute one of the significant creations by human societies.”[5][6] If markets, then, predate the capitalist mode of production, why would a socialist mode of production not be able to utilize them?

Chinese Marxism, following upon the tradition of Eastern European socialism, was able to ‘de-link’ markets from capitalism and utilize them as a method (fangfa) and means (shouduan) to serve (fuwu) the ends of socialism, that is, to liberate the forces of production and guarantee collective flourishing.[7] If the last four decades – wherein China has drastically raised its population’s living standards and lifted 800 million out of poverty – has taught us anything, it is that China’s usage of markets as a shouduan to fuwu socialism works.

Considering the plethora of advances China has been able to make for its population and the global movement for socialism, why have Western Marxist continuously insisted that China’s market reforms are a betrayal of socialism and a deviation down the ‘capitalist road’? Unlike some of the other Western misunderstandings of China, this one isn’t merely a case of yixi jiezhong, of “using Western frameworks or categories to understand China,”[8] for, if the dialectical framework and categories the Marxist tradition inherits from Hegel were properly applied, there would be no misunderstanding here. Instead, it is precisely the absence of this dialectical framework which leads to the categorical mistakes.

In Hegel, but formulated clearer in Engels and Lenin, we come to know that universals are empty if not immanently negated by its particular (and individual) determinate form.[9] Since markets have existed throughout various modes of production, within the dialectic of universal, particular, and singular, markets stand as the universal term. Markets, Boer argues, as a “specific building block or component of a larger system” are a “universal institutional form” (tizhi), which can only be brought into concrete existence via a particular socio-economic system (zhidu).[10] When the particular zhidu through which the universal institutional form of a market comes into existence is a “basic socialist system” (shehuizhuyi jiben zhidu), the fundamental nature of how the tizhi functions will be different to how that tizhi functioned under the particular zhidu of slave, feudal, and capitalist modes of production. In short, as Huang Nansen said, “there is no market economy institutional form that is independent of the basic economic system of society.”[11]

As was the case with the planned institutional form in the first few decades of the revolution, the market institutional form has been able to play its part in liberating the productive forces and drastically raising the living standards of the Chinese people. However, because 1) China took this creative leap of grounding the market institutional form in socialism, and because 2) Western Marxists retain an anti-dialectical purity fetish for the planned institutional form, 3) the usage of markets in China is taken as a desecration of their Western Marxist pseudo-Platonic socialist ideal. It is ultimately a categorical mistake to see the usage of markets as ‘taking the capitalist road’ or as a ‘betrayal of the revolution.’ It is, in essence, a bemusing of the universal for the particular, of the institutional form for the socio-economic system. As Boer asserts, “to confuse a market economy with a capitalist system entails a confusion between commonality and particularity.”[12]

At a time when US aggression against China is moving the world into a new cold war,[13] these theoretical lapses carry an existential weight. The world cannot afford any more categorical mistakes which set the ground for an imperialist centered ‘left-wing’ critique of China. These, as has been seen in the past, merely give the state department’s imperialist narrative a socialist gloss.

Instead, it is time for the global left, and specifically the hesitant western left, to get behind China and its efforts to promote peace and international cooperation. The western left must stop being duped by propaganda aimed at weaponizing their sentiments to manufacture consent for a war that will only bring havoc and an unaffordable delay to the ingenious forms of global collaboration necessary to deal with the environmental crisis. It is the duty of every peace-loving individual to counter the US’ and former western colonial countries’ increasingly pugnacious discourse and actions against China. We must not allow the defense of their imperialist unipolarity to bring about any more death and suffering than what it already has.

 

Notes

[1] By Western Marxism I am referring specifically to a broad current in Marxism that comes about a quarter into the last century as a rejection of the Soviet Union and Marxism-Leninism. It is today, the dominant form of ‘Marxism’ in western academia. It encapsulates everything from the Frankfurt school, the French Marxists of the 60s-70s, the New Left, and the forms of Marxism Humanism that arise alongside these. Often, they phrase their projects as a Marxism that ‘returns to its Hegelian roots’, centering the Marx of the Economic and Philosophical Manuscripts of 1844 and reading the mature Marx only in light of the projects of the younger Marx. Some of the main theorists today include Jürgen Habermas, Slavoj Žižek, Alain Badiou, Kevin Anderson etc. Although it might be tempting to just refer to this block as ‘Non-Marxist-Leninist Marxists’, I would urge against doing so, for there are many Marxist currents in the global south which, although drinking from the fountain of Marxism-Leninism, do not explicitly consider themselves Marxist-Leninists and yet do not fall into the same “purity fetish” Western Marxists do. It is important to note that a critique of their “purity fetish” does not mean I think their work is useless and shouldn’t be read. On the contrary, they have been able to make great theoretical advancements in the Marxists tradition. However, their consistent failure to support socialist projects must be critiqued and rectified.

[2] V.I. Lenin. Collected Works Vol 38. (Progress Publishers, 1976)., pp. 180.

[3] Ludwig von Mises. Socialism: An Economic and Sociological Analysis. (Jonathan Cape, 1936)., pp. 142.

[4] Roland Boer. Socialism with Chinese Characteristics. (Springer, 2021)., pp. 119.

[5] Ibid.

[6] It is also important to note that this realization is common knowledge in economic anthropology since the 1944 publication of Karl Polanyi’s The Great Transformation, where, while holding that “there is hardly an anthropological or sociological assumption contained in the philosophy of economic liberalism that has not been refuted,” nonetheless argues markets have predated the capitalist mode of production, albeit usually existing inter, as opposed to intra, communally. Karl Polanyi. The Great Transformation. (Beacon Press, 1957)., pp. 269-277.

[7] Boer. Socialism with Chinese Characteristics., pp. 118.

[8] Ibid., pp. 13.

[9] For Hegel the individual is also a determinate universal – “the particular, because it is only the determinate universal, is also an individual, and conversely the individual, because it is the determinate universal, is just as much a particular.” G.W.F. Hegel. The Science of Logic. § 1343.

[10] Boer. Socialism with Chinese Characteristics., pp. 122-3.

[11] Ibid., pp. 124. Quoted from: Huang, Nansen. 1994. Shehuizhuyi shichang jingji lilun de zhexue jichu. Makesizhuyi yu xianshi 1994 (11): 1–6.

[12] Ibid., pp. 124.

[13] Although with the emergence of AUKUS a warm one does not seem unlikely.

Gentrification as Settler-Colonialism: Urban Resistance Against Urban Colonization

[Photo from Mike Maguire / Flickr]

By John Kamaal Sunjata

Gentrification is a ubiquitous phenomenon of political economy across the United States. Residential displacement, socioeconomic exclusion, political instability, homelessness, spatial transformation, and racial segregation coincide with the marked rapidity of the gentrification (Filion 1991, Atkinson 2002, Lees, Slater and Wyly 2008, Brown-Saracino 2010, Thörn 2012, Novy and Colomb 2013, Kohn 2013, Marcuse 2015, Domaradzka 2018). Local governments have appeared too impotent to mitigate the worsening effects that gentrification has on marginalized communities as urban landscapes continue their dramatic shifts and political struggles intensify within urban centers. In the era of increased fiscal austerity and decreased fiscal activism, local governments are better equipped to expand gentrification processes than contract them. This presents a puzzle for residents, organizers, and urban decision-makers alike about how to approach gentrification, especially when there are competing socioeconomic objectives.

This paper addresses the following questions: how do we contextualize gentrification as a political phenomenon? What are some of the political challenges that gentrification could present to cities? How have urban decision-makers responded to gentrification? How does gentrification contribute to what is happening on the ground from an urban resistance standpoint? This paper argues from a Marxist framework that gentrification (a) presents racialized challenges of density, diversity, and inequality; (b) urban decision-makers have largely responded by expanding gentrification efforts; and (c) gentrification itself may antagonize urban resistance movements. This argument follows from conducting case studies of Detroit and Brooklyn, where gentrification efforts and anti-gentrification movements have been observed and documented.

Three key findings emerge from the analysis. First, the process of gentrification starts with the racialization of a city’s inhabitants (read: the justification of their displacement) through patently white supremacist framing (Zukin, 2010; Quizar, 2019). Second, gentrification produces patently racialized outcomes for non-white people (Fullilove, 2001). Third, the dilemma of gentrification as a political process and the lack of meaningful urban policy responses to gentrification from local governments has given rise to urban anti-gentrification resistance movements. This paper has four sections. This first section discusses gentrification as a political process. The second section discusses urban resistance to gentrification. The third section analyzes the cases of Detroit and New York as sites of gentrification and anti-gentrification resistance. The fourth section concludes.

Gentrification as a political process

Gentrification defined

As an aspect of political economy, gentrification has been described and empirically examined by various scholars. Neil Smith has described gentrification as “the process by which poor and working-class neighborhoods in the inner city are refurbished by an influx of private capital and middle-class home buyers and renters” (Smith, 1996). Smith identifies the “rent gap,” a cycle of disinvestment and devalorization that establishes poor neighborhoods as sites of profitability, as a key factor in gentrification (Smith, 1987). Ipsita Chatterjee succinctly describes gentrification as “the theft of space from labor and its conversion into spaces of profit” (Chatterjee, 2014).

Gina Pérez comprehensively describes gentrification thusly:

…[A]n economic and social process whereby private capital (real estate firms, developers) and individual homeowners and renters reinvest in fiscally neglected neighborhoods through housing rehabilitation, loft conversions, and the construction of new housing stock. Unlike urban renewal, gentrification is a gradual process, occurring one building or block at a time. It also gradually displaces by increasing rents and raising property taxes (Pérez, 2002).

The previous scholars present valuable insights for what is a manifold political process with racial, economic, cultural, and spatial implications. This paper will rely on Samuel Stein’s definition of gentrification: “…[T]he process by which capital is reinvested in urban neighborhoods, and poorer residents and their cultural products are displaced and replaced by richer people and their preferred aesthetics and amenities” (Stein, 2019). Some have described gentrification as a net positive: it increases the number of affluent and educated persons, leading to a wealthier tax base, increased consumption of goods and services, and broader support for democratic political processes (Byrne, 2002). Others have posited that gentrification (namely, “residential concentration”) can have a beneficial effect but primarily for more educated groups (Cutler, Glaeser, & Vigdor, 2007), and may create job opportunities for the lower income residents, raise property values, enhance tax revenues, which could lead to improved social services via the wealthier tax base (Vigdor, Massey, & Rivlin, 2002). However, most of the literature points to gentrification as a net negative (Filion, 1991; Atkinson, 2002; Newman & Ashton, 2004; Lees, Slater, & Wyly, 2008; Shaw, 2008; Zukin, 2010; Brown-Saracino, 2010; Goetz, 2011).

Gentrification, as a multidimensional process, develops through some combination of three forms of “upgrading,” or renovation: economic (up-pricing), physical (redevelopment), and social (upscaling) (Marcuse, 2015). Up-pricing is the increased economic value of a neighborhood, namely the land it sits on.  Redevelopment, with respect to gentrification, is primarily a private undertaking (Marcuse, 2015). Upscaling refers to the pivot toward more affluent and educated people (Zukin, 2010). Within the United States context, “upgrades” take on a particularly racialized dynamic (Fullilove, 2001). These upgrades are led by capital employing racial segregation to secure private development (Stein, 2019).

Land is a key factor of gentrification

Land was a critical motivating factor for early American settlement (Campbell, 1959). Under a regime of racial capitalism,[1] land is a key factor in realizing both use and exchange values. Land is a both a “precondition for all commodities’ production and circulation, and a strange sort of commodity in and of itself” (Stein, 2019). Unlike other tradable or otherwise transportable commodities, land is a “fictitious form of capital that derives from expectations of future rents” (Harvey, 2013). Future rents are highly susceptible to demand- and supply-side pressures; therefore, the political economy cannot function without land prices and land markets for coordination. In treating land as a purely financial asset—an open field—for interest-bearing capital, it facilitates the circulation of anticipated surplus value production, bought, and sold according to the rent it yields (Harvey, 2018). The central contradiction of land under racial capitalism is its dual function as a collective good and commodity; a contradictory role as a site of social occupation and private ownership (Foglesong, 1986). It is on urban decision-makers to “reconcile” this contradiction for the capitalists [2] and workers. It is on the urban decision-maker to create the conditions wherein (1) capitalists can turn a profit; (2) labor power is reproduced; (3) infrastructure is maintained; and (4) basic welfare is ensured (Foglesong, 1986; Stein, 2019). The restructuring and redefinition of territorial foundations is central to the functioning private property regimes.

Private property generates dispossession

Private property [3] ownership exists at the nexus of racial capitalism. Robert Nichols argues that the “system of landed property” was fundamentally predicated on violent, legalized dispossession (particularly of Indigenous people) (Nichols, 2020). Racial capitalism reflects the “the social, cultural, political, and ideological complexes of European feudalisms” (Robinson, 2000) and institutionalizes a (colonial) regime of private property protection on that basis. Theft is generated as a recursive mechanism and “[r]ecursive dispossession is effectively a form of property-generating theft” (Burden-Stelly, 2020; Nichols, 2020). The institution of private property (especially and specifically in areas with Black people) manifests as a disjunction between the community’s use value and the exchange value of property (Pérez, 2004). Racial capitalism reproduces itself and a racist order through a series of supposedly race-neutral policies (Stein, 2019). In fact, race-neutral policies have been used to both “discredit and rationalize practices that perpetuate racial stratification” (Siegel, 2000). Modern American history has proven that racism can “coexist happily with formal commitments to objectivity, neutrality, and colorblindness” (Harris A. P., 1994).

Dispossession is justified by racialization

White supremacy is an underacknowledged political theory that articulates and structures the American polity. Even the origins of property rights within the United States are rooted in racial domination (Harris C. , 1993). It was the interaction of race and property that played a critical role in racially and economically subordinating Black and Indigenous people (Harris C. , 1993). Whiteness, as a historized social and legal construct, marks power and domination (Mumm, 2017), Blackness represents powerlessness, enslavement, and dispossession. Whiteness has, in various spaces, been “deployed as identity, status, and property, sometimes singularly, sometimes in tandem” (Harris C. , 1993). Whiteness is valorized and property ownership is an expression of whiteness; thus, property ownership is conflated with (white) personhood under racial capitalism (Safransky, 2014). Whiteness functions for racial exclusion (Harris C. , 1993) and capital advancement (Roediger, 2005). Racism is a feature of white supremacy and “its practitioners exploit and renew fatal power-difference couplings” (Gilmore, 2002). Dr. Ruth Wilson Gilmore has described racism as the “practice of abstraction, a death-dealing displacement of difference into hierarchies that organize relations within and between the planet’s sovereign political territories” (Bhandar & Toscano, 2015). It limits the life prospects of people it racializes, disproportionately burdens them with the costs of a “monetized and profit-driven world” while politically dislocating them from “the variable levers of power” that may well alleviate such burdens (Gilmore, 2002).

Racialized persons, especially Black people, confront the dual designations of superhumanity and subhumanity through their livelihoods. It is white supremacy that supports the synthesis of white domination through racial capitalism, across political, economic, and cultural geography. Black people are “fungible” in that they are commodifiable, their “captive [bodies]…vessel[s] for the uses, thoughts, and feelings of others” (Hartman, 1997). Black lives do not matter, the ways in which Black people’s bodies can serve white interests; however, matter a great deal. The settler-colonial logic of elimination and the white supremacist logic of Black fungibility converge around the question of gentrification (Quizar, 2019). The spatialization of race and the racialization of space is critical to the settler-colonial logic embedded in racial capitalism and the processes of gentrification (Safransky, 2014). Gentrification comes from a refusal of the would-be settlers to allow inconvenient, often racialized, inhabitants to prevent them from occupying a desired region. Therefore, much gentrification can be thought of as a “contestation of blacks and whites for urban space” (Vigdor, Massey, & Rivlin, 2002).

Urban Resistance to Gentrification

Gentrification has led to the demoralization of the people most directly affected (Chernoff, 2010). The consolidation of racialized class inequalities via accumulation through dispossession often emerges from the processes of gentrification (Harvey, 2008; Casgrain & Janoschka, 2013). It has also inspired anti-gentrification activism in response to the uncomfortable political economic pressures (Castells, 1983; Harvey, 2008; Kirkland, 2008; Zukin, 2009; Creasap, 2012). This activism often includes broad coalitions, across various heterogeneous groups and networks, united under common objectives that may apply to a variety of concrete challenges such as density, diversity, and inequality (Novy & Colomb, 2013; Domaradzka, 2018).

Urban resistance to gentrification has manifested as residents demanding a “right to the city,” wherein they attempt to assert their self-determination and autonomy by controlling their urban environment (Portalious, 2007; Pruijt, 2007). At various times and spaces, movements, organizers, and community-based groups may employ confrontation–resistance (insurrectionary/revolutionary) strategies against the state or participation–cooperation (reformist/counterrevolutionary) strategies with the state (Hackworth, 2002; Novy & Colomb, 2013). Tactics of urban resistance may include but are not limited to “the occupation of empty houses, demonstrations in favor of urban infrastructure, spontaneous celebrations, the rejection of zoning, demands concerning leisure, issues related to participation, self-management and alternative ways of everyday life” (Portalious, 2007). Any expression of urban resistance may provoke a response (or non-response) from the presiding local governing body .

There is a creative tension that exists between confrontation and cooperation strategies; some of the contradictions are antagonistic and some are non-antagonistic. The confrontation–resistance actors tend to be radical or anti-capitalist and favor insurrectionary/revolutionary postures with the local governing body, whereas the participation–cooperation actors favor a “reformed” capitalist system and dialogue with the local governing body (Novy & Colomb, 2013). Under the regime of racial capitalism, local governments prioritize and support the displacer class. This may intensify local struggles and heighten the socioeconomic contradictions. The power imbalance engenders conflict between the classes of displacers and the displacees. The city becomes a contested object “both for powerful groups and the grassroots” (Portalious, 2007). This contestation creates sociopolitical spaces for movements to confront gentrification as a force that operates for the benefit of the elites. For racialized subjects, resistance to gentrification may take on decolonial dimensions.

The Cases of Detroit and Brooklyn

The United States has a long legacy of dispossessing poorer people of adequate housing stock through racist urban planning and housing policy (Moskowitz, 2017; Stein, 2019). Gentrification relies upon legal, logistical, infrastructural, and technological capacities developed, maintained, and reproduced by the repressive and ideological state apparatuses of racial capitalism (Althusser, 2014; Stein, 2019). Local governments are structurally ordered to establish the spatial order (Stein, 2019); therefore, if the state is ordered under racial capitalism, the governing body must maintain and expand that system. Gentrification relies on severe urban divestment, which over time, creates “gentrifiable” building stock, or dirt-cheap real estate. This creates the incentive for urban reinvestment (Moskowitz, 2017; Stein, 2019). The history of American urban planning, operating under the logics of white supremacy and racial capitalism, is the purposeful spatial concentration of Black people and their subsequent divestment (Moskowitz, 2017). Few places exemplify the cycles of urban disinvestment–reinvestment like Detroit and Brooklyn. In both places, urban decision-makers have responded to the challenges of gentrification by gentrifying further.

Detroit as a site of gentrification and urban resistance

The post-World War II economic boom brought tens of thousands of Black people to Detroit where they sought economic opportunities in the industrial sphere (Moskowitz, 2017; Mallach, 2018). Detroit’s black population was 6,000 in 1910, 41,000 in 1920, 120,000 by the eve of the Great Depression, 149,000 in 1940, and 660,000 by 1970 (Mallach, 2018). The growth in the Black population coincided with white flight (Mallach, 2018): the city’s white population declined from 84 percent in 1950 to 54 percent in 1970 (Doucet, 2020). From the 1960s through the 1980s, Black families moved into the parts of Detroit vacated by former white residents (Mallach, 2018). As deindustrialization took hold, a (further) segregated landscape developed with the economic burdens falling disproportionately on Black people (Safransky, 2014). The Detroit debt crisis, along with the subprime lending crisis through “reverse redlining,” the Global Financial crisis, and fiscal austerity devastated Detroit’s inner urban core (Safransky, 2014; Mallach, 2018). Property prices rose steadily and home sales rose dramatically before culminating into a real-estate crash (Mallach, 2018). Sarah Safransky writes the following (Safransky, 2014):

In March 2014, the city began an unprecedented process of declaring bankruptcy. This decision followed Michigan’s Republican Governor Rick Snyder’s order that Detroit be placed under emergency management. Detroit is one of six cities in the state (all with predominantly black populations) that Snyder has deemed to be in financial crisis. Emergency managers – who are unelected – are tasked with balancing cities’ revenue and expenditure and are granted sweeping powers to do so. They nullify the power of elected officials and assume control of not just city finances but all city affairs, meaning they can break union contracts, privatize public land and resources, and outsource the management of public services (Peck, 2012, 2013).

By 2019, the U.S. Census Bureau reported the Black population at about 526,644 (79 percent) and the white population at about 97,825 (15 percent) (U.S. Census Bureau, 2019). When Detroit cratered, a space for gentrification opened. Detroit was described as a “New American Frontier” (Renn, 2011) and the incoming, usually white, residents were described as “urban pioneers” settling into “urban homesteads” (Quizar, 2019). For decades, the imagery around Detroit—the Blackest large city in the United States—centered around decaying abandoned architecture—the implication being “emptiness” and “vacancy” (Doucet, 2020).

Whiteness, in the Detroit context, acts as a tool to invisibilize Black residents, delegitimize their rights to spatially occupy political, economic, and cultural geography, and advance capital. Now that white people are resettling the city they had once abandoned, Detroit is making a “comeback” and it is the “New Brooklyn” (Quizar, 2019; Doucet, 2020). White people’s presence—along with their advanced buying power and aesthetic choices—confers “legitimacy.” It is white people who are “saving” Detroit from the failures of Black leadership and Black underproductivity (Quizar, 2019; Doucet, 2020). The majority Black population is devalorized (or dehumanized) in favor of the “empty” urban landscape in the “empty” city they occupy (Safransky, 2014; Quizar, 2019; Doucet, 2020). L. Brooks Patterson, the county executive of Oakland County, was asked by The New Yorker what should be done about Detroit’s financial woes. He answered, saying, “What we’re gonna do is turn Detroit into an Indian reservation, where we herd all the Indians into the city, build a fence around it, and then throw in the blankets and corn” (Quizar, 2019). The logic of elimination and Black fungibility are present even in the words and actions of one of the premier urban decision-makers. The racialization of Black Detroiters and the genocidal framing facilitates the processes of gentrification: accumulation through dispossession.

There is a long history of Black Detroiters engaging in political struggle, including ground-level mobilizations that connect America’s history of settler-colonialism with anti-Black racism, as manifested in Detroit’s patterns of gentrification (Quizar, 2019). Detroit’s Black neighborhoods have been described by anti-gentrification activists as “colonized Indigenous land and sites of Black containment, displacement, and resistance” (Quizar, 2019). The urban resistance movements in Detroit have used a blend of confrontational and participatory strategies. Urban resistance in Detroit has looked like residents, activists, and academics mobilizing research to counter positive narratives about gentrification (Safransky, 2014; Doucet, 2020). Many Detroiters have engaged in mutual aid projects and extended their communities of care (Safransky, 2014). Some have held anti- foreclosure and -eviction protests and demanded that negligent landlords “take care of land and buildings.” (Safransky, 2014). Some activists even engaged in more radical tactics such as squatting empty houses wherein families had been recently evicted (Safransky, 2014).

Brooklyn as a site of gentrification and urban resistance

New York’s Black population grew rapidly in the 20th century. It was not until the 1950s, the majority stopped living in Manhattan and shifted to Harlem (Chronopoulos, 2020). The legacy of redlining played a tremendous role in developing what would become Black Brooklyn (Chronopoulos, 2020). Between 1940 and 2000, the white population of Brooklyn declined by 67 percent; the Black population increased by 682.9 percent (Chronopoulos, 2020). White residents, “anxious” about the changing racial composition, fled for Staten Island, New Jersey, or Long Island (Osman, 2011). White Brooklynites tried everything they could to force non-white residents out, particularly neighborhood defense (Chronopoulos, 2020). According to Themis Chronopoulos:

Neighborhood defense included real estate agents and landlords who resorted to unofficial discrimination and refused to rent or sell housing to minority populations; financial institutions that denied mortgages and other loans to minority populations trying to relocate or open a business in a white neighborhood; white neighborhood residents who verbally and physically harassed minority residents who managed to rent or buy a property or youths who attacked minorities attending schools or using the public spaces of white neighborhoods; and the police that hassled minorities because they were frequenting white neighborhoods. In a general sense, neighborhood defense was an effort to maintain the racial exclusivity of white neighborhoods during a period of political mobilizations by African Americans demanding equality.

The legacy of neighborhood defense has ensured that racial segregation still defines Brooklyn today. White supremacy as structured through housing, financial, and employment discrimination—de jure and de facto, as well as the maldistribution of resources, public goods, white terrorism, police brutality, racially-biased sentencing, and a dearth of socioeconomic mobility, has had a lasting adverse effect on the livelihoods of Black Brooklynites directly and indirectly affected even to the present day. By the late 1940s, Black people were the majority of downtown Brooklyn, Fort Greene, Clinton Hill, Prospect Heights, Bedford Stuyvesant, and Crown Heights (Woodsworth, 2016). As a result of persistent real-estate blockbusting, East New York’s population flipped from overwhelmingly white in 1960 to overwhelmingly Black in 1966 (Chronopoulos, 2020). White Brooklynites engaged in neighborhood defense and spatial separation projects to prevent Black Brooklynites from “spreading” to other areas, but by 1980 most whites had abandoned Black Brooklyn (Chronopoulos, 2020).

Today, Brooklyn has 2.6 million residents (if it were a city, it would be the fourth largest in the United States) and 788,00 Black people—more Black residents than any city in the United States except for New York and Chicago (Chronopoulos, 2020). Despite this, the movement of middle- to upper-middle class white people has contributed to patterns of racial segregation and gentrification (Wyly, Newman, Schafran, & Lee, 2010; Shepard, 2013; Hyra, 2017). White Brooklynites have disproportionately benefited at the expense of Black Brooklyn. [4] Black fungibility is exemplified; the contagion of Blackness was historically spatially limited to protect white Brooklynites’ capital investment before white flight but meticulously expelled to expand white Brooklynites’ capital investment via gentrification.

Brooklyn, beset by the political challenges of deindustrialization, gentrification, globalization, has been a site of smaller scale contestations (Shepard, 2013). Residents have resisted rezoning efforts by drafting alternative “community plans” (Shepard, 2013). Brooklyn has been the site of urban resistance from wide coalitions of actors, from organizers, artists, global justice activists, and anti-war demonstrators (Shepard, 2013). Brooklynites have resisted evictions by engaging in eviction defense at the local level, protesting the development of big box stores, and developed community gardens, and fought police brutality (Shepard, 2013). Overall, the erosion of militancy has undermined effective anti-gentrification resistance within Brooklyn (Chronopoulos, 2020).

Conclusion

Gentrification has restructured and reconstituted urban space, reproducing new zones of privatization, exclusion, and homogenization (Kohn, 2013) via the racialized logics of elimination and Black fungibility. It induces urban instability and crises at the global urban scale, as real estate developers search for creative ways to maximize profit through and above antagonistic forces at the local level. The limited geographic investments that are tied to geospatial localities creates local dependence for firms, local governments, and residents (Cox and Mair 1988). Urban instability and crises are inherent to racial capitalist political economy; however, local governments may navigate by ensuring that the most politically disempowered, typically racialized, persons absorb the brunt of the economic burdens (Smith, 1996; Stein, 2019; Burden-Stelly, 2020). Black people are disproportionately displaced and dispossessed by gentrification in urban spaces as they occupy an identity of accumulation and deaccumulation (Burden-Stelly, 2020). This feat of racial capitalist political economy is accomplished through Black people’s structural location as simultaneously indispensable and disposable racialized subjects (Harris C. , 1993; Quizar, 2019; Burden-Stelly, 2020). The disposability, exchangeability, and expendability of Black people via purposive campaigns of dehumanization and devalorization accelerates the gentrification process, especially in the cases of Detroit and Brooklyn.

The devalorization of Black people for urban private property has been a constant feature of American racial capitalism since Black people ceased being legal chattel (Harris A. P., 1994). Thus, cities are “saved” when white people presumably “rescue” the urban centers and the decaying architecture from “Black underdevelopment, mismanagement, and underproductivity” (Quizar, 2019; Doucet, 2020). So, gentrification within the American context, functions as a more benign form of ethnic cleansing wherein racialized people are evacuated from urban centers; it may be presented as the result of non-violent market forces despite evidence to the contrary. Gentrification exacts “spatialized revenge” against the inconvenient racialized inhabitants of urban centers (Smith, 1996).

Racialized people may develop class consciousness because of the disruptions created by gentrification (Cox & Mair, 1988). Class consciousness among the racialized may be an altogether natural affair as “[r]ace is the modality in which class is lived.” (Hall et al., 2013). This class consciousness may develop into urban resistance against the political forces that allow gentrification to continue. The mobilization of resistance occurs as cleavages develop among the urban political establishment and opportunity for successful urban resistance manifests (Pruijt, 2007). As gentrification continues, contradictions emerge; gentrification as a phenomenon possesses both the conditions for its expansion and its contraction. The success of urban resistance movements against what is effectively urban colonization; however, is not guaranteed.

 

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Notes

[1] Racial capitalism does not describe a distinct permutation of capitalism or imply there exists a non-racial capitalism, but rather emphasizes that, in the words of Dr. Ruth Wilson Gilmore, “capitalism requires inequality and racism enshrines.” As a system of political economy, it depends on racist practices and racial hierarchies because it is a direct descendent of settler-colonialism. It is a translation of the “racial, tribal, linguistic, and regional” antagonisms of European feudal society, reconstituted for the American context. It profits off the differentiated derivations of human values, non-white people are especially devalued and their exploitation is a justifiable and profitable enterprise (see Cedric Robinson’s Black Marxism: The making of the Black radical tradition. University of North Carolina Press, 2000).

[2] Although the capitalist class makes up what Marxists refer to as the ruling-class, there still exists contradictions within the ruling-class about certain objectives and interests, especially with respect to gentrification. Neil Smith once noted this, saying, “to explain gentrification according to the gentrifier’s actions alone, while ignoring the role of builders, developers, landlords, mortgage lenders, government agencies, real estate agencies is excessively narrow.” A business owner may want their workers (who are also tenants) to have affordable housing because it reduces the likelihood that workers would demand raises. Real estate developers would dislike “affordable housing” as that puts a constraint on their ability to maximize profits on rental properties. There are a lot of competing interests to consider and an uncareful conflation of capitalist interests could lead to unanalytical analysis.

[3] Private property is not the same as personal property, which is almost exclusively wielded for its use value, it is not a personal possession, it is social relation of excludability. It is the ownership of capital as mediated by private power ownership that removes legal obstacles for one’s existence and provides an unalloyed right to violence. It is “the legally-sanctioned power to dispose” of the factors of production and “thus dispose of [labor-power]: property as synonymous with capital.” Toscano, Alberto, and Brenna Bhandar. “Race, real estate and real abstraction.” Radical Philosophy 194 (2015): 8–17.

[iv] [4] This paper, drawing upon Chronopoulos’ article, What’s Happened to the People?” Gentrification. Journal of African American Studies, 549-572., defines Black Brooklyn as “Fort Greene, Clinton Hill, Bedford-Stuyvesant, Prospect Heights, Crown Heights, Brownsville, Ocean Hill, East New York, Canarsie, Flatlands, East Flatbush, Flatbush, parts of Bushwick, and parts of downtown Brooklyn.

The World-Historic Shift Labor Undergoes in Hegel's Philosophy

By Carlos Garrido

Republished from Midwestern Marx.

For most of civilization physical labor, that labor which creates a tangible object, has been seen as an unfortunate task done merely for the sake of acquiring the necessaries of life. The Greeks and Romans in large part relegated this sort of work to slaves. The Middle Ages tell stories of kings, philosophers, theologians, and priests, but not of workers. And the capitalist era, from early mercantilism to modern imperialism, thrives insofar as it has labor to exploit, labor it can reduce to a commodity, labor whose activity and product can be stripped from the laborer. Today most people’s relation to their work is dull at best, a source of life drainage at worst. As a reaction, even many ‘left-wing’ theoretical spaces continue in the tradition of viewing work as an unfortunate necessity – one whose conditions might be improvable, but which is itself not fruitful. It only exists because people need the products it can create.

Although painted with a broad stroke, the history of the greatest minds in Europe has been one which sniffs at the activities for which their abstract mind games depended on. However, can labor be thought of as something done for purposes not limited to those of consumption? Can labor be fruitful and meaningful in itself? In G.W.F. Hegel, for the first time in a prominent western theorist, the response is YES! In Hegel’s Phenomenology of Spirit and Philosophy of Right one can see what I have elsewhere called a “world-historic shift” in how labor is conceived: from labor as an unfortunate necessity, towards labor as a valuable expression of creative activity which constitutes a moment of liberation. [1]

In the famed lord and bondsman section of his 1907 Phenomenology of Spirit Hegel describes the encounter of two self-consciousnesses with each other, an event plagued with a mutual desire for recognition. After a series of ambiguous supersessions between the two consciousnesses, this encounter leads to a life and death struggle, for “only through staking one’s life is freedom won.”[2] Realizing that “death is the natural negation of consciousness,”[3] for he who is dead cannot think and he who requires recognition for self-consciousness that is in and for itself cannot get it from a dead man, this infantile skirmish ends with one submitting to the other. This submission gives rise to the lord and bondsman, the former who posits himself as “pure self-conscious” and the latter as “merely immediate consciousness, or consciousness in the form of thinghood.” [4]

Although the lord is described as the “pure, essential action in this relation”, because what the “lord does to the other he also does to himself,” the recognition he receives from the bondsman is “one-sided and unequal,” i.e., in the relationship’s reduction of the bondsman to thinghood, his status as independent consciousness is negated and thus unable to afford the recognition necessary for the lord to be certain of his being for-self.[5] Simply put, in sex that you pay for you cannot affirm yourself as a good lover. Hegel concludes that “just as lordship showed that its essential nature is the reverse of what it wants to be, so too servitude in its consummation will really turn into the opposite of what it immediately is… it will withdraw into itself and be transformed into a truly independent consciousness.”[6]

How can Hegel affirm the slave as the one with the potential for ‘truly independent consciousness’? Hegel states that “through work, however, the bondsman becomes conscious of what he truly is.”[7] He continues,

Work forms and shapes the thing. The negative relation to the object becomes its form and something permanent, because it is precisely for the worker that the object has independence. This negative middle term or the formative activity is at the same time the individuality or pure being-for-self of consciousness which now, in the work outside of it, acquires an element of permanence. It is in this way, therefore, that consciousness, qua worker, comes to see in the independent being [of the object] its own independence.

Hence, although his immediate condition is as a slave, his externalization (or objectification for Marxists), although at first appearing as an alien force independent of the bondsman, eventually shows itself as his creation. Through observing the independence of his self-otherization into the object he can, to play with the language of Hegel's Science of Logic, absolutely recoil back into himself and reinstate his initial condition but in a higher form – as true self-consciousness.

Approximately thirteen years after the publication of the Phenomenology, Hegel’s Philosophy of Right reintroduces the liberatory role of labor, albeit without the imaginative and captivating language used in the lord and bondsman moment of spirit’s unfolding. When addressing certain philosophers’ romanticized theories of a ‘state of nature’ where man’s needs were such that the “accidents of nature directly assured to him” enough to subsist, Hegel condemns this view’s inability to see that there is a “moment of liberation intrinsic to work.” [8] For Hegel, this utopianism fails to see that work is meaningful in itself. Yes, its object satisfies needs, cravings, etc., but this satisfactory power of the object is what the French call jouissance, a sort of surplus enjoyment. The objects of labor are valuable [9]; they can fill empty stomachs, warm bodies, provide aesthetic enjoyment, and so on, but the laboring activity which the object presupposes can be valuable as well.

Unlike the traditional views of labor before him, for Hegel the first moment of value in labor is not the object, but the work itself. Work itself is meaningful and valuable because it consists of a dedication of “my time…, my being, my universal activity and actuality, [and] my personality,” [10] into creating, with the “raw materials directly supplied by nature,” [11] that upon which the human community sustains itself. For Hegel, the object labor creates is not simply an independent alien entity, instead, Hegel sees that the object “derives its destiny and soul from [the worker’s] will,” [12] the worker ensouls his object.

Hence, for Hegel the result of labor is 1) the liberating sense of growth, meaning, and flourishing it can provide the laborer and 2) the consumptive growth it brings the consumer (who could, naturally, be the same person). Although this historical-shift is praiseworthy, there are, of course, certain contradictions which ensue from Hegel’s attempt to both: 1) sustain a critique of chattel slavery grounded in his view of labor’s totalizing inalienability, while also sustaining 2) a defense for wage-slavery, grounded in his acceptance of labor’s alienation “for a specific period.” [13]

In my essay, “A World-Historic Shift: Hegel, Marx, and Labour” [14] I further explore how these contradictions arise and how Marx and Engels, by immanently taking Hegel to his logical and practical conclusions, sublate the contradictions Hegel encounters. For now, I simply urge the reader to recognize that this anarchistic disdain of work is not a part of the Marxist tradition. Starting from Hegel, but better formulated in Marx and Engels, labor is humanity’s unique life-activity – it allows one to transform nature consciously and collaboratively in accordance with human needs and aesthetic sensibilities. We must not universalize and fixate the wretchedness of alienated work under capitalism with work in general; for work, when done in a non-exploitative setting, can be the most fruitful and meaningful thing a human can do. In fact, I would argue the few but meaningful moments we do encounter under capitalism are those in which labor takes place in a setting which overflows (albeit never fully) the exploitative logic of capital – e.g., home craft projects, sports, revolutionary militancy, parenting, etc.

Carlos L. Garrido is a Cuban American graduate student and instructor in philosophy at Southern Illinois University, Carbondale. His research focuses include Marxism, Hegel, and early 19th century American socialism. His academic work has appeared in Critical Sociology, The Journal of American Socialist Studies, and Peace, Land, and Bread. Along with various editors from The Journal of American Socialist Studies, Carlos is currently working on a serial anthology of American socialism. His popular theoretical and political work has appeared in Monthly Review Online, CovertAction Magazine, The International Magazine, The Marx-Engels Institute of Peru, Countercurrents, Janata Weekly, Hampton Institute, Orinoco Tribune, Workers Today, Delinking, and in Midwestern Marx, which he co-founded and where he serves as an editorial board member. As a political analyst with a focus on Latin America (esp. Cuba) he has been interviewed by Russia Today and has appeared in dozens of radio interviews in the US and around the world.


References

[1] The article I am referring to is “A World-Historic Shift: Hegel, Marx, and Labor,” which is set to appear in the fifth issue of Peace, Land, and Bread.
[2] Hegel, Georg. Phenomenology of Spirit. (Oxford, 1997), p. 114.
[3] Ibid.
[4] Ibid., 115.
[5] Ibid.
[6] Ibid., 117.
[7] Ibid., 118.
[8] Hegel, Georg. Philosophy of Right. (Oxford, 1978), p. 128.
[9] To be clear, I am referring to Value as Use-Value here.
[10] Ibid., 54.
[11] Ibid., 129.
[12] Ibid., 41.
[13] Ibid., 54.
[14] See note [i]

To End the Rule of Capital, We Must End the Rule of White Supremacy: Revisiting the Work of Noel Ignatiev and Theodore Allen

By Jaime Caro-Morente

“The greatest ideological barrier to the achievement of the proletarian class consciousness, solidarity and political action is now, and has been, white chauvinism.”

-Noel Ignatiev

This phrase that remains relevant was written by Noel Ignatiev in 1966-1967 in his pamphlet “White Blindspot.” Due to the capitalist systemic crisis of 2008 and the awareness that racism is still strong in the US, with help from the Black Lives Matter movement, we find ourselves in a new protest cycle. Although this cycle differs from others that have existed in the US: at the beginning of the 20th century, it was a movement for labor rights and socialism, in the 60s for the emancipation of all human beings from the modern categories of race and gender. This new protest cycle is the crystallization of the idea that neither of the these things that have been fought for in the past have been achieved: there are no meaningful labor rights to speak of, just as there is no emancipation from the oppressive nature of white supremacy (race), patriarchy (sex/gender), and capitalism (class), because the only system capable of remedying each — socialism — has still not been realized.

Ignatiev once proclaimed, “traditionally the Negro people, for very real reasons, have carried forward the demands of the entire working class.” We are at a time when again, there are various theoreticians who think about race and gender, trying to deconstruct and dissolve them. But they always emphasize this deconstruction “of the otherness”, as if deconstructing the otherness could eliminate oppression. We must go further, we have to deconstruct and reduce to ashes the system that had produced that otherness, in this case, White Supremacy and whiteness.

“Thanks” to the Alt-Right interpretation of identity politics: they themselves have assumed they are one more identity. That implies that they interpret their ontologically oppressive position as equal to the oppressed identities, just because the latter are recognized as legally equal to the first by law, even though those laws do not establish a radical equality among them. But the Alt-Right proposal to take whiteness into account as one more identity opens up a world of enormous political possibilities, since it can be easier to deconstruct because “it is an identity and the ones that hold the white privilege see themselves as an identity.”

In the 1960s, both Ignatiev and the independent scholar, Allen, were already studying whiteness and White Supremacy with the hope of being able to destroy it, understanding that only in this way could be achieved a real conscious and combative working class. They both knew, and so they left it written, that whiteness and its associated White Supremacy was an artefact, a device, invented to divide the working class. Whitenesss has a class inception, that is, giving some privilege to a portion of the working class to divide it. Nowadays there are many academics who maintain the interpretation of the history of the United States as a country whose revolutionary history is almost non-existent because the category of race and gender “divided” the US working class, that is: the existence of blacks and women as collectives “with unique demands” divided the working class. Ignatiev and Allen flipped this argument: rather, what divided the working class, and continues to divide it, is (the invention of) the white race.

Allen dedicated almost forty years of his life to chronicle the invention of the white race, and doing so in his book The invention of the white race, he opened with a controversial phrase: “When the Africans arrived at America, there were no whites there.” According to Allen's studies, during the colonial history of the United States, once the colonists realized that the Virginian land was not full of gold as the lands conquered by the Hispanic Empire, they had to decide how to make this land attractive to Europeans and manage to populate it — hence, conquer it. Since the entire expedition almost died in the first year in the very first colony in North America (at Chesapeake, not Plymouth), they had to use indentured servants contracts to bring Europeans and Africans to these lands. Along with these contracts, the discovery of tobacco was what marked the history of the United States and its “special institution.” This monoculture was what enriched the colony, since all the workers were enslaved for a period of time, little by little, in a class struggle, it was tried that this slavery would become for life. The Bacon´s Rebellion, according to Allen, was the final struggle between one class that was driven to slavery against the one that wanted to enslave it. At this time, the class that fought for their liberation was made up of both Europeans and Africans, with no distinction of origin or skin. At the end of this rebellion, the first laws appeared with the term "white,” and the white race was created based on a skin color that will always provide privileges to divide the class without property.

Ignatiev is more political than Allen, and in his work White Blindspot, written in the heat of the Black Liberation movements, he finally flipped all the racist arguments of the whites in the communist parties against these movements of black nationalism such as the Black Panther Party. Ignatiev's main teaching is clear: “only by destroying white supremacism and the white race can solidarity and unity of the working class be achieved.” And the destruction of white supremacism cannot be achieved only by supporting the black liberation movements; it is achieved if the white bodies renounce their privileges, become traitors of their race, and end up destroying it since it is an invention in which sustained privileges on skin-color divide the working class. This statement was polemic in his time, instead of the fashionable argument that the black liberation movement and black nationalism were dividing the working class, the Ignatiev argument says: the white race is an invention, it was invented in order to divide the working class, so the only thing that can divide the working class is the white race, not the black liberation movement.

White Blindspot suggests that White Supremacy is also an artefact that disciplines white bodies. Although whiteness has given to the white bodies privileges as freedom to spend money and leisure of time as they wish without social restrictions for two centuries. Whiteness disciplines these bodies since, although there are white workers who are exploited proletarians and victims of capitalism and the "Law and Industry system," they see themselves as something more than a “simple proletarian.” Ignatiev, paraphrasing Marx, said: “They have more to lose than their chains; they have also to “lose” their white-skin privileges; the perquisites that separate them from the rest of the working class, that act as the base material for the split in the ranks of labor.”

And, of course, this discipline of the white bodies operates in the class struggle, making the white people within the communist and socialist movements say that there are "parallel struggles" to the “working-class one” that divides the workers and disorients them in the real fight that to bury capitalism. Ignatiev rejected this idea of the "parallel struggle" saying that there are no white workers fighting for socialism and black workers fighting for more jobs, housing, and full political rights. There is no distinction in the fights of both collectives. This is a fallacy since "it is not correct to reduce the demands of the Negro liberation movement to more jobs, housing, and full political rights — these are demands of ALL workers.” Here Ignatiev points out that the main demands of the black liberation movements are and have been for centuries, the ending of the white supremacy. And, of course, this demand does not concern only black people, since the struggle against white supremacy affects the entire working class, being the spearhead that would destroy one of the main pillars of capitalism — that of the social control of the working class, which is exercised through whiteness, endowing part of the working class with privileges, which although they cannot fully materialize into freedom because the capitalist system prevents it — to have leisure of time, or spend money on whatever you want, you first have to have that money and capitalism is a system that condemns the majority of the population to a false freedom, which cannot be exercise without money, making the white worker fear "losing something more than their chains."

It is time to recover the writings of theorists like Ignatiev and Allen, mixing them with those of the Black Liberation Movements and the spirit of the rainbow coalition of Fred Hampton, to draw a better future in which there is no oppression, and where human emancipation will be total, burying capitalism and modernity with all its oppressions.

We have to remember that nowadays the most serious terrorist threat is that of white supremacism and the extreme-right connected with the Alt-Right. The Black Liberation Movements and the US 68´s movement inspired philosophers who built the Critical Theory that deconstructed social relations which created the category of race and gender. Now that the Alt-Right and white supremacism are more threatened than ever (and they feel that way), we must continue to deconstruct and destroy whiteness and White Supremacism, including within the ranks of the left and of any movement that aspires to destroy capitalism. Because capitalism cannot be destroyed if whiteness and white supremacism are not removed from the struggle.

In response to criticism of their work, which stated that they “exaggerate the negro question,” Allen contended: “the centrality is the “white question” since white supremacy and white-skin privilege have historically frustrated the struggle for democracy, progress, and socialism in the US,” ultimately reaffirming that, “I venture to state that socialism cannot be built successfully in any country where the workers oppose it – and workers who want to preserve their white-skin privilege do not want socialism.”

Neoliberalism and the Crisis of Higher Education

By Beth Mintz

Republished from Marxist Sociology blog.

I recently published an article in the American Journal of Economics and Sociology that uses the “student as customer” to help understand why college is so expensive. I explore three factors that contribute to high costs:  1) contemporary understandings of education as a private, rather than a public, good; 2) the ways that schools are funded; and 3) the “marketization” of higher ed.  These processes produce students who are customers, but it is important to point out that this change is rooted in a set of neoliberal assumptions that frame the way that we think about, organize, and fund education, rather than any fundamental change in young people.

Neoliberalism is the dominant ideology of this historical moment. It includes a belief in the following:  the efficiency of the free market and the deregulation and privatization of the public sector that markets require; tax reduction; abandoning the welfare state; and replacing the notion of the public good with a personal responsibility for one’s own welfare.  It has informed public policy in every Democratic and Republican administration since the Reagan years, and it currently structures much of our economic and political lives. This includes the university, where it has shaped institutional practice and individual action.

Neoliberal thought considers higher education a financial investment for students, and it assumes that colleges and universities should compete for customers, just like any other sector. These beliefs have laid the foundation for formal higher educational policy and internal institutional procedure. They have not made the academy more efficient, however, but instead have contributed to the runaway expenses that we see today.

In the United States, ideas about the funding of education turn on whether it is considered a public good; that is, whether the whole community benefits from an educated population, or if it is an investment made by the individual, yielding a return in the form of future earnings. In recent years, the latter vision, that of a private good, has gained ascendancy and this has had a profound impact on financing. It helps explain why so much need-based financial aid takes the form of loans rather than grants, and why public colleges and universities are being systematically defunded.

Moreover, although theorists have long argued that schools reproduce the class system, the victory of the neoliberal agenda has intensified the role of education in solidifying advantage. That colleges and universities survive on those who can pay the bills translates into the structural requirement of privileging the affluent, with the needs of many low and middle-income students ignored.  It also has a profound effect on student behavior as education becomes a commodity to be used for competitive advantage in the labor market, turning students into customers to be pursued.

To attract students in a highly competitive environment, colleges and universities invest in all sorts of things to distinguish themselves from other institutions. The way markets work, however, everyone adopts successful practices, and this means that many very expensive innovations eventually become commonplace. This includes the fancy dorms, dining halls and cutting-edge classrooms so common on campuses these days. Indeed, academia has gone on a multi-decade building spree, often financed by long-term borrowing. Between 2002 and 2012, interest payments almost doubled, growing from  $6 billion to $11 billion for four-year (nonprofit) schools. The University of Colorado, for example, owed approximately $1.5 billion in 2019, with 3.6.% of its annual operating budget going towards debt servicing.

Expanded student services are also common recruitment vehicles, and although they do not typically require large capital outlays, they fuel the growth of administrators. Defined narrowly, about 8.4% of spending in private (nonprofit) four-year institutions and 4.9% for comparable publics is on student services. This contributes to the decline in instructional spending as a percentage of total expenses in both the public and private (non-profit) sectors which, in 2017-2018, accounted for 27% and 31%  of four-year schools’ budgets, respectively.  Add to this nearly a half a billion dollars spent on advertising each year, and the role of competition and marketization in tuition escalation becomes clearer.

Among upper middle-class families, prestige has become the centerpiece of college aspirations. When education is viewed as a vehicle for competitive advantage in a labor market – as a private good – and attending a prestigious school is believed to distinguish one from the large pool of competitors, students pursue prestige as a rational strategy for investment maximization.

Colleges and universities understand this well, and, thus, increasing one’s prestige rankings is a central part of many a recruitment strategy.  Indeed, this explains the attention that schools pay to the U. S. New and World Report lists. Attentive institutions have figured out ways to raise their scores and a very common — and expensive – tactic is tuition discounting, where merit scholarships are offered to high achieving customers who would contribute to a school’s selectivity profile. Over time, this practice has spread through academia, so much so that few students now pay full freight. On average, private nonprofits collected  55% of published figures in 2018, with nearly 82% of undergraduates receiving discounts.

Public universities, particularly flagships, use merit aid to recruit academically successful out-of-state students, who contribute to institutional prestige and – theoretically — also counter decreases in state funding by paying higher tuition rates than state residents. But, here again, once everyone has incorporated an innovation, it becomes less effective in distinguishing an institution from its competitors, while the practice remains.  Preliminary research  has found this approach is so pervasive, and the competition so intense, that it may lower total tuition revenue, suggesting that state universities have become particularly vulnerable to the market failure of tuition discounting.

Moreover, merit money privileges the wealthy; it has grown at the expense of need-based scholarships and it goes predominately to upper income students, with awards tending to increase with income levels. This has led to  decreases in the proportion of low income and minority undergraduates in college in general, with public sector schools especially hard hit.

Neoliberalism, the dominant ideology of this historical moment, has contributed to the rise of the “student as customer” with costly ramifications. The contemporary view of education as a private-good, for example, justifies the massive underfunding of higher education and helps explain why we are transferring its cost from the community to the individual. Given the belief in the power of the market, the non-profit world now follows the logic of the private sector, with colleges and universities developing institutional practices to help survive marketization and privatization. Dependence on students who can afford to pay the bills explains many of the strategies that have been widely adopted, but instead of providing advantage in the competition for revenue, they have created very expensive necessities. This contributes to skyrocketing tuition, while affecting the class and racial/ethnic composition of contemporary campuses. When compared to the conventional wisdom of trust the market, then, the conclusion is that corporatization and marketization are important drivers in tuition cost escalation.

Beth Mintz is a Professor Emeritus of Sociology at the University of Vermont.  Her research interests include occupational segregation, corporate structure, gender, and health care.

To read more, see: Beth Mintz. “Neoliberalism and the Crisis in Higher Education: The Cost of Ideology” in The American Journal of Economic and Sociology 2021.

[Image by Kevin Dooley via Flicker (CC BY 2.0)]

A Critique of Western Marxism's Purity Fetish

By Carlos Garrido

Republished from Midwestern Marx.

Western Marxism suffers largely from the same symptom as Scott Fitzgerald’s Jay Gatsby – each’s fixation on perfection and purity leaves perpetually unfulfilled all that it claims to desire. On one hand, Jay seeks a return to the purity of his first encounter with Daisy, and in the impossibility of this return to purity, the actual potential for a relationship is lost. On the other hand, western Marxists seek a pure form of socialism, but in the impossibility of such a purity arising, they lose the potential to actuate or defend any socialist revolution. The purity of each is met with the reality that reality itself is never pure – it always contains mistakes, negations, breaks and splits.

Jay Gatsby cannot officially reestablish himself with Daisy insofar as she admits to having loved Tom Buchanan – her husband – during the intermediate time before she re-connects with Jay. This imperfection, this negation of purity, is unacceptable – Daisy must tell Tom she never loved him to reestablish the purity of their first encounter. With no purity, there can be no relationship.

Similarly, for Western Marxists the triumphant socialist experiments of the 20th and 21st century, in their mistakes and ‘totalitarianisms’, desecrate the purity in the holiness of their conception of socialism. The USSR must be rejected, the Spanish civil war upheld; Cuban socialism must be condemned, but the 1959 revolution praised; Allende and Sankara are idols, Fidel and Kim Il-Sung tyrants, etc. What has died in purity can be supported, what has had to grapple with the mistakes and pressures that arise out of the complexities and contradictions of building socialism in the imperialist phase of capitalism, that must be denied.

As was diagnosed by Brazilian communist Jones Manoel’s essay, ‘Western Marxism Loves Purity and Martyrdom, But Not Real Revolution’,  western Marxists’ fetishization of purity, failures, and resistance as an end in itself creates “a kind of narcissistic orgasm of defeat and purity”. Comrade Manoel rightly points out the fact that western “Marxism preserves the purity of theory to the detriment of the fact that it has never produced a revolution anywhere on the face of the Earth”. Western Marxists celebrate the emergence of a revolutionary movement; but, when this revolutionary movement is triumphant in taking power, and hence faced with making the difficult decisions the concrete reality of imperialism, a national bourgeoisie, economic backwardness, etc. force it into, the western Marxists flea with shouts of betrayal! For the western Marxists, all practical deviation from their purity is seen as a betrayal of the revolution, and thus, the cries of ‘state capitalism’ and ‘authoritarianism’ emerge.

Manoel, reflecting on the work of the late Domenico Losurdo’s Western Marxism, does a superb job in providing the meat for this thesis. Nonetheless, he (as well as Losurdo) conceives of this theoretical lapse as being “smuggled in as contraband from Christianity”. I will argue that although Christian mysticism may be present here, the root of the rot is not Christian contraband, but western metaphysics (which precedes Christian mysticism itself). The root, in essence, is found in the fixated categories that have permeated western philosophy; in the general conception that Truth is in the unchanging, in the permanent, in substance; and only indirectly in the mystical forms these have taken under the Christian tradition. The diagnosis Engels gave reductive Marxists in 1890 applies to today’s western Marxists  – “what all these gentlemen lack is dialectics”.

Parmenides Contra Heraclitus

Whereas Manoel and Losurdo see the root of this purity fixation in Christianity, it is in the classical Greek debates on the question of change – taking place 500 years or so before Christ – where this fixation emerges. It will be necessary to paint with a broad stroke the history of philosophy to explain this thesis.

The Heraclitan philosophy of universal flux, which posits that “everything flows and nothing abides; everything gives way and nothing stays fixed”, would lose its battle against the Parmenidean philosophy of permanence.[1] Parmenides, who held that foolish is the mind who thinks “that everything is in a state of movement and countermovement”, would dominate the conceptions of truth in the ancient, medieval, modern, and contemporary world.[2] Although various aspects of Heraclitus’ thought would become influential in scattered minds, the dialectical aspect of his thought would never be centered by any philosophical era.

Plato, as the next best dialectician of the ancient world, attempted a reconciliation of Parmenides and Heraclitus. In the realm of Forms, the Parmenidean philosophy of permanence would reign; in the physical realm, the Heraclitan philosophy of flux would. In his Phaedo, Plato would note that the realm of the physical world is changing and composed of concrete opposites in an interpenetrative, i.e., dialectical, relationship to one another. In the realm of the “unchanging forms”, however, “essential opposites will never… admit of generation into or out of one another”.[3] Truth, ultimately, is in the realm of the Forms, where “purity, eternity, immortality, and unchangeableness” reign.[4] Hence, although attempting to provide a synthesis of Parmenides’ and Heraclitus’ philosophy of permanence and change, the philosophy of purity and fixation found in Parmenides dominates Plato’s conception of the realm of the really real, that is, the realm of Forms or Idea.  

Aristotle, a student of Plato, would move a step further away from the Heraclitan philosophy of flux. In Aristotle we have a metaphysical system which considers the law of non-contradiction the most primary principle – “the same attribute cannot at the same time belong and not belong to the same subject and in the same respect”.[5] In addition, in Aristotle we have the development of the world’s first logical system, an impressive feat, but nonetheless composed of abstract fixated categories completely indifferent to content. The fixation found in the logic would mirror the fixation and purity with which the eidos (essence) of things would be treated. Forms, although not existing in a separate realm as in Plato, nonetheless exist with the same rigidity. The thinking of essences, that is, the thinking of what makes a species, a type of thing, the type of thing it is, would remain in the realm of science within this fixated Aristotelian framework. Although the 16th century’s scientific revolution begins to tear away the Aristotelianism which dominated the prevalent scholastic philosophy, only with the publication of Darwin’s On the Origin of Species would Aristotelian essentialism be dealt its decisive blow. This essentialism, undeniably, is an inheritance of the Parmenidean philosophy of permanence.

The philosophy of Plato, in the form of Neo-Platonists like Plotinus, would be incredibly influential in the formation of Christian thought – especially in Augustine of Hippo. Christianity would remain with a Platonic philosophical foundation up until the 12th-13th century’s rediscovery of Aristotle and the synthetization of his philosophy with Christian doctrine via Thomas Aquinas. Centuries later the protestant reformation’s rejection of Aristotelianism would mark the return of Plato to the Christian scene. All in all, the Christianity which Manoel and Losurdo see as the root of the fetishization of purity in every moment of its unfolding presupposes Greek philosophy. It is fair, then, to go beyond Christianity and ask the critical question – “what is presupposed here”? : what we find is that in every instance, whether mediated through Plato or Aristotle, there is a Parmenidean epistemic and ontological fixation which posits the eternal and unchanging as synonymous with truth, and the perishable and corporeal as synonymous with false.

Hegel Contra Parmenides

The spirit of the Heraclitan dialectic will be rekindled by Georg Wilhelm Friedrich Hegel, who argued philosophy came to finally see “land” with Heraclitus. In his Lectures on the History of Philosophy, Hegel says that “there is no proposition of Heraclitus which I have not adopted in my Logic”[6]. It is in Heraclitus, Hegel argues, where we “see the perfection of knowledge so far as it has gone”; for, Heraclitus “understands the absolute as just this process of the dialectic”.[7] Heraclitus’ dialectics understood, as Hegel notes, that “truth only is as the unity of distinct opposites and, indeed, of the pure opposition of being and non-being”.[8] This unity of pure being and non-being is the starting point for Hegel’s Science of Logic. Here, he argues:

[Pure] being, the indeterminate immediate, is in fact nothing, and neither more nor less than nothing… Pure being and nothing are, therefore, the same. What is truth is neither being nor nothing, but that being – does not pass over but has passed over – into nothing, and nothing into being.[9]

Insofar as being exists in a condition of purity, it is indistinguishable from nothingness. Being must take the risk of facing and tarrying with its opposite in order to be. Being only takes place within the impurity present in the oscillation and mediation from being and non-being, that is, being only takes place when sublated into becoming qua determinate being, as “coming-to-be and ceasing-to-be”.[10] This is why, in his Phenomenology of Spirit, Hegel understands that “Substance is being which is in truth Subject”.[11] Substance, whose purity holds the crowning jewel of Truth for western philosophy, can be only insofar as it is “self-othering” itself.[12] Like Spirit, Substance, must look the “negative in the face, and tarry with it”.[13] Only insofar as something can self-otherize itself, which is to say, only insofar as a thing can immanently provide a negation for itself and desecrate its purity by wrestling with the impure, can conditions for the possibility of it actually being arise. Hence, the “truth of being” is “characterized as Becoming”; truth is won “only when, in utter dismemberment, it finds itself”.[14] Purity, the “[shrinking] from death [to] keep itself untouched by devastation”, is lifeless.[15] Jay cannot be with Daisy insofar as he wishes to retain the relationship in purity. Western Marxists will never build socialism, or find a socialism to support, insofar as they expect socialism to arise in the pure forms in which it exists in their heads.

The Paradox of Western Marxists

Having shifted our focus from Christianity to the purity fixated epistemology-ontology of western philosophy, we can now see the fundamental paradox in Western Marxism: on the one hand, in hopes of differentiating themselves from the ‘positivistic’ and ‘mechanistic’ Marxism that arose in the Soviet Union it seeks to return to Hegel in their fight against ‘orthodox dogma’; on the other hand, although producing phenomenal works on Hegel and dialectics, Western Marxist’s interpretive lens for looking at the world remains with a Parmenidean rigidity and Aristotelian form of binary thinking. Western Marxists, although claiming to be the ones who rekindle the spirit of Hegel into Marxism, are the least bit dialectical when it comes to analysis of the concrete world.

They are unable to understand, as Hegel did, the necessary role apparent ‘failures’ play as a moment in the unfolding of truth. For Hegel, that which is seen as ‘false’ is part of “the process of distinguishing in general” and constitutes an “essential moment” of Truth.[16] The bud (one of Hegel’s favorite examples which consistently reappears in his work) is not proven ‘false’ when the blossom arises. Instead, Hegel notes, each sustains a “mutual necessity” as “moments of an organic unity”.[17] Socialism is not ‘betrayed’ when it, encountering the external and internal pressures of imperialism and a national bourgeois class, is forced to take more so-called ‘authoritarian’ positions to protect the revolution. Socialism is not ‘betrayed’ or transformed into ‘state capitalism’ (in the derogatory, non-Leninist sense) when faced with a backwards economy it takes the risk of tarrying with its opposite and engages a process of opening up to foreign capital to develop its productive forces.

The ‘authoritarian’ moment, or the moment of ‘opening up to foreign capital’, are not the absolute negation of socialism – as western Marxists would have you believe – but the partial negation, that is, the sublation of the idealistic conceptions of a socialist purity. These two moments present themselves where they appear as the historically necessary negations needed to develop socialism. A less ‘authoritarian’ treatment of the Batista goons after the Cuban revolution would have opened the window for imperialism and national counter-revolutionary forces to overthrow the popular revolution. A China which would not have taken the frightening risk of opening up would not have been able to lift 800 million out of poverty (eradicating extreme poverty) and be the beacon of socialist construction and anti-imperialist resistance in the world today.

Hegel understood that every leap towards a qualitatively new stage required a long process, consisting of various moments of ‘failures’ and ‘successes’, for this new stage to mature into its new shape. Using for Spirit the metaphor of a child he says,

But just as the first breath drawn by a child after its long, quiet nourishment breaks the gradualness of merely quantitative growth-there is a qualitative leap, and the child is born-so likewise the Spirit in its formation matures slowly and quietly into its new shape, dissolving bit by bit the structure of its previous world, whose tottering state is only hinted at by isolated symptoms.[18]

Western Marxists ignore the necessity of the process. They expect socialism, as a qualitatively new stage of human history, to exist immediately in the pure form they conceived of in their minds. They expect a child to act like a grown up and find themselves angered when the child is unable to recite Shakespeare and solve algebraic equations. They forget to contextualize whatever deficiencies they might observe within the embryonic stage the global movement towards socialism is in. They forget the world is still dominated by capitalist imperialism and expect the pockets of socialist resistance to be purely cleansed from the corrupting influence of the old world. They forget, as Marx noted in his Critique of the Gotha Program, that socialist society exists “as it emerges from capitalist society which is thus in every respect, economically, morally and intellectually, still stamped with the birth marks of the old society from whose womb it emerges”.[19]

Where is Hegel, in concrete analysis, for these Western Marxists? The answer is simple, he is dead. But Hegel does not die without a revenge, they too are dead in the eyes of Hegel. Their anti-dialectical lens of interpreting the material world in general, and the struggle for socialism in specific, leaves them in the lifeless position Hegel called Dogmatism. For Hegel,

Dogmatism as a way of thinking, whether in ordinary knowing or in the study of philosophy, is nothing else but the opinion that the True consists in a proposition which is a fixed result, or which is immediately known.[20]

Western Marxist dogmatist fetishize binaries, the immediate (either intuitive or empirical), and the pure. To them, something is either socialism (if it is pure) or not-socialism (if it is impure). They cannot grapple, in practice at least, with the concept of becoming, that is, with the reality of the construction of socialism. Socialism must be constructed, it is an active enterprise emersed necessarily in a world riddled by imperialist pressures, contradictions, and violence – both active and passive. Western Marxist will write splendid critiques of positivism’s fetish of the ‘fact’, but in their own practical analysis of socialist construction in the world they too castrate facts from the factors that allowed them to exist.

Hence Žižek, the most prominent Hegelian Marxists today, couches his anti-dialectical bourgeois critiques of socialism in Cuba (as well as China and pretty much every other socialist experiment) within a reified analysis that strips the Cuban reality from its context. It ignores the historical pressures of being a small island 90 miles away from the world’s largest empire; an empire which has spent the last 60+ years using a plethora of techniques – from internationally condemned blockades, to chemical attacks, terrorist fundings, and 600+ CIA led attempts on Fidel’s life – to overthrow the Cuban revolution. Only in ignoring this context and how it emerges can Žižek come to the purist and anti-dialectical conclusion that the revolution failed and that the daily life of Cubans is reducible to “inertia, misery, escapism in drugs, in sex, [and] pleasures”.

The Panacea to the Fetishes of Western Marxism

In sum, expanding upon the analysis of comrade Manoel, it can be seen that the purity fetish, and the subsequent infatuation with failed experiments and struggles which, although never achieving the conquest of power, stayed ‘pure’, can be traced back to a Parmenidean conception of Truth as Unchanging Permanence which has permeated, in different forms, all throughout the various moments of western philosophy’s history.

This interpretive phenomenon may be referred to as an intellectual rot because; 1) at some point, it might have been a fresh fruit, a genuine truth in a particular moment; 2) like all fruits which are not consumed, they outlive their moment of ripeness and rot. Hence, the various forms the Parmenidean conception of Truth took throughout the various moments it permeated might have been justified for those moments, but today, after achieving a proper scientific understanding of the dialectical movement in nature, species, human social formation and thought, Parmenidean purity has been overthrown – it has spoiled, and this death fertilizes the soil for dialectical self-consciousness.

Although all theorists are still class subjects, bound to the material and ideological conditioning of their class and geographical standpoint (in relation to imperialism specifically) – the panacea for Western Marxists’ purity fetish is dialectics. Dialectics must not be limited simply to the theoretical realm in which they engage with it. If it stays in this pure realm, it will suffer the same fate socialism has for them – nothingness, absolute negation. Dialectical logic must be brought beyond the textbook and used as the interpretive framework with which we analyze the world in general, and the construction of socialism in specific. Only then will Western Marxism gain the possibility of being something more than a ‘radical’ niche of Western academia, focused only on aesthetics and other trivialities where purity can be sustained without risk of desecration.   

Notes

[1] Wheelwright, Phillip. The Presocratics. (The Odyssey Press, 1975). pp. 70.

[2] Ibid., pp. 97.

[3] Plato. “Phaedo” in The Harvard Classics. (P.F. Collier & Son Corporation, 1937). pp. 70, 90.

[4] Ibid., pp. 71.

[5] Aristotle. “Metaphysics” In The Basic Works of Aristotle. (The Modern Library, 2001)., pp. 736.

[6] Hegel, Georg Wilhelm Friedrich. Lectures on the History of Philosophy Vol I. (K. Paul, Trench, Trübner, & Company, 1892)., pp. 278.

[7] Ibid., pp. 282, 278.

[8] Ibid., pp. 282.

[9] Hegel, Georg Wilhelm Friedrich. Science of Logic. § 132-134.

[10] Ibid., § 187

[11] Hegel, Georg Wilhelm Friedrich. Phenomenology of Spirit. (Oxford University Press, 1977)., pp. 10.

[12] Ibid.

[13] Ibid., pp. 19.

[14] Hegel’s Lectures pp. 283 and Phenomenology pp. 19.

[15] Phenomenology., pp. 19.

[16] Ibid., pp. 23.

[17] Ibid., pp. 2.

[18] Ibid., pp. 6.

[19] Marx, Karl. “Critique of the Gotha Program” In Robert C. Tucker’s The Marx-Engels Reader. (W.W. Norton and Company, 1978)., pp. 529.

[20] Phenomenology., pp. 23.

American Fascism: The Men, the Money, and the Myth

By J. Richard Marra

 

On May Day 2016, well before the election of Donald J. Trump, the Boston Globe published, "'Never forget,' the world said of the Holocaust. But the world is forgetting."[1] In it, Jeff Jacoby worries about its implications for a world experiencing a resurgence of violent right wing political extremism. For American Marxists, the timing may seem ironic. On the day of global celebration for the working class, they are reminded of both the horrors of fascism and their duty to unceasingly oppose it.

Marxist and other commentators appreciate the toxicity of fascism. However, their explanations regarding its features, organization, and operations differ. Each has enriched our understanding, while also introducing a disconcerting complexity and diversity. Accordingly, anti-fascists should aim at simplicity when considering historical fascism and Trump's 'neofascism."

The libertarian commentator George Will understands:[2]

So many excitable Americans are hurling accusations of fascism, there might be more definitions of "fascism" than there are actual fascists. Fascism, one of the 20th century’s fighting faiths, has only faint echoes in 21st-century America’s political regression.

Furthermore, there are problems regarding recognizing fascism and justifying claims about specific political regimes. James P. Cannon recognized this in 1954 with reference to Wisconsin Senator Joseph McCarthy: [3]

Those who would judge specific American forms of fascism too formalistically by the European pattern, arbitrarily limit capitalist aggression against the workers’ movement in two forms:

They see the democratic form by which the workers are suppressed through strictly legal measures in accordance with the law and the Constitution—such as the Taft-Hartley Law, formal indictments and prosecutions for specific violations of existing statutes, etc....

On the other side they see the illegal, unofficial forms of violence practiced by “stormtroopers” and similar shirted hooligans outside the forms of law, as in Italy and Germany. This is characterised as fascist.

This kind of illegal violence under the outward forms of law has a distinctive American flavour; and it is especially favoured by a section of the ruling class which has very little respect for its own laws....This is, in fact, an important element of the specific form which American fascism will take....

Depending on one's perspective, contemporary fascism might appear nowhere, or anywhere. It is nowhere in the sense that Hitler and Mussolini are dead; and America's immigrant detention camps aren't as horrific as Auschwitz. Yet, it can emerge anywhere because capitalism is everywhere, and capitalism is its necessary and structural accomplice.[4] Given the right theorizing, many current capitalist regimes can exhibit fascist characteristics. For Will, fascism can occur anywhere because truculence toward liberal institutions and manners is common in social climates of political polarization and arrogance.

Three methodological problems contribute to the confusion. Consider, first, Lawrence Britt's[5] list of the identifying characteristics of fascism. Its items accurately capture salient features and establish a domain of likely candidate governments. Unfortunately, they don't supply an explanation regarding how any of these, or all of these, characteristics structurally realize the fascist form of governance. Lacking context, lists of attributes can become scattered and unwieldy, and fail to account for time-sensitive social and political contingencies, as Cannon anticipates. In addition, methodologies, and the theories supporting them, evolve over time. Although their theoretical "hard core" remains resistant, subordinate features may change. This may lead to reevaluations of the fascist-ness of political regimes. Finally, although Marxism, unlike capitalism, is fundamentally opposed to fascism, both are nevertheless liable to analytical bias. Will's commitment to capitalism prevents him from even mentioning it. He strips contemporary fascism of its theoretical and historical significance, dismissing it as merely a problem regarding hostile personalities.

To avoid these problems, this account will keep largely to operational matters, focusing on structures and functions. Parsimony is exercised in establishing necessary and sufficient characteristics, and explaining such features will help us introduce context. To do so, it proposes three fundamental structural components: Governance, economy, and ideology. Following Brecht and Lund, it suggests that capitalism plays a central role in the emergence and operations of fascism. However, unlike some Marxists, this analysis stops short of characterizing fascism as an extreme form of capitalism. Accumulation remains the prime purpose of the capitalist modes of production employed within fascism. Nevertheless, capitalists must routinely acquiesce to state requirements, which conveniently include protecting and advancing profitability. Both capitalists and fascists are keenly aware that workers, unions, and communists can negatively affect accumulation and the capitalist state. This mutual need is addressed by managing unprofitable class conflict through the establishment of state-run "corporations."

The Three Characteristics of Historical Fascism

When taken together, the following three necessary characteristics, involving both structural and ideological (especially nationalistic and religious) components, sufficiently define fascism.

  1. Governance: Unitary and authoritarian national state controlled by a despotic "Leader."

  2. Economy: State control of the economy through a system of sector-based corporations comprised of capitalist enterprises and labor.

  3. Ideology: Traditionalist mythology justifying an exclusive moral exceptionalism in governmental affairs imported from 20th-century Futurism.

The key to recognizing fascism lies in appreciating how these characteristics synergize into a unique system of governance. With this in mind, let us now examine each more deeply.

Governance: The Leader Principle

The fascist state functions according to the "Leader Principle."[6] The "Leader" (aka Der Fuhrer, Il Duce) is the single sovereign authority over the state and its people. He/she stands atop a hierarchy of sub-leaders that govern the state's political and bureaucratic organizations. All sub-leaders pledge total obedience to all superiors, but always and primarily to the Leader. The fascist leader is not merely a person, but the ultimate manifestation of a state dynamically driven by its moral "will." In this way, the leader and the state are structurally and functionally identified. Mussolini writes, "the Fascist State is itself conscious and has itself a will and a personality -- thus it may be called the "ethic" State...." For Mussolini and Hitler, those consciousnesses, wills, personalities, and morality are theirs.

Economy: The "Third Way"

The leader dictates the structure and operations of the second necessary feature of fascism, an economic system called the "The Third Way." To understand the Third Way, let's compare how capitalists, communists, and fascists manage the class struggle that Mussolini denies.

Capitalists are attentive to class struggle, especially when it interferes with profits. They know that profit comes from their private ownership of the means of production and exploitation of labor. They understand that class struggle between owners and workers is a fact of capitalist social life. Capitalists understand that every rise in workers’ standards of living — living wages, pensions, healthful working conditions — are not only costly, but are costs that directly subtract from their profits. Thus, since workers will naturally demand such benefits, capitalists work continuously to weaken the political power of workers and unions.

For communists, class struggle is a symptom of capitalist social relations; yet they recognize that it is also a tool for working-class liberation. Their aim is to eliminate private control of the forces of production, while relocating ownership across the entire society. "Come the revolution," society will become classless. With the end of class struggle, a democratic economy is established that serves collective economic planning, and the physical and psychological well-being of workers.

Fascists place the needs of the state over all other national constituencies, including both capitalists and workers. This requires minimizing conflict between these two classes. To do this, fascists merge capitalist enterprises and unions into corporations, pairing them according to distinct economic sectors. Each corporation represents a sector of the economy wherein capitalists and labor are collectively bureaucratized, with all power vested in a state governed by an authoritarian leader.

The fascist leader principle is a relatively simple structural and operational conception, which any authoritarian state, fascist or otherwise, can implement. However, fascism couches the principle within a worldview that rejects the ideological foundations of both impotent liberal democracy and Marx's materialist sociology. [7]

...the liberal State is not that of a directing force, guiding the play and development, both material and spiritual, of a collective body, but merely a force limited to the function of recording results...the Fascist State is itself conscious and has itself a will and a personality -- thus it may be called the "ethic" State....

...Fascism [is] the complete opposite of…Marxian Socialism, the materialist conception of history of human civilization can be explained simply through the conflict of interests among the various social groups and by the change and development in the means and instruments of production...if the economic conception of history be denied, according to which theory men are no more than puppets, carried to and fro by the waves of chance, while the real directing forces are quite out of their control, it follows that the existence of an unchangeable and unchanging class-war is also denied - the natural progeny of the economic conception of history. And above all Fascism denies that class-war can be the preponderant force in the transformation of society....

To summarize, the ultimate aim of capitalism is to end class struggle by subjugating the working class. The ultimate aim of communism is to end class struggle by eliminating the capitalist class. The ultimate aim of fascism is to corporatize the capitalist class and eliminate a collectivized working class through the formation of an absolutely supreme leader and state.

 

Ideology: The Nasty Superman

Fascism has three ideological pillars. The first concerns mythology. Mussolini's fascism is nothing without a myth:

We have created our myth. The myth is a faith, it is passion. It is not necessary that it shall be a reality. It is a reality by the fact that it is a good, a hope, a faith, that it is courage. Our myth is the Nation, our myth is the greatness of the Nation! And to this myth, to this grandeur, that we wish to translate into a complete reality, we subordinate all the rest.[8]

The existential conception of fascism lies in an identification of a heroic people with its leader and national mythology. Consider the two fascist "philosophers" Alfred Rosenberg and Julius Evola. Rosenberg served as the Nazi Party's Commissar for the Supervision of Intellectual and Ideological Education between1933 to 1945. Among his "scholarly" accomplishments is "The Myth of the Twentieth Century,"[9] a uniquely turgid and mind-numbing justification of Nazi anti-Semitism and Aryanism. Julius Evola, one of the founders of 20th-century traditionalism, enjoyed a continuing relationship with Hitler, high-ranking Nazis, and Mussolini. He took Rosenberg's work seriously enough to critique it his "The Racist Conception of History."[10] With Mussolini, myth and tradition join: "Tradition certainly is one of the greatest spiritual forces of a people, inasmuch as it is a successive and constant creation of their soul."[11]

The second foundation of fascism involves not bigotry but nastiness, its truculence finding its roots early 20th-century futurism. Evola enjoyed a brief artistic and philosophical relationship with Filippo Marinetti's Futurist Movement. This connection is important because it exposes the second, and little remembered, ideological foundation of fascism.

Futurism speaks: [12]

...we shall extol aggressive movement, feverish insomnia, the double-quick step, the somersault, the box on the ear, the fisticuff.

We wish to destroy the museum, the libraries, to fight against moralism, feminism and all opportunistic and utilitarian malignancy.

We wish to glorify War - the only health giver of the world - militarism, patriotism, the destructive arm of the Anarchist, the beautiful ideas that kill, and contempt for woman.

This political grandiloquence finds translation in five of Britt's characteristics: distain for human rights, scapegoating, hostility toward intellectuals and artists, militarism, and sexism. These attitudes and behaviors are not Trump's alone. These come from Marinetti's Futurist Aristocracy (1923), edited by the Italian Futurist Nanni Leone Castelli. Marinetti influenced Mussolini, a person many worldwide view as the epitome of the aggressive and spontaneous futurist hero.

Mussolini the futurist:[13]

The Fascist accepts life and loves it, knowing nothing of and despising suicide: he rather conceives of life as duty and struggle and conquest....

[Fascism]... repudiates the doctrine of Pacifism....war [sic] alone brings up to their highest tension all human energies and puts the stamp of nobility upon the peoples who have the courage to meet it.

Fascism wants man to be active and to engage in action with all his energies....[14]

For fascists, traditionalism and futurism are tools for cultural atonement, redemption, and political power. The cultural historian Nicholas Goodrick-Clarke[15] appreciates Evola's and Trump's ideological poison. Fascism:

 ...speaks directly to those who reject absolutely the leveling world of democracy, capitalism, multi-racialism and technology...[Traditionalists] acute sense of cultural chaos can find powerful relief in his ideal of total renewal.

It is not surprising that Steve Bannon, an Evola enthusiast and Trump's past political advisor, boasts, "I’m a Leninist. Lenin wanted to destroy the state, and that’s my goal too. I want to bring everything crashing down, and destroy all of today’s establishment."[16] Bannon's Lenin isn't a Marxist, but he is a futurist.

Fascism's third necessary ideological feature is a moral "exclusive exceptionalism" in public policy and international relations, particularly justified by its traditionalist mythology. The fascist state claims the exclusive moral right to do what it wishes: no individual, group, or other nation can assert the same right.[17] Antonio Salazar, a former Portuguese prime minister and authoritarian corporatist, explains: [18]

The fascist dictatorship tends towards a pagan Caesarism, towards a state that knows no limits of a legal or moral order, which marches towards its goal without meeting complications or obstacles.

And for Adolph Hitler: [19]

It's a matter of indifference to me what a weak western European civilization will say about me. I have issued the command - and I'll have anybody who utters but one word of criticism executed by a firing squad....

The Three Characteristics of American Fascism

Governance: The Fascist Presidency

Since the Civil War, America has enjoyed reasonably stable governance. It's democratic republic, separation of powers, and presidential term limits constrain the rise of tyranny. Capitalism is thoroughly imbedded in its politics, ideology, culture, and religion. It's culture celebrates freedom, democracy, multiculturalism, personal individualism, and egalitarianism; suitably framed in a comforting mythology. It's religious doctrines profess kindness, compassion, and equality among persons.

Taken together, these blessings provide Americans with a deep sense of self-identity and exceptionalism. They also offer few prospects for the rise of a hell bent authoritarian Fuhrer. Yet, for opportunists like Donald Trump, the 2016 election provided just the right circumstances for a heroic self-actualization.

Trump's fascist handler Steve Bannon has a plan. It begins by peddling a well-known TV reality superstar and billionaire entrepreneur as a national hero for the 21st century. He is marketed as a blessed, unconventional, and unrelenting savior. His operatives then inject him into a rapaciously neoliberal capitalist party. That party seizes the opportunity to both deflect growing criticism from disgruntled workers still suffering from the 2008 capitalist crisis and a ballooning wealth gap, while simultaneously safeguarding capitalist profits. Republican spin masters publicly celebrate him in their corporate media, offering him a shot at the Presidency.

Once this leader controls the executive branch, and the Republican Party takes control of the Senate and the Supreme Court, an American fascism will command absolute political authority. It can control national production and labor policy, thus removing class struggle from the political equation. This tactic takes advantage of an increasing centralization of power in the executive branch.[20] This situation is significantly different from the weak power structure at the top of the unstable Weimar Republic in 1930s Germany. Trump will exercise his authority, claiming the exclusive right to do what he wishes, and remain unaccountable. Since this impulsive and aggressive fascist leader is the incarnation of the state, all governmental policy and functions obediently follow suit. Anything or anyone getting in the way will be eliminated.

Trump is a worthy inheritor of Mussolini's political persona. His distain for human rights, scapegoating, sexism, hostility toward intellectuals, and militarism is indisputable. His immigration policy, islamophobia and racism, glorification of sexual molestation, anti-science rhetoric, and massive defense spending all herald a potential American Fuhrer.

Economy and Ideology: Steve Bannon’s 'Third-Way'[21]

Steve Bannon's fascism maximizes the operational efficiency of its governance, and coincidently the profitability of capitalism, through their fusion with the ideology of White-supremacist Christianity. The leader commands a Third Way that subjugates capitalist enterprises and labor under his control through corporations, in order to ameliorate class conflict. Capitalists in this new theo-economic state[22] will enjoy growing profits as before, as workers endure neoliberal social and labor policy that reduces their political presence. Workers will live insecure existences living on subsistence wages, fearing illness, and defaulting on their college loans. They will work more hours, save little, and receive fewer benefits.

In contrast to historical fascism, the American form benefits from an enduring capitalist program to weaken labor. Trump is elected on a day when worker participation in unions is historically low.[23] The Taft-Hartley Act, and the damage done through its original anti-communist provision, continues to block mass revolutionary efforts by workers. There are few mass demonstrations and street battles like those in Germany and Italy during the early decades of the 20th century.[24] More recently, the Supreme Court Citizen's United and "right to work" rulings impair union fund raising and organizing. Trump's truculence toward both organized labor and Wall Street is consistent with a politic that abhors class struggle.

All of this comes with Bannon's traditionalism and Judeo-Christian ethos: [25]

...look at the leaders of capitalism at that time [late 19th- through the 20th-centuries], when capitalism was I believe at its highest flower and spreading its benefits to most of mankind, almost all of those capitalists were strong believers in the Judeo-Christian West. They were either active participants in the [their] faith,...the underpinnings of their beliefs was manifested in the work they did. And I think that’s incredibly important and something that would really become unmoored....I don’t believe that our forefathers had that same belief.

...[S]hould we put a cap on wealth creation and distribution? It’s something that should be at the heart of every Christian that is a capitalist — “What is the purpose of whatever I’m doing with this wealth? What is the purpose of what I’m doing with the ability that God has given us, that divine providence has given us to actually be a creator of jobs and a creator of wealth?"

Bannon imagines America as a restored Judeo-Christian and capitalist nation with Trump as its leader. He revives and consecrates Americans as a new saintly and capitalist volk. The leader leads, and capitalists and workers reap the benefits. Value added: Everyone achieves salvation and immortality, as they are actualized in the form of the fascist state. For Bannon, "What Trump represents is a restoration — a restoration of true American capitalism and a revolution against state-sponsored socialism.[26] This restoration carries the Cross, is wrapped in the American flag, and struts to the tune of a uniquely garish form of exclusive exceptionalism. MAGA emerges as a pathologically narcissistic demon in the form of Trump's exclusive exceptionalism:

They say I have the most loyal people — did you ever see that? Where I could stand in the middle of 5th Avenue and shoot somebody, and I wouldn’t lose any voters. It’s like incredible.[27]

Conclusion

George Will places the intersection of futurism and fascism within the broader context of European Enlightenment:[28]

Fascism fancied itself as modernity armed — science translated into machines, especially airplanes, and pure energy restlessly seeking things to smash. Actually, it was a recoil against Enlightenment individualism: the idea that good societies allow reasoning, rights-bearing people to define for themselves the worthy life.

George Will correctly distinguishes "Trumpism" as a populist fad from communism as a political doctrine:[29]

Communism had a revolutionary doctrine; fascism was more a mood than a doctrine. It was a stance of undifferentiated truculence toward the institutions and manners of liberal democracy.

Trumpism...is a mood masquerading as a doctrine, an entertainment genre based on contempt for its bellowing audiences. Fascism was and is more interesting.

Fascism is interesting precisely because it offers a compelling doctrine, a powerful system of governance, and is doggedly persistent over time and space. But, it's also rare. Unfortunately, small samples resist generalization. Cultural, geographic, and historical variables make comparisons difficult. While Marxists understand that the boom-and-bust cycles of capitalism can lead to fascism, they don't often synchronize with other potent proto-fascist interventions. Fascism requires a unique convergence of causes and conditions. Economically, a major crisis of capitalism, significant economic distress among workers, a burgeoning wealth gap, and strong anti-union sentiments and policies prevails. There is a social climate of fear and hostility regarding vivid internal and external threats; citizens distrust distant and detached governance. They are mesmerized by a nativist and nationalist mythology energized by mythic traditions and beliefs. The spark that ignites the inferno of fascism comes as a uniquely clever and hell-bent futurist demagogue.

It is astonishing that an otherwise intelligent species would establish such profligate stupidity, wastefulness, and destructiveness as a system of governance. But it is here and continues to threaten humanity. History begs that we never forget what fascism represents, what it does, and what it takes to remove it from our presence.


Notes

[1] Jeff Jacoby, "'Never Forget,' the world said of the Holocaust. But the world is forgetting," Boston Globe, May 1, 2016, https://www.bostonglobe.com/opinion/2016/04/30/never-forget-world-said-holocaust-but-world-forgetting/59cUqLNFxylkW7BDuRPgNK/story.html (accessed June 5, 2021).

[2] George Will, "The difference between Trumpism and fascism," The Washington Post, July 10, 2020, https://www.washingtonpost.com/opinions/the-difference-between-trumpism-and-fascism/2020/07/09/377ae76e-c208-11ea-9fdd-b7ac6b051dc8_story.html (accessed June 8, 2021).

[3] James P. Cannon, "Fascism and the Workers' Movement," Marxist Internet Archive, Original publication March - April, 1954, The Militant, https://www.marxists.org/archive/cannon/works/1954/mar/15.htm. (accessed June 23, 2021).

[4] See Bertholt Brecht, "Fascism is the True Face of Capitalism," Off Guardian, Original publication 1935, https://off-guardian.org/2018/12/01/fascism-is-the-true-face-of-capitalism/. (accessed June 23, 2021). Ernest Lund, "Fascism Is a Product of Capitalism," Marxist Internet Archive, Original publication Labor Action September 27, 1943. https://www.marxists.org/history/etol/writers/erber/1943/09/fascism.htm. (accessed June 23, 2021).

[5] Lawrence Britt, "The 14 Characteristics of Fascism," Free Inquiry Magazine, 2003, https://ratical.org/ratville/CAH/fasci14chars.pdf (accessed June 5, 2021). See also umair, "Are Americans (Really) So Dumb They Don't Know Fascism When They See It?," Eudiamonia, April 6, 2019. https://eand.co/are-americans-really-so-dumb-they-dont-know-fascism-when-they-see-it-34cae64efa72 (accessed May 29, 2021).

[6]  "Nazi Conspiracy and Aggression," A Teacher's Guide to the Holocaust, Florida Center for Instructional Technology, 2005, http://fcit.usf.edu/HOLOCAUST/resource/document/DOCNAC3.htm.

[7] Benito Mussolini, "What is Fascism?," Marxist Internet Archive, Reference Archive, Original publication 1932, Italian Encyclopedia, https://www.marxists.org/reference/archive/mussolini/works/fascism.htm. (accessed September 4, 2021).

[8] Franklin Le Van Baumer, ed., Main Currents of Western Thought (New Haven: Yale University Press, 1978), 748.

[9] Alfred Rosenberg, "The Myth of the Twentieth Century," Internet Archive, Original publication 1930,  https://archive.org/details/the-myth-of-the-20th-century-alfred-rosenberg/mode/2up (accessed September 4, 2021).

[10] Andrew Joyce, "Review: Julius Evola's 'Myth of the Blood: The Genesis of Racialism,'" Occidental Observer, September 18, 2018, https://www.theoccidentalobserver.net/2018/09/18/review-the-myth-of-the-blood-the-genesis-of-racialism/ (accessed June 9, 2021).

[11] Benito Mussolini, "The Doctrine of Fascism (1932)," World Future Fund, http://www.worldfuturefund.org/wffmaster/Reading/Germany/mussolini.htm (accessed September 10, 2021).

[12] N. L. Castelli, ed., Futurist Aristocracy (Rome: Prampolini, 1923).

[13] Le Van Baumer, op. cit.

[14] Mussolini, "The Doctrine of Fascism (1932)."

[15] Nicholas Goodrick-Clarke, Black Sun: Aryan Cults, Esoteric Nazism and the Politics of Identity (New York: New York University Press, 2001).

[16] Seth Millstein, "13 Quotes From Steve Bannon That Show The Toxic Worldview He Took To The White House," Bustle, August 18, 2017,

https://www.bustle.com/p/13-steve-bannon-quotes-that-paint-a-diabolical-worldview-he-took-to-the-white-house-77612  (accessed May 24. 2021).

[17] Charles L. Stevenson, "Value-Judgments: Their Implicit Generality," in Ethical Theory in the last quarter of the twentieth century, ed. Norman E. Bowie (Indianapolis: Hackett, 1983), 13 - 37.

[18] "Corporatism," Wikipedia, Wikipedia Foundation, August 30, 2021, https://en.wikipedia.org/wiki/Corporatism.

[19] Louis Paul Lochner, What About Germany? (New York: Dodd, Mead & Company, 1943), 11–12.

[20] "The Concept of the Imperial Presidency," UKEssays, May 16, 2017,  https://www.ukessays.com/essays/politics/the-concept-of-the-imperial-presidency-politics-essay.php (accessed September 6, 2021).

[21] Here, I allude to the fascist self-branding of being fundamentally opposed to both capitalism and socialism, offering a third way of social organization. See Roger Eatwell, "The Oxford Dictionary of Political Ideologies," Oxford Handbooks Online, edited by Michael Freeden and Marc Stears, December 2013,

https://www.oxfordhandbooks.com/view/10.1093/oxfordhb/9780199585977.001.0001/oxfordhb-9780199585977-e-009 (accessed September 6, 2021).

[22] Jennifer A. Quigley, Divine Accounting: Theo-Economics in Early Christianity (New Haven: Yale University Press, 2021).

[23] U.S. Bureau of Labor Statistics, 2016 Union Membership In The United States, https://www.bls.gov/spotlight/2016/union-membership-in-the-united-states/pdf/union-membership-in-the-united-states.pdf. (accessed September 6, 2021).

[24] Mack Harden, "What is Taft-Hartley and Why Is It Bad?," Emergency Workplace Organizing, April 5, 2021, https://workerorganizing.org/what-is-taft-hartley-and-why-is-it-bad-1291/. (accessed September 6, 2021).

[25] J. Lester Feder, "This Is How Steve Bannon Sees The Entire World," November 16, 2016, https://www.buzzfeednews.com/article/lesterfeder/this-is-how-steve-bannon-sees-the-entire-world (accessed June 8, 2021).

[26] James Hohmann, "The Daily 202: Bannon will be the id, Priebus the super-ego in Trump’s White House," The Washington Post, November 14, 2016,

https://www.washingtonpost.com/news/powerpost/paloma/daily-202/2016/11/14/daily-202-bannon-will-be-the-id-priebus-the-super-ego-in-trump-s-white-house/58292237e9b69b6085905df2/ (accessed May 31, 2021).

[27] Katie Reilly, "Donald Trump Says He 'Could Shoot Somebody' and Not Lose Voters," Time, January 23, 2016,

https://time.com/4191598/donald-trump-says-he-could-shoot-somebody-and-not-lose-voters/ (accessed May 21, 2021).

[28] Will, op. cit.

[29] Ibid.

Teaching Politically and the Problem of Afropessimism

[Protesters at the Open Housing March, Chicago. Getty Images/Chicago History Museum]

By Nino Brown and Derek Ford

Republished from Black Agenda Report.

As teachers, we’re tasked with educating our students, students who are increasingly, like their teachers, becoming politically conscious and called to act. Yet the dominant political theories and forms of action are inadequate for real revolutionary transformation. In other words, the schools and universities in capitalist society are all too ready to accommodate and guide this consciousness and energy into forms it can accommodate. This is not a new phenomenon, but one that’s accelerated since the 1960s in particular.

For example, Charisse Burden-Stelly documents how Black Studies emerged in the 1960s “to fundamentally challenge the statist, imperialist, racist, and Eurocentric underpinnings of the traditional disciplines in westernized universities,” but that it was soon “more or less fully incorporated into the westernized university.”[1] What facilitated this absorption was the erasure of political and economic critique and action with cultural and literary analysis, which “reify the abstraction of Blackness” and divorce it from political struggle, not even questioning its relationship to and basis in the material conditions and struggles of the people.[2] As we wrestle with political pedagogy, then, our guiding orientation has to be one that resists such subsumption within capital.

Yet it’s not only that the “scholastic ideological apparatus” provides its own official pathways for “resistance” and “transformation,” from reading groups to Diversity and Equity Initiatives and intergroup dialogues. Perhaps a more fundamental problem for us--as our students participate in protest movements--are the academic theories and politics that they encounter there and often unconsciously absorb. We regularly hear students say “anti-Blackness” and, when we ask them what it means and what political orientation it comes from and reproduces, they’re not sure. Or we hear students say in regards to protests against particular forms of oppression that we have to “listen to and follow” the people who face that oppression. White and non-white students alike believe they have to “follow and listen to Black leaders” at protests against racist police terror and white supremacy. We’re told to cite Black scholars. In either case, the question of politics is completely effaced, as there’s almost a prohibition against asking: “which Black people?” Yet this is not a defect but a feature of Afropessimism, a feature that opens the arms of white supremacist imperialism.

The happy marriage of capitalism, Afropessimism, and liberal identity politics

We and our students want radical transformation, and so many often jump to the latest and seemingly most radical sounding phrases, slogans, and theories. In education, as in so many other disciplines, one of the increasingly dominant phrases is “anti-Blackness” and the theory of Afropessimism. The two foundational theorists here are Frank Wilderson and Jared Sexton. For Wilderson, Afro-pessimism contends that “Blackness cannot be separated from slavery,” and that “the Slave’s relationship to violence is open-ended, gratuitous, without reason or constraint,” whereas “the human’s relationship to violence is always contingent.”[3]

There are crucial problems with this framework that make it perfectly acceptable to capitalism and perfectly antithetical to those who want to change the world. For one, they are completely Eurocentric in that Africa and the African diaspora are flattened into “Blackness” as a condition of the “human.” As Greg Thomas notes, this is “the [B]lackness and humanism of white Americanism, specifically and restrictively, an isolationist or exceptionalist Americanism.”[4] In other words, Afropessimism takes aim at a civil society and takes refuge in a Blackness that are both uniquely American. The U.S. historical and political experience is transformed into a transcendent, static, and universal ontological status or structure. More specifically, the theories of academics in highly prestigious and exclusive institutions in the U.S. are presented as ahistorical and global realities.

As identities, Black and Blackness are, in the U.S., fairly recent developments. The earliest recorded appearances are in Richard Wright’s 1954, Black Power and in 1966 as the first words spoken by Black Panther Stokely Carmichael when he left his jail cell after imprisonment for registering voters. White and whiteness are older but still relatively recent. Theodore Allen writes that he “found no instance of the official use of the word ‘white’ as a token of social status before its appearance in a Virginia law passed in 1691, referring to ‘English or other white women.’”[5] The point here, as Eugene Puryear observes, “is that the ideology of white supremacy emerged not because of timeless antagonisms based on phenotype differences, but in a precise historical context related to the development of racial slavery.”[6] This is precisely the historical context that Afropessimism erases and precisely the phenotypes they use to define Blackness.

Afropessimism addresses an apparent radical omission in the primary theory that oppressed people have utilized for liberation: Marxism. Wilderson’s work, however, is based on a fundamental misreading of Marxism, such as his contention that in “Marxist discourse” (whatever that is) “racism is read off the base, as it were, as being derivative of political economy.”[7] To be sure, there’s an unfortunate history of some Marxist groupings asserting “class first” politics, but Marx and Engels, and Lenin, together with the history of the international communist movement, always asserted the primacy of race.  Marx’s theory of class was a theory of race and colonialism, as was his communist organizing. As a historical-materialist, Marx understood that the base and superstructure of society change over time and are context-dependent. Neither the base nor superstructure are unified, static, or ahistorical. The relations of production in the U.S. are neither unified nor even strictly economic in the sense that they’re structured and divided by hierarchies of race, nationality, gender, dis/ability, sexuality, and other divisions.In an 1894 letter, Engels clarifies yet again the base-superstructure model, what it entails, how it works, and exactly what it’s supposed to do. First, he says that “economic conditions… ultimately determines historical development. But race itself is an economic factor.”[8]

Marx not only supported anti-colonial uprisings in India and China but even said that they might ignite the revolution in Britain. “It may seem a very strange, and very paradoxical assertion,” Marx wrote about the 1850-53 Taiping Rebellion in China, “that the next uprising of the people of Europe, and their next movement for republican freedom and economy of government, may depend more probably on what is now passing in the Celestial Empire.”[9]

Marx fought ruthlessly against racism and national chauvinism, particularly as he experienced the deep-seated racism of English workers against the Irish. He “argued that an English workers' party, representing workers from an oppressor nation, had the duty to support an oppressed nation’s self-determination and independence” and that “English workers could never attain liberation as long as the Irish continued to be oppressed.”[10] He recognized that the fate of Black slaves, Black workers, and white workers were bound together when he wrote in Capital that “Labour cannot emancipate itself in the white skin where in the [B]lack it is branded.”[11] Marx even organized workers to support the abolitionist struggle by galvanizing them to oppose a British intervention in the U.S. Civil War on behalf of the slaveocracy, an intervention that, because the British had the largest Navy in the world, could have altered the war drastically.[12]

Perhaps the real problem is that Marx treats race as a dynamic and contingent social production rather than a fixed and abstract ontological category. Black people face particular forms of oppression in the U.S. and elsewhere, as do other oppressed and exploited peoples. These change over time and are in a dialectical relationship with the overal social totality. Iyko Day got it right by equating economic reductionism to Afro-pessimism, insofar as it “frames racial slavery as a base for a colonial superstructure” and “fails to take into account the dialectics of settler colonial capitalism.”[13]

Why the neoliberal university loves Afropessimism

The reason anti-Blackness critique is welcome in schools is because it is devoid of praxis and politics, or, to be more precise, because it celebrates its lack of politics. The impossibility of praxis and the rejection of organizing are fundamental tenets for two reasons. The first is that there is no answer to the question “what is to be done?” and the second is that the mass movements necessary for transformation are “from the jump, an anti-black formation,” as Wilderson told IMIXWHATILIKE.[14] Of course, the only thing to do is to condemn every attempt at fighting oppression and improving material conditions. For example, when a student group at one of our schools staged a protest when Condoleeza Rice came to speak, they were denounced as “anti-Black.” There was no political criteria for such a denouncement, no defense of Rice, and likely no knowledge of the reasons behind the protest. It didn’t matter that Rice was a key figure of the white supremacist imperialist power structure, or that she played a major role in the murder of hundreds of thousands of Iraqis, the torture of thousands of Arab and African people.

Examples of “anti-Blackness” that often come up in organizing are that non-Black people of color are to be met with suspicion when organizing on issues that sharply affect Black people. One such issue is immigration. In the struggle for immigrant rights, which is often overcoded as a “Latinx” issue, some Black activists and organizers point to the fact that 44% of those caged by ICE, for example, are Haitians. Instead of directing their ire towards the racist state that holds many Black immigrants in horrendous conditions, the focus then becomes the irrevocable anti-Blackness that exists in Latinx communities. Ideologies like Afro Pessimism have working class people of color (Black people included) fighting amongst each other, with the same framework as liberal identity politics. They both reduce solidarity to checking one’s privilege and fashioning oneself as the consummate ally of Black people and their liberation. So, instead of building a united front against the racist state, the lack of corporate/mainstream media focus on the fact that there are many Black immigrants, and immigration is a “Black issue” unnecessarily shifts attention to other workers who are subjected to the same “anti-Black” ideology of the ruling class and it’s media apparatuses. Instead of calling out the “Latinx community” for their “anti-Blackness” a revolutionary perspective frames the issue as not one stemming from any said community, but from the ruling class which oppresses the vast majority of immigrants in this country.

Capital in these instances are let off the hook. The problem is no longer that the ruling class owns the means of production and thus the means of ideological production that reinforce anti-working class ideologies such as racism. The problem is the “anti-Blackness”--and the often posited “inherent” anti-Blackness--of non-Black communities. It’s a structural feature of society, but apparently one that can’t be changed. As a result, there’s no need to do anything except critique.

No wonder, then, that Afropessimism is so welcome in the neoliberal university and the increasingly corporatized public school system in the U.S. It’s incredibly easy to call something anti-Black, to condemn anti-Blackness, and to play more-radical-than-thou. It’s more than easy, it’s what academia is about. Moreover, and this is related to the Rice protest mentioned earlier, when “Black faces” do appear in “high places,” they’re immunized from any possible critique from any group that isn’t Black (enough). It doesn’t matter if the head of a school, corporation, or any other entity has the same politics as the imperialist and racist power structure, because they’re black and so to critique or challenge them would be an act of anti-Blackness.

This last reason is why white people love Afropessimism so much. The vague calls to “follow Black people'' not only fulfill racist tropes that all Black people are the same (in, for example, their unruliness and “threat” to society) but moreover let white people off the hook for doing any real political investigation and work. The real response to “Follow Black people'' is: “Which Black people?” Should Derek follow his comrade Nino or John McWhorter? Should he go to the police protest organized by the local Black Lives Matter group or the one organized by the local Congress of Racial Equality? Should he get his racial politics from Barack Obama or Glen Ford? He certainly shouldn’t get his politics--or take his lessons in class struggle--from today’s Afropessimists.

None of this is to devalue Black leadership in the Black liberation movement, to be clear. Black people have and will lead the Black struggle and the broader class struggle. Nor is it to claim that random white people should show up to a Black Lives Matter protest and grab the microphone. Then again, how much of a problem is that really? Shouldn’t we forget the myth that we can learn all the proper rules before we struggle and instead just go out and struggle? And as we struggle, be conscientious of our actions and how they could be perceived; know that we’ll make mistakes and own up to them; and most importantly build with those whom this racist society has segregated us from so we can unite against a common enemy. Black people will lead the Black struggle and the class struggle. So too will Asian Americans, Indigenous people, and Latino/a/xs. So too will the child of an African immigrant and a Filipino domestic worker. So too will some white people. The key ingredients are unity, political clarity, and strategic proficiency.

Such a recipe entails a necessary risk in that, first, politics are divisive and draw lines between friends and enemies and that, second, achieving unity and strategic proficiency takes hard work without any guarantees of success. Educators who are or want to be radical, however, have no choice but to accept this risk. We need to be rooted in movements and resist incorporation into neoliberal structures, refusing to allow them to guide our political decisions. Only if we have hope and faith in the power of the masses to change the world does it make sense to struggle at all. We choose to struggle! And we hope our students do too.

Nino Brown is a public school educator and labor activist in Boston. He is also an organizer with the ANSWER coalition, the Jericho Movement and the Boston Liberation Center. He's a member of the Liberation School Collective and is an editor of the forthcoming book on Marxist pedagogy, Revolutionary Education: Theory and Practice for Socialist Organizers (2021).

Derek R. Ford is assistant professor of education studies at DePauw University, where he teaches and researches at the nexus of pedagogy and political movements. He’s written six books, the latest of which is Marxism, Pedagogy, and the General Intellect: Beyond the Knowledge Economy (2021). He’s also the lead editor of Liberation School’s “Reading Capital with Comrades ” podcast series.

 

Notes

[1] Charisse Burden-Stelly. “Black studies in the westernized university,” in Unsettling eurocentrism in the westernized university, ed. J. Cupples and R. Grosfoguel, pp. 73-86 (New York: Routledge, 2019), 73.

[2] Ibid., 74.

[3] Frank B. Wilderson III, Afropessimism (New York: W.W. Norton & Co., 2020), 217, 216.

[4] Greg Thomas, “Afro-Blue Notes: The Death of Afro-pessimism (2.0)? Theory & Event 21, no. 1 (2018): 291.

[5] Theodor Allen, The Invention of the White Race (vol. 2): The Origin of Racial Oppression in Anglo-America (New York: Verso, 1997), 161-62.

[6] Eugene Puryear, “The U.S. State and the U.S. Revolution,” Liberation School, November 01, 2018. Available at: https://liberationschool.org/the-u-s-state-and-the-u-s-revolution/.

[7] Frank WIlderson III. “Gramsci’s Black Marx: Whither the Slave in Civil Society?” Social Identities 9, no. 2 (2003): 225.

[8] Friedrich Engels, “Engels to W. Borgius in Breslau.” In Marx-Engels Selected Correspondence (New York: Progress Publishers, 1894/1965), 441

[9] Karl Marx, “Revolution in China and Europe,” in K. Marx and F. Engels, Collected works (vol. 12), 93-100 (London: Lawrence & Wisehart, 1979), 93.

[10] Gloria La Riva, “Lenin and the Right of Nations to Self-Determination,” in Storming the Gates: How the Russian Revolution Changed the World, ed. J. Cutter (pp. 75-83) (San Francisco: Liberation Media, 2017), 76, 77.

[11] Karl Marx, Capital: A critique of political economy (vol. 1): The process of capitalist production, trans. S. Moore and E. Aveling (New York: International Publishers, 1867/1967), 284.

[12] ​​See Gerald Runkle, “Karl Marx and the American Civil War,” Comparative Studies in Society and History, 6, no. 2 (1964): 117-141.

[13] Iyko Day, “Being or Nothingness: Indigeneity, Antiblackness, and settler colonial critique,” Critical Ethnic Studies 1, no. 2 (2015): 112.

[14] Frank B. WIlderson III, “‘We’re Trying to Destroy the World’: Anti-Blackness and Police Violence After Ferguson,” in Shifting Corporealities in Contemporary Performance: Danger, Im/mobility and Politics, ed. M. Gržinić and A. Stojnić (New York: Palgrave, 2018), 55.

Violence or Values? The Essence of Revolution

By Irik Robinson

Republished from Red Voice.

“When we look at a thing, we must examine its essence and treat its appearance merely as an usher at the threshold, and once we cross the threshold, we must grasp the essence of the thing; this is the only reliable and scientific method of analysis.”

- Mao Zedong

When most people think of the word "revolution," they think, almost instinctively and automatically, of violence. And of course, revolution is most definitely and very seriously a situation that necessitates and requires violence.

Malcolm taught us this:

“A revolution is bloody. Revolution is hostile. Revolution knows no compromise. Revolution overturns and destroys everything that gets in its way. And you, sitting around here like a knot on the wall, saying, 'I’m going to love these folks no matter how much they hate me.' No, you need a revolution.”

Thus to associate violence with revolution isn’t necessarily or categorically wrong or incorrect. It is, however, a critical error, and a grave misrepresentation of the essence of revolution, if it is only viewed and understood strictly within a context of violence. Revolution must be waged not because of this incredible urge we seem to have for violence. It is waged because of the strong desire we have to live in a better, freer, more humane society. A society, if we can imagine, that is completely free of violence.

The capitalist press and other bourgeois institutions in America, however, will attempt to convince us that revolution is evil and bad and impractical, because it is too “violent.” They will attempt to convince us that “looting” and “rioting” and other militant forms of protests are too violent. Let’s get this straight though. As the oppressed, we will always be condemned by our oppressors for our acts of resistance. Capitalists are not opposed to using violence. They just want to be the only ones legitimized for using it. They wouldn’t have capitalism or America without violence.

It is not the oppressed who are “violent.” It is the very system we are attempting to change that is so. It is not violence or hate that we are motivated by. To the contrary, as Che Guevara once said:

“Let me tell you something at the risk of sounding ridiculous. A true revolutionary is guided by great feelings of love. Love of humanity. Love of justice, and truth. It is impossible to conceive of an authentic revolutionary without this quality.”

What revolutionaries desire through revolution is not this great opportunity for violence, but the greater opportunity of being able to change this society. The capitalist system is inherently vile and sick, it has no redeeming qualities that are worth preserving. In fact, it is a system that’s decaying, that's dying. As the great Trinidadian historian C.L.R James has written, “Mankind has obviously reached the end of something, the crisis is absolute. Bourgeois civilization is falling apart.”

Socialist revolution requires the overthrow of capitalism. It requires the destruction of neocolonialism and the freeing up of Indigenous lands. It requires a protracted struggle for control over the means of production and other productive forces. It requires a radical redistribution of resources. It means no more labor exploitation or class hierarchies. It means a completely new society. It means a greater sense of freedom and humanity.

Capitalism, like socialism, is not merely an economic system, isolated or separated from other societal forces that are connected to the formulation and restructuring of a given society. The economic system in a given society becomes the base on which the rest of the society is built or structured upon. Capitalism is an ideology, which means it comes with a set of core beliefs, particular ideas, and patterns of behavior, etc.

The former president of the Democratic Republic of Guinea, Sekou Toure, once said that "the material basis of social life is the mode of production." In other words, the economic system of a society shapes or determines the social mores, values and ideas of a given society. So the question must be asked, What is so wrong with the values and principles of the capitalist system that oppressed groups throughout the world are organizing against it?

Martin Luther King, Jr., began raising some serious questions about the capitalistic structure in a speech he delivered to The Southern Christian Leadership Conference in 1967:

“And one day we must ask the question, ‘Why are there forty million poor people in America? And when you begin to ask that question, you are raising questions about the economic system, about a broader distribution of wealth.’ When you ask that question, you begin to question the capitalistic economy. And I’m simply saying that more and more, we’ve got to begin to ask questions about the whole society…”

In his "Beyond Vietnam" speech that he delivered earlier that same year, Dr. King said:

“...[W]e as a nation must undergo a radical revolution of values. We must rapidly begin the shift from a “thing‐oriented” society to a “person‐oriented” society. When machines and computers, profit motives and property rights are considered more important than people, the giant triplets of racism, materialism, and militarism are incapable of being conquered…True compassion is more than flinging a coin to a beggar; it is not haphazard and superficial. It comes to see that an edifice, which produces beggars needs restructuring. A true revolution of values will soon look uneasily on the glaring contrast of poverty and wealth…A nation that continues year after year to spend more money on military defense than on programs of social uplift is approaching spiritual death.”

Dr. King began seeing quite vividly that in capitalist societies, what truly exists within people is a fundamental and profound sense of human emptiness and social shallowness. True and authentic human values, morals and principles are sacrificed at the altar of monopoly capital; they are commodified and vulgarized. Human principles such as love, happiness, justice, truth and freedom, are casually reduced to absolutely nothing, when it cannot benefit or advance another in the form of capital or some kind of material.

Capitalism teaches us how to be self-centered egotistical individuals, and thereby we learn how to treat one another very crudely and impersonally. We only seem to respect, value and appreciate human relationships insofar as they can help advance our own personal interests and/or ambitions. People in capitalistic societies learn how to lie without blinking an eye; learn how to sleep peacefully, no matter how brutally they have abused another human being  be that physically, emotionally, or psychologically. Yet these are the values and core principles of the capitalist system. Cut-throat competition, individualism, egotism, greed, lying, cheating, stealing, indifference to the suffering of others, hedonism, etc.

People living in capitalist societies like to delude themselves into believing that they can be human while following the moral and cultural dictates of an anti-human society. You can’t do it. “The man who thinks and acts exclusively for himself is a social parasite,” said Sekou Toure. “Capitalist society doesn't lie some of the time, it lies all of the time,” said Kwame Ture. And we know that whenever people are lied to for so long the truth sounds like a lie and a lie sounds like the truth.

However, the truth is that the entire system of global capitalism is toxic. This is not something that we can pray away or positively think away, deny, or act as if it doesn't exist. Instead we must confront it and eventually uproot it. We must out of a sense of love, duty, and responsibility become revolutionaries. Because we are desperately in need of generosity, honesty, transparency, and authenticity in this horrid anti-human capitalistic society. Thus we are speaking about a class struggle. We are struggling not only for the basic control of the means of production but over proper and correct ideas. Again, “[e]very ethic or moral struggle is a class struggle,” said Sekou Toure.

We must continue to struggle for socialism because it’s core principles of living and being and structuring a society are just and humane. In Socialism and Man in Cuba, Che Guevara addressed the moral aspect of organizing for socialist revolution when he wrote,

“That is why it is very important to choose the right instrument for mobilizing the masses. Basically, this instrument must be moral in character, without neglecting, however, a correct use of the material incentive — especially of a social character.”

Guevara continues,

“As I have already said, in moments of great peril it is easy to muster a powerful response with moral incentives. Retaining their effectiveness, however, requires the development of a consciousness in which there is a new scale of values. Society as a whole must be converted into a gigantic school.”

And it is we, the oppressed, who must turn this world into gigantic schools of liberation. America is a decadent society, completely deprived of any substantive human values or principles which can lead to proper human development and growth. The capitalist system is not designed to produce healthy and functional and intelligent human beings; only mindless zombies and heartless robots who go aimlessly through life, searching desperately for a happiness they will never know, for there is no such thing as happiness in this capitalistic wilderness. It can only be cultivated through the process of revolution:

“Black, brown and white are victims together. At the end of this massive collective struggle, we will uncover our new man…He will be better equipped to wage the real struggle, the permanent struggle after the revolution – the one for new relationships between men.” George Jackson

Paulo Freire’s Centennial: Political Pedagogy for Revolutionary Organizations

By Derek Ford

Republished from Liberation School.

All revolutionary processes are educational. From organizing meetings and study groups to writing protest speeches and propaganda before the revolutionary moment to creating new revolutionary educational and cultural institutions and training teachers and specialists after the seizure of power, revolution is educational through and through. Yet exactly what kind of educational operations does revolution entail, and how can we understand and practice them?

It is precisely these questions that Paulo Freire addressed in his classic work, Pedagogy of the Oppressed.

One hundred years after his birth in the Brazilian state of Pernambuco, Freire’s name is widely recognized and, relatively speaking, so too is his canonical text. Yet the book is referenced or discussed more than it is deeply engaged. This is particularly evident when Freire’s work is severed from its revolutionary Marxist orientation [1].

While it’s often taken as an abstract guide-book for how to teach, Pedagogy of the Oppressed is really a theoretical reflection on his own experiences teaching peasants how to read and write, a theory he extends to revolutionary movements, leadership, and organization. After spending 70 days in prison for “treachery” [teaching poor peasants to read and write], he was exiled from Brazil following the military junta in 1964. He eventually settled in Chile, which is where he wrote Pedagogy of the Oppressed. The book has been targeted by the right wing in the U.S. (it is currently banned from public schools in Arizona). It addresses the educational components of revolutionary movements and, as such, it is littered with references to Marx, Lenin, Fanon, and others. Specifically, the book is concerned with how the revolutionary leadership pushes the struggle forward, or how it teaches and learns from the masses in struggle.

The pedagogies of oppression and liberation

The pedagogy of the oppressed has two stages. During the first stage, “the oppressed unveil the world of oppression and through praxis commit themselves to its transformation.” During the second stage, which is after the world of oppression has been transformed, “this pedagogy ceases to belong to the oppressed and becomes a pedagogy of all people in the process of permanent liberation” [2].

The first stage addresses how the oppressed view and relate to the world. It begins by acknowledging that the oppressed possess both an oppressed consciousness and an oppressor consciousness. The oppressor consciousness is the enemy that needs to be liquidated: “The oppressor consciousness tends to transform everything surrounding it into an object of its domination. The earth, property, production, the creations of people, people themselves, time—everything is reduced to the status of objects at its disposal” [3].

This is what capitalism does: it takes everything and makes it into private property, including our ability to labor. This has a profound impact on the world, even instilling the oppressor consciousness in the oppressed. Thus, we have to distinguish an oppressor consciousness from the oppressed person, and we have to transform that consciousness.

The way that we engage in that transformation is absolutely crucial, and this is where the question of pedagogy comes into play. Freire calls the traditional form of pedagogy “banking pedagogy.” In banking pedagogy, the teacher is the one who possesses knowledge and the students are empty containers in which the teacher must deposit knowledge. The more the teacher fills the receptacle, the better teacher she is. The content remains abstract to the student, disconnected from the world, and external to the student’s life. Banking pedagogy—which is what most of us in the U.S. experience—assumes that the oppressed are ignorant and naïve. Further, it treats the oppressed as objects in the same way that capitalism does.

For Freire, education must be rooted in the daily lives and experiences of students, who are subjects rather than objects. The correct educational method for revolutionaries is dialogue, which means something very specific. To truly engage in dialogue means becoming partners with the people. In this situation, “the teacher is no longer merely the-one-who-teaches, but one who is himself taught in dialogue with the students, who in turn while being taught also teach. They become jointly responsible for a process in which all grow” [4]. This process is referred to as conscientização, or coming-to-critical-consciousness.

A decisive element to the location and direction of conscientização is the pedagogical relationship. This relates to Freire’s critique of the banking model of education and to his reconception of the teacher-student relationship. The dialogic model is a relationship between teacher and student, one which is more—but, and this is absolutely crucial, not completely—horizontal. In this schema, “people teach each other, mediated by the world, by the cognizable objects which in banking education are “owned” by the teacher [5]. The teacher does not relinquish authority or power, as if that was even possible. Instead, the teacher takes responsibility for producing new critical knowledge of reality with the student.

While the pedagogical relationship and process are important parts of Freire’s thought, they have tended to be isolated from Freire’s ideological commitments and have come to stand in for Freire’s entire work. As a graduate student in a fairly critical school of education, I was only assigned the first two chapters of the book, and I’m convinced this is common practice. These chapters are rich; they’re where he denounces banking pedagogy and formulates dialogical pedagogy in response. When we stop here, however, we don’t discover the reason why he bothered writing the book in the first place.

By selectively reading the book, Freire’s dialogic pedagogy is substituted wholesale for his broader conceptual and political work, his vocabularies and theories that generated new understandings of education and revolution. There is nothing inherent in dialogue or dialogic pedagogy that necessarily leads to progressive, critical understandings. For this to happen the content must be placed in a particular context by a teacher. Peter McLaren, one of the few U.S. educational theorists to insist on Freire’s revolutionary commitments (and a comrade of Freire’s), goes so far as to say that “political choices and ideological paths chosen by teachers are the fundamental stuff of Freirean pedagogy” [6]. We can’t divorce the methodology from the ideology, the theory from the method, or the critical from the pedagogy in Freire’s work.

The dangerous fourth chapter

Freire begins the last chapter of Pedagogy of the Oppressed with “Lenin’s famous statement: ‘Without a revolutionary theory there can be no revolutionary movement,’” which Freire rewords to insist that revolutions are achieved neither by verbalism nor by activism “but rather with praxis, that is, with reflection and action directed at the structures to be transformed” [7]. It would be just as wrong to claim that reflecting on and helping name oppression is enough for revolution as to claim that activism is enough for revolution. The task of revolutionaries is to engage with our class and our people in true, authentic dialogue, reflection, and action. If we have dialogue and reflection without action, then we are little more than armchair revolutionaries. On the other hand, if we have only action without dialogue and reflection, we have mere activism.

Reflection and action are not divisions of labor between revolutionary leaders and the people, whereby the leaders think and direct and the people are only able to act on their orders. “Revolutionary leaders,” he writes, “do bear the responsibility for coordination and, at times, direction—but leaders who deny praxis to the oppressed thereby invalidate their own praxis” [8]. People and revolutionary leaders act together, building and acting in unity before, during, and after the revolution.

The prerequisite for such leadership is the rejection of the “myth of the ignorance of the people” [9]. Freire acknowledges that revolutionary leaders, “due to their revolutionary consciousness,” have “a level of revolutionary knowledge different from the level of empirical knowledge held by the people” [10].

The act of dialogue unites lived experience with revolutionary theory so that people understand what causes their lived experience to be as it is. This is a restatement of Lenin’s conviction that spontaneous knowledge of exploitation and oppression must be transformed through the Party into revolutionary consciousness of the relationship of our experience to the relationship of broader social, economic, and political forces at differing scales: within the factory, the city, the state, and the world.

This is a Marxist philosophy of education in that it rests on the presumption of competence. We can see it, for example, when Engels writes that he and Marx “cannot co-operate with men who say openly that the workers are too uneducated to emancipate themselves, and must first be emancipated from above by philanthropic members of the upper and lower middle classes” [11]. We can also see it in What is to be Done? as Lenin argues against economist Marxists, who hold that the working class develops its own revolutionary consciousness spontaneously as a result of daily struggles with the bosses. Lenin argued that spontaneity was only consciousness “in an embryonic form,” and that something more was needed. Spontaneity is necessary but is ultimately limited to “what is ‘at the present time’” [12]. In other words, spontaneity by itself isn’t able to look beyond isolated daily struggles and forward to a new society. Lenin called the spontaneously generated mindset “trade union consciousness.”

Lenin believed that workers were capable of more than trade union consciousness. He actually derided those who insisted on appealing to the “average worker:” “You gentlemen, who are so much concerned about the ‘average worker,’ as a matter of fact, rather insult the workers by your desire to talk down to them when discussing labor politics and labor organization” (p. 153). He wrote that organizers had actually held workers “back by our silly speeches about what ‘can be understood’ by the masses of the workers” [13]. The economist organizers treated workers as objects rather than subjects. They didn’t believe in the people or their potential.

Freire actually calls on Lenin when he insists revolutionary leadership is open and trusting of the people. “As Lenin pointed out,” he writes, “the more a revolution requires theory, the more its leaders must be with the people in order to stand against the power of oppression” [14]. This isn’t a naïve acquiesce but a belief in the power of the masses to become not only agents of revolutionary movements but creators of revolutionary theory through the Party. As Lenin also observed, that the Party creates a particular group of theoreticians: In the Party “all distinctions as between workers and intellectuals… must be obliterated” [15].

There is no abstract celebration of “horizontalism” within such a pedagogy. The form of the revolution and its leadership isn’t accorded abstractly; it can be more horizontal or more vertical and triangular, depending on the circumstances. Here, Freire turns to Fidel Castro and the Cuban Revolution to argue that their historical conditions compelled them to revolt without building widely with the people. Yet the leadership pursued this task immediately after taking power through organization, specifically the party. Tyson Lewis is one of the few to observe that “Freire himself clearly saw his pedagogy as a tool to be used within revolutionary organization to mediate the various relationships between the oppressed and the leaders of resistance” [16]. This is why Freire looked so favorably upon Amílcar Cabral [17].

Uniting politics and pedagogy for revolution

Revolutionary organizers, therefore, are defined not just by the revolutionary ideals they hold or actions they take, but by their humility, patience, and willingness to engage with all exploited and oppressed people. It is not possible for us to “implant” the conviction to fight and struggle in others. Coming-to-critical-consciousness is a delicate and contingent process that can’t be scripted in advance. Still, there are a few general components to it.

First, we have to truly get to know our people, their problems, and their aspirations. This means that we have to actually learn from people, acknowledging that, even if this is their first demonstration, or even if they voted for a democrat in the last election, they actually have something to teach us. The more experiences we learn from the people the richer our theories are and the more connection they can have to the daily realities of workers and oppressed people today. Our class is bursting with creative and intellectual powers that capitalist society doesn’t allow us to express or develop. The revolutionary party is stronger the more it cultivates these powers.

Second, we have to provide opportunities for others to understand their problems in a deeper and wider context, and to push their aspirations forward. Freire gives a concrete and relatable example of this:

“…if at a given historical moment the basic aspiration of the people goes no further than a demand for salary increases, the leaders can commit one of two errors. They can limit their action to stimulating this one demand or they can overrule this popular aspiration and substitute something more far-reaching—but something which has not yet come to the forefront of the people’s attention… The solution lies in synthesis: the leaders must on the one hand identify with the people’s demand for higher salaries, while on the other they must pose the meaning of that very demand as a problem. By doing this, the leaders pose as a problem a real, concrete, historical situation of which the salary demand is one dimension. It will thereby become clear that salary demands alone cannot comprise a definitive solution” [18].

Through this process, both the people and the revolutionary leadership act together and collectively name the world. Genuine knowledge is produced, and authentic action is taken, and real conviction for the struggle is strengthened.

Freire’s popularity presents an opening to draw many into the struggle and, in particular, the communist struggle. By re-establishing the link between his pedagogy and politics, we can draw those who admire his work into the movement. At the same time, we can better understand, adapt, and practice his pedagogical principles in our day-to-day organizing. “Only in the encounter of the people with the revolutionary leaders,” Freire writes in the book’s last sentence, “can this [revolutionary] theory be built” [19].

References

[1] This process started with the advent of U.S. “critical pedagogy” in the early 1980s, and Freire’s later work might have played a role in it as well. See Malott, Curry S. (2015).History and education: Engaging the global class war(New York: Peter Lang), 63.
[2] Freire, Paulo. (1970/2011).Pedagogy of the oppressed(New York: Continuum), 54.
[3] Ibid., 58.
[4] Ibid., 80.
[5] Ibid.
[6] McLaren, Peter. (2015).Life in schools: An introduction to critical pedagogy in the foundations of education, 6thed. (Boulder: Paradigm Publishers), 241.
[7] Freire,Pedagogy of the oppressed, 125-126.
[8] Ibid., 126.
[9] Ibid.
[10] Ibid., 134.
[11] Marx, Karl and Friedrich Engels. (1991). “Marx and Engels to August Bebel, Wilhelm Liebknecht, Wilhelm Bracke and others (circular letter),” trans. P. Ross & B. Ross, inMarx and Engels collected works (vol. 45), ed. S. Gerasimenko, Y.Kalinina, and A. Vladimirova (New York: International Publishers), 408, emphasis added.
[12] Lenin, V.I. (1902/1987). “What is to be done?” inEssential works of Lenin, ed. H.M. Christman (New York: Dover Publications), 67.
[13] Ibid., 156.
[14] Freire,Pedagogy of the oppressed, 138.
[15] Lenin, “What is to be done?”, 137.
[16] Lewis, Tyson E. (2012). “Mapping the constellation of educational Marxism(s),”Educational Philosophy and Theory44, no. S1: 98-114.
[17] Malott, Curry. (2021). Amílcar Cabral: Liberator, theorist, and educator,”Liberation School, 20 January. Availablehere.
[18] Freire,Pedagogy of the oppressed, 183.
[19] Ibid.